Wang v. Palmisano
Wang v. Palmisano
Opinion of the Court
OPINION AND ORDER
On April 1, 2013, pro se Plaintiff Chuan Wang (“Plaintiff’) filed a Complaint against Samuel J. Palmisano (“Palmisa-no”), Martin Schroeter (“Schroeter”), Mark Loughridge (“Loughridge”), and J. Randall MacDonald (“MacDonald”) (collectively, “Defendants”), who are, respectively, the President, Chief Executive Officer, and Chairman; the Treasurer; the Chief Financial Officer; and a Senior Vice Presi
I. Background
A. Factual History
The following facts are drawn from Plaintiffs Complaint and are taken as true for the purposes of resolving the instant Motion. Plaintiff, a resident of Massachusetts, is a Chinese-American man and, at the time he filed his Complaint in April 2013, was 56 years old. (See Compl. ¶ 12.) In February 2008, Plaintiff received a job offer from IBM, a corporation headquartered in New York. (See id. ¶ 6, 16.) Artech Information Systems L.L.C. (“Artech”), a separate corporation that previously arranged Plaintiffs interview for the job, (see id. ¶ 15), informed Plaintiff of the offer, forwarded a proposed employment agreement, and explained to Plaintiff many of the offer’s key terms, (id. ¶¶ 16, 18-19). Specifically, Ar-tech told Plaintiff that the offer was for a “full-time position with [a] term of one year or longer,” and that he would work “exclusively for IBM.” (Id. ¶ 18.) Artech also told Plaintiff that, because his job was “computer related[,]” he would be an “exempt employee” and therefore “not entitled to [an] overtime pay rate for overtime work he performed, if any.” (Id. ¶ 19.) Plaintiff alleges that he “believed many terms in [the] Employment Agreement [were] unlawful and unfair, [and,] therefore, unacceptable^]” but he does not allege that he contested the terms or otherwise notified Artech, IBM, or Defendants of his “belie[f.]” (Id. ¶ 17.)
From March 11, 2008 to March 28, 2008, Plaintiff “performed a full-time service under the direction and control of IBM, and exclusively for IBM.” (Id. ¶ 21.) During this time, Plaintiff worked for 14 days and performed “more than 112 hours” of work in total. (Id. ¶¶ 21-22.)
“On about March 28, 2008,” Plaintiffs job “was terminated by the defendants.” (Id. ¶ 23.) Plaintiff alleges that his “termination was a result” of his “refus[al] to give up his rights provided by [the] Massachusetts Wage Act and [the] Fair Labor Standards Act.” (Id. ¶ 24.)
Subsequent to terminating Plaintiff, “Defendants, Artech, and/or IBM failed to pay [him] for his services.” (Id. ¶ 27.) Moreover, Plaintiff alleges that he has “re
B. Procedural History
This case is the latest in a line of cases Plaintiff has initiated in both state and federal courts. First, on February 12, 2009, Plaintiff filed a complaint against IBM and Artech in Massachusetts state court. (See id. ¶ 36.)
Second, Plaintiff filed another complaint in Massachusetts state court on November 25, 2009. (See Compl. ¶ 42; see also Mem. in Supp. of Mot. To Dismiss (“Defs.’ Mem.”) Ex. B (Dkt. No. 17) (docket details for Massachusetts Civil Docket MICV2009-04616).) The complaint alleged 11 claims arising out of the same events that form the basis of the instant Complaint. (See Defs.’ Mem. Ex. A (Plaintiffs amended complaint in the second state-court case).) Moreover, in addition to naming IBM and Artech as defendants, Plaintiff also named as defendants Pal mi-sano, Loughridge, and Ranjini Poddar (“Poddar”), the former two of whom are defendants in this case. (See id.)
Third, on January 4, 2011, after the Massachusetts state court dismissed Pal misano, Loughridge, and Poddar for lack of personal jurisdiction but before it granted summary judgment to IBM and Artech, Plaintiff filed another complaint, this time in the United States District Court for the District of Massachusetts. (See Compl. ¶ 44.) In his second amended complaint in that action, Plaintiff alleged 19 claims arising out of his employment relationship with IBM and Artech, and in addition to naming Palmisano, Loughridge, and Pod-dar as defendants, he named Schroeter, MacDonald, Robert C. Weber, Jesse J. Greene, Jr., and CDI Corporation (“CDI”), the first two of which are defendants in this ease. (See Defs.’ Mem. Ex. E (Plaintiffs’ second amended complaint in the first Massachusetts federal case).) On December 9, 2011, the district court dismissed the complaint in its entirety pursuant to Rule 12(b)(6). See Wang v. Schroeter, No. 11-CV-10009, 2011 WL 6148579, at *6 (D.Mass. Dec. 9, 2011). (See also Defs. Mem. Ex. F.) With regard to CDI, it held that the complaint failed to state a claim. See Wang, 2011 WL 6148579, at *1 h. 1, *3. And with regard to the individual defendants — including all of the defendants in this Action — the court held that it lacked personal jurisdiction over those parties. See id. at *5. The court also denied Plaintiffs motion to file a third amended complaint, which complaint would have named IBM and Artech as defendants. See id. at *2, *6. Plaintiff appealed, and, on December 10, 2012, the First Circuit entered a judgment affirming the district court’s order in full. (See Defs.’ Mem. Ex. G.)
