Smith v. State
Opinion of the Court
OPINION OF THE COURT
Claimant, Sarah Smith, as limited administratrix of her late husband Wilbur L. Smith’s estate, seeks damages for his wrongful death which allegedly occurred when, as he drove his automobile along a New York State highway, he left the lane of travel colliding with a guide rail, causing his automobile to flip over and land on its roof, resulting in claimant’s decedent’s instant death. The claim alleges negligence on behalf of the State of New York in the construction and/or maintenance of the guide rail system situated alongside of a state owned roadway. Defendant argues the accident occurred due to driver-alcohol impairment. Furthermore, defendant contends that the subject guide rail (erected in 1976 pursuant to contract specifications) was not designed to withstand the force of the collision involved in this accident, and that any maintenance failure did not contribute to the cause of this accident.
The subject accident occurred on December 5, 1997 at approximately 6:30 p.m. in the Town of Lloyd, Ulster County, New York. Shortly before that time, claimant’s decedent had driven to claimant’s residence located at 210 Vineyard Avenue (also known as New York State Routes 44 & 55 [Route 44/55]), Hyland, New York.
Approximately 7V2 hours after the accident occurred, at 2:06 a.m., blood was drawn from decedent by an emergency room technician at the request of the local constabulary. The blood alcohol content (BAG) of decedent at that time proved to be .14%. This evidence was offered by the defendant to reflect the negligence of the decedent in the operation of his vehicle and thereby his contribution to the happening of the subject accident. At trial, claimant questioned the admissibility of the blood test results suggesting defendant’s failure to establish the required chain of custody regarding the blood sample taken. Furthermore, claimant objected to the introduction of this evidence based upon the failure of the police agency involved to comply with New York State Vehicle and Traffic Law § 1194 (2) (a) (l).
In view of the fungible nature of a blood sample, the proponent of the admission of the blood test results has the burden of establishing the chain of custody (see, People v Connelly, 35 NY2d 171, 174-175) and the failure to do so may be excused only where the circumstances provide reasonable assurances of the identity and unchanged condition of the sample (see, Amaro v City of New York, 40 NY2d 30, 35, citing People v Porter, 46 AD2d 307). Here, the emergency room technician who drew the blood from decedent gave it to Town of Lloyd Police Officer Joseph Gahm who had responded to the hospital with the department issued blood sample kit. Police Officer Gahm sealed and signed the sample and returned it to his department’s secure evidence room. On December 8, 1997, the sample was submitted by the Town of Lloyd Police Department to the New York State Police headquarters and lab at New-burgh, New York. It remained there until February 27, 1998 when it was transported by UPS
The Two-Hour Rule
Vehicle and Traffic Law § 1194 (2) and the New York State Department of Health Regulations (10 NYCRR 59.2 [c]
There has been ample scientific evidence offered to verify that the delay between the time of the arrest and the time a chemical test is given might significantly reduce the reliability of the evidence if that time period is too great. (See, Fitzgerald and Hume, Intoxication Test Evidence: Criminal and Civil § 2:30 [1987 ed, 1994 Supp] [“(T)he longer the delay between the time of (the) incident and (the) sample collection, the more difficult it becomes, scientifically, to draw reasonable inferences from one ‘data point,’ back to the ‘driving’ time”].)
While claimant, in this civil action, urges the exclusion of the BAG test results of decedent’s blood taken approximately 7V2 hours after the operation of a motor vehicle, this court is mindful that the Legislature adopted the two-hour rule to assist prosecutors in prosecuting drunk driving charges by eliminating the requirement of proving the scientific reliability of a BAG test in every prosecution. Thus, this statutorily created mandatory exclusionary rule is, by its terms, limited to criminal prosecutions of violations of this State’s Vehicle and Traffic Law. This court therefore shall not strictly apply the two-hour exclusionary rule to the case at bar. Rather, the analysis in this civil lawsuit must turn to the issue of whether the chemical test obtained beyond two hours from arrest is scientifically reliable and probative to be admissible.
