Firstenberger v. Casters Holdings, Inc.

District Court, S.D. New York

Firstenberger v. Casters Holdings, Inc.

Trial Court Opinion

Case 1:20-cv-07169-JGK Document 72-2 Filed 07/30/21 Page 2 of 10

UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK

LESTER FIRSTENBERGER Civil Action No.: 1:20-cv-07169-JGK. SATHYA RAJAVELU PROPOSED CONFIDENTIALITY Plaintiffs, AGREEMENT AND PROTECTIVE ORDER - against - CASTERS HOLDINGS, INC D/B/A FYLLO REGS TECHNOLOGY, INC, F/K/A CANNAREGS, LTD. AMANDA OSTROWITZ Defendants.

JOHN G. KOELTL, U.S.D.J.: WHEREAS, all of the parties to this action (collectively the “Parties” and individually a “Party’”) request that this Court issue a protective order pursuant to Federal Rule of Civil Procedure

26(c) to protect the confidentiality of nonpublic and competitively sensitive information that they may need to disclose in connection with discovery in this action; WHEREAS, the Parties, through counsel, agree to the following terms; and WHEREAS, this Court finds good cause exists for issuance of an appropriately tailored confidentiality order governing the pretrial phase of this action, IT IS HEREBY ORDERED that any person subject to this Order — including without limitation the Parties to this action and their representatives, officers, agents, servants, employees, attorneys, experts, consultants, and any other person in active concert or participation with any of the foregoing; all third parties providing discovery in this action; and all other interested persons

Case 1:20-cv-07169-JGK Document 72-2 Filed 07/30/21 Page 3 of 10

with actual or constructive notice of this Order — will adhere to the following terms, upon pain of contempt: 1, With respect to “Discovery Material” (i.c., information of any kind produced or disclosed in the course of discovery in this action) that a person has designated as “Confidential” pursuant to this Order, no person subject to this Order may disclose such Confidential Discovery Material to anyone else except as this Order expressly permits. 2. The Party or person producing or disclosing Discovery Material (“Producing Party”) may designate as Confidential only the portion of such material that it reasonably and in good faith believes consists of: a. previously non-disclosed financial information (including without limitation profitability reports or estimates, minimum guarantee payments, sales reports, and sale margins); b. previously non-disclosed material relating to ownership or control of any non- public company; c. previously non-disclosed business plans, product-development information, or marketing plans; d. any information of a personal or intimate nature regarding any individual; or

e. any other category of information given confidential status by this Court after the date of this Order. 3. With respect to the Confidential portion of any Discovery Material other than deposition transcripts and exhibits, the Producing Party or its counsel may designate such portion as “Confidential” by stamping or otherwise clearly marking as “Confidential” the protected portion in a manner that will not interfere with legibility or audibility.

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4, A Producing Party or its counsel may designate deposition exhibits or portions of deposition transcripts as Confidential Discovery Material either by: (a) indicating on the record during the deposition that a question calls for “Confidential” information, in which case the

reporter will bind the transcript of the designated testimony in a separate volume and mark it as “Confidential Information Governed by Protective Order;” or () notifying the reporter and all counsel of record, in writing, within 30 days after a deposition has concluded, of the specific pages and lines of the transcript that are to be designated “Confidential,” in which case all counsel receiving the transcript will be responsible for marking the copies of the designated transcript in their possession or under their control as directed by the Producing Party or its counsel. During the 30-day period following a deposition, all Parties will treat the entire deposition transcript as if it had been designated Confidential. 5. If, at any time before the termination of this action, a Producing Party realizes that it should have designated as Confidential some portion(s) of Discovery Materia! that it previously produced without limitation, the Producing Party may so designate such material by notifying all prior recipients in writing. Thereafter, this Court and all persons subject to this Order will treat such designated portion(s) of the Discovery Material as Confidential. In addition, the Producing Party shall provide each other Party with replacement versions of such Discovery Material that bears the “Confidential” designation within two business days of providing such notice. 6. Nothing contained in this Order will be construed as: (a) a waiver by a Party or

person of its right to object to any discovery request; (b) a waiver of any privilege or protection; or (c) a ruling regarding the admissibility at trial of any document, testimony, or other evidence. 7. Where a Producing Party has designated Discovery Material as Confidential, other

persons subject to this Order may disclose such information only to the following persons:

