Towle v. Jones
Concurring Opinion
Opinion of the Court
Unless in an action for the recovery of money only, brought upon a contract to purchase and take a conveyance of real estate, and brought to recover damages specially stated in the complaint, but not to recover any part of the purchase-money, a plaintiff may have a judgment for specific performance, although he fails to establish a right to recover any part of the moneys for which judgment is prayed; the judgment appealed from in this case must be affirmed.
The Code provides that certain actions shall be tried by a jury, and that all other actions are triable by the court. (§§253 and 254.) Those now required to be tried by a jury, were formerly known as actions at law; and those triable by the court, as equity suits.
Section 253 declares that an issue of fact in an action for the recovery of money only, . . . must be tried by a jury, &c.
What is the test, by which it is to be determined whether an action is for the recovery of money only ?
When the action arises on contract, and is for the recovery of money only, the summons must state that the plaintiff will take judgment for a sum specified therein. The summons in this case states that judgment will be taken for a sum named therein. The complaint states a contract between the parties by which the plaintiffs were to sell, and the defendant to purchase, an unencumbered leasehold property for the sum of $7,500; payment of $25 of the purchase-money; that defendant took possession ; a tender of an assignment of the lease, and defendant’s refusal to accept it or to perform the agreement on
The Code (§ 142) requires that a complaint contain “ a demand of the relief to which the plaintiff supposes himself entitled. If the recovery of money be demanded, the amount thereof shall be stated.’ ’
The summons shows the action to be one on contract, and for the recovery of money only. The complaint states a cause of action arising on contract, and demands no relief, except the recovery of money. The sum demanded is only $5,150, while the amount of purchase-money remaining unpaid is $7,475. Of the $5,150 claimed, $150 is for the use by the defendant of the leasehold premises.
If, therefore, the plaintiffs could recover for such causes of damages as they specify, a recovery for them only would leave them without a verdict for any part of the purchase-money; and payment by the defendant of the sum recovered would not confer on him any right to an assignment of the lease; for the reason that it would not include any part of the purchase-money. And it was evidently the view and intent of the pleader who drew the complaint, that the recovery of damages, of the nature and on the grounds therein stated, would leave the plaintiffs the owners of the lease, and freed from obligation to transfer it to the defendant.
This view and intent are manifest from the fact that there is no prayer for judgment for the unpaid purchase-money. Judgment is prayed for $5,150; and the claims composing that sum do not include any part of the purchase-money; the part of it unpaid being $7,450, or $2,300 more than the amount sought to be recovered. The allegations of the complaint, therefore, not only do not attempt to make a case for the re- . covery of the purchase-money, but it could not be recovered,
The action was noticed for trial as a jury cause, and was tried by the court only because a jury trial was waived. Had it been tried by a jury, the verdict, if for the plaintiffs, would have been for money only, and for such sum as upon the evidence and under the law, as charged by the court, the jury thought the damages amounted' to. The jury have in such a case an absolute right to render a general verdict, though they may be required to “ find upon particular questions of fact to be stated in wilting.” (Code, § 261.) The clerk must enter judgment in conformity with the verdict (§ 264), unless the case be reserved for argument or further consideration. •
The only relief the defendant can have, if the verdict be against him, is a new trial, if there were errors in the trial; if he has no right to a new trial, judgment follows upon the verdict and in conformity with it, as a matter of course. (§§ 264, 265.) It is, of course, conceded, that if the defendant alleged and proved facts, entitling himself to relief on equitable principles against the plaintiffs’ strictly legal rights, it would be granted to him, in the judgment to be rendered. But this fact does not aid a solution of the question, what is the case made by the complaint? and what is the extent of the relief grantahle to the plaintiffs thereupon ?
In this action, if the plaintiffs recover $50 or more, they recover costs-as a matter of course (§ 304, subd. 4), and if they fail to recover any thing, the defendant recovers costs (§ 305); whereas, if it could be treated as ah action in which equitable relief might be-given, the costs of it would be in the discretion of the court. (§ 306.)