In view of the aforementioned expert testimony, and since the forensic scientist who performed the test found no spoilage, i.e., the sample was properly preserved, and further, there being no expert opinion offered contrary thereto, the court finds the results of the blood test taken beyond two hours from arrest to be scientifically reliable and probative evidence of the decedent’s blood alcohol level at the time of operation of his vehicle. Therefore, the claimant’s objection to the admission thereof is overruled. Having accepted the defendant’s proof regarding decedent’s blood alcohol level to be .14% at the time of his operation of his vehicle, the court finds that he was in violation of Vehicle and Traffic Law § 1192 (2)
Lawrence A. Falcetta, Jr. was traveling alone in his vehicle in a westerly direction on Route 44/55 when he witnessed the subject accident. At approximately 6:30 p.m. it was “dusk and damp” and the road surface was wet. He first saw decedent’s vehicle as it pulled out of the Brookside Apartments’ parking lot onto Route 44/55. He observed “nothing out of the ordinary” regarding the manner in which decedent pulled out of the lot onto the highway. Mr. Falcetta was greater than 200 yards behind decedent when he first observed him enter upon Route 44/55. He observed decedent for approximately three or four seconds traveling ahead of him when he disappeared from sight for a second or two due to a slight bend in the road to the right. When he regained sight of decedent, Mr. Falcetta had closed to within 150 yards of his vehicle since he was already moving when decedent entered onto the highway from a feeder driveway. From this distance, Mr. Falcetta saw the decedent’s Trans Am leave the road, strike the guide rail and “go up and over, and down the embankment.”
Mr. Falcetta continued on Route 44/55 to the scene of the accident. The section of the guide rail struck by decedent was dislodged and no longer in place. He was therefore able to drive his car through the gap and shine his headlights onto the decedent’s car which he observed had come to rest on its roof at the bottom of a grassy culvert. It was at this time that Mr. Falcetta recognized the vehicle to be that of decedent. He called out his name, but received no response. He then ran down the embankment, opened the driver’s door and saw the decedent
No other person witnessed the happening of the accident.
Claimant called Peter Teliska, a New York State Department of Transportation (DOT) Resident Engineer for Ulster County. At the time of the accident he was a Resident Engineer for Eastern Orange County. He acknowledged that guide rail inspection and maintenance is the responsibility of DOT specifically citing section 3.612 of the Department of Transportation’s Highway Maintenance Guidelines in effect since 1978. Once a year, after the winter months, the guide rails are inspected for nonalignment and for damage to any rail or support post. When shown claimant’s exhibit number 60, a photo from the department’s photo log taken on August 16, 1990 depicting the subject guide rail with the beam and a support post out of alignment, he stated that if he were to observe a guide rail in this condition he would direct its repair.
The construction and installation of the subject box beam guide rail was completed on July 27, 1977 (exhibit 93) pursuant to the design specifications of the New York State Department of Transportation approved in December 1975 (exhibit 92). The claimant offered chapter 10 of the New York State Department of Transportation’s Highway Design Manual issued in 1972 with revisions dated January 1977 and an engineer’s letter dated July 21, 1966 (exhibit 3), along with the American Association of State Highway and Transportation Officials as sources for the acceptable standards and design specifications for the construction and installation of box beam guide rails along state highways. Notwithstanding the completion of the installation of the subject box beam guide rail system occurred some six months after the issuance of the 1977 revisions, in view of the fact that the subject guide rail system was designed by DOT prior to the issuance of said revisions, the court shall give no consideration to said revisions as same were not acceptable standards at the time of the planning and designing of the subject highway project.
