McKinstry v. Sanders
Dissenting Opinion
dissenting. This is an appeal from the decree of the surrogate of the county of Columbia, made upon a final accounting before him, of Augustus McKinstry, executor, etc., of Robert McKinstry, deceased.
Robert McKinstry, late of the city of Hudson, of said county, died on the 27th day of October, 1870, having previously made his last will and testament, and a codicil thereto, which were duly admitted to probate, as a will of real and personal estate, on the 22d day of December, 1870.
By the will, which bears date the 19th day of November, 1864, after giving various legacies, he devises and bequeaths all his estate, real and personal, to his nephew, Augustus McKinstry, in trust, to convert the same into money, and, after payment of his debts and funeral expenses, to pay in full the several legacies thereinbefore bequeathed, and from the residue of said moneys to invest, in his own name, a sum sufficient to produce annually the net sum of $275, which he is to pay out in certain prescribed annuities, and what shall remain of said moneys, after such investment, to pay over to the trustees of the First TTniversalist society and church in the city of Hudson, for the use and benefit of said society and church; and upon the death of the annuitants, severally, such share of the sum invested as produces the annuity of each is to be paid over to said society and church for the use and benefit thereof. He then appoints the said Augustus McKinstry the sole executor of said will.
On the 13th day of December, 1869, the testator executed a codicil to said will, in and by which he declared and directed, that if, after-payment of his debts and funeral expenses, and the several legacies mentioned and bequeathed in his will, and the costs and expenses
At the time of his death the testator had nephews and nieces living who survived him, to the number of fourteen, two of whom had died before the making of said decree, to wit: Jane Sanders, on the 27th day of October, 1871, and Jane P. McKinstry, on the 24th day of December, 1872.
Hpon the 19th day of October, 1872, the executor made his application, by petition to the surrogate, for a fixed accounting, which was perfected, and the decree thereupon entered on the 27th day of January, 1873.
Hpon such final accounting, it was found and determined that, after payment of debts and legacies and expense of settling the estate, and of the $20,000 to the said society and church, there remained a surplus or residue in the hands of the executor of $24,100.16, to be paid over to nephews and nieces of the testator, in pursuance of the residuary bequest in the codicil, and the surrogate divided such surplus or residue into fourteen equal parts, of $1,721.44 each, and after decreeing to each of said nephews and nieces then living one of said shares, directed and decreed that one of said equal shares be paid by the executor to the personal representatives
From this part of the decree, giving portions of such residue to the representatives of the deceased nieces, this appeal is taken, by six surviving nephews and nieces, one of said six having obtained the transfer of, and now owning in addition to her own, the share of a surviving nephew.
The question raised is upon the construction of the last clause of the codicil above referred to, to wit: “And that he pay over the residue thereof to my nephews aud nieces who shall then he living, to he equally divided between them.”
What is the force and effect of the expression “ who shall then be living,” in that clause F The surrogate so interpreted this expression as to entitle each of the fourteen nephews and nieces, living at the testator’s death, to an equal share of such residue, while the appellants claim that the bequest is limited to those living at the time of the making of the decree upon the final accounting.
If any effect is to be given to the words “ who shall then he living,” I can see no other than that claimed by the appellants. I am quite unable so to construe the sentence as to make the words refer to the time of testator’s death.
If such construction could be fairly placed upon them, I confess that would be the one which I should think ought to be adopted. But that I think is quite impossible.
This residuary provision is in respect to a. portion of a trust fund, uncertain in respect to its existence and amount. The testator, in considering what the trustee shall do with it, in the event that a surplus be found to exist, directs that he pay it over “ to my nephews and nieces who shall then he living.” If it had been merely “ to my nephews and nieces,” then, doubtless, all his nephews and nieces, living at the time of his death, would have been intended, but he adds, “ who shall then he living,” most clearly distinguishing between all his nephews and nieces, surviving him, and those who shall be living, when the time comes, in which the trustee is to pay over such residue. The question is one of identification of the legatees, rather than one of time, when the legacies shall vest.
The persons to receive the surplus are indicated by the description, “my nephews and nieces who shall then be living,” then, when the executor and trustee shall, after having converted the estate, real and personal, into money, have paid debts, legacies, and expenses
Nothing can be clearer, I think, than that such is the plain import of the language under consideration; and unless this language can be disregarded, the construction adopted by the surrogate cannot be sustained. I know of no canon of interpretation in the construction of wills that requires or allows the setting aside of plain and unequivocal language.
