Bumpus v. Warden, Clinton Correctional Facility
Bumpus v. Warden, Clinton Correctional Facility
Opinion of the Court
MEMORANDUM & ORDER
Petitioner James Bumpus is once again before this Court on his petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. For the reasons set forth below, the writ is denied and his petition is dismissed.
BACKGROUND
On September 6, 2007, the Court found that all but one of Bumpus’s federal claims were procedurally barred from habeas corpus review because they had not been “fairly presented” to the New York Court of Appeals.
Following remand, Bumpus filed a memorandum of law in support of his petition on July 3, 2009. Relying on the nine claims
STANDARD OF REVIEW
As is well-engrained now, driven by AEDPA,
DISCUSSION
In its September 6, 2007 decision, the Court stated that, to the extent that Bum-pus claimed that the New York Court of Appeals denied him equal protection on his appeal vis-á-vis its handling of the appeal of his co-defendant Rodney Russ, such
In addition to these claims, Bumpus raised an argument in state court (for example, on a pro se motion for reconsideration to the Appellate Division) following the reversal of Russ’s conviction that “the due process [and] equal protection clause of the Fourteenth Amendment dictates that each similarly [situated] criminal defendant must receive the same application of the law.” (Memorandum of Law in support of motion for reconsideration to Appellate Division, dated Aug. 29, 1994, at 1.) On the instant remand, Bumpus renews that argument, claiming that he was “denied due process and equal protection by the arbitrary denial of his application for leave to appeal to the Court of Appeals,” given that “his identically situated co-defendant was granted such leave and access.” (Bumpus Br. at 9.) Though vexing, this constitutional claim fails whether reviewed under AEDPA’s deferential standard or de novo. See Knowles v. Mirzayance, — U.S. -, 129 S.Ct. 1411, 1415, 173 L.Ed.2d 251 (2009) (deciding a habeas corpus petition under both standards of review).
Viewed through the AEDPA prism, the denial of Bumpus’s applications for leave to appeal by the New York Court of Appeals was not contrary to, nor did it involve an unreasonable application of, clearly established federal law (pertaining to the due process clause, the equal protection clause, or otherwise). See 28 U.S.C. § 2254(d)(1). In such circumstance, given the absence of any holdings from the Supreme Court regarding a due process or an equal protection right to file a discretionary appeal,
In any event, even reviewing the disparate judicial treatment claim asserted by Bumpus unfettered by AEDPA, the Court finds that the refusal of the New York state courts to accord him the benefit of the Russ ruling as reflected in the denials of his post-judgment motions and of his leave to appeal applications were not violations of equal protection or of due process. In addition, Bumpus’s claim regarding the admission of the grand jury testimony of witnesses Lawrence and Gonzalez fails under the exhaustion doctrine, and, further, even if it were not unexhausted, would fail on the merits. A similar fate befalls petitioner’s remaining claims, that is, though exhausted, as determined by the Circuit, they are ultimately meritless.
I. The New York Court of Appeals’ Denial of Bumpus’s Application for Leave to Appeal Was Not Contrary to Clearly Established Federal Law
For almost all criminal appeals, the New York Court of Appeals is a court of discretionary appeal and, for coram no-bis petitions, the Appellate Divisions are likewise. See N.Y. Crim. Proc. Law §§ 450.90(1), 460.20. The saga of the two co-defendants grew intense when New York’s high court granted leave to co-defendant Russ, announced a new rule of state criminal procedure, and reversed his conviction. The same state court system had refused leave to Bumpus repeatedly (even after Russ was handed down) and let his conviction at the same trial of the same charges and on the same evidence before the same judge and jury stand. Given the disparate results on identical facts and law, Bumpus challenges the discretionary criminal justice process and the substantive product of its handiwork. He does not cite to, and the Court has not found, any reported Supreme Court decisions holding that there is a right through any federal constitutional or statutory provision that guarantees the convicted access to a court of discretionary appeal. See also Coleman v. Thompson, 501 U.S. 722, 756, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991); Pennsylvania v. Finley, 481 U.S. 551, 555-56, 107 S.Ct. 1990, 95 L.Ed.2d 539 (1987); cf. Ross v. Moffitt, 417 U.S. 600, 614-16, 94 S.Ct. 2437, 41 L.Ed.2d 341 (1974) (holding that criminal defendants have a right to counsel only on appeals as of right, not on discretionary state appeals); id. at 610, 619, 94 S.Ct. 2437. This is not surprising, both because of the very nature of a discretionary appeal and because “there is no federal constitutional right to state appellate review of state criminal convictions.” Estelle v. Dorrough, 420 U.S. 534, 536, 95 S.Ct. 1173, 43 L.Ed.2d 377 (1975) (citations omitted); see also Halbert v. Michigan, 545 U.S. 605, 610, 125 S.Ct. 2582, 162 L.Ed.2d 552 (2005) (“The Federal Constitution imposes on the States no obligation to provide appellate review of criminal con
Quite to the contrary of petitioner’s essential grievance, there is at least one Supreme Court decision suggesting that a habeas court is without authority to set aside a conviction where the ground advanced was simply that state courts allowed to stand a conviction on a verdict inconsistent with the verdict rendered in the same trial for a co-defendant. See Harris, 454 U.S. 339, 102 S.Ct. 460 In Harris, the Second Circuit held that the state court judge had rendered inconsistent verdicts in convicting the petitioner but acquitting his co-defendant. The Circuit then entered an order requiring that the petitioner be granted a new trial or that the state trial court be required to demonstrate that there was a rational basis for the facially inconsistent verdicts. Id. at 341-42, 102 S.Ct. 460. The Supreme Court reversed, holding that “[i]nconsistency in a verdict is not a sufficient reason for setting it aside.” Id. at 345, 102 S.Ct. 460. Indeed, even if the state court judge made an error of law in acquitting the co-defendant, “[t]here is no reason — and surely no constitutional requirement — that such an error pertaining to the case against [the co-defendant] should redound to the benefit of’ the startled habeas petitioner. Id. at 347, 102 S.Ct. 460.