Fourth, on January 9, 2013, Plaintiff filed another complaint, again in the United States District Court for the District of Massachusetts. (See Defs.’ Mem. Ex. I (docket details for District of Massachusetts Case No. 13-CV-10043).) In his amended complaint in that case, he alleged seven claims arising out of his employment relationship with IBM and Artech, but this time he named only IBM, Artech, and CDI as defendants. (See Defs.’ Mem. Ex. H (Plaintiffs amended complaint in second Massachusetts federal case).) The court ultimately entered two orders dismissing Plaintiffs claims, first against CDI on April 26, 2013, and second against IBM and Artech on June 26, 2013, both based on the grounds of res judicata and failure to state a claim. (See Letter from Timothy M. Pomarole to Court (June 9, 2014) (Dkt. No. 24) (attaching First Circuit Court of Appeals’ judgment affirming the district court’s two dismissal orders).) The First Circuit affirmed those orders on May 20, 2014. (See id.)
Finally, on April 1, 2013, Plaintiff filed the instant Complaint against Pal misano, Schroeter, Loughridge, and MacDonald. (See Compl.) Plaintiff alleges 10 claims in the Complaint, including (1) failure to pay Plaintiff a minimum wage, in violation of Massachusetts’ Wage Act (“Wage Act”),
Pursuant to a Scheduling Order the Court entered after a conference held on October 24, 2013, (see Dkt. No. 15), Defendants filed their Motion To Dismiss and accompanying Memorandum of Law on November 4, 2013, (see Dkt. Nos. 16-17), Plaintiff filed an Affidavit and a Memorandum of Law in opposition to Defendants’ Motion on December 31, 2013, (see Dkt. Nos. 20-21), and Defendants filed their Reply Memorandum of Law on January 15, 2014, (see Dkt. No. 22).
II. Discussion
A. Standard of Review
The Supreme Court has held that although a complaint “does not need detailed factual allegations” to survive a motion to dismiss, “a plaintiffs obligation to provide the ‘grounds’ of his [or her] ‘entitle[ment] to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (second alteration in original) (citations omitted). Instead, the Supreme Court has emphasized that “[factual allegations must be enough to raise a right to relief above the speculative level,” id., and that “once a claim has been stated adequately, it may be supported by showing any set of facts consistent with the allegations in the complaint[,]” id. at 563, 127 S.Ct. 1955. Plaintiffs must allege “only enough facts to state a claim to relief that is plausible on its face.” Id. at 570, 127 S.Ct. 1955. But if a plaintiff has “not nudged [his or her] claims across the line from conceivable to plausible, the[] complaint must be dismissed.” Id.; see also Ashcroft v. Iqbal, 556 U.S. 662, 679, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (“Determining whether a complaint states a plausible claim for relief will ... be a context-specific task that requires the reviewing court to draw on its judicial experience and common sense. But where the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged— but it has not ‘show[n]’- — ‘that the pleader is entitled to relief.’ ” (alteration in original) (citation omitted) (quoting Fed. R.Civ.P. 8(a)(2))).
In considering Defendants’ Motion To Dismiss, the Court is required to consider as true the factual allegations contained in the Complaint. See Ruotolo v. City of New York, 514 F.3d 184, 188 (2d Cir. 2008) (“We review de novo a district court’s dismissal of a complaint pursuant to Rule 12(b)(6), accepting all factual allegations in the complaint and drawing all reasonable inferences in the plaintiffs fa
Finally, because Plaintiff is proceeding-pro se, the Court must construe his pleadings liberally and “interpret them to raise the strongest arguments that they suggest.” Maisonet v. Metro. Hosp. & Health Hosp. Corp., 640 F.Supp.2d 345, 347 (S.D.N.Y. 2009) (internal quotation marks omitted); see also Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 474-75 (2d Cir. 2006). This admonition “applies with particular force when a plaintiffs civil rights are at issue.” Maisonet, 640 F.Supp.2d at 348; see also McEachin v. McGuinnis, 357 F.3d 197, 200 (2d Cir. 2004). But the liberal treatment afforded to pro se litigants does not exempt a pro se party “from compliance with relevant rules of procedural and substantive law.” Maisonet, 640 F.Supp.2d at 348 (internal quotation marks omitted).
B. Analysis
Defendants move to dismiss the Complaint for a number of reasons, including that some of Plaintiffs claims are barred by the doctrine of collateral estoppel, {see Defs.’ Mem. 7-9), that some of his claims are barred by the prohibition against claim splitting, {see id. at 9-10), that some of his claims fail to state a claim, {see id. at 11-15), and that all of his claims are untimely, {see id. at 15-16). Because the Court agrees that most of Plaintiffs claims are untimely, and that those claims that may be timely nevertheless fail to state a claim, the Court declines to address other issues raised by Defendants’ Motion.