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qa. the Parties to this action, their insurers, and counsel to their insurers; b. counsel retained specifically for this action, including any paralegal, clerical, or other assistant that such outside counsel employs and assigns to this matter;

c. outside vendors or service providers (such as copy-service providers and document-management consultants) that counsel hires and assigns to this matter; d. any mediator or arbitrator that the Parties engage in this matter or that this Court appoints, provided such person has first executed a Non-Disclosure Agreement in the form annexed as Exhibit A hereto; e. as to any document, its author, its addressee, and any other person indicated on the face of the document as having received a copy; f. any witness who counsel for a Party in good faith believes may be called to testify at trial or deposition in this action, provided such person has first executed a Non-Disclosure Agreement in the form annexed as Exhibit A hereto,

g. any person a Party retains to serve as an expert witness or otherwise provide specialized advice to counsel in connection with this action, provided such

person has first executed a Non-Disclosure Agreement in the form annexed as Exhibit A hereto; h. stenographers engaged to transcribe depositions the Parties conduct in this action; and i. this Court, including any appellate court, its support personnel, and court reporters.

Case 1:20-cv-07169-JGK Document 72-2 Filed Ufravicl rage 0 Ul AM

8. Before disclosing any Confidential Discovery Material to any person referred to in

subparagraphs 7(d), 7(f), or 7(g) above, counsel must provide a copy of this Order to such person, who must sign a Non-Disclosure Agreement in the form annexed as Exhibit A hereto stating that

he or she has read this Order and agrees to be bound by its terms. Said counsel must retain each

signed Non-Disclosure Agreement, hold it in escrow, and produce it to opposing counsel either

before such person is permitted to testify (at deposition or trial) or at the conclusion of the case,

whichever comes first. 9, This Order binds the Parties and certain others to treat as Confidential any Discovery Materials so classified. The Court has not, however, made any finding regarding the

confidentiality of any Discovery Materials, and retains full discretion to determine whether to

afford confidential treatment to any Discovery Material designated as Confidential and submitted □

to the Court in connection with any motion, application, or proceeding that may result in an order

and/or decision by the Court. All persons are hereby placed on notice that the Court is unlikely to

seal or otherwise afford confidential treatment to any Discovery Material introduced into evidence

at trial, even if such material has previously been sealed or designated as Confidential. 10. In filing Confidential Discovery Material with this Court, or filing portions of any pleadings, motions, or other papers that disclose such Confidential Discovery Material, the Parties

shall follow Rule 6 of this Court’s Individual Practices. The parties should be aware that the Court

will unseal documents if it is unable to make “specific, on the record findings . . . demonstrating that closure is essential to preserve higher values and is narrowly tailored to serve that interest.”

Lugosch v. Pyramid Co. of Onondaga,

435 F.3d 110, 120

(2d Cir. 2006). ll. | Any Party who objects to any designation of confidentiality may at any time before

the trial of this action serve upon counsel for the Producing Party a written notice stating with

Case 1:20-cv-07169-JGK Document 72-2 Filed Of/s0/cel Page f or iv

particularity the grounds of the objection. If the Parties cannot reach agreement promptly, counsel

for all affected Parties will address their dispute to this Court in accordance with paragraph I(F) of

this Court’s Individual Practices and Local Civil Rule 37.2, 12. Any Party who requests additional limits on disclosure (such as “attorneys’ eyes only” in extraordinary circumstances), may at any time before the trial of this action serve upon counsel for the recipient Parties a written notice stating with particularity the grounds of the

request. If the Parties cannot reach agreement promptly, counsel for all affected Parties will

address their dispute to this Court in accordance with paragraph I(F) of this Court’s Individual