By analogy, then, assuming New York courts erred under New York law in granting Russ leave to appeal, there is no constitutional requirement that Bumpus become the co-beneficiary of such bad judgment. See Standefer v. United States, 447 U.S. 10, 25, 100 S.Ct. 1999, 64 L.Ed.2d 689 (1980) (“[W]e are thus inclined to reject, at least as a general matter, a rule that would spread the effect of an erroneous acquittal to all those who participated in a particular criminal transaction.” (citation omitted)). As the Supreme Court noted in Beck v. Washington, “the Fourteenth Amendment does not ‘assure uniformity of judicial decisions ... [or] immunity from judicial error....’ Were it otherwise, every alleged misapplication of state law would constitute a federal constitutional question.” 369 U.S. 541, 554-55, 82 S.Ct. 955, 8 L.Ed.2d 98 (1962) (quoting Milwaukee Elec. Ry. & Light Co. v. Wisconsin ex rel. Milwaukee, 252 U.S. 100, 106, 40 S.Ct. 306, 64 L.Ed. 476 (1920)); see also Matos v. Irvin, No. 95-2855, 1996 WL 665734, at *2, 1996 U.SApp. LEXIS 30024, at *5 (2d Cir. Nov. 15, 1996) (stating that petitioners had failed to demonstrate that, of the two inconsistent decisions from the appellate court, “theirs was wrong. Their argument depends on the proposition that a ruling of law that benefits one defendant in a criminal case must be applied to the benefit of all similarly situated defendants, regardless whether the ruling is correct. There
Cases relied upon by Bumpus are not at odds. Cochran v. Kansas, for example, addressed a claim that officials of the state penitentiary sabotaged appeal documents that petitioner had prepared, causing petitioner to miss the two-year limitation period allowed by state statute. 316 U.S. 255, 256, 62 S.Ct. 1068, 86 L.Ed. 1453 (1942). The Supreme Court reversed the denial of his petition for habeas corpus, stating that, if the petitioner’s allegations held true, there was a clear violation of the equal protection clause. Id. at 257, 62 S.Ct. 1068. Here, there was no state interference with Bumpus’s right to appeal. That the New York courts denied leave does not mean that Bumpus was refused any right or privilege of appeal that was afforded to his co-defendant or anyone else. See id. at 258, 62 S.Ct. 1068; see also N.Y. Crim. Proc. Law §§ 450.90(1), 460.20.
Another, Griffin, restates the obvious: “all people charged with crime must, so far as the law is concerned, ‘stand on an equality before the bar of justice in every American court.’ ” 351 U.S. at 17, 76 S.Ct. 585 (citation omitted). It adds nothing to petitioner’s argument. The Supreme Court was simply referring to the fact that due process and equal protection rights protect all persons, rich and poor, from invidious discrimination at all stages of criminal proceedings. Id. at 17-18, 76 S.Ct. 585 (citations omitted). The cite is an ipse dixit; it in no way gives guidance as to whether the disparate results rendered to Bumpus and Russ sprang from any form of invidious discrimination suffered by Bumpus — and that Bumpus was in any way unequal before the bar of New York justice.
The Court finds that Bumpus has “no constitutional ground to complain” that the New York Court of Appeals, in exercising the discretion granted it by state law, denied his initial application for leave to appeal and, accordingly, a writ of habeas corpus cannot issue on this ground. See Harris, 454 U.S. at 348, 102 S.Ct. 460.
