Rice v. Smithtown Volkswagen
Rice v. Smithtown Volkswagen
Opinion of the Court
On June 16, 2017, the plaintiff Wayne Rice (the "Plaintiff") commenced this employment discrimination action against his former employers Volkswagen Group of America and Smithtown Volkswagen (together, the "Corporate Defendants"), as well as an individual employed by the Corporate Defendants, specifically, Joe Bindels ("Bindels") (together with Smithtown Volkswagen, the "Defendants"). The Plaintiff alleges gender discrimination and retaliation, in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e, et seq. ("Title VII") and New York Executive Law § 290, et seq. ("NYHRL").
Presently before the Court is a motion by the Defendants, pursuant to Federal Rule of Civil Procedure ("FED. R. CIV. P." or "Rule") 12(b)(6), seeking to dismiss the Complaint for failure to state a claim upon which relief may be granted.
For the following reasons, the Court denies the Defendants' motion to dismiss.
I. BACKGROUND
A. THE FACTUAL BACKGROUND
1. The Parties
Unless otherwise noted, the following facts are drawn from the Plaintiff's Complaint, and for the purposes of the instant motion, are construed in favor of the Plaintiff.
The Plaintiff is a male heterosexual. Compl. ¶ 10. At the time of the facts underlying the Complaint, the Plaintiff was a resident of Suffolk County. Id. ¶ 4.
Smithtown Volkswagen is an automobile dealership located in Suffolk County. Id. ¶¶ 6, 14. Bindels is an officer and owner of Smithtown Volkswagen. Id. ¶ 8. In this role, Bindels possesses the authority to hire, fire and make personnel decisions. Id. ¶ 11.
The Plaintiff worked at Smithtown Volkswagen from September 21, 2015 to September 4, 2016 as a general sales manager. Id. ¶¶ 17, 42. According to the Complaint, *381Bindels set out the Plaintiff's job responsibilities, which included ordering inventory and providing pricing to salespersons for transactions with customers; overseeing the preparation and delivery of sales; overseeing the finance department; appraising used cars; handling issues with the manufacturer; and administering various customer retention and outreach programs. Id. ¶¶ 18-21. During his time at Smithtown Volkswagen, the Plaintiff purportedly performed all of his duties in a satisfactory manner. Id. ¶¶ 21, 49.
2. The Relevant Facts
The Plaintiff alleges that, over a roughly six month period, Bindels engaged in an ongoing series of harassing behavior to him consisting of overt sexual advances; the sending of graphic sexual imagery; and promises of job security in exchange for sexual favors. Furthermore, the Plaintiff claims that Bindels continued this conduct despite multiple objections and protests from the Plaintiff, culminating in Bindels directing another Smithtown Volkswagen employee to fire the Plaintiff.
Bindels's alleged harassment began on February 20, 2016, when, from his work e-mail address, he sent the Plaintiff several full body naked pictures of himself masturbating. Id. ¶¶ 23-24. These pictures included a close-up enlarged picture of the head of Bindels's penis with white fluid dripping down, as well as pictures of Bindels lying totally naked on his back with his legs spread and his penis fully erect. Id. ¶ 25.
Less than a week later, on February 26, 2016, the Complaint alleges that Bindels went to the Plaintiff's office and asked him if he liked the pictures. Id. ¶ 27. The Plaintiff responded by asking Bindels why he sent the pictures, telling Bindels he did not like them, and expressing his desire for Bindels to leave him alone. Id. ¶ 28.
According to the Complaint, Bindels continued making sexual advances despite the Plaintiff's objections in their February 26, 2016 confrontation. Id. ¶ 29. Specifically, Bindels told the Plaintiff on several additional occasions that he wanted to have sex with him. Id. Each time, the Plaintiff refused and told Bindels to stop. Id. ¶¶ 30, 32, 36, 39.
For instance, the Complaint alleges that on or about April 15, 2016, Bindels approached the Plaintiff again asking if he liked his photographs and told the Plaintiff that "we should get together and have some fun." Id. ¶ 31.
As time progressed, Bindels allegedly began tying his advances to promises of job security. Specifically, on or about June 15, 2016, Bindels told the Plaintiff that his job at Smithtown Volkswagen would be secure in the future if he had sex with Bindels. Id. ¶ 35. And on August 24, 2016, Bindels told the Plaintiff that he would make more money and have a secure future at Smithtown Volkswagen if he succumbed to Bindels's advances. Id. ¶ 38.
