Petersen v. Brockelmann
Opinion of the Court
This is an action for seaman’s wages. The motion is made to vacate a writ of attachment issued in this action, and to discharge from the custody of the local law the bark Earnest and Benno, the prop,erty of the defendant, now held by virtue of that writ. The defendant declines the jurisdiction of the courts of the State; and the consul-general of the German empire, resident at the port of New York, presents an official protest to the court, denying its right to retain jurisdiction “ especially ” in “differences of any kind” “in reference to wages and the execution of mutual contracts,” which may arise either in port or at sea, between captains, other officers, and crews of its merchant vessels.
These are the facts of the case : The bark Ernest and Benno, a private ship, Herman Weltzien, master,. :built at Anclam, in Prussia, and sailing under the flag, and belonging to the dominion, of the empire of ‘Germany, is the property of the defendant, who is a .subject of that empire. While, in the course of a voyage, the bark was lying at the port of Rio de Janeiro, the plaintiff, who is a seaman, engaged there to perform the duty of a common seaman on board this 'vessel during the continuance of the voyage to Hampton Roads, Virginia, “and further.”
The vessel sailed from Rio de Janeiro, reached
The question presented by this motion is supposed to be of importance. It calls for a consideration, perhaps an initiative construction of the meaning and effect, of the recent treaty with the empire of Germany. This, it is said, is the first time the question has been presented under this treaty for adjudication. It certainly affects an interest in international commercial intercourse from which a peculiar and very abundant litigation is produced, and upon which this court is frequently invited to adjudicate. It is clear, to those who have become acquainted with the way in which differences between the officers and seamen, not only as to causes arising on the high sea but in port, are adjusted through the mechanical procedure of some of our losal tribunals, that it is commendable and prudent that this phase of litigation should be committed to, at least the supervisory care of, a public agent officially representing the country to which the merchant vessel looks for protection; and surely so where the difference concerns those only who are subjects of a foreign kingdom and to which none of our own citizens are necessarily parties.- The requisite and regular operation of commercial transactions by merchant vessels in foreign ports may depend upon their exemption from the tardy progression and determination of a suit at common law; and the object of the voyage is liable to be delayed, checked, and impaired if the vessel is absolutely subject, in an ordinary suit by one of its crew, to be restrained of that liberty which is the incitement,, to and life of commerce between maritime nations. When our own citizens or resident foreigners have substantial claims against those not residents of our State,
But the true doctrine and policy are expressed in the rule that litigation between .foreigners, not naturalized nor permanent residents of our country, does not belong necessarily and positively to the internal jurisprudence of a State. Such litigants are, however, permitted, in the' discretion of the local courts, in .furtherance of justice and by the comity of nations, as: it is called, to. seek-remedies under our administrative law upon-contracts made in-their own country ; and the law. of the place, of the contract is the law which will be therein administered. It has been found expedient for nations to permit this in their mutual amicable relations, and chiefly for reasons of commercial intercourse. This comity does not belong directly to the individuals of each country, but belongs, and is ascribed, to the corporate national intercourse. It is acceded to and regulated by the nations as such ; the. individual is admitted to its benefits only because he is-of that nation, and, through his country, receives a privilege given to its honor and dignity.
There can be no doubt that the power of this court to act in this kind of cause is as full and comprehensive as that of any other court of record in this State; and if any State court has it, this court has also (Laws of N. Y. of 1872, c. 639, § 3, subd. 1, §§ 13, 14).
By the courts there seems to be claimed an inherent capacity to take jurisdiction in some cases where all parties to the litigation are foreigners, and subjects of the same country ; but whether the court will refuse or accept jurisdiction rests in its own discretion. “ Where both parties are foreigners I am'inclined to think it must, on principles of policy, often rest in the sound discretion of the court to afford jurisdiction or not, according to the circumstances of the cases’. To say that it can be claimed in all cases, as matter of right, would introduce a principle which might, oftentimes, be attended with manifest disadvantage, and serious injury to our own citizens abroad as well as to foreigners here” (Gardner v. Thomas, 14 Johns. 138). All courts of a general jurisdiction, and this court is unlimited by local law in its jurisdiction over this class of marine causes, are governed by, or at least adhere to, rules of law settling the boundaries of their jurisdiction. No court known to our system “ administers justice in general” (per Maule, J., in De Bode v. Regina, 13 Ad. & Ellis [N. S.] 386, note).