II. The Failure of New York Courts to Grant Bumpus the Substantive Relief Granted Russ Does Not Constitute a Violation of Due Process or Equal Protection
A. Due Process
“[T]he touchstone of due process is protection of the individual against arbi
Due process guarantees Bumpus and all convicted defendants an as of right “ ‘adequate opportunity to present [their] claims fairly in the context of the State’s appellate process.’ ” See Lucey, 469 U.S. at 402, 105 S.Ct. 830 (quoting Ross, 417 U.S. at 616, 94 S.Ct. 2437). New York, of course, provides a multi-tier direct appellate process. Since New York provides for such appeals, the substantive appeal that due process guarantees is to New York’s Appellate Division courts. Due process does not, however, require that Bumpus be guaranteed a merits appellate determination by the New York Court of Appeals, a court of discretionary appeal, or, similarly, by the United States Supreme Court, accessible only by grant of discretionary certiorari. See N.Y. Crim. Proc. Law §§ 450.90(1), 460.20; cf. Coleman, 501 U.S. at 756, 111 S.Ct. 2546; Ross, 417 U.S. at 610, 614-16, 619, 94 S.Ct. 2437. That Russ perhaps received “more” process does not mean that Bumpus did not receive “due” process; nor is Russ’s fate relevant to the due process inquiry sought by Bumpus. See, e.g., Ross, 417 U.S. at 609, 94 S.Ct. 2437 (“ ‘Due process’ emphasizes fairness between the State and the individual dealing with the State, regardless of how other individuals in the same situation may be treated.”); see also Standefer, 447 U.S. at 26, 100 S.Ct. 1999 (finding that petitioner had received a fair trial at which the government had borne and met the burden of proving beyond reasonable doubt that petitioner had aided and abetted a crime, even when the principal was acquitted. Petitioner “was entitled to no less — and to no more.”); United States v. Dotterweich, 320 U.S. 277, 279, 64 S.Ct. 134, 88 L.Ed. 48 (1943) (“Equally baseless is the claim of [defendant] that, having failed to find the corporation guilty, the jury could not find him guilty. Whether the jury’s verdict was the result of carelessness or compromise or a belief that the responsible individual should suffer the penalty instead of merely increasing, as it were, the cost of running the business of the corporation, is immaterial. Juries may indulge in precisely such motives or vagaries.” (citation omitted)).
B. Equal Protection
“Central both to the idea of the rule of law and to our own Constitution’s guarantee of equal protection is the principle that government and each of its parts remain open on impartial terms to all who seek its assistance.” Romer v. Evans, 517 U.S. 620, 633, 116 S.Ct. 1620, 134 L.Ed.2d 855 (1996).
The Court divides its equal protection analysis into three categories: (1) absent certain narrowly drawn exceptions, a crim
I. A change in a rule of criminal procedure need not be retroactive
In arguing that he was denied equal protection because the Court of Appeals denied him leave on reconsideration following its reversal of Russ’s identical judgment of conviction, Bumpus effectively asks this Court to find that the New York Court of Appeals committed constitutional error in failing to apply its decision in People v. Russ, 79 N.Y.2d 173, 581 N.Y.S.2d 152, 589 N.E.2d 375 (1992), and People v. Russ, 77 N.Y.2d 966, 570 N.Y.S.2d 500, 573 N.E.2d 588 (1991), retroactively to him. For, though dressed up in highly unusual facts, when stripped to its essentials, petitioner seeks nothing more than the retroactive application of a newly adopted criminal procedure rule, hardly a novel quest. See, e.g., Whorton v. Bockting, 549 U.S. 406, 416, 127 S.Ct. 1173, 167 L.Ed.2d 1 (2007); Saffle v. Parks, 494 U.S. 484, 488, 110 S.Ct. 1257, 108 L.Ed.2d 415 (1990) (“The explicit overruling of an earlier holding no doubt creates a new rule.”); Teague v. Lane, 489 U.S. 288, 301, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989) (“[A] case announces a new rule if the result was not dictated, by precedent existing at the time the defendant’s conviction became final.” (citation omitted)). There is, more critically, no constitutional requirement that such criminal procedure-changing precedents be retroactively applied. Absent certain narrow exceptions
Without doubt, the New York Court of Appeals recognized a new rule of criminal
2. Equal protection violation cannot be shown solely through disparate litigation results
There is no constitutional command that the results obtained by identically situated but separately proceeding litigants be the same; so long as the process afforded each litigant was fair,
Simply put, the unusual, only by comparison to each other, fates of Bumpus and Russ on their respective New York state appellate tracks are not enough on their own to demonstrate a violation of the right to equal protection of the laws. Yet, the only evidence that Bumpus presents on this claim is that he and Russ received different results when they applied for leave to appeal their judgments of conviction to the New York Court of Appeals following their arrest for the robbery and murder of the same victim; that they were indicted for the same crimes by the same grand jury in the same true bill; that they were prosecuted in the same courtroom at the same time; that they confronted the same witnesses before the same trial judge and jury; that they were convicted at the same moment and received the same sentence; and that the Appellate Division affirmed both convictions for the same reasons. See Bumpus, 507 F.Supp.2d at 249. Procedurally, the disconnection of the two appeals following conviction headed the two codefendants to vastly disparate results. Case law makes clear, nonetheless, that those disparate results alone, however incomprehensible to a broader public audience, do not contravene Bumpus’s equal protection rights, nor do they support a writ of habeas corpus.
