Nicholas Oudekerk v. Glens Falls Police Officer Doe 1, et al.
District Court, N.D. New York
Nicholas Oudekerk v. Glens Falls Police Officer Doe 1, et al.
Trial Court Opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
_____________________________________
NICHOLAS OUDEKERK,
Plaintiff,
-v- 5:23-CV-288 (AJB/TWD)
GLENS FALLS POLICE OFFICER DOE 1, et al.,
Defendants.
_____________________________________
APPEARANCES: OF COUNSEL:
NICHOLAS OUDEKERK
Plaintiff, Pro Se
DIN #15509
Warren County Correctional Facility
1400 State Route 9
Lake George, NY 12845
MURPHY BURNS GROUDINE LLP THOMAS K. MURPHY, ESQ.
Attorneys for Defendants
407 Albany Shaker Road
Loudonville, NY 12211
Hon. Anthony Brindisi, U.S. District Judge:
DECISION and ORDER
I. INTRODUCTION
On March 3, 2023, pro se plaintiff Nicholas Oudekerk (“plaintiff”) filed this 42 U.S.C.
§ 1983 action alleging, among other things, that unnamed officers from the Glens Falls Police
Department (“GFPD”) violated his civil rights when they went to his residence and arrested him
on February 18, 2020, after receiving a third-party report that plaintiff had allegedly committed
acts of domestic violence against his partner that night. Dkt. No. 1. In an amended complaint,
filed January 30, 2024, plaintiff specifically identified as defendants GFPD Officers Desmond
Lyons and Robert Foo (together, “defendants”). See Dkt. No. 41-5.
After a somewhat complicated procedural history, detailed in part below, on March 18,
2025, defendants moved under Federal Rule of Civil Procedure 56 for summary judgment on
plaintiff’s surviving claims for false arrest/false imprisonment and malicious prosecution. Dkt.
No. 63. While plaintiff sought additional time to respond, Dkt. No. 66, and the Court ultimately
extended the deadline, Dkt. No. 68, plaintiff never submitted an opposition.
Because plaintiff filed no opposition, and the window in which he could do so has long
since closed, defendants’ motion will be considered based on the available submissions without
oral argument.
II. BACKGROUND
For the following description of the relevant events, the Court relies largely on
defendants’ statement of material facts, Dkt. No. 63-9 (“Defs.’ Facts”), which, for reasons that
will be discussed below, is deemed admitted for the purpose of resolving the motion for
summary judgment. The Court also draws upon Officers Foo and Lyons’ body-worn camera
footage, which they submitted alongside the motion to dismiss, Dkt. No. 63-7 (respectively, “Foo
BWC” and “Lyons BWC”), and which is likewise discussed in greater detail below.
At approximately 12:05 a.m. on February 18, 2020, Officers Foo and Lyons responded to
a third-party report of an alleged domestic violence incident involving plaintiff and his partner,
Brittany Maxwell (“Maxwell”), at the couple’s residence. Defs.’ Facts ¶ 1. The caller, who had
identified herself as Maxwell’s sister, alleged that plaintiff had choked and punched Maxwell at
the residence. Id.
Judging from the body-worn camera footage, plaintiff’s residence was an apartment in a
multi-unit building. Foo BWC at approximately 0:10. From the ground-level porch area, a front
door, which was unlocked when defendants responded, opened into what looked like a common
hallway area. Id. The common area included a staircase that led to plaintiff’s second-floor
apartment, which had its own, separate door. Id.; accord Defs.’ Facts ¶ 2.
When defendants arrived on February 18, dressed in police uniforms and having driven
police vehicles, they approached the front door from the porch. Defs.’ Facts ¶ 2. Officer Foo
knocked loudly several times, the door opened, and Officer Foo repeatedly announced that he
was a police officer. Id. ¶ 3. As the officers entered the building and proceeded up the stairs,
Officer Foo continued to clearly announce their presence. Id. ¶ 4; Foo BWC.