A plaintiff on a given state of facts may not be able to recover at law (or as legal relief to which he is entitled), either the purchase-money, or any damages for a refusal to take a
The plaintiffs having made a case for the recovery of legal relief only, and having brought their action to obtain legal relief only—viz., to recover money only—and having failed to .establish a right to any part of the relief prayed, they are not at liberty to say, on an appeal from the judgment, that the facts found entitle them to equitable relief, and that the judgment should be reversed, because equitable relief was not granted. (Cole a. Reynolds, 18 N. Y., 74; Wood a. Wood, 26 Barb., 356 ; Stevenson a. Buxton, 8 Abbotts’ Pr., 414; N. Y. Ice Co. a. Northwestern Ins. Co., 23 N. Y., 357, 360.)
No case has been cited, and none has fallen under my observation, where, in an action on contract brought to recover money only, and where the plaintiff failed to establish a right to recover any thing on legal grounds, equitable relief has been granted to him upon the trial.
Section 275 does not aid the plaintiffs. Where an action is brought to obtain legal relief only, and that relief is a recovery of money only, the granting of equitable relief is not consistent with the case made by the complaint.
To enable the court to grant equitable relief, and in order that the granting of it may be consistent with the case made by the complaint, the action must be brought to obtain such relief, wholly or in part; and whether it is so brought must be determined by the tests provided by the Code.
In a suit brought to obtain equitable as well as legal relief, it is consistent with the case made by the complaint to grant legal relief, though equitable relief be denied, where enough of the allegations contained in the complaint and embraced within the issue, to entitle the plaintiff to legal relief, are established at the trial. (Marquat a. Marquat, 2 Kern., 336; Bidwell a. The Astor Mut. Ins. Co., 16 N. Y., 263; The N. Y. Ice Co.
Actions to obtain legal relief only, and actions to obtain equitable relief, or both equitable and legal relief, are contra-distinguished throughout the Code. The summons may be, and in some cases must be different; the former must be tried by a jury; and without some special order, the latter cannot be tried by a jury. In the former, the recovery of costs by the prevailing party is a matter of strict right; in the latter, the court may impose them upon either party, as it deems justice requires.
The present case, viewed in the light of every test contained in the Code, is an action for the recovery of money only, or for legal relief only; on the facts found, no action at law would lie, and the plaintiff would not be entitled to recover any thing.
The premises were encumbered when this suit was brought, and continued to be at the time of the trial. The defendant, by the contract, was to have “ the lease and improvements, free and clear of all encumbrancesthe plaintiffs never tendered such a title, and whatever title they had was subject to encumbrances. If the cause had been tried before a jury, it would have been the duty of the court to nonsuit the plaintiffs.
The judgment should be affirmed.
Present, Bosworth, Ch. J., Robertson and Barbour, JJ.
Dissenting Opinion
The first question which this case presents, is whether the evidence on the trial would establish the right of the plaintiffs to recover in some form of action, or by some course of proceeding. The next is, whether, if it does, they have by any act or omission, or proceeding of theirs in this action, precluded themselves from obtaining any relief in it.• That depends for its solution again pn another point; whether the failure of the plaintiffs to establish a cause of action at common law, by proof of a'written contract, and the tender of a proper conveyance of a good title at the time required by such contract, deprives them of all redress in this action, although they may have proved an oral contract, of
The learned judge before whom the issues in this action were tried, has found that the contract was in writing. The only evidence to sustain that finding is the instrument of September, 1860. That instrument does not in terms define with 'sufficient certainty the subject-matter, to entitle it to be enforced. “The” léase is no more definite than “a” lease. Extrinsic evidence must be had recourse to, in order to explain it. The mere fact that the plaintiffs had a lease, does not establish it to have been what they meant to assign (Price a. Griffith, 1 De G., M. & G., 80 ; Stewart a. Alliston, 1 Merivale, 26, 33; Kennedy a. Lee, 3 Ib., 441, 451); and parole evidence is inadmissible to explain the intentions of the parties. If the subject-matter had been properly described, it would have operated as a conveyance in presentó, there being no provision for a future one, or any contingency to occur to give it effect. (Jackson a. Myers, 3 J. R., 388; The Same a. Clark, 3 Ib., 424; Ives a. Ives, 13 Ib., 235 ; Jackson a. Moncrief, 5 Wend., 26.) A sealed instrument was unnecessary. (De Fondear a. Shottenkirk, 3 J. R., 170; Holliday a. Marshall, 7 J. R., 211.) The word agree does not interfere with this (Emery a. Hitchcock, 12 Wend., 156), even in the past tense. (Jackson a. Fish, 10 J. R., 456.) It must, therefore, be assumed, in order to test the plaintiffs’ right to any relief, that in this case there was no written contract established ; but there was evidence of an oral one partly performed, so as to furnish the plaintiffs with an equitable cause of action. (Sutherland a. Briggs, 1 Hare, 26; E. India Co. a. Nuthumbadoo Mooddelly, 7 Moc., P. C. C., 482, 497; Lane a. Newdigate, 10 Ves., 192.) So far as the recovery- of the purchase-money of the contract is concerned, the plaintiffs are only entitled to it, in this action, in case they have not debarred themselves from it by their pleadings and proceedings therein.