The intention of the testator, which is the end always sought in the construction of wills, is to be ascertained, if possible, from the language of the will, and when that is expressed in plain and unambiguous language, .interpretation is not required. The maxim of Vattel, in regard to treaties and other instruments, is applicable: “ The first general maxim of interpretation is, that it is not permitted to interpret what has no need of interpretation. When an act is conceived in clear and precise terms, where the sense is manifest, and leads to nothing absurd, there can be no reason to refuse tire sense which this treaty naturally presents. To go elsewhere in search of conjectures, in order to restrain or extinguish it, is to endeavor to elude it.” Potter’s Dwarris, 126. It is one of Mr. Jarman’s rules of construction, that “ words in general are to be taken in their ordinary and grammatical sense, unless a clear intention to use them in another can be collected, and that other ascertained.” Also, that “ the inconvenience or absurdity of a devise is no ground for varying the construction, when the terms are 'unambiguous.” 2 Jarman on Wills, 743.
Much stress is laid by respondent’s counsel upon the circumstance that, if the appellants’ construction is to prevail, the consequence will be that the executor and trustee, himself one of the nephews of the testator, and comparatively a young man, has it in his power to delay the time when the shares will eventually vest, to his own advantage, from the dying off of distributees in the mean
This effect of the construction of the residuary bequest, in accordance with its plain terms and manifest sense, is no ground for varying the construction, by striking out the words “ who shall then he living,” or by an injurious torturing of the language into an unnatural and artificial meaning, which would be the effect of the construction of the learned counsel for one of the respondents. The word “ then,” it is urged, is not here an adverb of time, but refers merely to the fact or circumstance that there is a residuum; as if the will and codicil [it is said] had read as follows:
“ Whereas, it is uncertain whether the estate I shall leave at my death will exceed $20,000, after payment of my debts and specific legacies, and expenses of administration; now, therefore, in case it does, my will is, that such residue shall go to my nephews and nieces who shall survive me.” This is a paraphrase which the language will by no means bear. The word “ then” is, undoubtedly, in some connections, a conjunction, meaning, “ in that case.” It is so used in a previous part of the same sentence, “ but in case the amount of said moneys so remaining shall exceed the sum of $20,000, then, my said executor shall pay,” etc., meaning, “ in that case, my said executor shall pay.” But it is plain- that in the portion of the sentence here in question, to wit, “ that he pay over the residue thereof to my nephews and nieces who shall then be living,” the word “then” can have no such meaning, but is clearly an adverb of time. If it had been “ in case the amount so remaining shall exceed $20,000, then my executor shall pay such excess to my nephews and nieces, equally to be divided between them,” the meaning given by the learned counsel to the word “then” would be appropriate, and the paraphrase correct. The force of the word “ then,” in the clause in question, as an adverb of time, cannot, however, be avoided. The entire phrase, “ shall then be living,” necessarily relates to time, and to a time indicated by the preceding part of the sentence. The cases cited to show the inclination of the courts to construe the language of wills giving estates to classes of persons, and to the survivors of them, as meaning survivors of the testator, do not reach this case.
I have already said, that if the language here in question could be fairly construed to refer to the time of testator’s death I should
Then the gift was to the three, or to the survivor of them. The remainder so given, therefore, vested in such of the three as survived the testator; a construction of the language “ survivor,” pursuant to the technical rule. But here the word “survivor” does not occur, and there are no words of gift that can be construed as applying to the fourteen nephews and nieces. The first and only disposition of the residue is, not “ to my nephews and nieces, or the survivor or survivors of them,” but "to my nephews and nieces who shall then be living,” — the testator then pointing out and specifying the persons to whom this residue is bequeathed, and not thereby merely limiting the time when a bequest already given shall take effect in possession.
No doctrine can be derived from the leading case of Moore v. Lyons, or from the English and American cases on the subject, so exhaustingly therein cited, which will refer words indicating time; in the giving of property by will, to the death of the testator, as the time of the vesting of the gift, unless the items of the will are such as will, under the rules of interpretation, bear such reference. The question is one of construction merely of the terms of the bequest, and unless, by a fair construction of them in connection with the whole language of the will, such reference can be borne out, it cannot be adopted, as we have already seen in the case at bar; the language will not bear or admit of any such construction.