By the time defendants reached the top of the stairs, Maxwell had opened the apartment
door and said everything was okay and that police were not needed. Defs.’ Facts ¶ 4. But
shortly after that, plaintiff appeared at the doorway and said that he wanted to pursue charges
against Maxwell’s sister for harassment, since, he claimed, Maxwell’s sister had falsely reported
him to GFPD. Id. ¶ 5; Foo BWC. In response, Maxwell reemerged from the apartment and told
Officers Foo and Lyons that her sister “had a reason” to summon the police. Foo BWC.
Some crosstalk ensued. But the gist of what happened next is the following: plaintiff told
the officers that Maxwell’s sister had called GFPD to claim, falsely, that he had put his hands on
Maxwell. Foo BWC at approximately 01:30. When Officer Foo asked whether plaintiff had in
fact done so, he responded, “Well, I don’t know.” Id.
For her part, Maxwell told the officers about an alleged incident of domestic violence that
had taken place at a department store sometime in the then-recent past, and further explained
that, in the apartment that night, plaintiff had thrown items at her, “choked [her],” and “slammed
[her] against” an object. Foo BWC at approximately 02:15; see also Defs.’ Facts ¶ 8.
Around this time, all four—plaintiff, Maxwell, and Officers Foo and Lyons—went inside
the apartment. See Foo BWC at approximately 02:50. No one objected to the officers’ entry or
continued presence there. Id. Also around this time, plaintiff and Maxwell began to verbally
argue. Id. The officers separated them and spoke with each party separately, with Officer Foo
and Maxwell moving to the kitchen, and Officer Lyons and plaintiff going back to the hallway
area outside the apartment. Id.; Defs.’ Facts ¶ 7.
Once apart from plaintiff, Maxwell expanded on the events that preceded her sister’s
calling GFPD. Defs.’ Facts ¶ 8. She explained that plaintiff had grabbed her by the throat,
choked her, picked her up, shook her, and dropped her. Id. Maxwell further stated that she had
tried to leave, and plaintiff blocked her from doing so. Id.; Foo BWC at approximately 03:30.
When Officer Foo asked Maxwell whether she could breathe during the alleged choking,
she responded “barely,” and indicated that her neck still hurt. Foo BWC at approximately 04:20.
Officer Foo shone a flashlight on Maxwell to observe any injuries, and she gestured toward red
marks on the left side of her neck and her right forearm, where she claimed plaintiff had hit her
with a broom. Id.; see also Defs.’ Facts ¶ 8.
Shortly afterwards, Maxwell led Officer Foo to her and plaintiff’s bedroom, where a
piece of fabric covered part of the wall. Foo BWC at approximately 06:40. Maxwell moved the
fabric to reveal a large hole in the wall, which she claimed plaintiff had caused previously. Id.
During her interactions with Officer Foo, Maxwell repeatedly stated that she wanted plaintiff
removed from the residence and sought to obtain an order of protection. See Defs.’ Facts ¶ 11.
Based on these events, Officer Foo determined there was probable cause to arrest plaintiff
on suspicion of violating New York State Penal Law §§ 121.11, criminal obstruction of breathing
or blood circulation, and 135.05, unlawful imprisonment, both class-A misdemeanors. Defs.’
Facts ¶ 10. Officer Foo went to the hallway and informed plaintiff—whom Officer Lyons had
handcuffed—that he was being arrested on these charges. Foo BWC at approximately 08:30.
Officer Lyons led plaintiff outside to the patrol car, and then to the police station for
processing. Lyons BWC at approximately 08:00; Defs.’ Facts ¶ 12. Plaintiff was held at Warren
County lockup until his arraignment in Glens Falls City Court at 9:00 a.m. the same morning.
Defs.’ Facts ¶ 13.
Maxwell subsequently declined to participate in plaintiff’s prosecution on the charges
stemming from this incident. Defs.’ Facts ¶ 14. Ultimately, on October 29, 2020, plaintiff
pleaded guilty in Glens Falls City Court to other state charges, in satisfaction of both the
February 18 case and the other, unrelated case. Id. ¶ 15.