1. Claims That Accrued in March 2008
Most of Plaintiffs claims arise out of the work he completed for IBM and his subsequent termination, all of which occurred in March 2008. {See Compl. ¶¶ 21-23.) These include his wage claims (counts one, two, nine, and ten) and his retaliatory-discharge claims (counts three and four), each of which arises under the FLSA or a similar Massachusetts state-law provision.
a. Applicable Limitations Periods and Accrual Dates
With regard to Plaintiffs federal-law claims, “[t]he FLSA provides a two-year statute of limitations on actions to enforce its provisions, ‘except that a cause of action arising out of a willful violation may be commenced within three years after the cause of action accrued.’ ” Parada v. Banco Indus. De Venez., C.A., 753 F.3d 62, 70 (2d Cir. 2014) (quoting 29 U.S.C. § 255(a)). This two-year period — or three-year period in the case of willful violations — applies to Plaintiffs FLSA minimum-wage claim, see D’Arpa v. Runway Towing Corp., No. 12-CV1120, 2013 WL 3010810, at *4 (E.D.N.Y. June 18, 2013), his FLSA overtime-wage claim, see Kuebel v. Black & Decker Inc., 643 F.3d 352, 366 (2d Cir. 2011), and his FLSA retaliatory-discharge claim, see Goodman v. Port Auth. of N.Y. & N.J., No. 10-CV-8352, 2013 WL 5313427, at *5 (S.D.N.Y. Sept. 20, 2013).
Here, applying New York law, the Court finds that Plaintiffs state-law claims accrued in Massachusetts because that is where Plaintiff resided when he sustained his injuries, all of which were economic in nature. See Landesbank Baden-Württemberg v. RBS Holdings USA Inc., 14 F.Supp.3d 488, 501, 2014 WL 1388408, at *8 (S.D.N.Y. 2014) (“New York law dictates that ‘a cause of action accrues at the time and in the place of the injury. When an alleged injury is purely economic, the place of injury usually is where the plaintiff resides and sustains the economic impact of the loss.’ ” (citation omitted)) (quoting Global Fin. Corp. v. Triarc Corp., 93 N.Y.2d 525, 693 N.Y.S.2d 479, 715 N.E.2d 482, 485 (1999)); see also Becnel v. Deutsche Bank, AG, 507 Fed.Appx. 71, 72 (2d Cir. 2013) (“For purposes of actions that allege only economic injury, the cause of action accrues in the state where the plaintiff resides.”); IKB Int’l S.A. v. Bank of Am., No. 12-CV-4036, 2014 WL 1377801, at *5 (S.D.N.Y. Mar. 31, 2014) (‘Where ... a claim is based on financial injury, the claim accrues where the plaintiff resides and sustains the economic impact of the loss.” (internal quotation marks omitted)). Therefore, pursuant to N.Y. C.P.L.R. § 202, the Court applies Massachusetts’ limitations periods of two and three years to Plaintiffs minimum-wage and overtime-wage claims, respectively, because they are shorter than New York’s six-year period for equivalent claims. Compare Mass. Gen. Laws ch. 149, § 150 (three-year limitations period for minimum-wage claims alleged under Mass. Gen. Laws ch. 149, § 148); id. ch. 151, § 20A (two-year limitations period for overtime-wage claims alleged under Mass. Gen. Laws ch. 151, § 1A); Crocker v. Townsend Oil Co., 464 Mass. 1, 979 N.E.2d 1077, 1081-82 & n. 8 (2012) (noting that “a cause of action for the nonpayment of overtime [alleged under Mass. Gen. Laws ch. 151, § 1A] must be brought within two years of the date it accrues[,]” but that “an employee claiming to be aggrieved by a violation of [Mass. Gen. Laws ch. 149,
Finally, for purposes of calculating the timeliness of Plaintiffs Complaint, the Court notes that Plaintiffs wage claims accrued each time Defendants allegedly failed to pay him at the end of a pay period. See Nakahata v. N.Y.-Presbyterian Healthcare Sys., Inc., 723 F.3d 192, 198 (2d Cir. 2013) (“The cause of action for FLSA ... claims accrues on the next regular payday following the work period when services are rendered.”); Crocker, 979 N.E.2d at 1085 (noting that a plaintiff “suffer[s] [a] discrete injurfy] each time [a defendant] fail[s] to pay [hi m] the wages [he] [was] owed under the Wage Act”); see also Awuah v. Coverall N. Am., Inc., 460 Mass. 484, 952 N.E.2d 890, 893 (2011) (noting that Mass. Gen. Laws ch. 149, § 148 “requires] that employers pay employees within a week of the weekly or biweekly pay period during which wages were earned”). And the Court notes that his retaliatory-discharge claims accrued on the date of his termination. See Goodman, 2013 WL 5313427, at *5.
