In re: Fairfield Sentry Limited

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK FAIRFIELD SENTRY LIMITED (IN LIQUIDATION), acting by and through the Foreign Representative thereof, and KENNETH KRYS, solely in his capacity as Foreign Representative and Liquidator thereof, Plaintiffs-Appellants, Case No. 19-cv-03911 (VSB) v. CITIBANK NA LONDON, Defendant-Appellee.

This document applies to the Appeals listed on Appendix A hereto.

[PROPOSED] SCHEDULING ORDER WHEREAS, on March 17, 2021, this Court lifted its September 11, 2019 Stay Order as to briefing on the appeals previously noticed by Plaintiffs-Appellants in May 2019; WHEREAS, on March 17, 2021, this Court also directed the parties to meet and confer about a proposed schedule for the briefing of the 2019 stayed appeals in addition to any new ap- peals of right noticed from Fairfield Sentry Ltd. (In Liquidation) v. Theodoor GGC Amsterdam, 2020 WL 7345988 (Bankr. S.D.N.Y Dec. 14, 2020) and the orders implementing that decision, and Fairfield Sentry Ltd. (In Liquidation) v. Theodoor GGC Amsterdam, 2021 WL 771677 (Bankr.

S.D.N.Y. Feb. 23, 2021) (collectively, “Second-Round Appeal”); WHEREAS, on April 22, 2021, the parties jointly filed a letter with this Court proposing a briefing schedule for the Second-Round Appeal; NOW, THEREFORE, IT IS HEREBY ORDERED, that: 1. Plaintiffs-Appellants’ opening brief in support of the Second-Round Appeal shall be due July 21, 2021; 2. Defendants-Appellees’ brief in opposition to the Second-Round Appeal shall be due October 19, 2021; and 3. Plaintiffs-Appellants’ reply brief in further support of the Second-Round Appeal shall be due December 3, 2021.

SO ORDERED this 23" day of _ APT! , 2021 By: LEAND 144 HON. VERNON S. BRODERICK United States District Judge Appendix A No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Theodoor GGC Amsterdam, et al. 03496- 05125-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02703 v. RBC Dominion Sec. Sub A/C, et al. 03502- 04078-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02710 v. Tercas – Cassa di Risparmio della Pro- 03503- 04079-VSB vincia di Teramo S.P.A., et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02715 v. FS ABN AMRO Global Custody, et al. 03504- 04081-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02731 v. Banque Privee Edmond De Rothschild 03505- 04084-VSB (Eur.), et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Union USD Global Arbitrage A Fund, et 03506- al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02733 v. Meritz Fire & Marine Ins. Co. Ltd., et al. 03507- 04089-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02735 v. Schroder & Co. (Asia) Ltd., et al. 03508- 04806-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02738 v. Banco Santander (Suisse) S.A., et al. 03509- 04099-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02744 v. Bank Hapoalim (Suisse) Ltd., et al. 03510- 04100-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02747 v. FS Mizrahi Tefahot Bank Ltd., et al. 03512- 04101-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02749 v. Banque Syz & Co. S.A., et al. 03513- 04102-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02750 v. Banque Piguet & Cie S.A., et al. 03514- 04105-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02755 v. Banco Bilbao Vizcaya Argentaria, S.A., et 03515- 04129-VSB al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02766 v. Merrill Lynch, Pierce, Fenner & Smith, 03516- 04134-VSB Inc., et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02774 v. Neue Bank AG, et al. 03519- 04145-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02788 v. Lombardy Props. Ltd., et al. 03521- 04146-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02790 v. Fund Nominees Ltd., et al. 03525- 04153-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Lacroze, et al. 03528- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Vontobel Asset Mgmt. Inc., et al. 03540- 04090-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Alton Select Ltd., et al. 03541- CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Banque Sudameris, et al. 03586- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02794 v. SG Private Banking (Suisse) S.A., et al. 03595- 04168-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02826 v. Sherli Elghanian Krayem, et al. 03614- 04809-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02828 v. Bank of Am. Nat’l Trust & Sav. Ass’n, et 03615- 04813-VSB al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02830 v. Banque de Luxembourg, et al. 03616- 04817-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02835 v. FS/BBVA Miami, et al. 03618- 04170-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02839 v. HSBC Inst. Trust Servs. (Asia) Ltd., et al. 03619- 04173-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02849 v. Credit Suisse Int’l, et al. 03620- 04178-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02853 v. FS Oddo & Cie, et al. 03621- 04818-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03529 v. Citibank NA London, et al. 03622- 03911-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. AXA Isle of Man, et al. 03623- 04131-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02861 v. Caceis Bank Lux., et al. 03624- 04825-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02864 v. EFG Bank, et al. 03625- 04254-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A 21-cv-03537 v. BGL BNP Paribas S.A., et al. 03626- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A 