The complaint alleges the making of the contract for the sale and purchase of a lease and buildings at a certain price, and the tender of an assignment of such lease more than six months after the making of such contract. If a sale,-without fixing any time for its consummation, implies in law a conveyance at
The defendant, having answered, has entitled the plaintiffs to obtain any relief consistent with the case made by the complaint, and embraced within the issue. (Code, § 275.) The objection of the unsuitableness of the relief asked in the complaint to the case made, cannot be taken even by demurrer (Andrews a. Shaffer, 12 How. Pr., 443); and, therefore, after answer, it has been held that the demand for relief becomes immaterial (Marquat a. Marquat, 12 N. Y, 341); and although that was said in an action for an equitable cause, I am at a loss to
In order, therefore, to deprive the plaintiffs of their right to recover the purchase-money of the contract in question, if it be only an oral one, and, taken out of the Statute of Frauds by part performance, time be not part-of its essence, and they are able to convey a good title, and their case, therefore, an equitable case, one of two legal principles must prevail: either that the Code recognizes a distinction between causes of action formerly cognizable only in a court of law, and those redressed in a court .of equity, or between the natures of the remedies sought in either case; and establishes some mode of determining which kind of suit the particular action has become, by either the pleadings or proceedings in it; or else that it provides some means for determining in what actions money alone is sought to be recovered, and in what other relief, and prevents a party, after he has commenced his action, from ever changing the remedy he requests'.
The Code not only declares, in its preamble, the expediency of abolishing existing forms of actions and pleadings in cases at common law, discontinuing the distinction between legal and equitable remedies, and establishing a uniform course of proceeding in all cases, but it obliterates all the landmarks, and confuses all the boundaries between legal and equitable causes of action, modes of proceeding, and relief. The sturdiest stickler for those nice' distinctions must yield to the judgment of the court of highest resort, in the case of The N. Y. Ice Co. a. The Northwestern Ins. Co. (23 N. Y., 360), in which Justice Com-stock, who had doubted the constitutional power of the Legislature to abrogate such distinctions, in the prior case of Reubens a. Joel (13 N. Y., 488), felt bound to yield to the authority of Phillips a. Gorham (17 N. Y., 270). He then states, emphatically, that doubts as to the power of the Legislature to make such change, or their intention to do so in the Code, must he set at rest. The constitution had already re quired the testimony in both kinds of cases to be taken in the same mode. (Art. VI., Sec. 10.) The Code (§ 69) expressly abolishes the distinction between actions at law and suits in equity, and all existing forms of action therein, and ‘makes all actions substantially the prosecution of proceedings to obtain
In Wood a. Wood (26 Barb., 360), where specific relief was awarded, although a judgment for money was demanded; and in Cole a. Reynolds (18 N. Y., 74), where an accounting was ordered, and judgment given for the balance to be found due, although ,th.e action was brought for the balance due on
The plaintiffs in this case were, therefore, not excluded from all relief by any distinction maintained in the Code corresponding to that formerly kept up between causes of action available only in a court of law and those cognizable in a court of equity, and by having so impressed on their case the features of those of the former kind as to deprive them of relief in case it turned out to be one of the latter. This, however, does not relieve us from the necessity of determining whether some part of that distinction may not still be retained or a new one created by the Code, depriving them of relief in the mode in which they have sought it, although manifesting a case entitling them generally to relief.
