Vincent v. Sitnewski
Vincent v. Sitnewski
Opinion of the Court
OPINION AND ORDER
1. INTRODUCTION
This is a section 1983 action for five constitutional violations allegedly suffered by Damon Vincent while he was incarcerated Green Haven Correctional Facility (“Green Haven”).
II. BACKGROUND
Vincent asserts constitutional violations in connection with five incidents, all of which allegedly occurred during the Spring and Summer of 2009. Incidents one, three, four, and five are based on retaliation. Incident two is based on the failure to protect. For clarity’s sake, they will be presented in chronological order.
A. Claim One
Vincent alleges that on March 11, 2009, Corrections Officer (“CO”) Sitnewski sexually assaulted him because of his pending lawsuits. Specifically, Vincent alleges that Sitnewski conducted a pat and frisk search, groping Vincent’s genital area, and remarking: “Isn’t one of your lawsuits about this, can’t nobody see if I fuck you in the ass.”
B. Claim Two
Vincent alleges that on May 8, 2009, a fight occurred in the prison courtyard, at which time Vincent, a non-participant, was assailed from behind by an unidentified inmate in the prison yard. Vincent alleges that defendants watched the fight proceed for nearly five minutes before intervening, and that in the interim, Vincent suffered severe facial lacerations. Accordingly, Vincent argues that C.O. Kovacs — who was 'stationed in the courtyard observation tower — and C.O. Frederick and C.O. Relf — -who were among the officers called to break up the fight — did not take sufficient steps to protect him from injury, thereby violating his Eighth Amendment rights. On May 20, 2009, Vincent filed an internal grievance outlining this allegation.
Prison records make clear that C.O. Ko-vacs, upon witnessing the fight, called for a response team, and that C.O. Frederick and C.O. Relf (among other officers) responded in a timely manner.
C. Claim Three
Vincent alleges that on May 28, 2009, he was retaliated against for filing grievances in connection with Claims One and Two. Specifically, Vincent alleges that at approximately 2 PM, C.O. Carter, with the cooperation of. C.O. Stetson, handcuffed Vincent to his bedpost, telling him “[t]hat will keep you from complaining,. you will learn asshole.”
Vincent was allegedly left in this position for almost eighteen hours, unable to move around his cell and deprived of access to the toilet. Vincent further alleges that another officer — whose name he did not know — witnessed him handcuffed to the bed and did nothing. Neither officer on duty in Vincent's housing block the evening and night of May 28 — C.O. La-londe and C.O. Coccitti — testified to seeing him (or any other inmate) handcuffed in the manner described by Vincent.
D. Claim Four
Vincent alleges that on June 8, 2009, C.O. Depo and Lt. Schmidt intruded on him while showering, and left him in the shower room nude, removing both his clothes and the shower curtain. ,Lt. Schmidt explained that the point was to see what “kind of man” Vincent was “without his pen” — allegedly a reference to Vincent’s complaints in connectiqn with Claims One and Two. Vincent was allegedly left in the shower for approximately an hour, during which time various other officers — including at least one female officer — passed by and ■ viewed his naked body. On June 10, 2009, Vincent filed an internal grievance outlining this allegation.
E. Claim Five
Finally, Vincent alleges that on June 25, 2009, C.O. Relf entered his cell and verbally harassed him. Relf allegedly admonished- Vincent not to file any more grievances, and warned him that if Relf caught Vincent doing “any of that Muslim stuff around here,” he was going to return to Vincent’s cell .and “jump” him.
F. Defendants’ Response
' Defendants have moved for summary judgment on ■ the grounds that all of Vincent’s allegations either (1) are factually baseless or (2) fail to satisfy the elements of the relevant constitutional claim. Alternatively, defendants argue that they are entitled to qualified immunity in connection with every incident alleged by Vincent.
III. STANDARD OF REVIEW
Summary judgment is appropriate “only where, construing all the evidence in the light most favorable to the non-movant and drawing all reasonable inferences in that party’s favor, there is ‘no genuine issue as to any material fact and .,. the movant is entitled to judgment as a matter of
In deciding a motion for summary judgment, “[t]he role of the court is not to resolve disputed issues of fact but to assess whether there are any factual issues to be tried.”