b. Application to Plaintiffs Claims
“The lapse of a limitations period is an affirmative defense that a defendant must plead and prove[,]” but “a defendant may raise an affirmative defense in a pre-answer Rule 12(b)(6) motion if the defense appears on the face of the complaint.” Staehr v. Hartford Fin. Servs. Grp., Inc., 547 F.3d 406, 425 (2d Cir. 2008); see also Mosdos Chofetz Chaim, Inc. v. RBS Citizens, N.A., 14 F.Supp.3d 191, 209 (S.D.N.Y. 2014) (“Because the defendants bear the burden of establishing the expiration of the statute of limitations as an affirmative defense, a pre-answer motion to dismiss on this ground may be granted only if it is clear on the face of the complaint that the statute of limitations has run.” (alterations and internal quotation marks omitted)). In the Complaint, Plaintiff alleges that he worked for IBM from March 11, 2008 to March 28, 2008, when he was terminated. (See Compl. ¶¶ 21-23.) His claims therefore accrued, at the latest, on or around March 28. Plaintiff filed his Complaint on April 1, 2013 — approximately five years later. (See Dkt. No. 1). Because the longest limitations period applicable to these claims is three years, the claims are untimely.
Plaintiff argues that the Action before this Court is a “continuation of the disputes [that] arose in the litigations [sic] previously filed in the courts in Massachu
With regard to Plaintiffs state-law claims, “New York’s ‘savings’ statute allows a plaintiff to refile claims within six months of a timely prior action’s termination for reasons other than the merits or a plaintiffs unwillingness to prosecute the claims in a diligent manner.” Norex Petroleum Ltd. v. Blavatnik, 23 N.Y.3d 665, 668, 992 N.Y.S.2d 503, 16 N.E.3d 561 (2014) (citation omitted) (citing N.Y. C.P.L.R. § 205(a)); see also Dorchester Fin. Sec., Inc. v. Banco BRJ, S.A., No. 11-CV-1529, 2014 WL 684831, at *4 (S.D.N.Y. Feb. 21, 2014) (same); Peters v. UBS AG, No. 13-CV-3098, 2014 WL 148631, at *5 (S.D.N.Y. Jan. 15, 2014) (same). However, the savings statute does not apply to claims that were dismissed for lack of personal jurisdiction. See N.Y. C.P.L.R. § 205(a) (applying to “an action [that] is timely commenced and is terminated in any other manner than ... a failure to obtain personal jurisdiction over [a] defendant”); see also Harrison v. Lutheran Med. Ctr., 468 Fed.Appx. 33, 36 (2d Cir. 2012) (noting that “§ 205(a) does not allow tolling based on a prior suit that was terminated due to a failure to obtain personal jurisdiction over the defendant” (internal quotation marks omitted)); Midwest Mem’l Grp., L.L.G. v. Int’l Fund Serve. (Ir.) Ltd., No. 10-CV-8660, 2011 . WL 4916407, at *6 (S.D.N.Y. Oct. 17, 2011) (noting that § 205(a)’s “tolling provisions are not applicable where a prior action against the same defendant ha[d] been ter-, minated for lack of personal jurisdiction”); Jacquez v. Campouerde, 309 A.D.2d 903, 766 N.Y.S.2d 89, 89 (2003) (holding that, because a court previously dismissed an action against the defendant for lack of personal jurisdiction, “the plaintiff was not entitled to invoke the six-month extension contained in [§ 205(a)] to recommence his terminated action”). Accordingly, the savings statute applies neither to Plaintiffs state-court action nor to his federal-court action, because both actions were dismissed for lack of personal jurisdiction. And even if the savings statute did apply, the claims would still be untimely under the savings statute because Plaintiffs Complaint, filed in April 2013, was commenced more than six months after the dismissals of his state-court action in September 2010 and his federal-court action in December 2011.