3. The rational basis for different results
Where similarly (indeed identically) situated persons are treated differently by government, there must be at least a rational basis for the difference in treatment for it not to be a violation of the equal protection clause. See Engquist v. Or. Dep’t of Agriculture, 553 U.S. 591, 128 S.Ct. 2146, 2153, 170 L.Ed.2d 975 (2008) (citing Olech, 528 U.S. at 564, 120 S.Ct. 1073). As the Supreme Court has explained, “when conducting rational basis review ‘[a court] will not overturn ... [government action] unless the varying treatment of different groups or persons is so unrelated to the achievement of any combination of legitimate purposes that we can only conclude that the [government’s] actions were irrational.’ ” Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 84, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000) (citing Vance v. Bradley, 440 U.S. 93, 97, 99 S.Ct. 939, 59 L.Ed.2d 171 (1979)); see also Able v. United States, 155 F.3d 628, 631 (2d Cir. 1998) (“As a general rule, the equal protection guarantee of the Constitution is satisfied when the government differentiates between persons for a reason that bears a rational relationship to an appropriate governmental interest.”).
When tried and convicted, and, still later, on direct appeal to the Second Department, Bumpus and Russ not only stood identically before the bar of justice, but also they were treated precisely the same
The finding of a rational basis here is all the more compelled by the principle that, absent the most extraordinary of circumstances, federal courts have no business interfering in the legitimate affairs of state courts. See, e.g., Trainor v. Hernandez, 431 U.S. 434, 441, 97 S.Ct. 1911, 52 L.Ed.2d 486 (1977) (noting that, “in a Union where both the States and the Federal Government are sovereign entities, there are basic concerns of federalism which counsel against interference by federal courts, through injunctions or otherwise, with legitimate state functions, particularly with the operation of state courts” (citing Younger v. Harris, 401 U.S. 37, 44, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971))); cf. Coleman, 501 U.S. at 731, 111 S.Ct. 2546 (citation omitted). As with the Supreme Court itself, discretionary appeals within a state court system serve an important function in matters of judicial economy. See, e.g., O’Sullivan v. Boerckel, 526 U.S. 838, 846, 119 S.Ct. 1728, 144 L.Ed.2d 1 (1999) (“The fact that [a state] has adopted a discretionary review system may reflect little more than that there are resource constraints on the [state High] Court’s ability to hear every case that is presented to it.”). Obviously, with one of the busiest, if not the busiest, state court system in the United States, New York has a legitimate and enormous interest in husbanding its judicial resources. Further, and more illuminating, Russ is a sterling example of how and why high court discretionary appellate leave is used. The Court of Appeals granted leave in Russ not because it concluded that the Appellate Division had wrongly decided Russ’s appeal on the extant precedent but, apparently, because it correctly followed precedent that the high court wanted to overrule. Russ was granted leave as a vehicle for the Court of Appeals to change a rule of criminal procedure in New York, at least as it had been interpreted by the Second Department. No one can ever forecast when a court is “ready” to make such a change or which appeal vehicle it will latch onto to accomplish it. Clearly, as noted above, discretionary appeals are a commonly understood part of the justice process, and an appellate court’s using discretionary appeals to review and refresh its state’s decisional law without the need to hear every case as a matter of appellate right certainly affords a rational basis for a process that grants leave to some and denies it to others. That the process played out in the ordinary course to treat disparately two men who stood at the start identically before the bar of justice, where the disparity results from a not unusual system of discretionary appeal, is not irrational. Rather, the disparity springs from a well-entrenched appellate practice.
The metaphorical case on all fours tendered in appellate argument is, here, identical in fact. Bumpus is the “real McCoy.” Unfortunately for him, New York allows separate appellate tracks for defendants convicted of identical crimes at the same time before the same judge and jury on the identical evidence. The disparate results here could not have occurred otherwise. Given that such disparate results might cause the community at large to question the legitimacy of a system allowing such to happen, New York may very well want to consider changing it in some way to avoid future disparate results in
Nor is the result changed by the actual refusal of New York to grant Bumpus relief on his multiple attempts to seek reconsideration of his conviction following the decision of the Court of Appeals in Russ. Any challenge here to the decisions of the state courts to adhere to their preRuss determinations presents the same wine in different bottles. At the time his conviction became final, there was no fundamental federal defect. The subsequent disparate result reached in Russ, as the Court has found, did not breach any right of Bumpus to due process and equal protection. The fact that Bumpus, procedurally, gave the state courts every opportunity to change that disparate but not unconstitutional result and they refused to do so does not create a separate or different constitutional claim. Analytically, in fact, an equal protection violation may have been engendered had New York granted leave to Bumpus in order to apply the Russ rule retroactively to him alone. At that point, Bumpus was situated no differently than any other defendant whose conviction had become final through direct appeal on the strength of the Second Department’s “erroneous” interpretation of Fitzpatrick and section 60.35 that Russ overruled. The disparate treatment argument fails in all of its permutations.