This court early recognized the moral obligation to
“The merchant vessels of a particular country are sometimes said to be an extension of the territory of that country ; and there is no doubt that, by the law of nations, every country has a right of jurisdiction
I have quoted somewhat at length from this opinion of Mr. Justice Wheatow, because the book in which it is printed is an obscure publication and not readily accessible. So far as this decision throws light upon our inquiry, it is, that while it denies that the jurisdisction of a country over its own merchant vessels is, for the purposes of such a suit, exclusive, still it claims for the local court but a concurrent jurisdiction ; and admits this concurrent jurisdiction may be superseded by “ diplomatic conventions with the foreign power,” and that of the foreign country extended, perfected, and made exclusive by the treaty; and only by this me.ans, for courts of law should not legislate (Story Conflict of Laws, § 23).
The doctrine as stated in that case has been generally accepted for a reasonable and convenient rule; although the fundamental principle that such jurisdiction was discretionary in the court, and not a right in the complainant, appears more distinctly as the doctrine underwent subsequent consideration. Gardner v, Thomas, already cited, while declaring the right of the court in such jurisdiction, would restrain the exercise of the right in favor of commerce and a broader view of, our amity to nations and national interests, rather than towards merely private individuals and their special interests. “ Mariners might so annoy the master of a vessel as to break up the voyage, and. thus produce great distress and ruin to the owners.” The facts in this case sufficiently show the impropriety of extending jurisdiction, because it is a suit brought by one of the mariners against the master, both foreigners, for a personal injury inflicted on board of a foreign vessel on the high seas, but lying in port when the action was commenced, and, for aught that appears in
In 1846, an action for seaman’s wages was commenced in this court, and finally disposed of on appeal by the superior court. The defense protested that there was a treaty between this country and Norway and Sweden, by which jurisdiction in such cases was vested exclusively in the consul at this port. The court overruled that objection, and assumed jurisdiction, notwithstanding the interdiction of the treaty; and gave judgment for the plaintiff. The reasons .for this are not reported; but it is fair to presume that this court, as then constituted, regarded the treaty as a nullity, so far as it attempted to supersede the jurisdiction of a State court. The judgment was of course reversed, and Samuel Jones, Ch. J., formerly an associate judge of the marine court, delivering the opinion, after deciding that the case clearly came within the treaty, and superseded the jurisdiction of our courts, clears up a point which might be raised in-this cause; and that is, that the seaman having shipped in New York, an intermediate port in the voyage, as Rio de Janeiro was in the case before us, took the trarfsaction out of the treaty, and that it applied only to the crew who originally shipped in Sweden. That learned judge says : “ Such a construction of it would be entirely too narrow; the custom of shipping sailors in foreign ports by vessels of all nations is general, and necessarily must exist; and persons who thus ship voluntarily bring themselves under the government and jurisdiction of the country on board Tvhose vessel they ship. A seaman has no right to appeal to the courts here as long as he belongs to a Swedish vessel.” (Norberg v. Hillgreu, 5 N. Y. Leg. Obs. 177). The recent case Exp. Newman, in the supreme court of the United States (14 Wall. 169), seems to end all need of further controversy on this phase of our inquiry, and
The marine court is one of common law, without admiralty or maritime jurisdiction. It proceeds in suits for seaman’s wages as in any action upon a contract for work and labor; when against a non-resident it may on special application issue, in the action and as mesne process, a writ of attachment against his personal property ; and if that non-resident’s personal property should chance to be his merchant vessel then lying in this port, and perhaps belonging to a foreign nationality, and he himself a subject of that nation, it is somewhat difficult for me to apprehend the distinction practically between that seizure and custody to abide the event of a litigation, and the more speedy and proper proceeding by libel in admiralty (Taney, Ch. J., his dissenting opinion in Taylor v. Carryl, already cited by me). The difference is one of mere procedure ; coupled with this inequitable consequence, that in some cases it might assure to the plaintiff a precedence of his debt above that of his fellow-seamen. To commerce the effect and inconvenience are the same: for the vessel is seized in port and held in the custody of the law to abide the suit in either procedure. But the distinction has become recognized by judicial “habit,” and we
Conceding that this court, therefore, has jurisdiction, in its discretion, in suits brought as actions under our Code of Procedure, in common with all other courts in and of the State, yet, where a vessel is attached in such a suit for seaman's wages, the jurisdiction is, in my estimation, very doubtful.
