Phillies v. Harrison/Erickson, Incorporated

District Court, S.D. New York

Phillies v. Harrison/Erickson, Incorporated

Trial Court Opinion

USDC SDNY IN THE UNITED STATES DISTRICT] DOCUMENT FOR THE SOUTHERN DISTRICT OF NifJ ELECTRONICALLY FILE DOC #: DATE FILED: _1!/16/21 THE PHILLIES, a Pennsylvania limited partnership, CIVIL ACTION NO. 19-7239-VM-SN Plaintiff, JURY TRIAL DEMANDED HARRISON/ERICKSON, INCORPORATED, a New York corporation, HARRISON ERICKSON, a partnership, and WAYDE HARRISON and BONNIE ERICKSON, Defendants.

STIPULATED CONSENT JUDGMENT AND DISMISSAL WITH PREJUDICE This matter is before the Court on the stipulation between Plaintiff and Counterclaim Defendant The Phillies, a Pennsylvania limited partnership (“The Phillies”), and Defendants and Counterclaim Plaintiffs Harrison/Erickson, Inc., a New York corporation, Harrison Erickson, a partnership, Wayde Harrison, and Bonnie Erickson (together, “HE”) (The Phillies and HE are collectively referred to as “the Parties”). WHEREAS, the Parties had entered into an assignment agreement, short form assignment, and assignment dated October 31, 1984 relating to HE’s copyright in the Phillie Phanatic (collectively, “the 1984 Assignment”); WHEREAS, HE sent The Phillies a notice of termination of the 1984 Assignment under Section 203 of the Copyright Act, dated June 1, 2018, which was to take effect on June 15, 2020, and which notice was filed with the Copyright Office;

WHEREAS, on August 2, 2019, The Phillies filed a complaint in the United States District Court for the Southern District of New York against HE captioned The Phillies v. Harrison/Erickson, Incorporated et al., No. 1:19-cv-07239-VM-SN seeking declaratory and other relief relating to HE’s termination rights under Section 203 of the Copyright Act (“the Litigation”);

WHEREAS, on October 7, 2019, HE filed an answer to the complaint and asserted various counterclaims against The Phillies in the Litigation (Docket Entry No. 38); WHEREAS, the Parties conducted discovery in the Litigation in 2019 and 2020; WHEREAS, HE filed amended counterclaims against The Phillies on November 3, 2020 (Docket Entry No. 118) alleging, inter alia, copyright infringement; WHEREAS, the Parties filed cross motions for summary judgment and partial summary judgment and The Phillies filed a motion to dismiss the amended counterclaims, which HE opposed (Docket Entry Nos. 124-129, 134-141, 148-153, 159-161); WHEREAS, on August 10, 2021, Magistrate Judge Sarah Netburn issued a report and

recommendation with regard to the Parties’ cross motions for summary judgment and partial summary judgment and The Phillies’ motion to dismiss the amended counterclaims (Docket Entry No. 165); WHEREAS, the Parties have in good faith entered into a Confidential Settlement Agreement and Assignment to fully settle all of the Parties’ claims and counterclaims in the Litigation; WHEREAS, the Parties have conferred and agreed to resolve all matters arising from the allegations in the Litigation and consent to entry of this Stipulated Consent Judgment; IT IS HEREBY STIPULATED, ORDERED, and DECREED as follows: 1. This Court has jurisdiction over the subject matter of this Litigation and has personal jurisdiction over the Parties, and venue is proper in this Court. 2. This Consent Judgment is a final adjudication on the merits as to the issues referred to herein and shall bind the Parties, their affiliates, successors, and assigns.

3. The redesigned Phanatic that had its debut on February 23, 2020 (“P2”) and the works identified in Exhibits A (Docket No. 127-23) and B (Docket Nos. 129-1, 129-2, 127-66, 127-30-35, 127-37, 127-39-42, 127-46, 127-47, 127-49, 127-51, 127-53-59) to this Consent Judgment are derivative works prepared by The Phillies under authority of the 1984 Assignment before June 15, 2020 in accordance with the requirements of

17 U.S.C. § 203

(b)(1) and therefore can continue to be utilized by The Phillies and its licensees whether by reproduction, display, distribution, or public performance in any tangible medium of expression now known or later developed in accordance with the full scope of The Phillies’ rights under the 1984 Assignment. The Phillies’ and its licensees’ rights to continue to utilize those works will not terminate even if

one or more of the provisions of the Confidential Settlement Agreement and Assignment are invalidated or terminated. The Parties intend for these findings to have collateral estoppel and res judicata effect on them and their successors, i.e., to bar future litigation on these issues. 4. This Stipulated Consent Judgment is binding upon the Parties, as well as upon their respective affiliates, successors, assigns, heirs, executors, administrators, personal representatives, trustees, subsidiaries, divisions, and parents. 5. This Stipulated Consent Judgment is intended to have collateral estoppel effect on the Parties, as well as upon their respective affiliates, successors, assigns, heirs, executors, administrators, personal representatives, trustees, subsidiaries, divisions, and parents. 6. All claims and counterclaims in the Litigation are hereby DISMISSED WITH PREJUDICE, with each Party to bear its own costs and attorneys’ fees relating to the Litigation that were incurred on or before the date of this Stipulated Consent Judgment. IT IS SO STIPULATED: DUANE MORRIS LLP MITCHELL SILBERBERG & KNUPP, LLP

By: /s/ David J. Wolfsohn By: /s/ Paul D. Montclare David J. Wolfsohn (PA ID No. 57974) Paul D. Montclare (admitted pro hac vice) [email protected] [email protected] Leo M. Lichtman Tyler R. Marandola (PA ID No. 313585) [email protected] (admitted pro hac vice) Elaine Nguyen [email protected] [email protected] Kendra C. Oxholm (NY ID No. 5267828) 437 Madison Avenue, 25" Floor [email protected] New York, NY 10022

30 South 17

" Street Tel: (917) 546-7704 Philadelphia, PA 19103 Fax: (917) 546-7674 Tel: (215) 979-1866 Fax: (215) 979-1020 and J. Matthew Williams Attorneys for Plaintiff, The Phillies [email protected] 1818 N Street NW, 7° Floor Washington, DC 20036 Tel: (202) 355-7900 Fax: (202) 355-7899 Attorneys for Defendants, Harrison/Erickson, Incorporated, Harrison Erickson, and Wayne Harrison and Bonnie Erickson

SO ORDERED AND ADJUDGED:

Dated: _ November 16_, 2021 Victor Marrero UsSsBely

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