III. Bumpus’s Remaining Claims Fail
A. The Admission of the Grand Jury Testimony of Lawrence and Gonzalez
Petitioner does not cross the habeas review threshold on this contention. The Court finds that Bumpus did not fairly
Fundamental fairness does not require that this default be overlooked. See
Even if Bumpus had exhausted his claim concerning the allegedly improper impeachment of Lawrence and Gonzalez by the use of their grand jury testimony, the claim is grounded at its core in attacking the interpretation by New York courts of New York’s evidentiary rules. See Guity v. Ercole, No. 07-CV-0728, 2007 WL 3284694, at *8, 2007 U.S. Dist. LEXIS 82064, at *25 (S.D.N.Y. Nov. 6, 2007) (“[Sjtate court decisions concerning the state evidentiary rules do not pose issues of constitutional dimension, unless it ‘is so extremely unfair that its admission violates fundamental conceptions of justice.’ ” (quoting Dowling, 493 U.S. at 352, 110 S.Ct. 668 (1990))); cf. Estelle v. McGuire, 502 U.S. 62, 67, 112 S.Ct. 475, 116 L.Ed.2d 385 (1991) (“[Fjederal habeas corpus relief does not lie for errors of state law.” (internal quotation marks and citation omitted)); Beck, 369 U.S. at 554-55, 82 S.Ct. 955. That the New York Court of Appeals subsequently found the prosecutor’s trial tactics to have been “unacceptable”, Russ, 79 N.Y.2d at 178, 581 N.Y.S.2d at 155, 589 N.E.2d at 378, is of no moment, both because the rule prohibiting such tactics was determined not to apply retroactively, (see Part II.B.l, supra) and because the new rule was founded on state, and not on constitutional, grounds. As a result, this theory too affords no basis for habeas relief.
Finally, assuming the question was squarely presented for merit review, the trial court’s decision to admit Lawrence’s and Gonzalez’s grand jury testimony solely for the purpose of impeaching their trial testimony contravenes no constitutional precedent. Cf. Fed.R.Evid. 403, 607, 613, 801(d)(1); Crawford, 541 U.S. at 59 n. 9, 124 S.Ct. 1354
In any event, the trial court not only allowed the testimony to be used for the sole purpose of impeachment, it also gave not one, but three limiting instructions to the jury exactly to that effect. (See Warden’s Memorandum on Remand (Doc. # 66) at 13-14, 20.) Such “cautionary instructions” ameliorated any constitutional concern and, hence, it would not have been unreasonable for New York courts to reject such a constitutional argument. Yapor v. Mazzuca, No. 04-CV-7966, 2005 WL 894918, at *15, 2005 U.S. Dist. LEXIS 6597, at *56-*57 (S.D.N.Y. Apr. 19, 2005) (“Limiting instructions have been found to militate against a finding of constitutional error.” (citations omitted)); see also Greer v. Miller, 483 U.S. 756, 766 n. 8, 107 S.Ct. 3102, 97 L.Ed.2d 618 (1987); Perez, 2002 WL 31132872, at *4-6, 2002 U.S. Dist. LEXIS 18124, at *13-*15. Most powerfully, in this light, even if merit review were appropriate now, the constitutional argument that Bumpus advances would not support the issuance of a writ of habeas corpus.
B. The Remaining Claims
The balance of petitioner’s claims — virtually invisible in this round of briefing—
Bumpus also claims the trial court improperly allowed the prosecutor to question prosecution witness Gonzalez about whether she had taken a polygraph test (she had not). The Court has found no Supreme Court precedent establishing that such a line of questioning is improper. Where the Second Circuit has addressed the matter, it has used “harmless error” review, and in the context of a defendant’s — not a prosecution witness’s — refusal to be polygraphed. See, e.g., United States v. Kiszewski, 877 F.2d 210, 216 (2d Cir. 1989) (stating that the prejudicial effect of a mention of polygraph test not taken must be judged by looking at all of the circumstances). Here, this line of impeachment questioning (to the extent that it can properly be characterized as such) was complemented by the further impeachment of Gonzalez with her own grand jury testimony, rendering any error — had there been any error — harmless.
Next, petitioner claims that the prosecutor made improper remarks on summation. In his brief to the Appellate Division, Bumpus contended, inter alia, that the prosecutor made statements that invoked the prestige of the office of District Attorney. He further claims that the prosecutor improperly elicited that Lawrence had made a prior inconsistent statement out of fear; that the prosecutor improperly elicited that Lawrence had made a prior consistent statement; that the prosecutor became an unsworn witness against him; and, from his original pro se petition, that the prosecutor’s bad faith use of both Lawrence’s and Gonzalez’s testimony violated the Sixth Amendment.
The Court notes first that a prosecutor’s summation may be beyond what controlling practice rules permit without depriving a defendant of his constitutional rights. Indeed, “it ‘is not enough that the prosecutors’ remarks were undesirable or even universally condemned.’ ” Darden v. Wainwright, 477 U.S. 168, 181, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986) (citation omitted); see also Greer, 483 U.S. at 765, 107 S.Ct. 3102 (“[T]o constitute a due process violation, the prosecutorial misconduct must be of sufficient significance to result in the
(internal quotation marks and citations omitted); Smith v. Phillips, 455 U.S. 209, 219, 102 S.Ct. 940, 71 L.Ed.2d 78 (1982) (“The touchstone of due process analysis in cases of alleged prosecutorial misconduct is the fairness of the trial, not the culpability of the prosecutor.”). Supreme Court precedents respect this customary wide latitude given to oral advocacy.
