Swartwood v. Colvin
Swartwood v. Colvin
Trial Court Opinion
UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK
ROBIN R.S., Plaintiff, DECISION AND ORDER v. 15-CV-98-A
KILOLO KIJAKAZI,1 Acting Commissioner of Social Security,
Defendant.
Plaintiff Robin R.S., as the prevailing party in this social security benefits action, has filed a Motion for Attorney Fees, under
42 U.S.C. § 406(b)(1)(A). Dkt. #21. Defendant neither supports nor opposes counsel's request. Dkt. #28. By statute, this Court may determine and award a reasonable fee not to exceed 25% of total past-due benefits to an attorney who secures a favorable judgment for a claimant in a social security case in federal court. See
42 U.S.C. § 406(b)(1)(A); Gisbrecht v. Barnhart,
535 U.S. 789, 794(“§ 406(a) governs fees for representation in administrative proceedings; § 406(b) controls fees for representation in court.”). This fee authority “does not displace contingent-fee agreements” but rather “calls for court review of such arrangements as an independent check, to assure that they yield reasonable results in particular cases.” Gisbrecht,
535 U.S. at 807. Since 406(b) is not entirely self-explanatory, the Second
1 Kilolo Kijakazi is now the Acting Commissioner of Social Security. He is substituted pursuant to Fed. R. Civ. P. 25(d). The Clerk is directed to amend the caption to comply with this substitution. Circuit, in “[s]eeking to provide…guidance” on the issue has held “that where there is a contingency fee agreement in a successful social security case, the district court's determination of a reasonable fee under § 406(b) must begin with the agreement,
and the district court may reduce the amount called for by the contingency agreement only when it finds the amount to be unreasonable.” Fields v. Kijakazi,
24 F.4th 845, 852–53 (2d Cir. 2022) (quotations and citations omitted). This review is subject to “one boundary line: Agreements are unenforceable to the extent that they provide for fees exceeding 25 percent of the past-due benefits.” Gisbrecht,
535 U.S. at 807. “Within the 25 percent boundary ... the attorney for the successful claimant must show that the fee sought is reasonable for the services rendered.”
Id.Here, the Plaintiff was awarded $153,654 in past due benefits. The requested fee of $32,300 is less than 25% of the past due benefits, which here would amount to $34,141. Yet, the inquiry does not end there as this Court must still determine whether the requested amount is reasonable, and to do that, the Courts have looked
to “whether there has been fraud or overreaching in making the agreement…[and]…whether the requested amount is so large as to be a windfall to the attorney.” Wells v. Sullivan,
907 F.2d 367, 372(2d Cir. 1990). Having thoroughly reviewed counsel's fee request and supporting documentation, this Court finds that the requested fee is reasonable based on
counsel's experience in social security law, the character of the representation provided, and the favorable results achieved. See Gisbrecht,
535 U.S. at 808. Moreover, there is no indication that this fee is a windfall. Fields v. Kijakazi, 24 F.4th at 849. While the fee here constitutes an hourly rate of $950 per hour, which is high for Western New York, the precedent cited in counsel's fee application and the incentive necessary for counsel to take contingency-fee cases weigh in favor of
approving the fee requested. See Gisbrecht,
535 U.S. at 808(noting that “a record of the hours spent representing the claimant” can be used by the court “as an aid to [its] assessment of the reasonableness of the fee yielded by the fee agreement”); see also Fields, 24 F.4th at 854 (“[E]ven a relatively high hourly rate may be perfectly reasonable, and not a windfall, in the context of any given case.”). Moreover, the hourly rate being awarded is less than that which have been approved by other Judges in this District. See e.g., Kimberly P. v. Comm'r of Soc. Sec., No.
18-CV-1074-LJV,
2024 WL 4581296, at *1 (W.D.N.Y. Oct. 25, 2024) (approving an hourly rate of over $1,500). For these reasons, Plaintiff's counsel's $32,300 fee request is therefore granted under
42 U.S.C. § 406(b)(1)(A). By stipulation approved and ordered on January 7, 2016, this Court previously
awarded Plaintiff's counsel $6,200 in fees under the Equal Access to Justice Act (“EAJA”),
28 U.S.C. § 2412(d). (Dkt. #19). Because the fee granted herein exceeds the EAJA fee, Plaintiff's counsel must refund the $6,200 EAJA fee to Plaintiff. See Wells v. Bowen,
855 F.2d 37, 42(2d Cir. 1988). Accordingly, it is hereby ORDERED, that counsel's Motion for Attorney Fees in the amount of $32,300
under
42 U.S.C. § 406(b)(1)(A) (Dkt. #21) is GRANTED. The fees are to be paid out of Plaintiff's past-due benefits in accordance with agency policy; and it is further ORDERED, that Plaintiff's counsel is directed to refund to Plaintiff the $6,200 EAJA award within 14 days of receiving the § 406(b) award.
IT IS SO ORDERED.
s/Richard J. Arcara HONORABLE RICHARD J. ARCARA UNITED STATES DISTRICT COURT
Dated: November 21, 2024 Buffalo, New York
Reference
- Status
- Unknown