21-cv-03547 v. BNP Paribas Secs. Servs. Lux., et al. 03627- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02964 v. Robinson & Co., et al. 03628- 04257-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02970 v. FS/HSBC Private Banking Nom, et al. 03629- 04261-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03553 v. HSBC Secs. Servs. (Lux.) S.A., et al. 03630- 04860-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02977 v. HSBC Private Bank (Guernsey) Ltd., et al. 03631- 04262-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02980 v. FS/AND Banc Andorra, et al. 03632- 04263-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03567 v. HSBC Private Bank (Suisse) S.A., et al. 03633- 04861-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Zurich Capital Mkts. Co., et al. 03634- 05135-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- To be v. ABN AMRO Schweiz AG, et al. 03635- 04964-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- To be v. ABN AMRO Schweiz AG, et al. 03636- 04888-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-02997 v. Citibank (Switz.) AG, et al. 03640- 04267-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03008 v. Deutsche Bank Trust Co. Am., et al. 03744- 04863-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03010 v. Deutsche Bank (Suisse) S.A. Geneve, et al. 03745- 04278-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03018 v. Deutsche Bank (Cayman), et al. 03746- 04285-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03028 v. Deutsche Bank AG Singapore, et al. 03747- 04357-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Banque Sudameris, et al. 03749- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03032 v. Blubank Ltd., et al. 03750- 04359-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03042 v. Brown Bros. Harriman & Co., et al. 03752- 05023-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Dresdner LateinAmerika AG, et al. 03753- 05126-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. CDC IXIS, et al. 03754- 05130-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03072 v. Banco Itau Europa Lux. SA, et al. 03755- 04364-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03074 v. FS/CBESSA, et al. 03756- 04365-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03077 v. SNS Global Custody B.V., et al. 03757- 04367-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. UBS Fund Servs. (Cayman) Ltd. Ref 03758- 04138-VSB Greenlake Arbitrage Fund Ltd., et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03079 v. Pictet & Cie, et al. 03764- 04369-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03080 v. ABN AMRO Retained Nominees (IOM) 03776- 04865-VSB Limited, et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Kookmin Bank, et al. 03777- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03085 v. Wall Street Secs. S.A., et al. 03778- 04379-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- To be v. UBS AG N.Y., et al. 03780- 04869-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Credit Suisse (Bah.), et al. 03782- 04148-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Banco Atlantico (Bah.), et al. 03783- 04155-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Weston Sec. Ltd., et al. 03784- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03088 v. SG Private Banking (Suisse) S.A., et al. 03786- 04381-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Banco Atlantico (Gib.) Ltd., et al. 03787- 04188-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03091 v. Merrill Lynch Bank (Suisse) S.A., et al. 03788- 04882-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Almel Ltd., et al. 03789- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Zayed, et al. 03790- 04739-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03092 v. Monte Paschi Ireland Ltd., et al. 03791- 04382-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. ZCM Asset Holding Co. (Berm.) Ltd., et 03792- 04203-VSB al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03097 v. Nomura Int’l PLC, et al. 03793- 04384-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03102 v. Lombard Odier Darier Hentsch & Cie, et 03795- 04219-VSB al. CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03106 v. Strina, et al. 03798- 04989-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Hambros Guernsey Nominees, et al. 03799- 04225-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03110 v. ING Bank (Suisse) S.A., et al. 03801- 04265-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03112 v. Sumitomo Banking & Trust Co. Ltd., et al. 03863- 04268-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03127 v. Natixis Private Banking Int’l, et al. 03864- 04274-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03130 v. Celfin Int’l Ltd., et al. 03865- 04317-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. Torshen, et al. 03866- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03133 v. FS Stichting Stroeve Global Custody, et 03867- 04416-VSB al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03134 v. Kredietbank S.A. Luxembourgeoise, et al. 03868- 04991-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03150 v. Six Sis AG, et al. 03869- 04426-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Arden Int’l Capital Ltd., et al. 03870- 04319-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03157 v. Caceis Bank EX-IXIS IS, et al. 03871- 04995-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03161 