A vessel belonging to the merchant service of a foreign nation has peculiar relations to the policy and territory and sovereignty of that nation. The subject, in its necessary associations, combines with and enters into the organization and conduct of international commerce A consideration of the matter, in the light of international polity and the regulations and needs of free commercial intercourse, will disclose the propriety, if not necessity, of removing this fruitful source of a vexatious litigation from the fluctuating and dubious entertainment of local courts into the exclusive jurisdiction and charge of the country to which the vessel belongs.
Prom these citations, authorities and principles, it is obvious that no treaty regulating the subject of foreign merchant vessels in port, their officers, crews, and their interests and mutual obligations, and all other things concerning the internal affairs of the vessels, can be pronounced, or inferred to be, an effort to maintain tribunals independent of our own, in our territory, for adjudicating any difference of which our local courts can claim an absolute jurisdiction ; nor is
A private vessel in the merchant service is of the territory of the particular country to which it belongs-; it finds its protection and rights in the flag which floats over it; its mission is of commerce ; free unembarrassed operation is the life-giving principle and encouragement of commercial intercourse between nations; and seamen are part of the vessel, and should be, unless the freedom of commerce is to be destroyed, as exempt from a local jurisdiction as is the vessel itself; no further, but certainly to that extent. For commerce is “ the common bond of nations, and merchants are considered as forming one family, although dispersed in different States” (Pardessus, Com. Law of France, t. 5, p. 43 ; 1 Kent Comm. 32). This exemption of the ship and the ship’s company while in port is, of course, subject to the rights of our citizens and to the preservation of the public morals and peace of our people. A very decided and compendious declaration of the principle and rules is, with citations of various decisions, given by Halleck in his work on International Law and Laws of War, at page 172: ‘ ‘ The rule of law, and the comity and practice of nations, allow a merchant; vessel of one State, coming into an open port of another, voluntarily, for the purpose of lawful trade, to bring with her, and keep over her, to a very considerable extent, the jurisdiction and authority of the laws of her own country; excluding
In the interests of commerce, various modifications of internal police have been made by several nations. The general policy of France is quite exclusive ; even.those foreigners who have entered into a contract in a .foreign country are not allowed to sue each other upon :the contract before a French tribunal, unless one of :the foreigners has acquired a French domicil before the contract was entered into (Code de Commerce, art 631); yet, while declining to make its own courts the resort wherein the litigated rights and obligations of •foreigners may be enforced, that nation has established
This modification of a policy and the maintaining of a distinct tribunal of commerce are concessions to the spirit and convenience of modern commercial requirements, and admit the feasibility and propriety of the matter being regulated by a “ special convention ” between commercial nations. Indeed, the institution of a special judge to administer justice between even resident foreigners and native citizens, was a peculiar feature of early Roman jurisprudence; and the functions of the Prsetor Peregrinus were those belonging to the administration of that law which enlightened reason teaches all nations, which should be observed by them, and under which all kinds of personal interests are comprised (Sandars, Institutes of Justinian, lib. i, title 2, § 2).
