United States v. Pirk
United States v. Pirk
Opinion of the Court
INTRODUCTION
Defendants David Pirk ("Pirk"), Andre Jenkins ("Jenkins"), and Timothy Enix ("Enix") (collectively, "Defendants") are named in a 46-count Second Superseding Indictment (Dkt. 33) ("Indictment") returned on March 16, 2016, alleging various crimes, including a conspiracy in violation of the Racketeer Influenced and Corrupt Organizations Act,
During jury selection, Defendants objected to the presence of members of DJ Szymanski's family in the courtroom; one *447of those family members, Kristen Szymanski ("Kristen"), has been identified by the Government as a potential witness in the case. The Court has sequestered witnesses in this case pursuant to Fed. R. Evid. 615. Notwithstanding her status as a potential witness, the Government moved to assert Kristen's right not to be excluded from any public court proceeding as a family member of a crime victim. (Dkt. 1021). Given Defendants' professed concerns that the presence of members of the public-and, more specifically, victims' family members
BACKGROUND
I. Jury Selection Procedures
The jury selection process in this case was extensive, having been conducted over the course of several weeks and consisting of three phases: (1) hardship screening followed by completion of a 10-page written questionnaire; (2) individual voir dire; and (3) group voir dire.
Jury selection began on January 16, 2018, with the hardship screening phase, and lasted for four days. During the hardship screening phase, the Court first questioned prospective jurors regarding hardship excuses related to the expected four-month length of the trial. It then dismissed certain prospective jurors on hardship grounds and instructed the remaining prospective jurors to complete a juror questionnaire.
Those questionnaire responses are subject to this Court's Protective Order, which states, inter alia, that they are to be used only in connection with jury selection, and may not be disclosed, shown, or distributed in any manner to third parties. (Dkt. 983). Moreover, the questionnaire informed each prospective juror that the information provided would be used only by persons associated with the case for purposes of selecting a jury. (Dkt. 983-1).
Individual voir dire, which began on January 24, 2018, took place over the course of five separate days. The Court individually questioned certain prospective jurors about their questionnaire responses. After the individual questioning of each prospective juror, the Court either dismissed the prospective juror or instructed them to return for group voir dire. The parties made additional cause challenges, and ultimately, group voir dire proceeded on February 7, 2018, with a jury of 18 persons (12 jurors and 6 alternates) selected.
II. Attendance by a Victim's Family Members
DJ Szymanski is one of the victims of the alleged murders on September 6, 2014. As alleged in the Indictment, Jenkins, acting at the direction of Pirk, shot DJ Szymanski and Maue behind the North Tonawanda KMC Chapter clubhouse. (See Dkt.
*44833 at 24). Among the individuals listed on the Government's witness list are Sigmund Szymanski, father of DJ Szymanski, and Kristen, sister of DJ Szymanski. (Dkt. 923 at 68). The Government contends that Kristen Szymanski "will testify regarding her general knowledge of the operations and details of the KMC as well as her late brother's activities related to the KMC." (Id. ). Kristen, at times accompanied by her mother, Mrs. Szymanski,
Defendants objected to the presence of Kristen during the jury selection. The Government filed a motion to assert Kristen's right not to be excluded from any public court proceeding as a family member of a crime victim. (Dkt. 1021 at 1). The Government contended that the right to be present includes voir dire, and that Defendants had provided "no evidence, let alone clear and convincing evidence, that her testimony will be altered by her presence at the voir dire." (Id. at 2). The Government also argued that the Court should allow prospective jurors to discuss sensitive matters at sidebar if they preferred to do so, rather than conduct all individual voir dire in chambers or close the courtroom.
Defendants maintained that Kristen should be excluded in light of the unique characteristics of the Court's individual voir dire procedure, involving prospective jurors' confidential questionnaire responses. Defendants argued that, if a prospective juror ultimately served on the trial jury and later became aware that Kirsten had observed the individual voir dire and was privy to the juror's personal information, then that may influence the prospective juror's decision as to a verdict. As a result, Defendants asked that the Court conduct individual voir dire in chambers and agreed to waive their appearance for that portion of the proceedings.