IV. APPLICABLE LAW
A. Retaliation
“ ‘To prevail on a First Amendment retaliation claim brought under 42 U.S.C. § 1983, a prisoner must demonstrate (1) that the speech or conduct at issue was protected, (2) that the defendant took adverse action against the plaintiff, and (3) that there was a causal connection between the protected speech and the ad-verse action.’ ”
’ In other words, the fact that adverse action was taken against an inmate is not enough.’ to sustain a retaliation claim. Rather, the inmate must demonstrate that the adverse action was of a sufficiently serious nature to deter a reasonable inmate from exercising his or her constitutional rights.
Furthermore, the fact that an inmate has filed a lawsuit should not be taken to imply that the retaliatory conduct was not sufficient to deter a person of ordinary firmness from exercising his or her rights. As the Second Circuit has explained, “that a particular plaintiff ... responded to retaliation with greater than ‘ordinary firmness’ does not deprive him of a cause of action.”
B. Failure to Protect
To establish an Eighth. Amendment violation based on an official’s failure to protect, an inmate must satisfy a two-pronged test. First, an inmate “must show that he is incarcerated under conditions posing a substantial risk of serious harm.”
C. Qualified Immunity
“The doctrine of qualified immunity protects government officials ‘from civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.’”
V. DISCUSSION
A. Failure to Protect
Vincent’s failure to protect claim fails as a matter of law. Beyond mere speculation, Vincent has not offered a single piece of evidence to support his contention that C.O. Kovacs was dilatory in calling a response team to the prison yard. Nor has he offered evidence that C.O. Frederick or C.O. Wolf, once they arrived in the yard, faded to discharge their responsibilities. What is more, Vincent has also failed to show that C.O. Kovacs, C.O. Frederick, or C.O. Wolf had actual or constructive knowledge that Vincent, in particular, faced harm in the prison yard.
B. Retaliation Claims
Vincent’s retaliation claims are another story. All four claims — Claims One, Three, Four, and Five — raise issues of fact sufficient to render summary judgment inappropriate.
1. Claim One
Defendants do not deny the core allegation of Vincent’s first claim — that C.O. Sitnewski groped Vincent’s ■ genitals while making a threatening reference to his past complaints. Instead, they focus on the legal sufficiency of Vincent’s retaliation claim. First, defendants argue that genital groping, as described in Vincent’s complaint, is insufficiently serious to “constitute an adverse action” as a matter of law.
Both of these arguments fail. With respect to the first, defendants rely heavily on Boddie v. Schnieder;
What the Government fails to mention is that Boddie concerned an Eighth Amendment claim, which — for good reason — carries a more stringent burden than First Amendment retaliation. For an officer to. be liable under the Eighth Amendment, not .only must he have a “culpable” mental state; he must subject an inmate to an “unnecessary and wanton infliction of pain.”
If anything, the reasoning in Boddie cuts against defendants’ position. In the same breath that it dismissed Boddie’s claim, the Second Circuit also called the alleged groping “despicable,” and took care tó emphasize that even if “the episodes of harassment and touching alleged by Boddie” did 'riot support an Eighth Ariiendment claim, they could nevertheless support other causes of action — including “state tort actions.”
Defendants’ second argument fares no better. “Even assuming arguendo that the alleged groping constitutes an adverse action,” defendants argue that Vincent has failed to “proffer any facts to support the requisite causal connection between the alleged groping and a previously filed lawsuit.” For support, defendants point to the fact that Vincent’s previous lawsuits— the lawsuits for which C.O; Sitnewski was supposedly retaliating — concerned incidents that occurred'at different correctional facilities, and that C.O. Sitnewski was not a named defendant in any of them.
This argument is' puzzling. Although defendants are certainly correct that. “[a]s a general matter, it is difficult to establish - ... retaliation [by one officer] for complaints against another [officer],”
2. Claim Four
Claim Four is amenable to essentially the same analysis as Claim One. Vincent alleges that C.O. Depo and Lt. Schmidt intruded on his shower, removing the shower curtain and his clothes, leaving Vincent naked in the shower room for approximately an hour. Furthermore, Lt. Schmidt allegedly told Vincent that he wanted to see “what kind of man” Vincent was “without his pen” — a thinly-veiled reference, Vincent argues, to his previous complaints.