The inherent sovereign right of every nation to guard her internal administration of justice, and keep it within bounds agreeable to her own policy, is unquestionable; for “the jurisdiction' of the nation, within its own territory, is necessarily exclusive and
Such limitation has been imposed by some nations upon themselves, apd by others affected by treaty stipulations with independent countries. It is true that in the United States of America, in Great Britain, in the Germanic States, in Holland, foreigners equally with natives are allowed to bring personal actions against foreigners before the tribunals of the country, but, says Mr. Twiss, in his work on The Laws of Nations considered as Independent Political Communities, in that portion wherein he treats of the rights and duties of nations in time of peace (§ 157), “it seems clear upon general principles, that it is a matter of civil polity to decide in what manner that jurisdiction should be exercised between foreigners. In some countries, such as Spain and Portugal, there have been special tribunals constituted under treaty engagements and charged with the jurisdiction over questions in which foreigners are cdncerned. . . . The treaty of 1654, concluded between the commonwealth of England and the kingdom of Portugal, provided for' the appointment of a judge conservator of the British nation, whose province it was to decide all actions between British subjects not having a Portuguese domicil by the law of nations, and all actions between British and Portuguese subjects.” There was, at a later date, an analogous treaty between France and Portugal in regard to French subjects.
These were remarkable privileges certainly; but they illustrate by historical precedent how the policy of independent nations adapts itself to the needs and conveniences of the genius of commerce, and yields to all necessary regulations for the encouragement and protection of international commercial intercourse.
I understood it to be conceded, on the argument, that the parties to this suit are both foreigners ; but if I should be incorrect in my recollection as to this circumstance, yet it is clear that the owner and the vessel are of the empire of Germany, and I am bound, in the absence of positive evidence to the contrary, to ascertain the national character of the seaman from the national character of the vessel, by a necessary inference. A sailor is part of the vessel, and the vessel is national territory. While there, whether a natural subject or not, he certainly owes a local allegiance, which, for all the purposes of liability to that nation’s laws and maritime regulations, is as full and comprehensive as that of a natural allegiance. “Persons who ship voluntarily, bring themselves under the government and jurisdiction of the country on board whose vessel they ship” (Norberg v. Hillgreu, cited above).
The power to make treaties is lodged by the constitution in our national government exclusively (Story on Const. §§ 1507,1508,1509). National affairs with foreign nations and in a special sense those concerning commerce, are also placed exclusively under national controlment. The States have no power over those subjects.
The treaty-making power of our national government is sufficient, under our Constitution, to reach the objects of such conventions as that of 1873 with the empire of Germany, and to supersede not only the national courts but, as a matter of course, those of each state, in matters relating so entirely to mere comity between nation and nation; and to uphold by its own force a law thereupon which shall be paramount throughout the country. Congress has already gone to a questioned—some contend to a questionable—degree of authority in this respect relating to the rights of individual foreigners (Fairfax v. Hunter, 7 Cranch, 637; Ware Hylton, 3 Dallas, 343 ; 8 Op. Alt. Gen. 415 ; Hailed International Law, 157, where cases are cited in support of this power in the general government). But there can be no doubt that the regulation of the privilege of foreigners to resort to courts in our country is fully under the control of the Congress, and that it has power to authorize another nation, “by and with the advice and consent of the Senate,” to establish and maintain in our sea-ports a special consular tribunal to hear and decide, or make other disposition, of “ differences of every kind which may arise, either at sea or in port, between the captains, officers, and crews, and especially in reference to wages and the execution of mutual contracts,” and to place under such consular jurisdiction the “exclusive charge of the in
The consular convention between the United States of America and the German Empire was proclaimed June 1, 1872 (17 U. S. Stat. at L. Treaties, p. 125, art. 13), is the law of this court, and “the supreme law of the land ” (Const. U. S. art. 6). There was a former treaty with Prussia, made in 1828, on this subject. I repeat what should be unnecessary, when I say that the judiciary must always regard treaties, not as mere political contracts, but as law. And, impressed with the instances that have come to my knowledge during the consideration of the questions of law in this cause, wherein courts have denied treaties the respect due to positive law, this court wishes to repeat, for itself, that treaties are of “the supreme law of the land,” and “consequently to be regarded in courts of justice as equivalent to an act of the legislature, whenever it operates of itself without the aid of any legislative proviso” (Foster v. Neilson, 2 Pet. 314; also United States v. Arredondo, 6 Id. 735 ; Story on Const. § 183 ; Exp. Newman, 14 Wall. 152).