Both claimant and defendant offered expert witnesses who offered their opinion as to the cause of the happening of this
Claimant’s expert opined that the subject guide rail was neither constructed in compliance with DOT standards in effect at the time of installation, nor was it constructed in compliance with the design specifications as approved by DOT. Additionally, he provided his opinion that DOT had failed to maintain the subject guide rail system pursuant to its own highway maintenance guidelines. All contributing to the happening of this rollover accident.
Mr. Levine testified that it was hazardous to have installed the end piece of the guide rail with such a sharp curve and commencing at a location beyond where the curve in the road began. Rather, the guide rail should have begun beyond the “point of need” and had a 15 degree angle as drawn from the hazard location to the road. This, he said, would more likely have redirected the Smith vehicle back onto the roadway. He also added the alternative that the hazard could be completely eliminated by burying the culvert beneath ground and shaping the topography above in such a gradual sloping manner so as to allow an errant motorist to either redirect his vehicle back upon the roadway or to bring his vehicle safely to a stop off road. Additionally, Mr. Levine cited the state’s failure to install the support posts three feet apart as called for pursuant to the engineer’s letter of 1966, given the proximity of the hazard to the guide rail system. In his opinion, the installation of the support posts six feet apart contributed to the overall instability of the guide rail system. Finally, Mr. Levine testified that the applicable design specifications provided that the fabrica
Claimant, in support of her claim of negligent maintenance, as well as to satisfy the notice requirement, offered a series of log photos taken by DOT (exhibits 36-78). These photos of the subject highway, shoulder and guide rail were taken automatically, every 52.8 feet, by a camera mounted near the rear view mirror of a DOT truck. They are taken every three to five years and are used by DOT as an inventory tool. These photographs depict the subject guide rail as it appeared in 1979, 1984, 1990 and 1995.
Upon a review of these log photos, taken over a 16-year period, one can readily see that the subject guide rail has sustained physical damage. As explained by Mr. Levine, it is not unusual for the wing blade of a state owned snowplow to come into contact with the box beam rail or with one or more of the support posts. Furthermore, snow and salt plowed against the guide rail system contribute to corrosion of the metal guide rail system. The photo taken in August 1979 clearly depicts that a post and its angle bracket have separated from the box beam rail and are angled downward (exhibit 51). Mr. Levine testified that very near this damaged post was the weld which he believed failed as a result of improper fabrication. In photos taken in May 1984 (exhibits 54, 55), according to Mr. Levine, the height of the box beam rail has changed. From the weld towards the eastern terminus it appears to be lifted upward somewhat. Further, in these photos, the post that appeared to be angled downward in the 1979 photo is down on the ground, and the post immediately to the west of this downed post is separated from the box beam rail and is angled downward. Mr. Levine also noted that there appears to be rust on the face of the box beam near the weld. In photos taken in August 1990 (exhibits 59, 60), according to Mr.
Having reviewed the photographs taken of the two halves of the box beam rail, Mr. Levine expressed his opinion that the rail failed at this juncture because the weld was done improperly. According to Mr. Levine, when welding two pieces of metal together, one should bevel the edges so that the weld penetrates the whole thickness of the steel. Furthermore, all of the galvanized areas on the edges to be welded must be ground clean, as the weld will not penetrate the galvanized surface. In the opinion of Mr. Levine, the weld located very near the point of impact was a tack weld, i.e., the edges were butted up against one another and the surfaces were welded together. As further evidence of this faulty weld process, Mr. Levine pointed to locations upon the photographs to what he believed depicted galvanized metal and areas of rust located upon the surface of the edges where the two halves of box beam rail snapped. This was evidence that the galvanized surface had not been ground free before welding began, and, since rust was present, the integrity of the weld had been comprised some time prior to the happening of the subject accident, all factors contributing to the weakness of the guide rail system.