On March 3, 2023, while incarcerated at the Auburn Correctional Facility in Auburn,
New York, plaintiff filed the original complaint in this action, alleging that two unnamed GFPD
officers and an unnamed Warren County prosecutor violated his Fourth, Eighth, and Fourteenth
Amendment rights, in essence, by pursuing the charges against him despite what he described as
a lack of evidence at the time of his arrest and afterwards. See generally Dkt. No. 1.
Alongside his complaint, plaintiff moved to proceed in forma pauperis (“IFP
Application”). Dkt. No. 2. This case was initially assigned to Chief U.S. District Judge Brenda
K. Sannes, who referred the complaint to Judge Dancks for an initial review. See Dkt. No. 5.
On May 5, 2023, Judge Dancks granted plaintiff’s IFP Application and conducted an
initial review of the original complaint. Dkt. No. 10. There, Judge Dancks concluded that
plaintiff’s Fourth Amendment claims alleging false arrest/false imprisonment and malicious
prosecution against the then-unnamed officers in their individual capacities survived initial
review, but the remainder, including plaintiff’s official-capacity claims against the officers and
all claims against the unnamed prosecutor, did not. Id.
On May 26, 2023, Chief Judge Sannes adopted Judge Dancks’ recommendations and
added GFPD Chief Jarred Smith as a defendant for the purposes of service and discovery only.
Dkt. No. 11. Smith answered the complaint on August 4, 2023. Dkt. No. 17.
Some confusion about plaintiff’s address followed. See, e.g., Dkt. Nos. 18 (notice of
change of plaintiff’s address, which he filed via MFT), 21 (notice that G.O. 25 filing order had
been returned as undeliverable), 25 (same, regarding Chief Judge Sannes’ decision and order).
However, a properly filed notice regarding plaintiff’s new address seemed to solve this problem,
at least temporarily. Dkt. Nos. 28, 31.
By January 30, 2024,1 plaintiff filed an amended complaint, which is the operative
pleading. Dkt. No. 41. Officers Foo and Lyons answered on July 17, 2024. Dkt. No. 55.
Confusion regarding plaintiff’s address arose again, apparently due to his release from
custody and later reincarceration at the Warren County Correctional Facility (“WCCF”). See
Dkt. Nos. 57 (notice that scheduling order mailed to WCCF was returned as undeliverable), 58
1 The Court uses this phrasing because, earlier that month, plaintiff had attempted to submit an amended complaint
reflecting the surviving claims, the surviving defendants’ identities, and the different forms of relief he sought, see
Dkt. No. 39, which Judge Dancks denied without prejudice as incomplete, Dkt. No. 40. Additionally, while the
deadline for any amended pleadings had been January 5, 2024, and plaintiff submitted his first request for leave to
file an amended complaint after that date, Judge Dancks nevertheless reviewed and accepted a subsequent proposed
amended complaint afterwards, given plaintiff’s pro se status. Dkt. Nos. 43, 44.
(text order reminding plaintiff of obligation to keep the Court informed of his address), 60 (letter
stating plaintiff had returned to WCCF custody).
In any event, on March 18, 2025, defendants timely filed their motion for summary
judgment, which is presently before the Court. Dkt. No. 63. This submission included, among
other things, the body-worn camera footage discussed elsewhere in this decision, Foo BWC &
Lyons BWC, as well as this judicial district’s standard notice to pro se litigants concerning the
consequences of failing to respond to a motion for summary judgment, Dkt. No. 63-1. The latter
was also mailed separately to plaintiff, along with a clear notice of the deadline for his response,
which had been set for April 8, 2025. Dkt. No. 64.
On April 3, 2025, plaintiff submitted a letter motion asking the Court to suspend the
briefing schedule. Dkt. No. 66. On April 7, 2025, the Court denied that request, but sua sponte
extended plaintiff’s deadline to respond to the motion for summary judgment to May 5, 2025.