v. Bordier & Cie, et al. 03873- 04324-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03172 v. Royal Bank of Canada (Suisse), et al. 04087- 04414-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03176 v. Credit Suisse (Lux.) S.A., et al. 04088- 04998-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03188 v. Banco Inversis SA, et al. 04089- 04420-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03213 v. Dexia BIL, et al. 04090- 04432-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03215 v. Dexia Private Bank (Switz.), et al. 04091- 04439-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03233 v. Commercial Bank of Kuwait, et al. 04093- 04461-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Natexis Banques Populaires, et al. 04094- 04475-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03239 v. UBS Fund Servs. (Cayman) Ltd., et al. 04095- 05030-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Banco di Desio e Della Brianza, et al. 04096- 04886-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- N/A v. Banco Nominees (IOM) Ltd., et al. 04097- 05132-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- To be v. BNP Paribas Arbitrage SNC, et al. 04098- 04385-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- To be v. BNP Paribas Private Bank & Trust Cay- 04099- 05006-VSB opened man Ltd., et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03243 v. Citivic Nominees Ltd., et al. 04100- 04484-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. PRS Inv. Strategies Fund Class 4E, et al. 04101- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03248 v. Bank Morgan Stanley AG, et al. 04212- 04490-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03281 v. Credit Suisse Nominees, et al. 04236- 04495-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- 19-cv- 21-cv-03283 v. Hansard Europe Ltd., et al. 04238- 05033-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 10-ap- N/A N/A v. KB (CI) Nominees Ltd., et al. 04240- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03284 v. FS/Fortis Banque Lux., et al. 01242- 04500-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03285 v. Bank Julius Baer & Co. Ltd., Zurich, et 01243- 05035-VSB al. CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03289 v. Credit Agricole (Suisse) S.A., et al. 01244- 04546-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03290 v. BP Alpha S.A., et al. 01245- 05042-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Drake & Co., et al. 01246- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Hsu, et al. 01247- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. POBT Bank & Trust Ltd., et al. 01248- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03292 v. Schroder & Co. Bank AG, et al. 01249- 05044-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. UBS Europe SE, Luxembourg Branch 01250- 04386-VSB opened f/k/a UBS Lux. SA, et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03310 v. FS/Swedclient/IAM, et al. 01253- 04550-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03313 v. FS/AEB Lux., et al. 01254- 04561-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Huang, et al. 01255- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03337 v. Banque SCS Alliance S.A., et al. 01256- 04567-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03340 v. Mirabaud & Cie, et al. 01257- 04570-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03343 v. UBS Fund Servs. (Ir.) Ltd., et al. 01258- 04603-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03344 v. Barclays Bank (Suisse) S.A., et al. 01259- 04604-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03347 v. FS/NBK Kuwait, et al. 01260- 04972-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Nihon Unicom Corp., et al. 01261- CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. FS/Procap/Bryan Garnier, et al. 01262- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03358 v. Clearstream Banking S.A., et al. 01263- 05054-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Arden Endowment Advisers Ltd., et al. 01458- 04620-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03361 v. FS/LAB/AXA PM, et al. 01460- 04607-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03364 v. Melrose Inv. Ltd., et al. 01461- 04657-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03368 v. Grand Cathay Secs. (H.K.) Ltd., et al. 01462- 04660-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Merrill Lynch Int’l, et al. 01463- 04388-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03372 v. Natixis, et al. 01464- 04668-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Huang Long-Yin, et al. 01465- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Hui-Liang Tsai & Chien-Hui Tu, et al. 01466- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03380 v. FS/BK Hapoalim/B M Tel Aviv, et al. 01467- 05057-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Tsao, et al. 01468- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03391 v. Barfield Nominees Ltd., et al. 01470- 05061-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03394 v. Korea Exch. Bank, et al. 01486- 05067-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03396 v. Deutsche Bank Nominees (Jersey) Ltd., et 01564- 04683-VSB al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03397 v. FS/ING Lux, et al. 01565- 04687-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03399 v. FS/SG Private Banking (Lugano-Svizzera) 01566- 04691-VSB SA, et al. CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Global Fund Porvenir, et al. 01567- 05131-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03401 v. Bipielle Banke (Suisse), et al. 01568- 04741-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03409 v. FS/Banque Degroof Bruxelles, et al. 01569- 04767-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. S. Coop Irizar, et al. 01570- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Banc of America Secs. LLC, et al. 01571- 05142-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Banca Di San Marino SPA, et al. 01572- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Capluck Enters. Ltd., et al. 01573- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03417 v. Bureau of Labor Ins., et al. 01574- 04424-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03419 v. Credit Industriel et Commercial Sing. 01575- 04425-VSB Branch, et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Multi-Strategy Fund Ltd., et al. 01576- 04428-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03426 v. Cathay Life Ins. Co. Ltd., et al. 01577- 04431-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03431 v. NYROY, Royal Bank of Canada, et al. 01578- 04434-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. BNP Paribas Secs. Nominees Ltd., et al. 01579- 04973-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Parson Fin. Panama S.A., et al. 01580- 04742-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03436 v. Rahn & Bodmer Banquiers, et al. 01581- 04437-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03449 v. Royal Bank of Canada Singapore Branch, 01582- 04438-VSB et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03451 v. Societe Generale Bank & Trust (Lux.), et 01584- 04441-VSB al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03452 v. Banque de Reescompte et de Placement, 01585- 04445-VSB et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03458 v. Swedbank, et al. 01586- 05068-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03460 v. Bie Bank & Trust Bah. Ltd., et al. 01587- 04446-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Yuanta Asset Mgmt. (H.K.) Ltd., et al. 01588- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03465 v. BNY AIS Nominees Ltd., Credit An- 01589- 04459-VSB dorra/Crediivest, et al. CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03484 v. All Funds Bank, et al. 01591- 04479-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03489 v. Judith Cherwinka, et al. 01592- 04974-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Judith A. Hansen, et al. 01593- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03491 v. FS/HSBC Guyerzeller Zurich, et al. 01594- 04483-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03508 v. KWI, et al. 01595- 04486-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03509 v. Kefong Lee, et al. 01596- 04489-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. E. Star Sicavf, et al. 01597- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03510 v. Banque et Caisse D’Epargne de L’Etat 01598- 04491-VSB Luxembourg, et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03511 v. Eduardo Fernandez de Valderrama Mu- 01599- 04498-VSB rillo, et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03512 v. FS/BBVA Zurich/Shares, et al. 01600- 04501-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03515 v. Credit Suisse AG Nassau Branch Wealth 01601- 04502-VSB Mgmt., et al. CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Apollo Nominees, Inc., et al. 01603- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03516 v. PFPC Bank Ltd., et al. 01604- 05071-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Melguizo, et al. 01607- 04976-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Lung Yen Life Serv. Co. Ltd., et al. 01608- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03518 v. FS/Israel Disc. Bank, Ltd., Tel Aviv, et al. 01610- 04515-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Chen Tyan-Wen, et al. 01611- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Bank Sarasin & Cie AG, et al. 01612- 05143-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03520 v. Pleasant T. Rowland Found., Inc. et al. 01613- 04533-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- 21-cv-03522 v. Fortis Bank Nederland NV, et al. 01614- 04535-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Societe Europeenne De Banque S.A. et al. 01615- 04536-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Woori Bank, et al. 01616- 05089-VSB opened CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Fortis Bank, SA/NV, et al. 01617- 04395-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. FS/NBP Titres, et al. 01619- 04539-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Presnow Ltd., et al. 01620- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Leyden Dev., et al. 01622- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Banca Privada D’Andorra S.A., et al. 01717- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Abu Dhabi Inv. Auth., et al. 01719- 04540-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Bank Vontobel AG, et al. 01760- 04543-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Royal Bank of Canada, et al. 02253- 04545-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Naidot & Co., et al. 02336- 04547-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Lion Global Invs., et al. 02392- 04549-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Mario Pacheco Cortes, et