In re Alicia P.
Opinion of the Court
In a delinquency case in which the respondent is charged with violation of section 265.05 of the Penal Law prohibiting possession of a “dangerous knife” by person under the age of 16, the respondent raises several constitutional challenges to the statute. She argues first that the knife removed from her person is not in fact a “dangerous knife” within the meaning of the statute. She then raises four constitutional arguments: first, that the statute is void for vagueness; second, that due process is denied by the statute’s failure to provide for a dispositional hearing; third, that equal protection of the law is violated by the different statutory provisions governing possession of dangerous knives by persons 16 and over and children under 16; and, finally, that the prohibition against a. child’s possession of a dangerous knife constitutes cruel and unusual punishment in that it penalizes the child on the basis of her status of minority. Both counsel submitted memoranda of law on the constitutional issues. The Attorney-General has declined to intervene. For the reasons set out below, the court is reluctantly compelled to conclude that that portion of the statute under which respondent is charged is impermissibly vague, and that the petition must therefore be dismissed.
The facts of this case were established in the uncontroverted testimony of the arresting officer, who was the only witness at trial. While on duty as a transit patrolman, at about four o’clock in the afternoon of August 9, 1981, Officer Diana observed respondent, Alicia P., and a male youth in the public area of the subway station located at Eighth Avenue and 34th Street. No one else was in the immediate vicinity. Officer Diana testified that he lost sight of the two youths momentarily, then encountered the boy alone on a southbound local subway platform, and arrested him for possession of a knife. Upon finding this respondent on an express platform, seeking to question her about the boy, Officer Diana observed one half to one inch of a wooden handle protruding from her shirt, and a bulge beneath the shirt. Respondent made no gestures and did not speak before Officer Diana grabbed her arm and re
Turning from the uncontested facts to the legal arguments, two of respondent’s constitutional challenges may be disposed of summarily. First, as to the alleged deprivation of due process, the statute has been consistently interpreted as incorporating the requirements of article 7 of the Family Court Act, so that a finding of a violation of section 265.05 of the Penal Law is simply the predicate to a dispositional hearing pursuant to sections 731 and 746 of the Family Court Act. (See Matter of Marcus V., 86 Misc 2d 748; Matter of Don R.B., 66 Misc 2d 279; Matter of Thomas F., 85 Misc 2d 791.) This court finds no constitutional impediments when the total statutory scheme is so construed. Alicia P., like any other respondent charged with being a juvenile delinquent, would not be so adjudged until a dispositional hearing establishes, by a preponderance of the evidence, that she is in need of supervision, treatment, or confinement, according to the requirements of sections 731 and 745 of the Family Court Act.
Respondent’s argument concerning the cruel and unusual punishment allegedly imposed on a child merely because she has the status of childhood requires little analysis. The Legislature has legitimately made numerous “rights” unavailable to minors: to vote, to marry, to consume alcoholic beverages, and to drive automobiles, to name only the most obvious. The prohibitions and penalties of youth are hardly cruel and anything but unusual. They are, indeed, almost universal (and of course, short lived). The court’s attention is more seriously engaged by respondent’s remaining two arguments concerning vagueness and equal protection, which are so intertwined as to become one somewhat complex whole.
The Court of Appeals ruled in People v Rosello (29 NY2d 838) and Matter of Ricci S. (34 NY2d 775) that hunting knives with six-inch blades were not “dangerous”. The Appellate Division, First Department, decided in Matter of Chidi N. (65 AD2d 688) that a folding knife with a four-inch blade was also not “dangerous”. Since it cannot be argued that the knife in this case is inherently more dangerous than a hunting knife with the same size blade, it is probable that this petition should be dismissed. However, the Assistant Corporation Counsel argues that the circumstances surrounding respondent’s possession — concealed on her person, and carried in the subway in the company of another teenager who carried a similar object — make this knife more “dangerous” than ánother of comparable size and design. The difficulty in assessing that argument lies in the absence of articulated standards, either in the statutes or the case law, governing “dangerous knives”.
Although no definition of the term is provided in the Penal Law (despite the fact that dozens of other terms are defined in Penal Law, §§ 10.00, 265.00) and the descriptions in the case law are not explicit, patterns may be discerned which link the knives in question to concepts of intent or use. It should be emphasized that the statutes governing adults’ possession of “dangerous knives” do not
In contrast, in Matter of Chidi N. (supra) and Matter of Ricci S. (supra) where the design of the knives (a folding knife and hunting knife, respectively) provided no evidence of unlawful use or intended use, the courts have ruled the knives not “dangerous”.
The definitional problem was well summarized by the Federal District Court in New Jersey, while reviewing a petition for a writ of habeas corpus following the defendant’s conviction for possession of a “dangerous knife”. The court pondered:
“What is a ‘dangerous knife?’ How many inches must it be? What knives are permitted, and what knives are outlawed by this statute? Under what circumstances is it permissible to possess a ‘boy scout knife’ and when does such possession become criminal? * * *
*331 “The statute * * * does not purport to outlaw the carrying of all knives under all circumstances, only those that are ‘dangerous’. If the definition of ‘dangerous’ is so broad as to encompass any knife capable of inflicting a dangerous wound, and if no element of the intent of the possessor is factored into the equation, then it becomes impossible for ordinary citizens to conform their conduct to the requirement of the statute. No one can know what knives the law permits, on the one hand, or condemns on the other.” (United States ex rel. Ebron v Attorney General of State of N. J., 377 F Supp 396, 398; emphasis in original.)