In his Memorandum of Law, Plaintiff does not raise an equitable-tolling argument. However, even if he did, the Court would still dismiss these claims. The doctrine of equitable tolling “allows a district court to toll the statute of limitations where, inter alia, a plaintiff initially asserted his rights in the wrong forum.” Polanco v. U.S. Drug Enforcement Admin., 158 F.3d 647, 655 (2d Cir. 1998) (internal quotation marks omitted); see also Danecker v. Bd. of Trs. of Serv. Emps. 32BJ N. Pension Fund, 882 F.Supp.2d 606, 612 (S.D.N.Y. 2012) (noting that courts apply equitable tolling “as a matter of fairness where a plaintiff ... has asserted his rights in the wrong forum” (alterations and internal quotation marks omitted)). But “[t]o qualify for equitable tolling” on an FLSA claim, Plaintiff “must establish that extraordinary circumstances prevented [hi m] from filing [his] claim on time, and that [he] acted with reasonable diligence throughout the period [he] seeks to toll.” Parada, 753 F.3d at 71 (internal quotation marks omitted). Here, Plaintiff has not even attempted to demonstrate that an “extraordinary circumstance” prevented him from timely filing this Action or that he has “acted with reasonable diligence.” And it would be difficult for him to do so, given that he had notice as early as September 2010 that he could not obtain personal jurisdiction over Defendants in Massachusetts courts, see DeGrate v. Broadcast Music, Inc., No. 12-CV-1700, 2013 WL 639146, at *3 (S.D.N.Y. Feb. 20, 2013) (“Assuming for the moment that [the] [plaintiffs filing in the wrong forum were deemed to constitute an extraordinary circumstance, the record is clear that [the] [p]laintiff received notice that he had filed in the wrong court [on the date the court dismissed the case for lack of jurisdiction], at which time equitable tolling would have ceased.” (citations omitted)), and given that the Complaint in this Action is substantially similar to complaints he has filed in the previous actions, see Parada, 753 F.3d at 71 (declining to apply equitable tolling where the plaintiff “could have filed her FLSA claim” within the limitations period and “showed that she was capable of taking legal action much earlier” than she did). Furthermore, declining to apply equitable tolling to Plaintiffs claims would not prevent plaintiff from having his day in court, because he has already filed a still-pending action alleging four of these claims against Defendants’ employer, IBM, in federal court in Massachusetts, (see Defs.’ Mem. Ex. H (second federal-court complaint, alleging federal and state overtime-wage and retaliatory-discharge claims)), and he previously brought an action alleging the other two minimum-wage claims against IBM in Massachusetts state court, (see Defs.’ Mem. Ex. A (second state-court complaint, alleging federal and state minimum-wage claims)). See Bridgeway Corp. v. Citibank, N.A., 132 F.Supp.2d 297, 303-04 (S.D.N.Y. 2001) (applying equitable tolling where “enforcement of the statutes of limitations would [have] prevented] [the] plaintiff from having its day in eourt[,]” and would have “penalizefd] [the] plaintiff by denying [the] plaintiff its opportunity to be heard on the merits of its case against [the] defendant”). Given that “equitable tolling is applicable only in rare and exceptional circumstances,” Phillips v. Generations Family Health Ctr., 723 F.3d 144, 150 (2d Cir. 2013) (internal quotation marks omitted), Plaintiff cannot demonstrate why enforcing statutes of limitations in an action involving these Defendants would be unfair in light of Plaintiffs decision to bring parallel actions against IBM over the course of a half-decade.
Moreover, even if -the Court applied equitable tolling to exclude from the lim
Thus, in light of the foregoing analysis, the Court dismisses_ the minimum-wage claims (counts one and two), the overtime-wage claims (counts nine and ten), and the retaliatory-discharge claims (counts three and four) with prejudice.
2. Refusalr-To-Hire Claims
In addition to the six aforementioned claims, Plaintiff also alleges four claims involving Defendants’ post-discharge refusal to hire Plaintiff. Two of those claims — one brought under the FLSA (count five), the other brought under Massachusetts state law (count six) — allege that Defendants refused to hire Plaintiff in retaliation for exercising his rights under those laws. (See Compl. ¶¶ 71-93.) The other two claims — one brought under the ADEA (count seven), the other brought under Massachusetts state law (count eight) — allege that Defendants refused to hire Plaintiff based on his membership in a protected class of persons over a certain •age. (See id. ¶¶ 94-113.)
With respect to all four of these claims, Plaintiff initially alleges that, after he was discharged on March 28, 2008, Plaintiff “repeatedly” “made many job applications” to IBM, and that “[m]any of [the] job applications were ... directly mailed to the Defendants many times.” (Id. ¶¶ 30-31.) Plaintiff also alleges that he “was interviewed by IBM about five times” in connection with and that he “believed he was well qualified to perform [these jobs” because they involved work that was “similar to that performed by Plaintiff for IBM in March of 2008.” (Id. ¶¶ 32-33.) However, “IBM repeatedly rejected each and every [job] application made by Plaintiff,” a practice which Plaintiff alleges “continued for many years.” (Id. ¶ 34.)
Plaintiff then alleges that, in early 2009, he filed a number of complaints against IBM in various fora, including a January 13, 2009 complaint of age discrimination with the United States Equal Employment Opportunity Commission (“EEOC”), a February 12, 2009 complaint in Massachusetts state court, a March 16, 2009 complaint of employment discrimination with the Massachusetts Commission Against Discrimination (“MCAD”), and a March 16, 2009 complaint of employment retaliation with the Massachusetts Attorney General.
a. Timeliness
Defendants first move to dismiss these claims on timeliness grounds. Plaintiffs retaliation-based claims are subject to a two-year limitations period — both for Plaintiffs FLSA retaliation claim and for Plaintiffs state-law retaliation claim. See 29 U.S.C. § 255(a) (two-year limitations period for FLSA claims, unless it is a willful violation, in which case a three-year limitations period applies); N.Y. Lab. Law § 215(2)(a) (two-year limitations period for retaliation claim).