Dkt. No. 68. Plaintiff submitted no opposition, either by the extended deadline or afterwards.
III. LEGAL STANDARD
The entry of summary judgment is warranted “if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a matter of
law.” FED. R. CIV. P. 56(a). An issue of fact is material for this the purposes of this inquiry if it
“might affect the outcome of the suit under the governing law.” Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248 (1986). And a dispute of material fact is genuine “if the evidence is such that
a reasonable jury could return a verdict for the nonmoving party.” Id.
In assessing whether any genuine disputes of material fact remain, “a court must resolve
any ambiguities and draw all inferences from the facts in a light most favorable to the
nonmoving party.” Ward v. Stewart, 285 F. Supp. 3d 321, 327 (N.D.N.Y. 2017) (citation
omitted). But there is no genuine issue for trial “[w]here the record taken as a whole could not
lead a rational trier of fact to find for the non-moving party.” Matsushita Elec. Indus. Co., Ltd. v.
Zenith Radio Corp., 475 U.S. 574, 588 (1986).
IV. DISCUSSION
A. Threshold Matters
Before reaching the merits of plaintiff’s § 1983 claims against Officers Foo and Lyons,
the Court addresses plaintiff’s pro se status, his failure to oppose summary judgment, the Court’s
resulting approach to defendants’ statement of material facts, and the Court’s treatment of the
body-worn camera footage that forms part of the record in this case.
1. Plaintiff’s Pro Se Status
Plaintiff is pro se. In other words, while plaintiff has repeatedly sought to have counsel
appointed, see Dkt. Nos. 5 (initial motion for assignment of counsel), 10 (initial denial without
prejudice), 23 (second motion for assignment of counsel), 24 (second denial without prejudice
and admonishment that subsequent such motions must include evidence of plaintiff’s
independent efforts to obtain counsel), 33 (third motion for assignment of counsel), 42 (third
denial without prejudice), 67 (fourth motion for assignment of counsel), he is representing
himself in this action.
As relevant to this motion, the practical effect of plaintiff’s pro se status is that the Court
must hold his filings to a less exacting standard than those a lawyer may have drafted. See
Ahlers v. Rabinowitz, 64 F.3d 53, 60 (2d Cir. 2012). The Second Circuit has explained that pro
se filings must be “construed liberally” with “special solicitude” and interpreted to raise the
strongest claims they suggest. Hogan v. Fischer, 738 F.3d 509, 519 (2d Cir. 2013). “This is
particularly so when the pro se plaintiff alleges that [his] civil rights have been violated.” Sealed
Plaintiff v. Sealed Defendant, 537 F.3d 185, 191 (2d Cir. 2008). Such is the case here, where
plaintiff claims defendants violated his rights under the Fourth Amendment.
2. Plaintiff’s Failure to Oppose Summary Judgment
Nevertheless, as discussed above, plaintiff never submitted an opposition to defendants’
motion for summary judgment. But his failure to do so does not necessarily mean that the Court
must grant defendants’ motion. See D.H. Blair & Co., Inc. v. Gottdiener, 462 F.3d 95, 110 (2d
Cir. 2006). That is because, in general, when nonmovants fail to respond, movants still must
carry their ordinary burden of production, meaning they must show that the undisputed material
facts warrant judgment as a matter of law. Vt. Teddy Bear Co., Inc. v. 1-800 Beargram Co., 373
F.3d 241, 244 (2d Cir. 2004). And reviewing courts still must faithfully apply the summary
judgment standard. Id.
This general rule also applies to unrepresented parties. Champion v. Artuz, 76 F.3d 483,
486 (2d Cir. 1996) (per curiam). But when confronting situations like this one, district courts
must also ensure that a pro se plaintiff has “actual notice, provided in an accessible manner, of
the consequences of [his] failure to comply with the requirements of Rule 56.” Irby v. N.Y. City
Transit Auth., 262 F.3d 412, 414 (2d Cir. 2001); see also Vital v. Interfaith Med. Ctr., 168 F.3d
615, 620 (2d Cir. 1999) (“[I]t is not obvious to a layman that when his opponent files a motion
for summary judgment supported by affidavits he must file his own affidavits contradicting his
opponent’s if he wants to preserve factual issues for trial.”).