As with Claim One, defendants’ strategy here is to argue that Vincent’s allegations, even if true, fail to satisfy the elements of retaliation. First, the Government argues that whatever psychological harm Vincent suffered as a result of the shower incident, it was only de minimus — and therefore insufficient to ground a First Amendment claim.
Second, defendants dispute Vincent’s theory of causation. Citing to the same case law invoked as to Claim One,
3. Claim Five
The same basic analysis applies to Claim Five. Vincent alleges that C.O. Relf entered his cell and warned Vincent that if he filed any more grievances, or if Relf caught him doing “any of that Muslim stuff around here,” Relf was' going to “jump" him. Defendants do,not argue— nor could they argue — that Relfs threat was not causally connected to Vincent’s past. grievances.' Relf drew the connection explicitly.. Instead, defendants focus on the severity of the retaliatory conduct. According to defendants, Vincent’s “alle
Defendants are right on the law, but they misrepresent the facts of this case. The Second Circuit has explained that “insulting or disrespectful comments directed at an inmate,”
4. Claim Three
Finally, Vincent alleges that C.O. Stetson and C.O. Carter handcuffed him to a bedpost for eighteen hours, as payback, they explained, for his grievances. Here, defendants change their tack. Although they make a faint-hearted attempt to suggest that being handcuffed to a bedpost does not qualify as an adverse action,
That no officer has come forward to inculpate C.O. Stetson and C.O. Carter is hardly a surprise. Even if other Greenha,-ven officers had witnessed something out of the ordinary, the likelihood of their, saying so is slight — “[t]he notion of a corrections officer trying to protect [his or her] own is hardly fantastical.”
Here, by contrast, Vincent has not contradicted himself, or otherwise given the Court reason to doubt the coherence of his allegations. Defendants have made clear that they find those allegations improbable. But improbability is not the same as inconsistency. Where the latter concerns the relationship between allegations (or different versions of the’ same allegation), the former ultimately requires a detérmination of credibility — and “it is axiomatic,” of course, “that courts should not assess credibility on summary judgment.”
The allegations here are quite serious. If Vincent’s version of events is true, two officers used their position of power to threaten and dehumanize an inmate they were supposed to protect. According to defendants, Vincent’s story is “incredible, if not absurd.”
C. Qualified Immunity
Finally, the officers aré not entitled to qualified immunity on any of the three surviving claims. Defendants argue that their conduct, regardless of its constitutionality, “[did] not violate [a] clearly established ... right[ ].”
Defendants’ secondary argument also fails. Even. assuming that the law grounding Vincent’s claims “could be deemed to have been clearly established,” defendants nevertheless contend that “it was reasonable for an official in [their] position to have believed that no such law existed.”
VI. CONCLUSION
For. the foregoing reasons, the Government’s motion for summary judgment is GRANTED in part and DENIED in part. The Clerk of the Court is directed to close this motion (Dkt. No. 78). Furthermore, because this case is proceeding to trial, and because Vincent’s claims satisfy the standard set forth in Hodge v. Police Officers,
SO ORDERED.
. Vincent also raised a sixth claim — under state law — which was dismissed on September 20, 2011. See Vincent v. Sitnewski, No. 10 Civ. 3340, 2011 WL 4552386 (S.D.N.Y. Sept. 10, 2011).
. See Vincent v. Sitnewski, No. 10 Civ. 3340, 2013 WL 5299027 (S.D.N.Y. Sept. 20, 2013).