In line with this understanding, the Court finds that the Second Department’s decision to reject Bumpus’s summation claim was not contrary to clearly established federal law as determined by the Supreme Court. Plainly, the prosecutor’s summation neither manipulated nor misstated the evidence, nor put the prestige of the District Attorney’s office behind the prosecution’s case, see United States v. Brawer, 482 F.2d 117, 134 (2d Cir. 1973), “nor did it implicate other specific rights of the accused such as the right to counsel or the right to remain silent.” Darden, 477 U.S. at 181-82, 106 S.Ct. 2464 (citation omitted). Beyond that, the weight of the evidence against Bumpus suggests that any comment by the prosecutor — even if beyond the pale of the rules of procedure — did not prejudice petitioner before the jury.
Furthermore, the outcome on direct appeal was not objectively unreasonable. See Jimenez v. Walker, 458 F.3d 130, 147 (2d Cir. 2006) (citing Sellan, 261 F.3d at 311-12). The Appellate Division could have reasonably concluded that the prosecutor’s statements in summation did not “ ‘so infect[ ] the trial with unfairness as to make the resulting conviction a denial of due process,’ ” or of any other constitutional right. Darden, 477 U.S. at 181, 106 S.Ct. 2464 (quoting Donnelly v. DeChristoforo, 416 U.S. 637, 94 S.Ct. 1868, 40 L.Ed.2d 431 (1974)). This Court certainly finds this to be true. Consequently, no relief on this ground is warranted.
The same reasoning can be applied to Bumpus’s remaining prosecutor-related claims. The Court finds that the Appellate Division’s rejection of them was not contrary to clearly established federal law as determined by the Supreme Court. Moreover, the outcome with respect to these issues on direct appeal was not objectively unreasonable. See Jimenez, 458 F.3d at 147 (citing Sellan, 261 F.3d at 311—12); see also, e.g., Klein, 488 F.2d at 483. To the extent that the prosecutor committed any error, the errors were, at most, in violation of state law and of evidentiary or practical rules. Regarding Bumpus’s pro se Sixth Amendment claim, not only is it unexhausted, but it is also neither contrary to, nor an unreasonable application of, Crawford. See, e.g., 541 U.S. at 59 n. 9, 124 S.Ct. 1354 (citations omitted); see also supra Part III.A. Thus, the Court finds that no relief is mandated on these grounds, either.
Next, Bumpus contends that he was not proven guilty beyond a reasonable doubt. As to this contention, the Court finds, first, that the Appellate Division’s order affirming his conviction did not “result[] in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d)(2). Indeed, in light of the evidence, it was not unreasonable for the state appellate courts to determine that Bumpus’s guilt had been proven beyond a reasonable doubt.
Moreover, Bumpus has failed to show that the challenged state court determinations were contrary to, or an unreasonable application of, Supreme Court precedent, and specifically, the standard for insufficiency of evidence announced in Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). In assessing a claim
At the bottom of the list, Bumpus claims that cumulative errors deprived him of a fair trial. The Appellate Division effectively but properly rejected this claim, having found that his claims of individual errors were without merit. See Bumpus, 163 A.D.2d at 485, 558 N.Y.S.2d at 588. Moreover, assuming notwithstanding the Appellate Division’s conclusion that they were errors, Bumpus has failed to demonstrate that, whether considered separately or cumulatively, any of the “claimed errors were so prejudicial that they rendered [his] trial[] fundamentally unfair.” Collins v. Scully, 878 F.Supp. 452, 460 (E.D.N.Y. 1995) (citing United States v. Araujo, 539 F.2d 287, 292 (2d Cir. 1976)); see also Dowling, 493 U.S. at 352, 110 S.Ct. 668 (noting that the Supreme Court has “defined the category of infractions that violate ‘fundamental fairness’ very narrowly”). To cut to the chase, regardless of the fact that the Appellate Division made no express ruling on the cumulative effect of the claimed errors, the Court finds on de novo review that there were no cumulative errors, or that there was no cumulative effect of errors, that deprived Bumpus of a fair trial. This last claim then, too, does not support habeas relief.
CONCLUSION
For the foregoing reasons, the petition for habeas corpus of James Bumpus is dismissed and the writ is denied. Nevertheless, the Court issues a Certificate of Appealability on petitioner’s disparate treatment claim since reasonable jurists could disagree on this ground as to whether Bumpus’s petition should have been resolved differently. See Slack v. McDaniel, 529 U.S. 473, 483-84, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000).
The Clerk is directed to enter judgment and to close this case.
SO ORDERED.
. Though familiarity with the underlying facts is presumed, for a more detailed discussion of the underlying state prosecution and overall procedural history, see Bumpus v. Superintendent of Clinton Corr. Facility, 507 F.Supp.2d 246 (E.D.N.Y. 2007), aff'd in part and rev’d in part, 311 Fed.Appx. 400 (2d Cir. 2009).
. The Court rejected Bumpus’s remaining claim — that the courtroom was improperly closed during Bumpus's murder trial — on the merits. The Second Circuit affirmed, noting that the Court’s ruling on this point was beyond the scope of the Court’s Certificate of Appealability. See Bumpus, 311 Fed.Appx. at 402-03.