Practices, 13. Recipients of Confidential Discovery Material under this Order may use such

material solely for the prosecution and defense of this action and any appeals thereto, and not for

any business, commercial, or competitive purpose or in any other litigation proceeding. Nothing contained in this Order, however, will affect or restrict the rights of any Party with respect to its

own documents or information produced in this action. 14. Nothing in this Order will prevent any Party from producing any Confidential

Discovery Material in its possession in response to a lawful subpoena or other compulsory process,

or if required to produce by law or by any government agency having jurisdiction, provided that

such Party gives written notice to the Producing Party as soon as reasonably possible, and if

permitted by the time allowed under the request, at least 10 days before any disclosure. Upon receiving such notice, the Producing Party will bear the burden to oppose compliance with the

subpoena, other compulsory process, of other legal notice if the Producing Party deems it

appropriate to do so.

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15. Each person who has access to Discovery Material designated as Confidential

pursuant to this Order must take all due precautions to prevent the unauthorized or inadvertent

disclosure of such material. 16. Within 60 days of the final disposition of this action — including al! appeals — all

recipients of Confidential Discovery Material must either return it - including all copies thereof —

to the Producing Party, or, upon permission of the Producing Party, destroy such material —

including all copies thereof. Jn either event, by the 60-day deadline, the recipient must certify its

return or destruction by submitting a written certification to the Producing Party that affirms that

it has not retained any copies, abstracts, compilations, summaries, or other forms of reproducing

or capturing any of the Confidential Discovery Material. Notwithstanding this provision, the

attorneys that the Parties have specifically retained for this action may retain an archival copy of

all pleadings, motion papers, transcripts, expert reports, legal memoranda, correspondence, or

attorney work product, even if such materials contain Confidential Discovery Material. Any such

archival copies that contain or constitute Confidential Discovery Material remain subject to this

Order. 17. This Order will survive the termination of the litigation and will continue to be

binding upon all persons to whom Confidential Discovery Material is produced or disclosed.

Case 1:20-cv-07169-JGK Document 72-2 Filed 07/30/21 rage v OF iv

18. This Court will retain jurisdiction over all persons subject to this Order to the extent

necessary to enforce any obligations arising hereunder or to impose sanctions for any contempt thereof.

SO STIPULATED AND AGREED.

THE BROOKMAN LAW GROUP LLC SAUL EWING ARNSTEIN & LEHR LLP Attorneys for Plaintiffs Attorneys for Defendants

Robert Brookman Casey Grabenstein 1500 Market Street Stephanie L. Denker 12th Floor, East Tower, #1027 1270 Avenue of the Americas, Suite 2005 Philadelphia, PA 19102 New York, NY 10020 Telephone: (267) 566-5598 Telephone: (212) 980-7200 Facsimile: (215) 569-8228 Facsimile: (212} 980-7209 E-mail: [email protected] E-mail: [email protected] Email: [email protected] Dated: Dated:

SO ORDERED.

7/ 2 ho px John.G. Koeltl United States District Judge

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Case 1:20-cv-07169-JGK Document 72-2 Filed 07/30/21 Page 10 of LU

Exhibit A UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK

LESTER FIRSTENBERGER Civil Action No.: 1:20-cv-07169-JGK SATHYA RAJAVELU NON-DISCLOSURE AGREEMENT Plaintiffs, - against - CASTERS HOLDINGS, INC D/B/A FYLLO REGS TECHNOLOGY, INC. F/K/A CANNAREGS, LTD, AMANDA OSTROWITZ Defendants.

I, , acknowledge that I have read and understand the Protective Order in this action governing the non-disclosure of those portions of Discovery Material that have been designated as Confidential. I agree that I will not disclose such Confidential Discovery Material to anyone other than for purposes of this litigation and that at the conclusion of the litigation I will return all discovery information to the Party or attorney from whom I received it. By acknowledging these obligations under the Protective Order, I understand that | am submitting myself to the jurisdiction of the United States District Court for the Southern District of New York for the purpose of any issue or dispute arising hereunder and that my willful violation of any term of the Protective Order could subject me to punishment for contempt of Court.

Name: Date:

Reference

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