The form of the summons prescribed in the Code makes a distinction between cases for the recovery of money only and those where other relief is sought (Code, § 129); and in the former the plaintiff may take judgment in case the complaint is unanswered, for the amount mentioned in it (§ 246), thus requiring the complaint to state the amount claimed. In all actions for the recovery of money, a jury trial is a matter of right (§ 253), and amendments to pleadings are limited to those consistent with the case in the complaint (§ 275.) Possibly these provisions may deprive the plaintiffs, where they have given notice in their summons that the relief sought by them is the recovery and payment of money, and demanded such relief in
There is no room to infer that the Code must intend by some provision to prevent a vendor of land, when plaintiff, from recovering the purchase-money of it in case of a sale, if his contract is oral and partly performed, in case he simply demands the money due him, without offering to perform all the conditions usually exacted in a court of equity, merely because, in an action for money, it requires a jury trial. It would not follow that the plaintiff must,keep both the money recovered and the land, because no condition is imposed on him in the same action in favor of the defendant. There is nothing to prevent the latter from commencing an action for the recovery of the land as soon as he has paid its purchase-money, whether voluntarily or by coercion of a judgment. (Richards a. Edick, 17 Barb., 260; 4 T. R., 781; 5 Ib., 386). It would not be very harsh to put actions at law where the contract was in writing, and suits in equity where it was not, on the same footing. And
The jury is bound to pronounce upon .every issue of fact in the cause in favor of one or other of the parties. (Oode, § 260.)
The judgment in conformity with the verdict to be entered by the clerk in his minutes, under the 264th section of the Code, is therefore only such as is either fixed by statute or is merely for the amount assessed by the jury. The very heading of the eighth title of the Code separates the judgment from the trial. ■ The sixth chapter of that title is devoted to the mode of entering judgment after a trial. It requires judgment, except when the clerk is so authorized to enter it, or upon confession, or when given at general term, to be entered upon the direction of a single judge, or a referee’s report (§ 278). Such judgment is to be entered in a judgment-book, and to specify clearly the relief granted^ or other determination of the action (§ 280). The court is authorized, by section 264, itself to stop the clerk’s entry of judgment by reserving d cause for further ■ consideration. 0There is no difference between the effect of -a trial by the court and one by a jury, except in the different tribunal which is to pass upon the facts. The decision of the court on which judgment is to be entered (§ 267) consists of findings of fact equivalent to the verdict of a jury,-as well as" conclusions of law. The similar findings of a jury, as distinguished from a verdict, may control a general verdict (§ 262), which then becomes mere matter of form. The relief to which the plaintiff is declared by such sixth chapter (§ 275) to be entitled, is to be governed not by either the verdict or the findings of the court, or the summons or prayer for relief in the complaint, but by the case made by the complaint and embraced in the issue. Any difficulty in the way of the same modification by the court in its judgment, of the relief ásked by the complaint, or sought by the action, in the shape of ^pecuniary payments, which a court of equity would formerly have made, is, notwithstanding the necessity of a trial by jury and a verdict for the plaintiff, assessing his damages at a sum of money, purely imaginary. If the court is" powerless to hold back the judgment which must be entered by the clerk on a general verdict for a sum of money, it can at least procure that control by directing specific findings upon particular questions (§ 261), by which they can overrule such general verdict and such
The idea that the only relief to be given to a defendant after a trial and verdict, is by a new trial, is inconsistent with the provision in section 264 of the Code, that a cause, after a verdict, besides being reserved for argument, may be also reserved for further consideration. That means something more than passing upon a motion for a new trial. The cause has been considered so far as to dispose of the issues of fact in it by the verdict of a jury; it requires more consideration to adjudge what shall be the relief. But the equitable conditions imposed by the court on the right of enforcing payment of a sum of money are not affirmative relief granted to the defendant; they but modify that given to the plaintiffs. If they had originally inserted those modifications in their demand for relief in the complaint, they would not the less have made their action one for the recovery of money, and that only.