Claimant’s expert reviewed the photos which depicted the damage to the vehicle, reviewed the measurements of a car similar to the subject vehicle, considered that the DOT standards in effect when the guide rail was built called for a height of 30 inches from the ground to the top of the box beam rail, and consequently offered his opinion that had the guide rail been properly maintained by DOT, it would have withstood the force of the impact, there would have been contact with the Trans Am’s engine block and the vehicle would have been
Finally, Mr. Levine offered his opinion that the speed of the Smith vehicle at the time of the collision with the guide rail was between 30 to 35 miles per hour well within the 45 miles per hour recommended speed limit. Based upon the photographic evidence which depicted the damage to the vehicle as well as damage to the box beam guide rail, Mr. Levine was of the opinion that the point of impact with the guide rail was near the abovementioned weld which was located close to where rural delivery mailboxes were positioned. Based upon this location, Mr. Levine testified that the angle of impact was approximately 44 degrees.
The defendant offered Nicholas Pucino a licensed professional civil engineer.
As mentioned above, Mr. Pucino took certain measurements of a sample Trans Am vehicle. He also reviewed the testimony of Officer Plass who undertook an accident reconstruction immediately following the accident and he reviewed photographs depicting the damage to the Smith vehicle. He reached an opinion that based upon the design and dimensions of the Trans Am, it drove beneath the guide rail and did not have contact with it until the front of the car had passed some distance beyond the face of the box beam rail.
Credibility is a critical issue in any claim before the court. Weighing evidence and assessing veracity of conflicting testimony is a task for which there is no precise or flawless test. There are no juries in the Court of Claims and therefore the court’s responsibilities include deciding witness credibility
Considering all of the testimony, the photographic evidence as well as the demonstrative evidence offered by the experts, this court accepts that portion of the claimant’s expert’s opinion concerning the state’s construction of the subject guide rail contrary to the specific design specifications, as well as its failure to maintain the subject guide rail pursuant to the Department of Transportation’s own Highway Maintenance Guidelines. The court finds that the point of impact between the claimant decedent’s vehicle and the box beam guide rail was at the location of the much referred to weld, and that said weld was faultily applied thereby allowing invasive and corrosive rust to weaken the rail system. Furthermore, as is evidenced by the several photo log photographs, the subject box beam guide rail was left in disrepair for many years leading up to this accident as evidenced by the downed and disconnected support posts, missing support posts and the elevation of the box beam rail above its intended height. Although there was no evidence of any prior reported motor vehicle accident having occurred at the subject location, clearly there was some source of trauma to this guide rail system that went unreported.
It is well established that the state is under a nondelegatory duty to maintain its roadways in a reasonably safe condition
In claims based upon negligent design, the state is entitled to qualified immunity for claims arising out of its highway planning decisions, unless its study was plainly inadequate or lacked a reasonable basis (see, Weiss v Fote, 7 NY2d 579). There are “[s]trong policy considerations” behind this doctrine, and it should therefore not be “lightly discounted” (Friedman v State of New York, 67 NY2d 271, 285).
To prevail, a claimant must prove that the injuries he or she sustained were proximately caused by the state’s negligence (see, Hamilton v State of New York, supra; Edwards v State of New York, supra). Generally, liability will not attach unless the state had either actual or constructive notice of a dangerous condition and then failed to take reasonable measures to correct the condition (see, Brooks v New York State Thruway Auth., 73 AD2d 767, affd 51 NY2d 892; Rinaldi v State of New York., 49 AD2d 361, 363; see also, Ernest v Red Cr. Cent. School Dist., 93 NY2d 664, 673, rearg denied 93 NY2d 1042). The
Having found that both the defendant State of New York and the claimant’s decedent were negligent and that their negligence was a proximate cause of the happening of this accident, it is for the court further to decide what percentage of the whole each party was responsible. While this court recognizes that operating a motor vehicle while in an intoxicated state is indisputably a serious violation of the law, this would preclude recovery by the claimant only if there were no other proximate cause to the happening of the accident (see, Alami v Volkswagen of Am., 97 NY2d 281). “The fact that decedent’s ability to drive was impaired does not exonerate the State from liability on the ground that its negligence was not one of the proximate causes of the accident” (Humphrey v State of New York, 60 NY2d 742, 744). As in Humphrey, the claimant’s decedent’s criminal act of driving while intoxicated was not the only cause of his accident. Undoubtedly, his reflexes were slowed, his judgment impaired, which combined with the state’s negligent construction and maintenance of its guide rail system, caused his death. Accordingly, the court apportions liability 20% attributable to defendant and 80% attributable to claimant and will set the matter down for a trial on the issue of damages as soon as practicable.