For these reasons, the Court cannot determine whether these claims are timely from the face of the Complaint. Therefore, it cannot grant Defendants’ Motion To Dismiss these claims on timeliness grounds at this time.
b. Failure To State a Claim
i. ADEA Claim
Although Plaintiff has separately brought claims similar to those in this case against IBM, in this Action, Plaintiff names as Defendants only individuals employed by IBM. However, courts in this circuit have consistently held that the ADEA does not impose liability on individuals. See Palumbo v. Carefusion 2200, Inc., No. 12-CV-6282, 2014 WL 3921233, at *6 (W.D.N.Y. Aug. 11, 2014) (“It is well established that there is no individual liability under ... the ADEA.” (internal quotation marks omitted)); Fitzgerald v. Signature Flight Support Corp., No. 13-CV-4026, 2014 WL 3887217, at *3 (S.D.N.Y. Aug. 5, 2014) (“[I]ndividuals are not subject to ADEA liability.”); Almontaser v. N.Y.C. Dep’t of Educ., No. 13-CV-5621, 2014 WL 3110019, at *3 n. 2 (E.D.N.Y. July 8, 2014) (noting that “individuals are not subject to liability under ... the ADEA”); Stankovic v. Newman, No. 12-CV-399, 2013 WL 6842530, at *2 (D.Conn. Dec. 27, 2013) (“There is no individual liability under ... the A DEA....”); Thorpe v. Piedmont Airlines, Inc., 926 F.Supp.2d 453, 462 (N.D.N.Y. 2013) (“[T]here is no basis for imposing individual liability on agents of an employer under the ADEA’s definition.”); see also Guerra v. Jones, 421 Fed.Appx. 15, 17 (2d Cir. 2011) (noting that the ADEA does not “subject[ ] individuals, even those with supervisory liability over [a] plaintiff, to personal liability”). The Court therefore dismisses Plaintiffs ADEA claim.
ii. Retaliatory-Refusalr-To-Hire Claims
With respect to Plaintiffs FLSA and state-law retaliatory-refusal-to-hire claims, there is no per se bar on individual liability.
In this sense, and in the context of the causal-connection element of the prima facie ease, Plaintiff specifically “must allege facts that could establish a causal connection between [his] protected activity and Defendants’] refusal to interview or to hire [him].” Ayazi, 2012 WL 4503257, at *7; see also McManamon, 2013 WL 3466863, at *12 (“A plaintiff must allege facts that could establish a causal connection or link between his or her protected activity and the adverse action. At [the motion-to-dismiss] stage, [a plaintiff] is not required to provide evidence of such a connection, but he must plead facts that indicate an ability to do so.” (citations omitted)); cf. Patane v. Clark, 508 F.3d 106, 112 & n. 3 (2d Cir. 2007) (per curiam) (noting, in the context of a gender-discrimination claim, that a plaintiff need not
Turning to the Complaint, Plaintiff alleges the following relevant facts: (1) “[o]n about March 16, 2009, Plaintiff filed a complaint of employment retaliation with the [Massachusetts state] Attorney Generalas] office against Defendants[,]” (Compl. ¶ 38), and thereby sought to assert his FLSA rights, (id. ¶ 77); (2) “[o]n November 25, 2009, Plaintiff filed a complaint against Defendants ... in Massachusetts Superior Court[,]” (id. ¶ 42), in which he alleged FLSA claims, (see Defs.’ Mem. Ex. A ¶¶ 96-101); (3) “[a]fter [he] filed his complaint in [the] Massachusetts Attorney Generalas] Office and the state courts, [he] continued to seek hundreds of [jobs,]” (Compl. ¶ 72), in that he “repeatedly made applications ... by submitting his resume many times via CD I” and by “mailfing] his job applications directly to the Defendants[,]” (id. ¶ 73); (4) “[d]espite [Plaintiffs] qualifications, IBM and Defendants rejected each and every [one of his] applications[,]” (id. ¶ 74); (5) after filing further complaints in federal court, first on January 4, 2011, (see id. ¶ 44), and then on January 9, 2013, (see Defs.’ Mem. Ex. I), “Defendants] continued their retaliatory actions against Plaintiff[,]” (Compl. ¶ 80).