As noted above, the Court ultimately agreed with the Government, and conducted the individual voir dire in the public courtroom, explaining that prospective jurors could ask to discuss any sensitive or personal matter at sidebar. Very few prospective jurors opted for the sidebar. Over the course of the five-day individual voir dire, as well as throughout the entire jury selection process, Kristen and Mrs. Szymanski, as well as other members of the public, sometimes occupied the courtroom gallery. The Court observed no difference in the candor of prospective jurors during individual voir dire where members of the public attended (including Kristen and Mrs. Szymanski), as compared to questioning without any members of the public in attendance. Likewise, the Court did not observe any behavior by Kristen or her mother that could in any way be construed as attempting to influence the prospective jurors. Rather, when present, the Szymanskis simply sat and observed the proceedings.
DISCUSSION
I. Exclusion of Victim Witness
Federal Rule of Evidence 615 allows the Court to exclude non-party witnesses so that they cannot hear other witnesses' testimony. Fed. R. Evid. 615. Four categories of persons are excepted from Rule 615, including "a person authorized by statute to be present." Fed. R. Evid. 615(d). "And, it turns out, Congress created just such an exception for crime victims when it enacted the CVRA and gave crime victims [t]he right not to be excluded from any ... public court proceeding.' " In re Mikhel,
Moreover, as the Government points out, courts have allowed victim-witnesses to be present at voir dire, citing the CVRA. See United States v. Tsarnaev, Civil Action No. 13-10200-GAO,
A crime victim's right not to be excluded is not unlimited. Section 3771(a)(3) provides that the Court may exclude a crime victim if "the court, after receiving clear and convincing evidence, determines that testimony by the victim would be materially altered if the victim heard other testimony at that proceeding." § 3771(a)(3). Section 3771(b)(1) provides that, "[b]efore making a determination described in subsection (a)(3), the court shall make every effort to permit the fullest attendance possible by the victim and shall consider reasonable alternatives to the exclusion of the victim from the criminal proceeding."
The standard for exclusion requires the district court to "find by clear and convincing evidence that it is highly likely, not merely possible, that the victim-witness will alter his or her testimony." Mikhel,
II. Closure of Voir Dire Proceedings
Although Defendants failed to establish that Kristen should be excluded from the jury selection, a related issue was whether, in light of Defendants' concerns that the victim-witness's presence will affect prospective jurors' candor during individual voir dire, any closure of the courtroom was warranted. For the reasons set forth below, the Court concluded that it would not be appropriate to conduct individual voir dire in chambers; instead, the Court invited prospective jurors to discuss any sensitive or personal matters at sidebar and otherwise allowed the individual voir dire proceedings to remain open to the public.
A. Legal Standard for Closure of Voir Dire
The Supreme Court established a qualified First Amendment right of access to voir dire in Press-Enterprise Co. v. Superior Court,
The presumption of openness may be overcome only by an overriding interest based on findings that closure is essential to preserve higher values and is narrowly tailored to serve that interest. The interest is to be articulated along with findings specific enough that a reviewing court can determine whether the closure order was properly entered.
Two Second Circuit cases- United States v. King,
In United States v. King, the Second Circuit reviewed the district court's limited closure of voir dire in the trial of boxing promoter Don King.
Whereas in King the Second Circuit upheld a closure order, in Stewart, the Second Circuit vacated a district court's closure order.
The Second Circuit in Stewart concluded that the district court's factual findings were inadequate to establish a substantial probability that open voir dire proceedings would have prejudiced the defendants' right to an impartial jury, reasoning as follows.
[P]rospective jurors are likely to have preconceptions about the defendants in almost every criminal case that attracts media attention. If this fact alone were sufficient to warrant closure, then courts could routinely deny the media access to those cases of most interest to the public, and the exception to openness would swallow the rule.