al. 02401- CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Fortis Global Custody Servs. N.V., et al. 02422- 04552-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Beneficial Owners of Accounts Held in the 02440- 04565-VSB opened Name of Bank Sal. Oppenheim Jr. & Cie CGM (Schweiz) Ag 1-1000 Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Avalon Absolute Return Funds PLC, et al. 02530- 04569-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Banco Privado Portugues (Cayman) Ltd., 02531- et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Deltec Bank & Trust Ltd., et al. 02532- 04571-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. KAS Depositary Trust Co., et al. 02533- 04573-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Simgest SpA, et al. 02534- 04585-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Ching-Jung Fang, et al. 02591- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. P.S.I. Int’l Ltd., et al. 02592- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Annex Ltd., et al. 02593- CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Rothschild Trust (Schweiz) AG, et al. 02594- 05149-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Andorra Banc Agricol Reig SA, et al. 02611- 04605-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Credit Suisse Nominees (Guernsey) Ltd., 02612- 04608-VSB opened et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Societe Generale Bank & Trust S.A. 02613- 04610-VSB (Lux.), et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. EC.Com, Inc., et al. 02614- CGM Fairfield Sigma Ltd. (In Liquidation), et al. 11-ap- N/A N/A v. Stichting Stroeve Global Custody, et al. 02615- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Citigroup Global Markets Ltd., et al. 02770- 04396-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- N/A v. Fullerton Capital PTE, Ltd., et al. 02771- 04611-VSB SMB Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. BankMed (Suisse) S.A., et al. 02772- 04623-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 11-ap- 19-cv- To be v. Credit Agricole Titres, et al. 02787- 05107-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Fortis Bank Nederland N.V., et al. 01119- 04624-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Madison Cultural Arts Support Trust, et 01121- al. CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Maple Key Mkt. Neutral Cayman Islands 01122- LP, et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Banca Carige SPA, et al. 01123- 04743-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Banco Itau Europa Int’l, et al. 01124- 04744-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Investec Bank (Switzerland) AG, et al. 01125- 04765-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. FPB Int’l Bank, Inc., et al. 01126- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Credit Suisse Nassau Branch Wealth 01127- 04766-VSB opened Mgmt., et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. HSBC Seoul Branch, Ltd., et al. 01128- 05108-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Catalunya Caixa, et al. 01129- 04768-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Tayleigh Trust Co. Ltd., et al. 01130- 04627-VSB CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Rothschild & Cie Banque Paris, et al. 01131- 05237-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. RBC Dexia Inv. Servs. Espana S.A., et al. 01132- 04770-VSB opened CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Field Nominees Ltd., et al. 01133- CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. SEI Invs. Trustee, et al. 01134- 04772-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Bank of Ireland Nominees Ltd., et al. 01135- 04778-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Bred Banque Populaire, et al. 01136- 04779-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Kasbank Depositary Trust Co., et al. 01137- 05241-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Chelsea Trust Co., Ltd., et al. 01138- 04785-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Union Finance Int’l (HK) Ltd., et al. 01139- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Banca Cesare Ponti SPA, et al. 01140- 04788-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Mandalay Invs. SA, et al. 01141- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Citibank Korea Inc., et al. 01142- 05109-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Centre Coll., et al. 01143- 04789-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Bank Hapoalim BM, London, et al. 01144- 04782-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Gates Charitable Trust, et al. 01145- 04979-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Portobelo Advs., Inc., et al. 01146- 04798-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Banque Degroof Petercam Luxembourg 01147- 04853-VSB opened S.A., et al. CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Banca Popolare Dell’Alto, et al. 01148- 04864-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. La Romana Inversiones SICAV, S.A., et al. 01149- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Clarks Fork Foundation, et al. 01150- 04930-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Loquat Holdings, Inc., et al. 01152- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Hua Nan Commercial Bank, et al. 01153- 05112-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Sofos Capital LLC, et al. 01154- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Kiangsu