. This case was originally assigned to another judge of this District, who — in an abundance of caution — appears to have construed Vincent’s allegations of retaliatory conduct as giving rise both to traditional First Amendment claims and to freestanding Eighth Amendment claims. See id. at *1 ("[Vincent’s] complaint alleges that defendants took adverse action against Sitnewski in retaliation for certain grievances and lawsuits which Vincent filed, and- also alleges violations of Eighth Amendment rights.’’). Read holistically, however, the claims arising from the adverse actions that Greenhaven officers allegedly took against Vincent are uniformly retaliation claims. Cf. Johnson v. City of Shelby, — U.S. -, 135 S.Ct. 346, 190 L.Ed.2d 309 (2014) (per curiam) (explaining that allegations should be construed for substance, not form). This is how defendants, in their papers, have parsed Vincent’s claims. And it is even how Vincent himself describes those claims, in the preliminary statement of his opposition papers. After tallying a list of ostensibly independent constitutional causes of action, Vincent explains that “all [of the foregoing]” was "in retaliation for [my] filing of lawsuits and grievances.” Memorandum of Law in Opposition to Defendants’ Motion for Summary Judgment (“Opp. Mem.”), at 1 (emphasis added). See also id. (describing the same incidents as "the unlawful acts against [me] of retaliation”). I hold, therefore, that Vincent brings only retaliation claims, not freestanding claims under constitutional provisions other than the First Amendment. The analysis proceeds accordingly.
. Unless otherwise noted, the facts set forth in this section are incorporated from the Rule 12(c) decision. See Vincent, 2013 WL 5299027, at *1-2.
. Complaint and Jury Trial Demand ("Complaint”) at 7.
. See Defendants’ 56.1 Statement of Undisputed Material Facts ("Def. 56.1”) ¶¶ 26-33.
.See Opp. Mem. at 13-14. 'Vincent also maintains that no one came to assist him the yard, but this assertion is belied by the undisputed facts (1) that the fight was eventually broken up, and (2) that C.O. Frederick escorted .Vincent out of the courtyard. See Def. 56.1 ¶¶ 29-32.'
. Complaint at 15.
. Def. 56.1 ¶¶ 16-17.
. 'Complaintat21,'
. Rivera v. Rochester Genesee Reg’l Transp. Auth., 743 F.3d 11, 19 (2d Cir. 2014) (quoting Fed.R.Civ.P. 56(c)) (some quotation marks omitted).
. Windsor v. United States, 699 F.3d 169, 192 (2d Cir. 2012), aff’d, — U.S. -, 133 S.Ct. 2675, 186 L.Ed.2d 808 (2013) (quotations and alterations omitted).
. Cuff ex rel. B.C. v. Valley Cent. Sch. Dist., 677 F.3d 109, 119 (2d Cir. 2012).
. Barrows v. Seneca Foods Corp., 512 Fed.Appx. 115, 117 (2d Cir. 2013) (quoting Redd v. New York Div. of Parole, 678 F.3d 166, 174 (2d Cir. 2012)).
. To prevail on a claim under section 1983, "a plaintiff must allege (1) ‘that some person has deprived him of a federal right,’ and (2) that the person who has deprived him of that right acted under color of state ... law.’ ” Velez v. Levy, 401 F.3d 75, 84 (2d Cir. 2005) (quoting Gomez v. Toledo, 446 U.S. 635, 640, 100 S.Ct. 1920, 64 L.Ed.2d 572 (1980)). Here, this element in indisputably satisfied— the Government has not contested that the officers in questiqn were acting under the color of state law when they allegedly violated Vincent's rights.
. Ford v. Palmer, 539 Fed.Appx. 5, 6 (2d Cir. 2013) (quoting Espinal v. Goord, 558 E.3d 119, 128 (2d Cir. 2009)).
. Dawes v. Walker, 239 F.3d 489, 491 (2d Cir. 2001).
. Id. at 493 (citations omitted).
. See id.
. Davidson v. Chestnut, 193 F.3d 144, 149 (2d Cir. 1999). Accord Ford v. Palmer, 539 Fed.Appx. 5, 7 (2d Cir. 2013) (summary order) (treating the "adverse action” question as a factual issue, and explaining that “The district court erred in reasoning, as a matter of law, that verbal threats must be more definite and specific than [defendant's] alleged threat in order to constitute 'adverse action' ”).
. Davis v. Goord, 320 F.3d 346, 353 (2d Cir. 2003) (citing Dawes, 239 F.3d at 493).