To begin, Plaintiffs allegation regarding Defendants’ retaliatory “motives,” on its own, is wholly conclusory and is no more than a “the-defendant-unlawfully-harmed-me accusation” that the Court need not credit in the context of Defen
With regard to the remaining factual allegations, none of them, alone or in combination with the others, is sufficient to plead a plausible retaliation claim. In essence, the Complaint alleges that Plaintiff submitted job applications after he filed complaints involving FLSA claims, but that Defendants rejected all of his applications despite the fact that he was qualified. Plaintiff therefore alleges only “indirect” evidence of retaliatory animus — and, specifically, evidence based solely on the temporal proximity between his protected activity (filing a complaint) and the adverse action (Defendants’ rejection of his application). But although a plaintiff “can plead a causal connection ... indirectly[ ] ... by showing a temporal relationship” between protected activity and adverse action, such a relationship gives rise to an inference of retaliatory motive only where “the protected activity was followed closely in time” by the adverse action. McManamon, 2013 WL 3466863, at *12; see also Herling, 2014 WL 1621966, at *10 (concluding, “based on [a] lack of temporal proximity[,] that [the plaintiff] [did] not plausibly allege facts that [gave] rise to an inference of a causal connection between his complaint ... and the adverse employment action he suffered”); Brundidge, 2014 WL 1323020,
in. State-law Age-Discrimination Claim
The Court’s analysis of Plaintiffs state-law age-discrimination claim is similar to its analysis of his retaliatory-refusal-to-hire claims, in that all of these claims require Plaintiff to plead facts that make plausible his allegation that he was not hired for an illegitimate reason. With respect to Plaintiffs age-discrimination claims, the Massachusetts statute Plaintiff invokes imposes civil liability on a private-sector employer who “refuse[s] to hire or employ ... [an] individual” “because of the age of [that] individual.” Mass. Gen. Laws ch. 151B, § 4(1B) (emphasis added). Initially, it bears noting that this language is, in all relevant respects, nearly identical to the ADEA’s language making it “unlawful for an employer ... to fail or refuse to hire ... any individual ... because of such individual’s age[,]” 29 U.S.C. § 623(a)(1) (emphasis added), leading some courts to
Here, like the Complaint’s allegations with respect to Plaintiffs retaliatory-refusal-to-hire claims, the Complaint’s allegations with respect to Plaintiffs state-law age-discrimination claim are bare-bones and conclusory. The Complaint merely alleges that “Plaintiff repeatedly [submitted job] applications” to IBM “many times[,]” (Compl. ¶ 106), that, “[despite [Plaintiffs] qualifications, IBM rejected each and every [one of] Plaintiffs applications^]” (id. ¶ 109), that “Plaintiff is 56 year[s] old[,]” (id. ¶ 110), and that “[a] determining factor in the rejection of Plaintiffs applications was his age[,]” (id. ¶ 111). However, as with the Complaint’s allegation that the “[m]otives for Defendants] to reject Plaintiffs applications [were] to retaliate [against] Plaintiff for seeking his rights provided by the [FLSA,]” (id. ¶ 78), Plaintiffs conclusory allegation that his age was a “determining factor in the rejection of [his] applications” is insufficient to state a claim, (id. ¶ 111). Thus, the Court concludes that those allegations fail to give rise to an inference of age discrimination in connection with Defendants’ refusal to hire Plaintiff. Indeed, the Complaint essentially pleads only that Plaintiff is 56 years old and that he was not hired despite the fact that he was
III. Conclusion
In light of the foregoing, the Court grants Defendants’ Motion and dismisses Plaintiffs Complaint. However, the Second Circuit has recognized that “[a] pro se complaint should not be dismissed without the Court granting leave to amend at least once when a liberal reading of the complaint gives any indication that a valid claim might be stated.” Nielsen v. Rabin, 746 F.3d 58, 62 (2d Cir. 2014) (internal quotation marks omitted); see also Contreras v. Perimenis, 562 Fed.Appx. 50, 51 (2d Cir. 2014) (“In addition to the requirement that pro se complaints be liberally construed, district courts should generally not dismiss them without granting the plaintiff leave to amend at least once.”). The Court will therefore give Plaintiff 30 days to submit an amended complaint.
SO ORDERED.
. Plaintiff also names as defendants, in the caption of the Complaint, John Does 1-20 and Jane Does 1-20. However, the Complaint does not otherwise refer to these defendants. In light of the issues raised in this Opinion, Plaintiff should be prepared to make specific allegations with regard to these defendants in future pleadings, or he may risk dismissal of all claims against them.
. Although Plaintiff did not name IBM as a Defendant in the caption of his Complaint, he did list it as a party to the case. (See Compl. ¶ 6.) If Plaintiff meant to name IBM as a Defendant, he may do so in an Amended Complaint.
.In other words, because working 8 hours per day for 14 days results in a total of 112 hours worked, and because Plaintiff alleges that he worked "more than 112 hours" over the course of 14 days, Plaintiff alleges, in effect, that he worked for an unspecified amount of overtime hours. (See Compl. ¶ 22.)
. Based on the Parties' submissions, it is unclear what claims Plaintiff alleged in that complaint or what parties he sued.
. As the Appeals Court explained in its decision, the lower court dismissed Plaintiff's complaint with prejudice, but Plaintiff argued on appeal that the dismissal should have been without prejudice. The Appeals Court agreed, and thus it vacated the judgment and ordered the lower court to enter a new judgment dismissing the complaint without prejudice. Wang, 924 N.E.2d 334, at *1.
.Defendants submitted a number of pleadings and court documents in support of their Motion. The Court may take judicial notice of these documents "as a public record,” particularly where Plaintiff does not "dispute the authenticity” of the documents. Rothman v. Gregor, 220 F.3d 81, 92 (2d Cir. 2000); see also Staehr v. Hartford Fin. Servs. Grp., Inc., 547 F.3d 406, 425 (2d Cir. 2008) (“[I]t is proper to take judicial notice of the fact that ... prior lawsuits ... contained certain information, without regard to the truth of their contents. ...”).