In People v Munoz (9 NY2d 51) the Court of Appeals was similarly critical of an Administrative Code of the City of New York provision banning possession by minors (without reference to intent) of “any knife or sharp pointed or edged instrument which may be used for cutting or puncturing.” (Administrative Code, § 436-5.2.) The court found the problem one of uncertainty as to what items were included in the description, pointing out (p 56) that “under opportune circumstances, any device might be used to maim or kill”. After speculating as to whether such items as knitting needles, penknives, and safety razors were included in the statute’s definition, the court concluded (supra, p 57) that “[t]he definition has no boundary excluding from the section’s coverage the most commonly used and innocently possessed devices of everyday life.” The statute was held void for vagueness.
To restate the problem in its essential terms, is it not true that all knives, like all “sharp pointed or edged instruments which may be used for cutting or puncturing”, are “dangerous” when used with skill or strength? Had Mr. Caruso, grief stricken at the death of his daughter, attacked the child’s doctor with Ricci S.’s hunting knife, instead of his own kitchen carving knife, would Ricci’s knife have been held “not dangerous”? Would not the four-inch blade belonging to Chidi N. have produced the same result in Mr. Caruso’s hands? When the knife in question is carried by an adult, or youth 16 or older, the law requires proof of intent before making possession of it unlawful. In truth, the danger to society arises not from the object held, but from the bearer’s intent, yet the statutory scheme does
The Assistant Corporation Counsel argues that the circumstances of a particular possession save the statute from being unconstitutional — and innocent children from being arrested. That argument must be rejected, for “If on its face the challenged provision is repugnant to the due process clause, specification of details of the offense intended to be charged would not serve to validate it. * * * It is the statute, not the accusation under it, that prescribes the rule to govern conduct and warns against transgression.” (Lanzetta v New Jersey, 306 US 451, 453.) The essential failings of a vague penal statute are not only its failure to give notice to the public as to what is forbidden, but also its encouragement of arbitrary and erratic arrests and convictions. The courts have flatly rejected the broad powers granted the police by such vaguely worded (but doubtless well-intentioned) statutes. In striking down a Florida vagrancy law, the Supreme Court noted that, “the implicit presumption in these generalized vagrancy standards — that crime is being nipped in the bud — is too extravagant to deserve extended treatment.” (Papachristou v City of Jacksonville, 405 US 156, 171.) In a similar vein, the Court of Appeals concluded in Munoz (supra, p 58) that, “The purpose to be served by this enactment could only be to enable prosecution of those whom the police believe to be bad boys or girls. That does not warrant conviction of a criminal or quasi-criminal offense.” Similarly, the police net cast by section 265.05 of the Penal Law is far too broad. Once it is conceded that any moderately sharp knife is “dangerous” there is nothing to prevent the arrest of any child carrying such a knife. It is common knowledge, as the Law Guardian points out, that Boy and Girl Scouts are encouraged to purchase sharp, pointed knives as part of their scouting equipment. The scout is then subject to arrest and prosecution as a juvenile delinquent. A court would be justified in making a finding of fact against the youngster. Only at the dispositional hearing, after a finding that the child did not need supervision, confinement, or treatment, would he be freed from the jurisdiction of the court. Aside from the misuse of police
The solution proffered by the Assistant Corporation Counsel for such overly broad enforcement of the statute is that the police and courts should, in effect, add a requirement of unlawful intent, so as to make the knife in question truly dangerous. That solution was applied by the New Jersey State appellate courts in the Ebron case and held sufficient by the Federal court to save the statute from a finding of unconstitutional vagueness. It may not be applied to the New York statute, however, in light of the extensive legislative history indicating a deliberate rejection of the intent requirement for juveniles. At least as far back as the 1909 Penal Law, New York Legislatures have consistently enacted and re-enacted a statutory scheme that fails to incorporate a requirement of unlawful intent for juveniles held liable as delinquents for possessing “dangerous knives”. (See Penal Law, former § 1897, subd 4 [1909]; Penal Law, former § 265.05, subd 4 [1967]; Penal Law, § 265.05.) At the same times, and with the same consistency, the Legislatures inserted a requirement of unlawful intent before adults were held criminally liable for possessing the same “dangerous knives”. (See Penal Law, former § 1897, subd 9 [1909]; Penal Law, former § 265.05, subd 9 [1967]; Penal Law, § 265.01, subd [2].) Where it is clear that the Legislatures’ omission of an explicit requirement of intent was not inadvertent but a deliberate choice, made, presumably, for some consideration of policy, the court may not simply &dd the language, as was done by the New Jersey courts in Ebron (377 F Supp 396, supra).
The only question remaining is whether it is not permissible for the Legislature to so choose, i.e., to treat children under 16 differently from adults so as to make
Having found that that section of the statute referring to “dangerous knives” is void for vagueness, the court must dismiss the petition against Alicia P. However, in the interests of reaching all the issues of this case, the court rules that if the statutory and case law descriptions of “dangerous knives” were constitutionally sufficient, the petition would nevertheless be dismissed for failure of proof beyond a reasonable doubt that this knife is “danger
For all the reasons stated in this decision, the petition against Alicia P. is dismissed.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.