This notice can come from either the district court or the movant. See, e.g., M.B. v.
Reish, 119 F.3d 230, 232 (2d Cir. 1997). It must be “provided in an accessible manner,” Irby,
262 F.3d at 414, include a “short and plain statement in ordinary English” that explains “the
nature and consequences of summary judgment,” McPherson v. Coombe, 174 F.3d 276, 281 (2d
Cir. 1999), and advise the nonmovant to “set forth all available evidence demonstrating a
genuine dispute over material facts,” Sawyer v. Am. Fed. of Gov’t Emps., 180 F.3d 31, 35 (2d Cir.
1999) (citation omitted). Failing to provide this notice constitutes reversible error unless the
record obviously shows that a pro se litigant “has demonstrated a clear understanding of the
nature and consequences of a summary judgment motion.” Jova v. Smith, 582 F.3d 410, 414 (2d
Cir. 2009) (per curiam).
In this case, plaintiff received actual notice. Defendants’ motion to dismiss, filed March
18, 2025, included—as the first attachment, appearing even before a memorandum outlining the
legal justifications for their positions—this judicial district’s standardized “Notification of the
Consequences of Failing to Respond to a Summary Judgment Motion” form (the “Notice”). Dkt.
No. 63-1. The Notice states, in bold text, that failing to respond could lead the Court to “dismiss
some or all of [plaintiff’s] claims” and outlines what a proper response would require. See id.
On March 19, 2025, Court staff also mailed plaintiff a copy of the Notice in a separate, two-page
letter advising him of defendants’ motion. Dkt. No. 64. Considering plaintiff later moved for
additional time to respond to the motion, Dkt. No. 66, he was clearly aware of the motion, its
contents, and the initial deadline to respond to it.
Therefore, it is beyond dispute that in this case plaintiff received the benefit of the
procedural safeguard concerning actual notice to which pro se litigants are entitled.
3. Defendants’ Statement of Material Facts
The special solicitude due to pro se plaintiffs extends to the analysis of whether genuinely
disputed material facts warrant a trial. The summary judgment procedure generally requires the
parties to identify such facts, a process that, at least in this judicial district, requires each side to
submit a document known as a statement of material facts. See N.D.N.Y. L.R. 56(a) & (b).
Under our Local Rules, the movants must submit the undisputed material facts that entitle them
to judgment as a matter of law, and the nonmovant must respond with a matching document that
either admits or denies each material fact the movant has offered. Id. A reference to the record
evidence making the dispute “genuine” must accompany each denial. Id.
Because pro se litigants may find it difficult to follow this rule, reviewing courts usually
favor function over form in assessing their statements of material facts. Sometimes, this entails
an independent review of the underlying record to determine whether a genuine factual dispute
exists. See, e.g., Holtz v. Rockefeller & Co., Inc., 258 F.3d 62, 73 (2d Cir. 2001) (recognizing
district courts’ “discretion [] to conduct an assiduous review of the record”), abrogated on other
grounds by Gross v. FBI Fin. Servs., Inc., 557 U.S. 167 (2009).
But Rule 56 “does not impose an obligation on a district court to perform an independent
review of the record to find proof of a factual dispute.” Amnesty Am. v. Town of W. Hartford, 288
F.3d 467, 470 (2d Cir. 2002) (collecting cases).2 Instead, a reviewing court will typically
carefully review what a pro se litigant has offered to try to determine whether a trial may be
2 Even where a pro se litigant has failed to file an opposition, courts must treat verified complaints as affidavits for
summary judgment purposes. See, e.g., Colon v. Coughlin, 58 F.3d 865, 872 (2d Cir. 1995). But plaintiff’s amended
complaint is not verified. Dkt. No. 41. And even if it were, its nonconclusory claims would not put any material
facts in genuine dispute. Graham v. Henderson, 89 F.3d 75, 79 (2d Cir. 1996) (“While genuineness runs to whether
disputed factual issues can reasonably be resolved in favor of either party, materiality runs to whether the dispute
matters, i.e., whether it concerns facts that can affect the outcome under the applicable substantive law” (emphases
added).).
warranted on any of the claims. See Jackson v. Fed. Exp., 766 F.3d 189, 198 (2d Cir. 2014) (“In
the case of a pro se, the district court should examine every claim or defense with a view to
determining whether summary judgment is legally or factually appropriate.”).