. Plaintiff alleges that his FLSA overtime-wage claim, but not his other FLSA claims, constituted a willful violation, entitling him to the three-year limitations period instead of the two-year period. (See Compl. ¶ 133.) However, the Court need not decide which period applies, because the claim is untimely under either period.
. Plaintiff alleged that he was 56 years old at the time he filed the Complaint in April 2013, making him at least 50 years old in March 2008. (See Compl. ¶ 12.)
. As discussed, supra, the Court applies New York’s shorter two-year limitations period to Plaintiff's retaliation claim brought under Massachusetts law. See N.Y. C.P.L.R. § 202. Moreover, although Plaintiff alleges that his FLSA wage claim involved a “willful” violation, (see Compl. ¶ 133), he does not allege that his FLSA retaliation claim involved such a violation, and therefore the three-year limitations period does not apply to this claim.
. Defendants are therefore incorrect that “[Plaintiff's] ADEA claim is governed by a three year statute of limitations.” (Defs.' Mem. 16 (citing 29 U.S.C. §§ 626(e), 255(a)).) The ADEA used to incorporate the FLSA’s statute-of-limitations provision' — which included a three-year limitations period for willful violations — but Congress replaced that with the current scheme in 1991. See E.E.O.C. v. Inc. Vill. of Valley Stream, 535 F.Supp.2d 323, 325 (E.D.N.Y. 2008) ("Prior to 1991, private actions and EEOC actions under the ADEA were subject to the time limitations of § 255, which was incorporated by reference into ADEA § 626(e). However,
. In their Memoranda, the Parties do not address whether each refusal-to-hire claim is an independent violation for statute-of-limitations purposes, or whether the Court should consider all of Plaintiff's refusal-to-hire claims to be a single claim that accrued when Plaintiff first received notice of Defendants’ refusal to re-hire him. Defendants briefly address this issue in the context of their collateral-estoppel argument. (See Defs.’ Reply 2-3 & n. 3.) However, in arguing that the Court should preclude Plaintiff from alleging refusal-to-hire claims after "repeatedly applying and re-applying for positions with the defendant[,]” Defendants do not address whether such claims would be untimely. {Id. at 3 n. 3.) Because the Court dismisses Plaintiff’s refusal-to-hire claims without prejudice and with leave to amend, the Court need not and
. Despite the lack of a per se bar, the Court notes that individual liability for FLSA claims may be imposed only in a limited set of circumstances. See Irizarry v. Catsimatidis, 722 F.3d 99, 111 (2d Cir. 2013) (applying the "economic reality test” to determine whether an individual was an “employer under the FLSA,” analyzing multiple factors related to an individual's actual and hypothetical power within the company); Ramirez v. Riverbay Corp., 35 F.Supp.3d 513, 520, 2014 WL 3800489, at *4 (S.D.N.Y. Aug. 1, 2014) (applying the economic reality test); Javier v. Beck, No. 13-CV-2926, 2014 WL 3058456, at *5 (S.D.N.Y. July 3, 2014) (same). However, it is unclear, at this time, whether Plaintiff's
. The Complaint also alleges that Plaintiff filed an EEOC complaint on January 13, 2009, and a complaint with the Massachusetts Commission Against Discrimination on March 16, 2009. (See Compl. ¶¶ 35, 37.) However, Plaintiff does not allege that either of these complaints involved activity protected by the FLSA. To the contrary, he did not mention them in the context of his FLSA retaliatory-refusal-to-hire claim, (see id. ¶¶ 72, 80 (mentioning the complaint with the Massachusetts Attorney General’s Office and multiple actions brought in Massachusetts courts)), and he specifically alleges that these complaints involved allegations of ''discrimination!,]” (see id. ¶!¶ 35, 37). Plaintiff also alleges that he filed a state-court action on February 12, 2009, prior to filing the November 25, 2009 action. (See id. ¶ 36.) However, it is unclear whether Plaintiff asserted FLSA claims in that action. Moreover, to the extent any of these complaints could be characterized as “protected activity” under the FLSA, the Court would dismiss Plaintiff's claims for the same reason it dismisses his claims in the context of the other protected activity clearly alleged in the Complaint.
. Massachusetts’s age-discrimination statute applies to any individual over 40 years of age. See Mass. Gen. Laws ch. 151B, § 1(8) ("The term 'age' ... includes any duration of time since an individual's birth of greater than forty years.”); see also Knight v. Avon Prods., Inc., 438 Mass. 413, 780 N.E.2d 1255, 1262 n. 5 (2003) (same). .
Reference
- Full Case Name
- Chuan WANG v. Samuel J. PALMISANO, Martin Schroeter, Mark Loughridge, J. Randall MacDonald, John Does 1-20, and Jane Does 1-20
- Cited By
- 26 cases
- Status
- Published