But if the only difficulty in the way of giving the plaintiffs in this case the right to the purchase-money of their term of years, be the right of trial by jury, the defendant has put it out of the way by waiving' a trial by jury. When parties consent that a cause may be tried without a jury, the fact that they were originally entitled to one cannot change the course of proceeding prescribed for the court by the Code. They can only try it, and dispose of it in the manner therein prescribed. (§§ 266, 267, 268.) The judgment is to. be entered according to its decision, and that decision is required to contain both finding's of fact and conclusions of law. If the court, in this case, had found the making of such an agreement as was alleged in the complaint, and that the plaintiffs were able, at the time of the trial, to give a good title to the term of years sold,
If, therefore, the contract, although not in writing, was sufficiently partly performed to take the case out of the Statute of Frauds, and time was not of its essence, I think the plaintiffs were entitled to recover the purchase-money, or at least so much of it as they claimed. The evidence is sufficient to establish such a contract, to be performed either within a reasonable time or- before the succeeding spring after it was executed, and a part performance by payment of money, occupation of the premises, and removal by the plaintiffs of their stock; and the plaintiffs were entitled to recover the part of the purchase-money they claimed.
But assuming that this is to be considered only an action at law, there is room for inquiry, whether on the facts as found, the plaintiffs are not entitled to recover. The agreement of purchase is found by the court to have been in writing, and that both parties had a reasonable time in which to perform it. It is further found, that the premises at the time of sale were subject to certain encumbrances, and a prior owner had made a general assignment of his property to an assignee, who never went into possession of the premises; that the defendant had at a certain time notified the plaintiffs of the existence of such encumbrances and outstanding interest, and after waiting a reasonable time for their removal, had rescinded the contract by a notification of a refusal to take the title. And also that on a certain day the plaintiffs had tendered a conveyance without removing all the encumbrances, which it appeared by the evidence, was only refused in consequence of such supposed rescission. It was not found, that the time of such tender was
Reasonableness of time is a question of fact (Patteshall a. Trauter, 4 Nev. & M., 649; Fielder a. Starkin, 1 H. Bl., 17; Bain a. Case, 3 Car. & P., 497), determinable by circumstances (Wibert a. The N. Y. & Erie R. R. Co., 2 Kern., 249), and has been said to be, in regard to some contracts, the time it would take a person of ordinary business talents to perform the act required. (Smedberg a. More, 26 Wend., 242.) This could not be the rule in regard to the conveyance of premises used as livery-stable, filled with horses and vehicles. Besides, there was evidence of an agreement by the defendant to allow the plaintiffs to keep possession until the 1st of January, 1861, and again until the 1st of March following. No notice was given of encumbrances until the latter part of February, and even then there was no peremptory demand for their removal. The defendant had possession, or occupied the premises until March, as one witness testified, being after the notice to remove en
Moreover, one of the objections made was the outstanding interest of the assignee (Allen), which was required to be got rid of, when in fact he had no interest. This court has recently decided, at general term, that a general assignment does not pass a leasehold interest, without some act of assent or acquiescence, by taking possession, collecting rent, and the like; and I see no distinction in this case from the fact of the assignor executing such assignment to obtain a discharge from his debts. It is true, the statute declares that such assignment shall vest in the assignees all the interest of the insolvent, .at the time of executing the same, in any property, whether such interest be legal or equitable (2 Rev. Stat., 21, § 28 [§ 33, 5th ed.]); but that provision was merely to carry equitable interest, which might not otherwise pass, and not in order to burden the assignee with responsibilities not intended by him to be assumed. Indeed, such assignment, if rightly executed and framed, ought to enumerate the property ordered to be assigned and set forth in the inventory of the insolvent, or subsequently disclosed. (2 Rev. Stat., 17, § 5 [§ 8, 5th ed.]; Ib. 20, § 25 [§ 30] ; Ib. 21, § 29 [§ 34, 5th ed.]). In requiring the getting in or release of such outstanding interest, the defendant asked for more than he was entitled to, and his notification, therefore, was unavailing, and the reasonableness of the time for the performance of the contract should have been determined without regard to such notification.
I cannot, therefore, avoid the conclusion, under the findings of the. court, that the defendant had no right to terminate or rescind the contract when he attempted it, unless the reasonable time for performing it had expired; that there was evidence to show that it had not; and that even taking an unreasonable time to remove encumbrances after knowledge of them, could not modify the original contract, or give the defendant a right to rescind it; and that even if it did, the inclusion of an interest, which he was not bound to remove, renders such requisition harmless. The question, how far the apparent title in Allen made the title unmarketable, cannot be agitated in an action at law—the only question there being, if the title was good at the time of the tender ?
I am of opinion, therefore, that the plaintiffs are entitled to a new trial, with costs to abide the event, and the judgment should be reversed for the purpose.
Judgment affirmed.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.