Lingling Fan v. Anchor General Insurance Company
District Court, S.D. New York
Lingling Fan v. Anchor General Insurance Company
Trial Court Opinion
UNITED STATES DISTRICT COURT 9/4/2025
SOUTHERN DISTRICT OF NEW YORK
LINGLING FAN,
Plaintiff,
24-CV-8911 (MKV)
-against-
ORDER WITH RESPECT TO
PLAINTIFF’S PROPOSED
ANCHOR GENERAL INSURANCE
ORDER TO SHOW CAUSE
COMPANY,
Defendant.
MARY KAY VYSKOCIL, United States District Judge:
Plaintiff, who is proceeding pro se, filed this action on November 20, 2024. [ECF No. 1].
Defendant Anchor General Insurance Company filed a pre-motion letter seeking leave to file a
motion to dismiss the complaint pursuant to 12(b)(6) and 12(c). [ECF Nos. 20, 24]. Plaintiff
opposed. [ECF No. 25]. Thereafter, the Court issued a Scheduling Order for Defendant’s
contemplated motion. [ECF No. 26]. In compliance with the Scheduling Order, Plaintiff filed an
Amended Complaint. [ECF No. 29]. While briefing for the pending motion is ongoing, Plaintiff
filed a “Proposed Order To Show Cause With Emergency Relief,” [ECF No. 30], and Defendant
opposed. [ECF No. 33].
While Plaintiff is proceeding pro se and the Court must “liberally construe[]” documents
submitted by Plaintiff, Boykin v. KeyCorp, 521 F.3d 202 (2d Cir. 2008), the Second Circuit has
made clear that pro se status does not “excuse frivolous or vexatious filings” or “exempt a party
from compliance with relevant rules of procedural and substantive law.” Triestman v. Fed. Bureau
of Prisons, 470 F.3d 471, 477 (2d Cir. 2006) (internal quotation marks and citations omitted).
While Plaintiff filed a document labeled as a “Proposed Order To Show Cause With Emergency
Relief,” there is no cognizable emergency relief sought by Plaintiff in this proposed order.
Instead, Plaintiff only seeks monetary relief and then summarily lists caselaw related to
preliminary and mandatory injunctions. See ECF No. 30. Injunctive relief is unavailable here
because Plaintiff seeks monetary relief. See, e.g., Moore v. Consol. Edison Co. of New York, 409
F.3d 506, 510 (2d Cir. 2005) (“Where there is an adequate remedy at law, such as an award of
money damages, injunctions are unavailable . . . .”). Furthermore, preliminary injunctive relief
“ ‘is an extraordinary and drastic remedy, one that should not be granted unless the movant, by a
clear showing, carries the burden of persuasion.’ ” Id. (quoting Mazurek v. Armstrong, 520 U.S.
968, 972 (1997)). Even when construed liberally, Plaintiff fails to demonstrate the standards
necessary for the entry of such drastic relief.
In opposing Plaintiff’s proposed order, Defendant requests that the Court impose monetary
sanctions, in the amount of $10,000, on pro se Plaintiff for her “frivolous behavior” including the
“frivolous claims in her amended complaint and the relief sought in the recently filed proposed
order to show cause. See ECF No. 33 at 5. While it is true that Rule 11 applies to pro se litigations,
see Smith v. Educ. People, Inc., 233 F.R.D. 137, 142 n.9 (S.D.N.Y. 2005) (citing cases), aff’d, No.
05-2971-CV, 2008 WL 749564 (2d Cir. Mar. 20, 2008) (summary order), “even when a district
court finds a violation of Rule 11, [t]he decision whether to impose a sanction for a Rule 11(b)
violation is . . . committed to the district court’s discretion.” Ipcon Collections LLC v. Costco
Wholesale Corp., 698 F.3d 58, 63 (2d Cir. 2012). Here, the Court, in its discretion, will not impose
sanctions on pro se Plaintiff at this time. See Murawski v. Pataki, 514 F. Supp. 2d 577, 590
(S.D.N.Y. 2007) (quoting Knipe v. Skinner, 19 F.3d 72, 78 (2d Cir. 1994)) (“Ultimately, the
decision to impose Rule 11 sanctions rests in the sound discretion of the court, and ‘should be
imposed with caution.’ ”). The Court in making this decision is mindful that Plaintiff is both
proceeding pro se and in forma pauperis. See, e.g., Lacy v. Principi, 317 F. Supp. 2d 444, 449
(S.D.N.Y. 2004) (“Because plaintiff filed this lawsuit in forma pauperis, we conclude that
monetary sanctions against [her] would be ineffective.”). However, Plaintiff is on notice that Rule
11 sanctions are applicable to pro se litigants and if Plaintiff files letters or motions that are
frivolous, vexatious, or completely unsupported by law or fact the Court may impose sanctions in
the future. See S.E.C. v. Smith, 710 F.3d 87, 98 (2d Cir. 2013) (The Court’s broad discretion
extends to “tailoring appropriate and reasonable sanctions.”).
Accordingly, IT IS HEREBY ORDERED that the Court DENIES Plaintiff’s request to
issue the proposed order to show cause at ECF No. 30. IT IS FURTHER ORDERED that the
Court DENIES Defendant’s request to impose monetary sanctions on Plaintiff. Finally, the Court
will rule on Defendant’s pending motion [ECF No. 32] once it is fully briefed by the parties in
accordance with the previously issued Scheduling Order. [ECF No. 26].
The Court certifies under 28 U.S.C. § 1915(a)(3) that any appeal from this order would not
be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an appeal.
Cf. Coppedge v. United States, 369 U.S. 438, 444-45 (1962) (holding that an appellant
demonstrates good faith when he seeks review of a nonfrivolous issue).
The parties are reminded that failure to comply with this Order or with any order of
the Court or failure to comply with the FRCP, the Local Rules for the SDNY or this Court’s
Individual Practice Rules, or the parties’ discovery or other obligations thereunder may
result in sanctions, including monetary penalties on counsel and/or the parties, dismissal or
preclusion of claims, defenses, arguments, or evidence. The Clerk of Court is respectfully
requested to mail a copy of this order to Plaintiff’s last known address.
SO ORDERED.
_________________________________
Date: September 4, 2025 MARY KAY VYSKOCIL
New York, NY United States District Judge
Reference
- Status
- Unknown