B. Application
Defendants' right to a fair trial is an overriding interest in this case. See Stewart,
*452Like the court in King, this Court finds that "(1) that candor on the part of prospective jurors is of particularly great importance in this case, and (2) that, absent a degree of juror privacy, such candor is likely to be restricted." King,
Although important, juror candor is, by itself, insufficient to restrict access to voir dire. See, e.g., Stewart,
This case has attracted some measure of pretrial publicity (see Dkt. 434-5; Dkt. 434-6; Dkt. 833-1), but, unlike in King, the publicity has not been particularly sensational or made Defendants notorious due to unrelated controversial issues. See King,
As a result, the Court did not conclude that closure of the courtroom-either in total, or in part by conducting individual voir dire in chambers-was necessary to protect Defendants' rights to a *453fair trial.
When there is a need for sensitive questions to be put to prospective jurors ..., the better practice is not to close the voir dire in anticipation of such questioning, but rather to explain the nature of the questions that must be asked and allow the prospective jurors to request questioning in camera. This "has the advantage of necessitating that prospective jurors make an affirmative request to be interrogated out of the view of the press and public [and] allows the trial court to exercise its discretion about whether closure is merited, relying on specific information rather than mere speculation."
6 W. LaFave, J. Israel, N. King, & O. Kerr, Criminal Procedure § 22.3(a) (4th ed. 2015) (alteration in original). The practice also has the advantage of allowing Defendants to remain present in the courtroom and available to consult with their attorneys, whereas Defendants would not be present for in-chambers individual voir dire proceedings. In sum, the Court finds that the use of sidebars as needed was a reasonable alternative to closure that adequately protects Defendants' rights to a fair trial.
In so ruling, the Court acknowledges that it did not find Defendants' concerns about the presence of the victim's family wholly unpersuasive. However, in light of the victim-witness's right not to be excluded from the courtroom, and considering the presumption of openness that applies to voir dire proceedings, the Court concluded *454that the use of sidebar was an appropriate compromise among the competing interests at play. See United States v. Bruno,
Finally, the Court notes that effectiveness of the practice adopted here-use of sidebars as needed-was borne out in practice. Despite the presence of the victim's family during some portions of individual voir dire, those days where members of DJ Szymanski's family were present were not meaningfully different from the days where family members were not present. In the Court's view, the degree of privacy that the use of sidebar afforded to the prospective jurors appears not to have restricted the candor of prospective jurors during individual voir dire. Only a few prospective jurors requested a sidebar, and the Court has no reason to believe that the prospective jurors were less forthcoming in their answers than they would have been during individual voir dire conducted in chambers.
CONCLUSION
For the reasons set forth above, the Court concluded that Kristen Szymanski, as a victim for purposes of the CVRA, should not be excluded from the courtroom in the absence of clear and convincing evidence that her testimony would be materially altered if she were allowed to observe the proceedings. Accordingly, the Government's motion to assert a victim's right to be present at voir dire was granted. (Dkt. 1021). Further, the Court determined that individual voir dire will not be conducted in chambers; instead, the Court invited prospective jurors to discuss any sensitive or personal matters at sidebar and otherwise allowed the individual voir dire proceedings to remain open to the public.
SO ORDERED.
Of course, prospective jurors did not know the identity of audience members in the courtroom's gallery, but defense counsel argued that they would learn Kristen's identity once she testified.
Mrs. Szymanski is not on the Government s witness list. (See Dkt. 923).
Kristen is a "victim" within the meaning of the CVRA. A "victim" is defined to include "a person directly and proximately harmed as a result of the commission of a Federal offense or an offense in the District of Columbia."
Complete closure of the courtroom faces an additional obstacle: notice requirements. See United States v. Doe,
"[A] motion for courtroom closure should be docketed in the public docket files maintained in the court clerk's office. The motion itself may be filed under seal, when appropriate, by leave of court, but the publicly maintained docket entries should reflect the fact that the motion was filed, the fact that the motion and any supporting or opposing papers were filed under seal, the time and place of any hearing on the motion, the occurrence of such hearing, the disposition of the motion, and the fact of courtroom closure, whether ordered upon motion of a party or by the Court sua sponte. Entries on the docket should be made promptly, normally on the day the pertinent event occurs."
Reference
- Full Case Name
- United States v. David PIRK, Andre Jenkins, a/k/a Little Bear, Timothy Enix a/k/a Blaze
- Status
- Published