Richards v. Colvin
Richards v. Colvin
Trial Court Opinion
UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NEW YORK ___________________________________
TRACEY R.,1
Plaintiff,
v. 16-CV-804-LJV DECISION & ORDER COMMISSIONER OF SOCIAL SECURITY,
Defendant. ___________________________________
The plaintiff, Tracey R., is a prevailing party in this Social Security benefits action. Her counsel has moved for attorney’s fees under
42 U.S.C. § 406(b)(1)(A). Docket Item 29. The defendant “neither supports nor opposes” the motion, instead saying that “[i]t is for the Court to decide if the request for attorney’s fees . . . is reasonable under the law.” Docket Item 31.
Section 406(b)(1)(A) provides: Whenever a court renders a judgment favorable to a claimant under this subchapter who was represented before the court by an attorney, the court may determine and allow as part of its judgment a reasonable fee for such representation, not in excess of 25 percent of the total of the past-due benefits to which the claimant is entitled by reason of such judgment, and the Commissioner of Social Security may, notwithstanding the provisions of section 405(i) of this title, but subject to subsection (d) of this section, certify the amount of such fee for payment to such attorney out of, and not in addition to, the amount of such past-due benefits. In case of any such
1 To protect the privacy interests of Social Security litigants while maintaining public access to judicial records, this Court will identify any non-government party in cases filed under
42 U.S.C. § 405(g) only by first name and last initial. Standing Order, Identification of Non-government Parties in Social Security Opinions (W.D.N.Y. Nov. 18, 2020). judgment, no other fee may be payable or certified for payment for such representation except as provided in this paragraph. Tracey R. was awarded $165,662.00 in past-due benefits. Docket Item 29-1 at 2; Docket Item 29-3 at 4.2 Her counsel seeks $41,415.50 in fees, which is 25% of the past-due benefits and is consistent with the contingent-fee agreement that provides for attorney’s fees in the amount of 25% of any recovery. See Docket Item 29; Docket Item 29-5 (fee agreement). Having reviewed counsel’s fee request and supporting documentation, this Court finds that the requested fee is reasonable based on counsel’s experience in Social Security law, the character of the representation provided, and the favorable results
achieved. See Gisbrecht v. Barnhart,
535 U.S. 789, 808(2002). Moreover, there is no indication that this fee is a windfall.3
Id.The $41,415.50 fee request therefore is granted under
42 U.S.C. § 406(b)(1)(A).
2 The notice of award Tracey R. received from the Social Security Administration, Docket Item 29-3, does not state the total amount of past-due benefits she received. But the notice of award does note that the Social Security Administration “usually withhold[s] 25[%] of past[-]due benefits in order to pay the approved representative’s fee” and $41,415.50 of Tracey R.’s award had been withheld in accordance with that policy.
Id. at 4.
3 The Second Circuit recently clarified the factors that a court should consider when analyzing “whether a requested fee would result in a ‘windfall.’” Fields v. Kijakazi,
24 F.4th 845, 849(2d Cir. 2022). Those factors are: (1) “the ability and expertise of the lawyers and whether they were particularly efficient”; (2) “the nature and length of the professional relationship with the claimant—including any representation at the agency level”; (3) “the satisfaction of the disabled claimant”; and (4) “how uncertain it was that the case would result in an award of benefits and the effort it took to achieve that result.”
Id. at 854-55. Here, consideration of those factors leads this Court to conclude that the fee request of $41,415.50 will not result in a windfall. This Court recognizes that the fee here constitutes an hourly rate of more than $1,300, see Docket Item 29-2 at ¶ 21; Docket Item 29-1 at 8 (“The hourly rate sought is $1,302.37”)—quite high by Western New York standards. But the precedent cited in counsel’s fee application and the incentive necessary for counsel to take contingency- By stipulation approved and ordered on April 17, 2019, this Court previously awarded Tracey R.’s counsel $6,200.16 in fees under the Equal Access to Justice Act (“EAJA”),
28 U.S.C. § 2412(d). Docket Items 26 and 27. Because the fees granted above exceed the EAJA fees, Tracey R.’s counsel must refund the EAJA fees to her.
See Wells v. Bowen,
855 F.2d 37, 42(2d Cir. 1988). ORDER
In light of the above, IT IS HEREBY ORDERED that the plaintiff’s motion for attorney’s fees under
42 U.S.C. § 406(b)(1)(A) in the amount of $41,415.50, Docket Item 29, is GRANTED; and it is further ORDERED that Tracey R.’s counsel shall refund the $6,200.16 in EAJA fees to Tracey R. within 14 days of the entry date of this decision and order.
SO ORDERED. Dated: June 26, 2025 Buffalo, New York
/s/ Lawrence J. Vilardo LAWRENCE J. VILARDO UNITED STATES DISTRICT JUDGE
fee cases weigh in favor of approving the fee here. See Gisbrecht,
535 U.S. at 808(noting that “a record of the hours spent representing the claimant” can be used by the court “as an aid to [its] assessment of the reasonableness of the fee yielded by the fee agreement”); see also Fields,
24 F.4th at 854(“[E]ven a relatively high hourly rate may be perfectly reasonable, and not a windfall, in the context of any given case.”).
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