. Nor did this Court address this claim in its previous opinion.
. Bumpus's courtroom closure claim was rejected in the last round of litigation. See Bumpus, 507 F.Supp.2d at 263-66. The Second Circuit affirmed. See Bumpus, 311 Fed.Appx. at 403-03.
. Bumpus filed his habeas application after the effective date of AEDPA and is, ceteris paribus, subject to its provisions. See, e.g., Bumpus v. Warden, No. 98-CV-2406, 1999 WL 132218, 1999 U.S.App. LEXIS 3702 (2d Cir. Mar. 4, 1999).
. Under AEDPA's deferential standard of review, "[d]eterminalion of factual issues made by a state court 'shall be presumed to be correct,’ and the applicant ‘shall have the burden of rebutting the presumption of correctness by clear and convincing evidence.' ” Smith v. Herbert, 275 F.Supp.2d 361, 365-66 (E.D.N.Y. 2003) (quoting 28 U.S.C. § 2254(e)(1)).
. The claims raised in Bumpus's Appellate Division briefs, and in support of his petition, are as follows: the prosecutor improperly impeached Lawrence and Gonzalez with their grand jury testimony; Lawrence was coerced into testifying against Bumpus; the prosecutor improperly elicited that Lawrence had made a prior inconsistent statement out of fear; the prosecutor improperly elicited that Lawrence had made a prior consistent statement; the prosecutor became an unsworn witness against Bumpus; it was improper to elicit that a witness declined to be polygraphed; the prosecutor’s improper remarks deprived Bumpus of a fair trial; based upon the evidence in chief, Bumpus was not proven guilty beyond a reasonable doubt; cumulative errors deprived Bumpus of a fair trial; and, from Bumpus's supplemental Appellate Division filing-but not before this Court on habeas review-the trial court erred in permitting in-court identification. See, e.g., Bumpus, 507 F.Supp.2d at 254; Supplemental Memorandum of Law (Doc. # 40); Appellant's Supplemental Brief on Appeal to the Appellate Division, dated Jan. 30, 1990; Brief of Defendant-Appellant to the Appellate Division, dated June 10, 1989.
. An appeal to the New York Court of Appeals is a discretionary appeal. See N.Y. Crim. Proc. Law §§ 450.90(1), 460.20.
. Other cases upon which Bumpus relies are similarly unhelpful to his cause. See Lucey, 469 U.S. at 402, 105 S.Ct. 830 (holding, narrowly, that the due process clause guarantees a criminal defendant the right to counsel on a first appeal as of right (citing Douglas v. California, 372 U.S. 353, 83 S.Ct. 814, 9 L.Ed.2d 811 (1963))); Rinaldi v. Yeager, 384 U.S. 305, 308, 86 S.Ct. 1497, 16 L.Ed.2d 577 (1966) (finding — in a case in which the defendant was free to file his ultimately unsuccessful appeal — that state law requiring only a certain class of unsuccessful appellants to repay the cost of obtaining a trial transcript violated the requirements of the equal protection clause); Dowd v. United States, 340 U.S. 206, 208, 71 S.Ct. 262, 95 L.Ed. 215 (1951) (stating "that a discriminatory denial of the statutory right of appeal is a violation of the Equal Protection Clause of the Fourteenth Amendment” (emphasis added)).
. The Court assumes that Bumpus and Russ could constitute different "classes of one.” See Village of Willowbrook v. Olech, 528 U.S. 562, 564, 120 S.Ct. 1073, 145 L.Ed.2d 1060 (2000). The Supreme Court has recognized equal protection claims brought by a "class of one,” that is, an individual plaintiff alleging that he "has been intentionally treated differently from others similarly situated and that there is no rational basis for the difference in treatment” without alleging membership in a class or group. Id. at 564, 120 S.Ct. 1073 (citations omitted). This is in keeping with the Supreme Court's explanation that "the purpose of the equal protection clause of the Fourteenth Amendment is to secure every
. See Bockting, 549 U.S. at 416, 127 S.Ct. 1173 (“A new rule applies retroactively in a collateral proceeding only if (1) the rule is substantive or (2) the rule is a " 'watershed rul[e] of criminal procedure’ ” implicating the fundamental fairness and accuracy of the criminal proceeding.” (quoting Saffle, 494 U.S. at 495, 110 S.Ct. 1257)). Under Saffle, "substantive” means "a 'substantive categorical guárantele] accorded by the Constitution.' ” 494 U.S. at 494, 110 S.Ct. 1257 (citation omitted).
. Of course, even if Bumpus were entitled to retroactive application of the rule announced in Russ, as a matter of state procedure, his claim would still fail here because the Russ rule involved only a matter of state law and not a federal constitutional claim. See, e.g., Baldwin v. Reese, 541 U.S. 27, 29, 124 S.Ct. 1347, 158 L.Ed.2d 64 (2004).
. Even this need not be the case necessarily. See Beck, 369 U.S. at 554, 82 S.Ct. 955 (stating that the misapplication of a law potentially requiring certain procedural safeguards cannot be shown to be an invidious discrimination).