The object o this “consular convention” is that the foreign commerce of Germany, while its merchant vessels are in our ports, should not be interrupted and delayed by actions at law in our local courts ; and, to that end, all things convenient and necessary to that commerce are vested in the jurisdiction and charge of the commercial representative and agent of that empire, and, by its terms, not only is the whole subject, in all its amplitude, whether in rem, or in personam, removed into that consular jurisdiction exclusively, but the prohibition is added that: “ Neither any court or authority shall, on any pretext, interfere in these differences, except in cases where the differences on board ship are of a nature to disturb the peace and public order in port or on shore, or when persons other than the offi
This treaty stipulation, then, takes away all pretense for the .further exercise of a discretional or any other jurisdiction over merchant vessels or the ship’s company in those cases. It has been objected, by the counsel for the plaintiff, that this treaty does not specify the owner (in the case Exp. Newman, it was that its terms did not include a proceeding in rem against the vessel); but the answer to this is, that the treaty, in its object and terms, includes the whole subject, and draws into its protection and jurisdiction all persons and things belonging to and interested in it. No narrow interpretation must defeat the benefit and remedy intended.
This merchant service is now exclusively under the care of the agent universally regarded as peculiar to all maritime nations, and best fitted to promote the object and utility of the convention. The consular office is born of the nature of commerce, and the perfecting by this treaty of a comprehensive j urisdiction over all differences that would be likely to disturb the mission of the vessel in its commercial adaptation is in harmony with the origin and design of the office. They are not diplomatic ministers (1 Kent Comm. 41), but strictly commercial representatives ; they have a right, bylaw, to interpose for the restitution of property belonging to the subjects of the country represented (1 Curtis, 87; 1 Mason, 14; 6 Wheat. 152 ; 10 Id. 66; 2 Wall. Jr. 59). The office of consul is not of modern commercial need merely; officers with powers and duties corresponding to those of modern consuls were employed by the ancient Athenians, who had them stationed in commercial ports with which they traded (1 St. John, Mann, and Cus. of Ancient Greece, 283). They were appointed, and became prominent as agents about the middle of the twelfth century, by .the maritime states of the Mediterranean, and their numbers have increased with
The sovereignty of a foreign and friendly country thereby has resumed, and perfects in its own control, a jurisdiction hitherto imperfect; a jurisdiction over its own commercial territory, affairs, and people ; a jurisdiction to which its own subjects, while in a foreign port, can appeal, and find summary redress and protection. It is the resumption, in no limited degree, of a sovereign right common to the citizens of that elder power to which the Germany of this day is, historically, the political successor. Paul asserted his Roman citizenship, and appealed to Csesar ; a Roman by birth, and of “no mean city,” he invoked a principle of political jurisprudence, upon which this right was based, comprised in the maxim, Actor sequitur forum JRei, according to which every defendant is entitled to be sued before his natural judge. The particular sovereignty to which he appealed was then
The motion to dismiss the cause is granted, and. on these grounds, each independent of the other :—
First. The local courts should not entertain, jurisdiction in such a case between two. foreigners, when the diplomatic or commercial official representative of their, country protests. The authorities which. I have cited concur in this as proper.
Second. The treaty .of 1872, in my opinion, supersedes all jurisdiction in such cases, discretional and absolute.
The attachment, and all proceedings by virtue of it, are vacated ; and the cause will be struck from the records of the court (The Mayor v. Cooper, 6 Wall. 247; The Alicia, 7 Id. 572).
Joaohimsen, J., delivered an opinion concurring in the decision and on the second, ground stated ; but expressing no dissent as to the first.
Note.—“It is natural to consider the vessels of a nation as parts of its territory......By the comity of the law of nations and the practice of modern times, merchant vessels entering open ports of other nations for the purpose of trade, are presumed to be allowed to bring with them, and to retain, for their protection and government, the jurisdiction and laws of their own country.” (Daniel Webster, in his correspondence with Lord Ashburton. Webster's Works, vol. 6, page 308.)