Still, a litigant’s pro se status provides no wholesale exemption from procedural rules.
See, e.g., Edwards v. I.N.S., 59 F.3d 5, 8 (2d Cir. 1995). These include the procedural rules
governing an opposition to summary judgment. See, e.g., Jorgensen v. Epic/Sony Records, 351
F.3d 46, 50 (2d Cir. 2003). And where the nonmovant fails to oppose a motion for summary
judgment, the reviewing court may deem admitted the properly supported facts in the movant’s
statement of material facts to assess the motion. N.D.N.Y. L.R. 56.1(b). Indeed, courts in this
circuit regularly apply this rule to cases involving pro se litigants. See, e.g., DeJesus v. Malloy,
531 F. Supp. 3d 650, 658 (W.D.N.Y. 2021); Martin v. Town of Simsbury, 505 F. Supp. 3d 116,
125 (D. Conn. 2020); Barnes v. Malavi, 412 F. Supp. 3d 140, 142 n.3 (E.D.N.Y. 2019); Ogalo v.
N.Y. State Thruway Auth., 972 F. Supp. 2d 301, 305 (N.D.N.Y. 2013).
Thus, the Court deems admitted the properly supported material facts in defendants’
statement of material facts, Defs.’ Facts, in assessing the motion for summary judgment.
4. The Body-Worn Camera Footage
The final preliminary matter is the body-worn camera footage from plaintiff’s arrest that
Officers Foo and Lyons submitted alongside their motion to dismiss, as discussed above. In a
case called Scott v. Harris, the Supreme Court held that courts should consider video evidence
constituting part of the record in assessing whether genuine material issues of fact exist. 550
U.S. 372 (2007). The Fifth Circuit has since explained that Scott “empowers a district court to
disregard testimony that is at odds with video evidence.” Orr v. Copeland, 844 F.3d 484, 491
(5th Cir. 2016).
Defendants cite the footage extensively in support of the contentions they make in their
statement of material facts. See generally Defs.’ Facts. The Court has reviewed the footage to
confirm whether it supports those contentions. See, e.g., Congregation Rabbinical Coll. Of
Tartikov, Inc. v. Vill. of Pomona, 138 F. Supp. 3d 352, 394 (S.D.N.Y. 2015) (collecting cases
explaining courts should disregard factual assertions lacking support in the record).
The footage supports defendants’ version of events as offered in their statement of
material facts. See discussion infra. Both together and individually, the recordings from
defendants’ body-worn cameras depict Officers Foo and Lyons arriving on the scene, announcing
their presence, entering the building, encountering plaintiff and Maxwell, speaking with both
parties, receiving further information from Maxwell that provided probable cause that plaintiff
had, in fact, obstructed Maxwell’s breathing and prevented her from leaving the residence earlier
that evening, arresting plaintiff, and transporting him to the police car.
So, to the extent that the body-worn camera footage shows events relevant to the instant
motion, the Court has considered whether it tends to establish any genuine disputes over the
material facts that might warrant a trial. It does not.
B. The Merits
Turning finally to the merits, plaintiff brings his claims under 42 U.S.C. § 1983. “Section
1983 creates a cause of action based on personal liability and predicated upon fault.” Vance v.
Peters, 97 F.3d 987, 991 (7th Cir. 1996) (citation omitted), cert. denied, 520 U.S. 1230 (1997).