. Bumpus neither claims nor demonstrates, for example, that the Court of Appeals singled him out for continued jail time based upon an impermissible consideration. McCleskey v. Kemp, 481 U.S. 279, 292, 107 S.Ct. 1756, 95 L.Ed.2d 262 (1987) ("[A] defendant who alleges an equal protection violation has the burden of proving 'the existence of purposeful discrimination.' " (citations omitted)); see also Ashcroft v. Iqbal, - U.S. -, 129 S.Ct. 1937, 1948, 173 L.Ed.2d 868 (2009) ("Under extant precedent purposeful discrimination requires more than 'intent as volition or intent as awareness of consequences.’ It instead involves a decisionmaker’s undertaking a course of action ' "because of,” not merely “in spite of,” ’ [the action’s] adverse effects upon an identifiable group.” (quoting Pers. Adm’r. v. Feeney, 442 U.S. 256, 279, 99 S.Ct. 2282, 60 L.Ed.2d 870 (1979))); cf. Lalli v. Lalli, 439 U.S. 259, 273, 99 S.Ct. 518, 58 L.Ed.2d 503 (1978) ("Our inquiry under the Equal Protection Clause does not focus on the abstract 'fairness' of a state law, but on whether the statute’s relation to the state interests it is intended to promote is so tenuous that it lacks the rationality contemplated by the Fourteenth Amendment.”); United States v. Berrios, 501 F.2d 1207, 1211 (2d Cir. 1974) (" '[The] conscious exercise of some selectivity in enforcement is not in itself a federal constitutional violation.' ” (quoting Oyler v. Boles, 368 U.S. 448, 456, 82 S.Ct. 501, 7 L.Ed.2d 446 (1962))); DeLuca v. Zenk, No. 04-CV-5233, 2006 WL 1026489, at *2, 2006 U.S. Dist. LEXIS 30075, at *5 (E.D.N.Y. Feb. 7, 2006) ("[I]nmates are not a suspect class.” (citation omitted)).
. See Bumpus Appellate Division Brief at 6 (citing N.Y. Crim. Proc. Law § 60.[35]; People v. Broadwater, 116 A.D.2d 1022, 498 N.Y.S.2d 638 (App.Div. 4th Dep’t 1986); People v. Jordan, 59 A.D.2d 746, 398 N.Y.S.2d 556 (App.Div. 2d Dep’t 1977)).
. Petitioner perhaps could have sought to establish the ineffective assistance of appellate counsel as the cause of his failure to advance such a federal claim. Given the Court's conclusion on the substance that that admission of the impeaching grand jury testimony did not contravene a federal constitutional right, (see infra), whether petitioner’s appellate counsel was ineffective in failing to advance such an argument is academic.
. Of course, because Bumpus's conviction became final prior to March 8, 2004, the date on which Crawford was decided, Crawford itself affords him no constitutional protection on his petition. Indeed, the Supreme Court has prohibited the retroactive application of a new legal rule — such as that expounded in Crawford- on collateral review. See Teague, 489 U.S. at 295-96, 109 S.Ct. 1060; see also id. at 301, 109 S.Ct. 1060 (O'Connor, J., concurring); McKinney v. Artuz, 326 F.3d 87, 96 (2d Cir. 2003) ("Clearly established federal
. It stretches the imagination that the admission of Lawrence's and Gonzalez’s grand jury testimony could be characterized as "harmless error,” were it the case that the admission of their testimony constituted constitutional error. See Fry v. Pliler, 551 U.S. 112, 121-22, 127 S.Ct. 2321, 168 L.Ed.2d 16 (2007) ("[I]n § 2254 proceedings a court must assess the prejudicial impact of constitutional error in a state-court criminal trial under the 'substantial and injurious effect' standard set forth in [Brecht v. Abrahamson, 507 U.S. 619, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993)], whether or not the state appellate court recognized the error and reviewed it for harmlessness under the ‘harmless beyond a reasonable doubt’ standard set forth in” Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705 (1967)). Here, the grand jury testimony had the trial witnesses as the eyewitnesses to the robbery and murder. Surely the jury had ample reason to convict Bumpus (and Russ) based solely upon hearing the supposedly limited use grand jury testimony. The absence of constitutional error, however, obviates a "harmless error” analysis.
. The New York Court of Appeals found that Lawrence's testimony had been " ‘legally’ ” coerced. Russ, 79 N.Y.2d at 178, 581 N.Y.S.2d at 155, 589 N.E.2d at 378. There was, however, no constitutional defect in admitting it. Coerced or not, Lawrence took the stand and was subject to cross examination, a disinfectant for suspect testimony. See Klein, 488 F.2d at 483 (holding that the admission of a witness' "disowned” grand jury testimony could be supported by United States v. De Sisto, 329 F.2d, and that ‘‘[i]t is immaterial whether the reason for the witness' denial of knowledge on the second appearance is fear, as it apparently was in” Be Sisto).
Reference
- Full Case Name
- James BUMPUS v. WARDEN, CLINTON CORRECTIONAL FACILITY
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- 1 case
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- Published