After this last incident, the Plaintiff lodged an informal complaint with another Smithtown Volkswagen employee, telling the newly hired general manager, David Hovell ("Hovell"), about the naked pictures from Bindels and imploring him that something needed to be done to stop the harassment. Id. ¶ 41.
Shortly thereafter, the Complaint alleges that, on September 4, 2016, Bindels ordered Hovell to fire the Plaintiff for rejecting his advances and for complaining to Hovell. Id. ¶ 42. Upon receiving this directive, Hovell called the Plaintiff and told him that "they" were going to go in a different direction, and that his services were no longer needed. Id. ¶¶ 43-44. When the Plaintiff asked why he was fired, Hovell did not describe any performance issues or other business reasons for the *382decision. Id. ¶ 46. Rather, Hovell simply stated: "Joe (Bindels) no longer wants you here." Id. ¶ 45.
On these facts, the Plaintiff alleges causes of action based on gender discrimination through sexual harassment and retaliation in violation of Title VII and the NYHRL.
B. THE PROCEDURAL BACKGROUND
On June 16, 2017, the Plaintiff filed the present action against Volkswagen Group of America, Smithtown Volkswagen, and Joe Bindels claiming violations of Title VII and the NYHRL. The Plaintiff filed this action prior to the expiration of 90 days after receiving a Notice of Right to Sue from the Equal Employment Opportunity Commission ("EEOC").
On September 20, 2017 the Defendants moved under Rule 12(b)(6) to dismiss the Complaint, contending that the Plaintiff's allegations, even if taken as true, fail to plausibly state a claim upon which relief can be granted.
On December 22, 2017, the Plaintiff dismissed the action with prejudice against Volkswagen Group of America pursuant to Rule 41(a)(1)(A)(ii).
II. DISCUSSION
A. LEGAL STANDARD FOR A MOTION TO DISMISS PURSUANT TO FED. R. CIV. P. 12(B)(6)
In considering a motion to dismiss pursuant to Rule 12(b)(6), the Court must accept the factual allegations set forth in the complaint as true and draw all reasonable inferences in favor of the Plaintiff. See, e.g. , Trs. of Upstate N.Y. Eng'rs Pension Fund v. Ivy Asset Mgmt. ,
Under the Twombly standard, the Court may only dismiss a complaint if it does not contain enough allegations of fact to state a claim for relief that is "plausible on its face." Bell Atl. Corp. v. Twombly ,
First, although a court must accept as true all of the allegations contained in a complaint, that tenet is inapplicable to legal conclusions, and [t]hreadbare recitals of the elements of a cause of action, supported by mere conclusory statements, do not suffice. Second, only a complaint that states a plausible claim for relief survives a motion to dismiss and [d]etermining whether a complaint states a plausible claim for relief will ... be a context-specific task that requires the reviewing court to draw on its judicial experience and common sense.
Harris v. Mills ,
A complaint must include "a short and plain statement of the claim showing that the pleader is entitled to relief," in order to survive a motion to dismiss. FED. R. CIV. P. 8(a)(2). Under Rule 8, a complaint is not required to allege "detailed factual allegations." Kendall v. Caliber Home Loans, Inc. ,
B. WHETHER THE COURT MAY CONSIDER EVIDENCE OUTSIDE THE COMPLAINT
As a preliminary matter, the Defendants attached eight documents to their motion to dismiss: (1) a September 20, 2016 claim letter sent by the Plaintiff's counsel to the Defendants; (2) two letters sent by the Defendants' counsel to the Office of the Suffolk District Attorney, dated September 29, 2016 and October 5, 2016; (3) a background search performed on the Plaintiff; (4) a copy of the Policy and Procedures Manual for Smithtown Volkswagen; (5) e-mails purportedly from a Smithtown Volkswagen employee to Bindels; (6) an affidavit from Bindels; (7) an affidavit from Hovell; and (8) letters sent by Smithtown Volkswagen to a former employee regarding a prior incident of harassment in the workplace. See Zollo Decl. The Defendants rely on these documents to argue that they terminated the Plaintiff for performance reasons, and that Bindels was not involved in the decision to terminate the Plaintiff. Before proceeding to the merits, the Court must first address whether to consider these materials for the purposes of adjudicating this motion.
"Federal courts have complete discretion to determine whether or not to accept the submission of any material beyond the pleadings offered in conjunction with a Rule 12(b)(6) motion." Amaya v. Ballyshear LLC ,
(1) facts alleged in the complaint and documents attached to it or incorporated in it by reference, (2) documents "integral" to the complaint and relied upon in it, even if not attached or incorporated by reference, (3) documents or information contained in [the] defendant's motion papers if plaintiff has knowledge or possession of the material and relied on it in framing the complaint, (4) public disclosure documents required by law to be, and that have been, filed with the Securities and Exchange Commission, and (5) facts of which judicial notice may properly be taken under Rule 201 of the Federal Rules of Evidence.