While the precise state-of-mind requirement varies, Daniels v. Williams, 474 U.S. 327, 330
(1986), a § 1983 claim holds an individual personally liable for the role his acts or omissions
played in violating someone’s constitutional rights, Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009).
Therefore, “[t]o establish a Section 1983 violation, a plaintiff must plead (and later prove) that
each defendant was personally involved in the alleged constitutional violation.” Wiggins v.
Griffin, 86 F.4th 987, 996 (2d Cir. 2023).
1. False Arrest/False Imprisonment
“A § 1983 claim for false arrest . . . is substantially the same as a claim for false arrest
under New York law.” Ackerson v. City of White Plains, 702 F.3d 15, 19 (2d Cir. 2012). New
York law, in turn, “requires that the plaintiff show that ‘(1) the defendant intended to confine
him, (2) the plaintiff was conscious of the confinement, (3) the plaintiff did not consent to the
confinement and (4) the confinement was not otherwise privileged.’” Id. (quoting Broughton v.
State of N.Y., 37 N.Y.2d 451, 456 (1975)).
The elements of a false imprisonment claim are “substantially the same” as those of a
false arrest claim. Hernandez v. United States, 939 F.3d 191, 199 n.3 (2d Cir. 2019) (citing
Burgio v. Ince, 913 N.Y.S. 2d 864, 865 (4th Dep’t 2010)). The Court thus evaluates plaintiff’s
claims concerning false arrest and false imprisonment in this case as one unified claim.
The record clearly establishes, and defendants do not dispute, that Officers Foo and
Lyons arrested plaintiff on February 18, 2020, a process that—broadly speaking—entailed going
to his residence, restraining him, transporting him to a police vehicle, and driving him to a police
station. See Defs.’ Facts ¶¶ 10–13. Nothing in the record suggests plaintiff was either unaware
of or a willing participant in his own arrest. Accordingly, the Court will consider the first three
elements of this claim satisfied.
Importantly, though, a plaintiff cannot satisfy the fourth element, concerning privilege, if
probable cause supported his arrest. Hernandez, 939 F.3d at 199 (“‘For purposes of the privilege
element of a false arrest and imprisonment claim, an act of confinement is privileged if it stems
from a lawful arrest supported by probable cause.’” (quoting De Lourdes Torres v. Jones, 26
N.Y.3d 742, 759 (2016))); see also Harrison v. Cnty. of Nassau, 804 F. App’x 24, 27 (2d Cir.
2020) (summary order) (“[P]robable cause to arrest is a complete defense to . . . a [false arrest]
claim brought under either § 1983 or New York law.”).
“Probable cause is established when the arresting officer[s have] knowledge or
reasonably trustworthy information sufficient to warrant a person of reasonable caution in the
belief that an offense has been committed by the person to be arrested.” Harrison, 804 F. App’x
at 27. In evaluating whether probable cause exists, “[a] court ‘must consider [only] those facts
available to the officer at the time of the arrest and immediately before it.’” Id. (quoting Panetta
v. Crowley, 460 F.3d 388, 395 (2d Cir. 2006)).
Construing his claims liberally, and using the amended complaint as a guidepost, plaintiff
appears to contend that Officers Foo and Lyons lacked probable cause to arrest him on charges of
criminal obstruction of breathing and unlawful imprisonment. See Dkt. No. 41-2 at 1–2. Among
other things, for example, plaintiff alleges that “there were no marks consistent with the police
report of me choking and shaking [Maxwell] with both hands” and that there was “no medical
record, testimony, nor any evidence supporting guilt.” Id. (cleaned up). He further states that
Maxwell’s sister was unaware of any information tending to incriminate him when she called the
police, and that Maxwell later declined to cooperate in the prosecution. See id. at 1–3. So, as
plaintiff summarizes, “any and all evidence supported [plaintiff’s] innocence,” and “no evidence
supported conviction nor guilt.” Id. at 3(cleaned up).