. Gill v. Pidlypchak, 389 F.3d 379, 384 (2d Cir. 2004).
. Id.
. Farmer v. Brennan, 511 U.S. 825, 834, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994).
. Id.
. Hayes v. New York City Dep't of Corrs., 84 F.3d 614, 620 (2d Cir. 1996).
. Jean-Laurent v. Wilkinson, 540 F.Supp.2d 501, 512 (S.D.N.Y. 2008). Accord Stubbs v. Dudley, 849 F.2d 83, 86-87 (2d Cir. 1988) (explaining that an official’s decision not to intervene only qualifies as deliberately indifferent if the official had a fair opportunity to protect the inmate with no risk to himself).
. Pearson v. Callahan, 555 U.S. 223, 231, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982)).
. Hanrahan v. Doling, 331 F.3d 93, 98 (2d Cir. 2003) (per curiam) (internal quotation marks omitted).
. See Ehrlich v. Town of Glastonbury, 348 F.3d 48, 55 (2d Cir. 2003).
. Pugh v. Goord, 571 F.Supp.2d 477, 510 (S.D.N.Y. 2008) (quoting Anderson v. Recore, 317 F.3d 194, 197 (2d Cir. 2003)).
. See Jean-Laurent, 540 F.Supp.2d at 512 (explaining that a failure to protect claim only gives rise to liability if “a reasonable person in the officer's position would know that the victim’s constitutional rights were being violated”). See also Ricciuti v. NYC Transit Auth., 124 F.3d 123, 129 (2d Cir. 1997) (an "officer has an affirmative duty to intercede on the behalf of a citizen whose constitutional rights are being violated,” but only if the violation is "one of which a reasonable person would have known”).
. With respect to all four of Vincent’s retaliation claims, defendants concede that the first element is satisfied. The conduct'for which Vincent was allegedly retaliated against — filing grievances — is protected under the First Amendment. See Memorandum of Law in Support of Defendants' Motion for Summary Judgment ("Def. Mem.”) at 7 ("Defendants do not dispute that the First Amendment protects an inmate’s decision to file a grievance or a lawsuit, but plaintiff fails to prove the remaining elements of his claim.”).
. Mat 9.
. 105 F.3d 857 (2d Cir. 1997).
. Id. at 861. Accord Farmer, 511 U.S. at 833-34, 114 S.Ct. 1970.
. Boddie, 105 F.3d at 861. Accord Hudson v. McMillian, 503 U.S. 1, 6-7, 112 S.Ct. 995, 117 L.Ed.2d 156 (1992).
. Boddie, 105 F.3d at 861.
. Hare v. Hayden, No. 09 Civ. 3135, 2011 WL 1453789, at *4 (S.D.N.Y. Apr. 14, 2011). Accord Wright v. Goord, 554 F.3d 255, 274 (2d Cir. 2009) (dismissing a retaliation claim whose only causal basis was a letter that plaintiff wrote many weeks before the allegedly retaliatory acts, implicating officers other than named defendants). See also Def. Mem. at 11 ("[A] claim that one defendant took action against the plaintiff in retaliation for a complaint made against a different [officer] [should be] viewed with particular skepticism.").
. Def, Mem. at 17.
. See id. (citing exclusively to Eighth Amendment cases).
.Id.
. See Wright, 554 F.3d at 274.
. Def. Mem. at 18.
. Def. Mem. at 19.
. Davis, 320 F.3d at 353.
. Dawes, 239 F.3d at 493.
. Compare Hofelich v. Ercole, No. 06 Civ. 1369, 2010 WL 1459740, at *2 (S.D.N.Y. Apr. 10, 2010) (holding that “verbal threats,” if they are "specific[],” can "constitute adverse action” for retaliation purposes), with Rembert v. Cheverko, No. 12 Civ. 9196, 2014 WL 3384629, at *9 (S.D.N.Y. July 10, 2014) (allegation that officers “intimidated [plaintiff]” after he filed a grievance was "insufficient to allege adverse action”). See also Mateo v. Fischer, 682 F.Supp.2d 423, 434 (S.D.N.Y. 2010) (collecting cases in both directions).