Envtl. Servs., Inc. v. Recycle Green Servs., Inc. ,
The Court declines the Defendants' invitation to resolve this motion using evidence beyond the four corners of the Complaint. Despite relying extensively on the documents attached to their motion to dismiss, the Defendants do not explicitly provide their rationale for considering these documents. Most likely, the Defendants believe that the attached exhibits were somehow "integral" to the Complaint or otherwise incorporated by reference. However, "[t]o be incorporated by reference, the complaint must make a clear, definite and substantial reference to the documents and to be integral to a complaint, the *384plaintiff must have (1) actual notice of the extraneous information and (2) relied upon the documents in framing the complaint." Johnson v. Levy ,
To the contrary, it appears that the Defendants attached these documents to their motion to dismiss solely for the purpose of refuting facts alleged in the Complaint. Consequently, considering said documents "would require credibility assessments and weighing of the evidence, which is not appropriate on a motion to dismiss." Johnson ,
Therefore, the Court will exclude the additional material and decide the motion on the Complaint alone and the law governing Rule 12(b)(6).
C. THE DISCRIMINATION CLAIMS
In relevant part, Title VII prohibits an employer from "discriminat[ing] against any individual with respect to [the] ... terms, conditions, or privileges of employment, because of such individual's ... sex ...." 42 U.S.C. § 2000e-2(a)(1). Similarly, Section 296(1) of the NYHRL renders it unlawful "[f]or an employer ... because of the ... sex ... of any individual, to discharge from employment such individual or to discriminate against such individual in compensation or in terms, conditions or privileges of employment."
The Supreme Court set forth the elements that a plaintiff must prove in order to establish a prima facie case under Title VII in McDonnell Douglas v. Green ,
"However, the survival of a complaint under Rule 12(b)(6) scrutiny in an employment discrimination case 'does not rest on whether it contains specific facts establishing a prima facie case under McDonnell Douglas .' " Figueroa v. RSquared NY, Inc. ,
Rather, "[this Court] consider[s] only whether the complaint includes factual allegations sufficient 'to raise a right to relief above the speculative level.' " Gonzalez ,
Here, the Plaintiff attempts to plead Title VII discrimination via allegations of sexual harassment. "Sexual harassment in the workplace violates Title VII's prohibition against gender discrimination when such harassment fits into one (or both) of two paradigms: (1) quid pro quo; and (2) hostile work environment." Perks v. Town of Huntington ,
1. Quid Pro Quo
"Quid pro quo sexual harassment refers to situations in which 'submission to or rejection of unwelcome sexual conduct by an individual is used as the basis for employment decisions affecting such individual.' " Perks ,
The Complaint alleges that after months of unsuccessful sexual advances Bindels started tying his efforts towards the Plaintiff to promises of job security. Specifically, the Plaintiff claims that "on or about June 15, 2016, Bindels told plaintiff that his job at SV would be secure in the future if he would have sex with him" and then again "[o]n August 24, 2016, Bindels told plaintiff that he would make money at *386SV and have a secure future at SV if he had sex with him." Compl. ¶¶ 35, 38. The Complaint states that the Plaintiff not only rejected Bindels's offers in both instances, but also that he reported Bindels' conduct to another superior, Hovell, the general manager. Id. ¶¶ 36, 39, 41. Shortly thereafter, Bindels directed Hovell to fire the Plaintiff, who, upon firing him, told the Plaintiff that the reason for his termination was that Bindels no longer wanted him at Smithtown Volkswagen. Id. ¶¶ 42, 45.
This case resembles Walker v. AMR Servs. Corp. ,
The Court is mindful, as the Defendants argued, that conclusory assertions that an adverse employment action occurred because of discriminatory animus, without more, cannot state a claim for discrimination. However, the Defendants fail to direct the Court to any case law establishing that the circumstances described here do not suffice at the pleading stage.
Instead, the Defendants string-cite without explanation a series of cases holding that the Court need not accept conclusory allegations of causation as true. Unlike these cases, where the plaintiffs failed to articulate any facts supporting an inference of discrimination, the Complaint details multiple sexual advances tied to promises of job security made by Bindels, and specifically alleges that Bindels directed a general manager to fire the Plaintiff based on his reaction to those advances. See Lenart v. Coach ,
Further, the Court disagrees with the Defendants' assertion that the sequence of events leading up to the Plaintiff's termination does not support an inference of discriminatory intent. Bindels sent the lewd pictures to the Plaintiff in February, but did not fire the Plaintiff until September. Therefore, according to the Defendants, the harassment could not have been the cause of the adverse employment action.