Defendants, meanwhile, argue that probable cause to arrest plaintiff arose because
Maxwell herself told Officer Foo that plaintiff had “choked her,” “grabbed her around the throat
with his hands, choked her on the couch, . . . picked her up, shook her and then dropped her,” and
that plaintiff had later prevented her from leaving the residence, both by obstructing her exit and
through threats, and because Officer Foo “observed red marks on Maxwell’s neck,” which she
had attributed to plaintiff’s choking her. Dkt 63-10 at 6–7.
While the Court recognizes that proving a negative, i.e., that probable cause did not
support plaintiff’s arrest, can be difficult, the record contradicts plaintiff’s assertions. On top of
defendants’ statement of material facts—which, again, the Court treats as admitted, and which,
naturally, supports defendants’ position, Defs.’ Facts ¶ 8—the footage shows that Maxwell told
officers about plaintiff’s choking her and blocking her exit, and it shows the marks on Maxwell’s
neck that she attributed to the alleged choking, see generally Foo BWC & Lyons BWC. At the
very least, the record clearly demonstrates that probable cause supported plaintiff’s arrest on the
two misdemeanor charges. See Singer, 63 F.3d at 119 (“An arresting officer advised of a crime
by a person who claims to be the victim, and who has signed a complaint or information
charging someone with the crime, has probable cause to effect an arrest absent circumstances
that raise doubts as to the victim’s veracity.”) (collecting cases).
Because plaintiff cannot satisfy all four elements of false arrest/false imprisonment as a
matter of law, no reasonable factfinder could return a judgment in his favor. Therefore,
defendants’ motion for summary judgment as to this claim must be granted.
2. Malicious Prosecution
“To state a 42 U.S.C. § 1983 claim for malicious prosecution, a plaintiff must plead both
‘a violation of his rights under the Fourth Amendment’ and ‘the elements of a malicious
prosecution claim under state law.’” Dettelis v. Sharbaugh, 919 F.3d 161, 163 (2d Cir. 2019)
(quoting Manganiello v. City of N.Y., 612 F.3d 149, 160–61 (2d Cir. 2010)). New York law
requires that a plaintiff alleging malicious prosecution prove “(1) the initiation or continuation of
a criminal proceeding against plaintiff; (2) termination of the proceeding in plaintiff’s favor;
(3) lack of probable cause for commencing the proceeding; and (4) actual malice as a motivation
for the defendant’s actions.” Id. at 163–64 (emphasis added).
The Court incorporates its analysis of probable cause here. So, even if the record
contained enough evidence to establish all three other elements, the presence of probable cause
to arrest plaintiff on the two misdemeanor charges means this claim must fail, too. Accordingly,
defendants are also entitled to summary judgment with respect to plaintiff’s malicious
prosecution claim.
3. Remaining Matters
Because the record prevents plaintiff from establishing false arrest/false imprisonment or
malicious prosecution as a matter of law, the Court need not separately evaluate defendants’
arguments concerning either qualified immunity, Dkt. No. 63-10 at 8–10, or the applicable
statute of limitations in this case, id. at 10–13.
Further, because the remaining claims do not warrant a trial, the Court can identify no
reason to grant plaintiff’s most recent request for the assignment of counsel. Dkt. No. 67.
V. CONCLUSION
Even considered in the light most favorable to plaintiff and accounting for his pro se
status, the record in this case would not permit a rational trier of fact to return a verdict in his
favor on either his false arrest/false imprisonment claim or his malicious prosecution claim.
Therefore, it is
ORDERED that
1. Defendants’ motion for summary judgment (Dkt. No. 63) is GRANTED;
2. Plaintiff’s letter motion for assignment of counsel (Dkt. No. 67) is DENIED; and
3. Plaintiffs amended complaint (Dkt. No. 41) is DISMISSED with prejudice.
The Clerk of the Court is directed to terminate the pending motions, enter a judgment
accordingly, and close the file.
IT ISSO ORDERED.
Dated: December 19, 2025 □
Utica, New York.
Anthony J. Brindisj
U.S. District Judg
-18-
Reference
- Status
- Unknown