Chekiang, et al. 01155- 04986-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Banque Baring Bros. Sturdza SA, et al. 01157- 04933-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. FS/Bank Leumi Israel, et al. 01158- 04934-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Danobat S. Coop, et al. 01159- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Spin City Corp., et al. 01160- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. International Hedge Fund Ltd., et al. 01161- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Delta, S.P.A., et al. 01162- 04941-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Kasbank Effecten Bewaarbedrijf, N.V., et 01163- 05115-VSB opened al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Public Bank (Hong Kong) Ltd., et al. 01164- 04944-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Hinduja Bank (Switzerland) SA, et al. 01185- 04962-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Banque Havilland S.A, et al. 01187- 04963-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Jared Trading Ltd./BVI, et al. 01264- 04965-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Barclays Bank SA Madrid, et al. 01265- 04967-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Albemar Participation Ltd., et al. 01266- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. TAIB Bank E.C., et al. 01267- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Criterium Capital Funds BV, et al. 01268- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. FS/MLBS Geneva, et al. 01269- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. HSBC Secs. (Panama) SA, et al. 01270- 04985-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Hontai Life Ins. Co. Ltd., et al. 01271- 04988-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Schroders Italy SIM SPA, et al. 01272- 04990-VSB opened CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- 19-cv- To be v. Banca Profilo SPA, et al. 01285- 04994-VSB opened CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03549 v. Banco General SA Banca Privada, et al. 01286- 05019-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Banco Patagonia (Uruguay) S.A.I.F.E., et 01287- al. CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Cais Bank, et al. 01288- 05153-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03531 v. Dreadnought Fin. OY, et al. 01289- 05020-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03528 v. HSBC Int’l Trustee Ltd., et al. 01290- 05024-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Irish Life Int’l, et al. 01291- CGM Fairfield Sigma Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Istituto Bancario Sammarinese S.P.A., et 01292- al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Triumph Offshore Fund, et al. 01293- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Alok Sama, et al. 01294- 05034-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Bank Sarasin & Cie, et al. 01295- 05040-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. John E. Niederhuber IRA, et al. 01296- 05056-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03526 v. Don Chimango SA, et al. 01298- 05106-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Silverado Holdings LDC, et al. 01300- CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03519 v. Unicorp Bank & Trust Ltd., et al. 01301- 05110-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Winchester Fiduciary Servs. Ltd., et al. 01302- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Atl. Sec. Bank, et al. 01550- 05118-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03493 v. BNP Paribas Espana, et al. 01551- 04415-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- N/A N/A v. Capital Global Mgmt. Ltd., et al. 01552- CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03488 v. HSH Nordbank Secs. S.A., et al. 01555- 05220-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03478 v. Somers Nominees (Far East) Ltd., et al. 01556- 04418-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03472 v. First Gulf Bank, et al. 01567- 05223-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03421 v. Fortis Global Servs. NV, et al. 01568- 05117-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03407 v. FS/GSCO London, et al. 01569- 04771-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Fortis Bank Cayman Limited, et al. 01571- 05154-VSB CGM No. Case Name Bank- First- Second- ruptcy Round Ap- Round Ap- Court In- peal Index peal Index dex No. No. No. Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- 21-cv-03249 v. Barclays Private Bank & Trust (Channel 01599- 04773-VSB Islands) Limited, et al. CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Hyposwiss Private Bank Geneve, et al. 01600- 05157-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Select Absolute Strategies Sicav, et al. 01601- 05228-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Essex 21 Ltd., et al. 01716- 05238-VSB CGM Fairfield Sentry Limited (In Liquidation) et 12-ap- N/A N/A al v. Samsung Absolute Return Trust M1 et 01762- al CGM Fairfield Sentry Ltd. (In Liquidation), et al. 12-ap- 19-cv- N/A v. Samsung Absolute Return Trust M1, et al. 01763- 05119-VSB CGM Fairfield Sentry Ltd. (In Liquidation), et al. 16-ap- 19-cv- N/A v. RBC Investor Services Bank S.A. f/k/a 01214- 05240-VSB RBC Dexia Investor Services Bank S.A., et CGM al.

304 Fairfield Sentry Ltd. (In Liquidation), et al. 19-ap- N/A 21-cv-03259 v. Citco Global Custody NV, et al. 01122- CGM