However, this characterization misstates the allegations in the Complaint. While the first advance may have happened in February, several intermediate incidents allegedly occurred between when Bindels sent the pictures and the Plaintiff's termination. In addition, the Complaint states that as time progressed the advances became more serious and were tied to promises of job security. Considering that the last overture by Bindels occurred merely eight days before the Plaintiff's firing, it is plausible that - taking the allegations in the Complaint as true and drawing all reasonable *387inferences in favor of the Plaintiff - the Plaintiff's refusal to relent in his opposition to Bindels's sexual advances drove the decision underlying his termination.
The Court also rejects the Defendants' argument that the Plaintiff failed to plausibly allege that he was not terminated for bona fide job-related reasons. For the reasons previously discussed, the Court declines to consider the extrinsic evidence attached to the motion to dismiss purportedly showing that Plaintiff was discharged due to unsatisfactory performance. See supra II.B. Looking at the Complaint alone, the Plaintiff alleges that he performed all of his responsibilities in a satisfactory manner and that the Defendants did not tell him that performance was the reason for his termination. Compl. ¶¶ 17-22, 46, 49.
As a result, this case is distinguishable from those cited by the Defendants in their reply, which involved complaints containing explicit factual allegations that the adverse employment action occurred for non-discriminatory reasons. See Mesias v. Cravath, Swaine & Moore LLP ,
Accordingly, the Court is satisfied that the allegations in the Complaint, taken as true, state a claim for quid pro quo sexual harassment.
2. Hostile Work Environment
"To state a claim for a hostile work environment in violation of Title VII, a plaintiff must plead facts that would tend to show that the complained of conduct: (1) 'is objectively severe or pervasive-that is, ... creates an environment that a reasonable person would find hostile or abusive'; (2) creates an environment 'that the plaintiff subjectively perceives as hostile or abusive'; and (3) 'creates such an environment because of the plaintiff's sex.' " Patane ,
To show that conduct was objectively severe or pervasive, a plaintiff "must demonstrate either that a single incident was extraordinarily severe, or that a series of incidents were sufficiently continuous and concerted to have altered the conditions of [his] working environment." Alfano v. Costello ,
*388Littlejohn v. City of New York ,
"However, a plaintiff need not prove all of these elements at the pleading stage." Falcon v. City Univ. of New York ,
Applying these standards here, the Court finds that the Plaintiff stated a claim for hostile work environment. According to the Complaint, Bindels engaged in a prolonged campaign of unwanted sexual advances towards the Plaintiff. This campaign began when Bindels allegedly sent to the Plaintiff several full body naked pictures of himself masturbating. Compl. ¶¶ 23-25. It continued with multiple verbal overtures seeking intercourse with the Plaintiff, including proposals overtly tied to the Plaintiff's job security. Id. ¶¶ 27, 29, 31, 35. The Plaintiff alleges that Bindels kept going despite multiple rejections and protests from the Plaintiff. Id. ¶¶ 28-34, 36, 39.
Construed as true, these facts plausibly allege that the Plaintiff faced harassment of such a quality and quantity that a reasonable employee would find the conditions of his employment altered for the worse.
Numerous courts have found that alleging a continuous pattern of overt and unwanted solicitation of sexual intercourse can sustain a hostile work environment claim. See, e.g. , Conforti v. Sunbelt Rentals, Inc. ,
In addition, many courts have rejected motions to dismiss hostile work environment claims when the plaintiff claimed that the defendant sent graphic sexual imagery to the plaintiff or displayed it in the workplace. See, e.g. , Patane ,
Here, the Complaint contains both types of sexual misconduct - regular unwelcome sexual advances and exposure to graphic sexual imagery. When viewed in conjunction, Bindels's conduct can reasonably be construed to contribute to an overall environment of gender hostility. See Terry ,
D. THE RETALIATION CLAIMS
In addition to its anti-discrimination provisions, Title VII forbids an employer from terminating an employee "because he has opposed any practice made an unlawful employment practice by [Title VII]." 42 U.S.C. § 2000e-3(a). Similarly, the NYHRL prohibits the discharge of employees in retaliation for their opposition to discriminatory practices.