. Defendants emphasize that "[Relfs] threats never amounted to anything” to bolster the view that those threats did not rise to the level of adverse action. Def. Mem. at 20. Some judges in this District have agreed with this reasoning. See, e.g., Fischer, 682 F.Supp.2d at 434 (citing the fact that defendant "never followed through on [his] threats” as support for dismissal). But it is difficult to see why the materialization of a threat (or not) bears on its chilling effect. The latter turns on whether a threat is perceived as serious, not on whether it actually turns out to be serious.
. The main support for this argument— which the Government wisely does not press—comes from cases about tightly-applied handcuffs. See Def. Mem. at 16 (collecting cases). Putting aside that these cases uniformly involve Eighth Amendment challenges, not retaliation claims, the bigger problem is that apart from involving handcuffs, they have nothing to do with Vincent's allegations. Even "extremely tight” handcuffing is not the same as—is not even in the same vicinity as—the serious liberty deprivation alleged here. See Bender v. City of New York, No. 09 Civ. 3286, 2011 WL 4344203 (S.D.N.Y. Sept. 14, 2011). In Vincent’s words, "[t]his is not a case of excessively tight handcuffs.... [It] is a case of [an inmate] being handcuffed for seventeen hours to his bed.” Opp. Mem. at 22.
. See Def. Mem. at 15 (describing Vincent's view of causation as mere "guess work”). As with Claims One and Four, however, the trouble with the Government’s position is that Vincent has clearly alleged that C.O. Stetson and C.O. Carter made verbal reference to his
. Def. Mem. at 11.
. Id. at 12 (citing Denton v. Hernandez, 504 U.S. 25, 33, 112 S.Ct. 1728, 118 L.Ed.2d 340 (1992)). Accord Fitzgerald v. First East Seventh St. Tenants Corp., 221 F.3d 362, 364 (2d Cir. 2000) (holding that "frivolous” actions should be dismissed so as to "preserve scarce judicial resources”).
.Def. Mem. at 13.
. Barrington v. New York, 806 F.Supp.2d 730, 750 (S.D.N.Y. 2011).
. 275 F.Supp.2d 463 (S.D.N.Y. 2003).
. See Jeffreys v. City of New York, 426 F.3d 549 (2d Cir. 2005).
. See Jeffreys, 275 F.Supp.2d at 475-78.
. Id. at 475.
. Id. at 476. In affirming the result in Jef-freys, the Second Circuit was careful to emphasize that its holding was limited to "the rare circumstances where [a] plaintiff relies almost exclusively on his own testimony, much of which is contradictory and incomplete,” making it necessary for the district court to "assess[ ][ ] the plaintiff’s account” at the summary judgment stage. Jeffreys, 426 F.3d at 554.
. Denton, 504 U.S. at 32-33, 112 S.Ct. 1728.
. Def. Mem. at 12.
. “New York City Settles Suit Over Abuses at Rikers Island," N.Y. Times (June 22, 2015). . Nor is, this the only example of inmate abuse in the New York state prison system that has come light in recent months. See, e.g., “Three Attica Guards Resign in Deal to Avoid Jail,” N.Y. Times (Mar. 2, 2015) (documenting the resignation of three former corrections officers who, while at Attica, beat an inmate until he was “drenched in blood”). .
. Def. Mem. at 24 (emphasis added).
. Ashcroft v. al-Kidd, 563 U.S. 731, 131 S.Ct. 2074, 2085, 179 L.Ed.2d 1149 (2011) ("[Qualified immunity] protects all but the plainly.incompetent or those who knowingly violate the law.”) (internal citations omitted).
. Def, Mem. at 24.
. See 802 F.2d 58, 61-62 (2d Cir. 1986).
Reference
- Full Case Name
- Damon VINCENT v. SITNEWSKI, C.O. Frederick, J. Kovacs, C.O. Carter, C.O. Stetson, C.O. Depo, C.O. Schmidt, Lt. of Greenhaven, in his individual and official capacities
- Cited By
- 14 cases
- Status
- Published