In the Parliament Beige (38 Weekly B. 643), the English Court of Appeal reversed the decision of Sir R. Philimore, and held that a mail packet belonging to a foreign sovereign, and officered by him, cannot be proceeded against in the admiralty court, even by action in rem, nor because the vessel is employed in commerce by carrying passengers and goods for hire. The doctrine of the-court-is, that, as a consequence of the absolute independence of every, sovereign anthority, and of the international comity which induces every
An action in rem, being an indirect method of impleading the owner, cannot be brought against the property of a foreign sovereign, and the immunity of a public ship is not lost by her being used subordinately and partially for trading purposes.
The court hold that when, on behalf of the sovereign impleaded, the plea that the vessel is a public vessel belonging to him, and in his possession, has been interposed in the usual way, the court cannot inquire into the fact, for to submit to such an inquiry before the court would be to submit to its jurisdiction.
Under the treaty of 1871, between the United States and the German Empire, the courts of the State of New York have no jurisdiction over an assault and battery committed by the mate of a German vessel, upon a sailor thereof, both being German citizens, on board of such a vessel while lying in the port of New York, unless it is of such a character as to disturb the peace and public order (People ex rel. Schumacker v. N. Y. Marine Court, 6 Hun, 314).
The following authorities are taken from Moak’s notes to Reg. v. Armstrong (14 Eng. R. at p. 640):
An offense committed on board a ship at sea is an offense against the nation to whicli the vessel belongs, even though the offender be a foreigner, and may be punished thereby in the same manner as if such offense had been committed within the territory of the nation to which the vessel belongs (Regina v. Lopez, 7 Cox Cr. Cas. 431; Dearsly & Bell C. C. 535; 1 Stark. Crim. Pl. [2 ed.] 17 et seq.). Though the prosecution must prove the vessel belonged to a citizen of the country (United States v. Imbert, 4 Wash. C. C. 702). This may be done without producing the register or a copy thereof. It is sufficient to show orally that she belongs to British owners, and carried the British flag (Reg. v. Allen, 10 Cox, 405; Regina v. Leberg, L. R. 1 C. C. Res. 264; 11 Cox, 530). But see United States v. Imbert, 4 Wash. C. C. 702; Regina v. Bjornsen, Leigh & Cave, 545; 10 Cox, 74). The courts of one nation have no jurisdiction of offenses committed at sea upon vessels of another, though the party injured die upon the territory of the latter (Regina v. Lewis, Dearsly & Bell C. C. 182; 7 Cox, 277).” Eor further notes upon this subject, see 14 Eng. R. at p. 640.
“ The rule of law, and the comity and practice of nations, go much further than these cases of necessity, and allow even to a merchant vessel, coming into any open port of another country voluntarily, for the purposes of lawful trade, to bring with her and keep over her, to a very considerable extent, the jurisdiction and authority of the laws of her own country, excluding to this extent, by consequence, the jurisdiction of the local law. A ship, says the publicists, though at anchor in a foreign harbor, preserves its jurisdiction and its laws. It is natural to consider the vessels of a nation as parts of its territory, though at sea, as the State retains its jurisdiction over them; and, according to the commonly received custom, this jurisdiction is preserved over the vessels,- even in parts of the sea subject to a foreign dominion. This is the doctrine of the law of nations, clearly laid down by writers of received authority, and entirely conformable, as it is supposed, with the practice of modern nations. .... It is true that the jurisdiction of a nation over a vessel belonging to it, while lying in the ports of another, is not necessarily wholly exclusive. We do not so consider or so assert it. Tor any unlawful acts done by her while thus lying in port, and for all contracts entered into while there by her master or owners, she and they must, doubtless he answerable to the laws of the place. Nor, if her master or crew, while on board in such port, break the peace of the community by the commission of crimes, can exemption be claimed for them. But, nevertheless, the law of nations, as I have stated it, and the statutes of governments founded on that law, as I have referred to them, show that enlightened nations, in modern times, do clearly hold that the
“ Of strict right all the laws made by a sovereign have no force or authority, except within the limits of his domains. But the necessity of the public welfare has introduced'some exceptions in regard to civil commerce.” Be droit étroit, toutes les bis, que fait un somerain, n'ont force et autorité que dans Vétendue de sa domination; mais la nécessité du bien public et général des nations a admis quelques exceptions dans ce qui regarde le commerce civil. 1 Boulbnois, Prin. Gén. 6, p. 4.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.