The order and allocation of burdens of proof in retaliation cases follow that of the general disparate treatment analysis as set forth in McDonnell Douglas Corp. v. Green ,
1. Protected Activity
"[A]ctivities protected under Title VII and NYHRL fall into two broad categories: (1) opposing any practice made an unlawful employment practice by Title VII or the NYHRL (an 'opposition claim') or (2) making a charge, testifying, assisting, or participating in any manner in an investigation, proceeding, or hearing under Title VII or the NYHRL (a 'participation claim')." Kaible ,
The Defendants' sole argument under this element is that the Plaintiff failed to plead facts demonstrating that he engaged in a protected activity other than post-termination grievances to the EEOC. The facts pleaded are otherwise. The Complaint specifically alleges that the Plaintiff raised an informal complaint about Bindels's sexual advances to Hovell, a general manager at Smithtown Volkswagen. Compl. ¶ 41.
The law is clear that informal complaints to management about discriminatory activity fall within the "opposition" component of the protected activity element. See, e.g. , Littlejohn ,
The Court need not address whether the Plaintiff's complaints to the EEOC satisfy the "participation" clause, because the Complaint adequately pleads that the Plaintiff engaged in a protected activity through an opposition claim.
2. Awareness of Participation in Protected Activity
"As to the second element, implicit in the requirement that the employer have been aware of the protected activity is the requirement that it understood, or could reasonably have understood, that the plaintiff's opposition was directed at conduct prohibited by Title VII." Galdieri-Ambrosini v. Nat'l Realty & Dev. Corp. ,
The Defendants argue that the Complaint fails to establish this prong because Hovell made the decision to terminate the Plaintiff on his own, and the Complaint lacks an allegation that Hovell informed Bindels of the Plaintiff's informal complaint. At the outset, the gravamen of this argument is based in extrinsic evidence beyond the proper scope of consideration at this stage of the litigation. See supra II.B. These facts are not in the Complaint, but rather are introduced through affidavits attached to the motion to dismiss.
Limiting its review to the Complaint itself, the Court finds that the facts, viewed as a whole, support the inference that Bindels knew about the Plaintiff's objections to Hovell. The Plaintiff not only alleges that Bindels directed Hovells to terminate the Plaintiff in retaliation for complaining about the sexual harassment, but also that Hovell told him that the adverse employment action occurred because "Joe (Bindels) no longer wants you here." Compl. ¶¶ 42, 45. Both statements impute knowledge about the Plaintiff's opposition to Bindels. Bolstering this inference, Bindels's role as a supervisor at Smithtown Volkswagen encompassed the authority to fire employees and make personnel decisions. Compl. ¶ 11.
Therefore, taking the allegations in the Complaint at face value, it is at least plausible that Bindels knew of the Plaintiff's participation in a protected activity.
3. Causation
With regard to causation, "a plaintiff must plausibly plead a connection between the act and his engagement in protected activity." Vega v. Hempstead Union Free Sch. Dist. ,
"A causal connection in retaliation claims can be shown either '(1) indirectly, by showing that the protected activity was followed closely by discriminatory treatment, or through other circumstantial evidence such as disparate treatment of fellow employees who engaged in similar conduct; or (2) directly, through evidence of retaliatory animus directed against the plaintiff by the defendant.' " Littlejohn ,
Here, the circumstances create a plausible inference of a causal nexus due to the temporal proximity between when the Plaintiff engaged in the protected activity of the informal complaint and when Hovell gave him the notice of termination - a mere eight days. Compl. ¶¶ 41-44. Case law finding allegations of a causal connection based on analogous lengths of time between the protected activity and the adverse employment action is legion. See, e.g. , Vega ,
Further supporting this inference, the Plaintiff alleges that Bindels directed Hovell to terminate the Plaintiff and that Hovells explained to the Plaintiff that the reason for his firing was that "Joe (Bindels) no longer wants you here." Compl. ¶¶ 42, 45. At a minimum, these statements provide circumstantial evidence of a causal connection. While the Plaintiff may ultimately be unable to prove these allegations, the Court need not weigh the evidence at this time.
As a result, the Court rejects the Defendants' demands for additional proof of causation at this early stage of the litigation for the same reason that it rejected these arguments in the context of the quid pro quo claims. See Reynoso ,
Therefore, the Court also finds that the Plaintiff adequately stated a claim for retaliation.
III. CONCLUSION
For the foregoing reasons, the Defendants motion to dismiss pursuant to Rule 12(b)(6) is denied in all respects.
It is SO ORDERED .
Reference
- Full Case Name
- Wayne RICE v. SMITHTOWN VOLKSWAGEN and Joe Bindels
- Cited By
- 9 cases
- Status
- Published