All motions not previously ruled upon are hereby denied.
. Claimant and claimant’s decedent were separated at the time of the accident. They had lived at separate addresses for approximately 10 months before the accident occurred.
. All quotations are from the court’s notes or the audiotapes of the proceeding unless otherwise noted.
. This statute “provides that any person who operates a motor vehicle within the State shall be deemed to have consented to the administration of a chemical blood alcohol test conducted ‘at the direction of a police officer * * * having reasonable grounds to believe’ that such person was driving in violation of Vehicle and Traffic Law § 1192 (driving under the influence of alcohol or drugs), provided that the test is administered ‘within two hours after such person has been placed under arrest for any such violation.’ ” (People v Goodell, 79 NY 869, 870.)
. Upon cross-examination, State Police Forensic Scientist Mark Waruck testified that “probably 55 or 60% of specimens that are received at the Western Regional Crime Laboratory are submitted by either UPS, Federal Express, Airborne Express or the US Postal Service” with the balance hand delivered by local agencies.
. This section of the DWI statute captioned “Driving while intoxicated; per se” provides in pertinent part that “[n]o person shall operate a motor vehicle while such person-has .10 of one per centum or more by weight of alcohol in the person’s blood as shown by chemical analysis of such person’s blood * * * .” (Vehicle and Traffic Law § 1192 [2].)
. There is no duty to reconstruct highways to make them conform to safety standards that evolve subsequent to the completion of the original construction. (Holscher v State of New York, 59 AD2d 224, affd 46 NY2d 792; Van De Bogart v State of New York, 133 AD2d 974.) This court is of the opinion that the rationale behind the line of cases which follows Holscher leads to the conclusion that the standards in effect when the project’s design
. The subject contract specified that certain lengths of steel were to be used to fashion the above described box beam guide rails with welds at certain locations to join these lengths.
. On cross-examination Mr. Levine acknowledged that the plans called for the box beam rail to have an additional height of three inches where the road has a super elevation. He further acknowledged that the subject highway did have a super elevation for drainage purposes. It was his opinion, based upon the damage to the Trans Am, that the subject box beam was 33V2 inches in height. Thus higher than the standards called for.
. Claimant’s expert upon further questioning on direct examination indicated the angle of impact could be as small as 30 degrees' or as great as 45 degrees.
. Mr. Pucino acknowledged during the voir dire conducted by claimant’s counsel that he was not an accident reconstruction specialist, nor did he have any experience conducting accident analysis based upon crush analysis.
. It was established at trial that shortly after the accident, DOT reassembled the guide rail using the existing rail system. There was no evidence as to specifically what sections of rail were reused and how they were repositioned or reconfigured.
. It was Mr. Pucino’s opinion that the underside of the box beam rail came into contact with the location on the Trans Am where the cowl and hood met. He further highlighted what he believed to be damage to the radiator plate as depicted in exhibits 18 and 29. This testimony was offered to support his opinion that the vehicle passed beneath the rail.
. The court notes that although the claimant’s expert offered his opinion, without objection, that the defendant failed to properly design the guide rail system and/or roadway, the claimant failed to allege same in her claim or verified bill of particulars. Nevertheless, had the claimant so pled, the court would find on this record that the doctrine of Weiss v Fote (7 NY2d 579) would entitle the state to immunity.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.