In this case the executor "was, by the testator, invested with a trust, including the conversion of his real estate into money, which he was, in terms, given no longer time than eighteen months to execute. The residue in question was to be raised, in part, from such sales of real estate, and the executor was not bound to be ready to account and settle up the estate at the expiration of eighteen months, but was left to the exercise of a sound discretion as to the time when that should be done. It is not urged that the excess of time over eighteen months which he took was at all unreasonable.
There being no time fixed by law for the division of the residue, except that when the decree was made, and the time of actual division being within a reasonable time, I think the time when the accounting and settlement was completed, and the decree for division made, must be taken as the time when the right to the shares accrued.
The result is, that the decree of the surrogate should be reversed in so far as it devotes any portion of the residue belonging to the shares represented by the appellants to the representatives of Jane Sanders and Jane P. McKinstry respectively, and that said decree should be so modified as that seven-twelfths of each of said two sums of 11,721.44 given to them, respectively, in said decree, be directed to be paid to the appellants, respectively, in addition to the sums already given them by said decree, as follows, to wit, the sum of $286.90 to each of said six appellants, and the additional sum of $286.90 to said appellant, Mary Ann McKinstry, and that the respondents herein pay the appellants the costs of this appeal.
Decree affirmed.
Opinion of the Court
The testator by his will devised the residuary portion of his estate to the trustees of the First Universalist society of
The question to be determined is, the construction of the clause last cited, and the force and effect of the words “ who shall then be living.”
It will be noticed that the word " then ” is simply employed twice in this provision of the will prior to the last sentence quoted, and evidently means in that case, and does not have reference to time. Its subsequent use in the same clause by no means renders it certain and conclusive that it was designed to refer to time alone, and it may well be argued that the testator intended to employ the word “ then ” in the same sense as he had previously done, so that it would read as before, in that case, thus leaving it to be fairly inferred that he designed to provide for the nephews and nieces living at the time of his decease. But, assuming that this construction cannot be upheld, I think that the interpretation of the words employed must be determined by the actual intention of the testator, to be gathered from a perusal of the entire instrum ent.. Looking at the clause in question in that point of view, it is difficult to discover any reason for claiming that the testator intended to establish a technical, arbitrary rule, by which none but those of his nephews and nieces who were living at the time of the distribution of his estate were tó be objects of his bounty. The design of the will and codicil evidently was to divide aU which remained after the payment of the legacy to the church, equally among this class of relatives who might be living when he died, and not to cut any of them off, because of their decease prior to actual distribution.
The effect of a contrary rule would be to deprive each one of his or her portion who might, perchance, die at any time before the surrogate’s decree. In the case of Jane P. McKinstry, who died after the citation for a final accounting had been served and before
In the case of Mrs. Sanders, the property was all in existence when the testator died, and one year afterward, when she died. Perhaps, with reasonable expedition in the transaction of the business, the executor may have been able to realize from the real and personal estate, so as to have ascertained what the fund was, and have been ready to distribute, if the law would allow such distribution, before her decease. Can it be said, that because this was not done, that she lost her right to the legacy, and it never became vested? I think such a rule would be at war with the intention of the testator, and cannot be upheld upon any sound legal basis.
Independent of the reasons already adverted to, there is another strong ground for the position that the testator could not have intended to limit the bequests to his nephews and nieces living at the time of the distribution; and that is, that by the will the executor is not required to sell the real estate or to settle up the estate within eighteen months after taking out letters testamentary, but is left to the free exercise of his own judgment, as to the proper time" to sell the real estate and to close up and settle the entire estate. Under this provision of the will, he had the power to take such time as in his judgment might be necessary to close up the estate, and thus by delay to prevent some of the legatees from receiving their legacies, in case of their death, before distribution. ■ Strictly" construed, he was also at liberty to wait until all died but himself, before making a settlement, and thus secure to himself, if he should survive, the whole estate which remained. Conceding that this time should be reasonable, and that the executor might be compelled to distribute, by an action at law, still, before the case could be brought to a final determination, some one or more may have died, and by the delay?
The law favors the vesting of estates, and unless the intention is unequivocally expressed to the contrary, it will not be imputed to the testator. See Manice v. Manice, 43 N. Y. 368. In the case cited, it was held, that where shares or interests in real or personal estate, to be ascertained by a division or sale, are given by will, the estate or interest of each devisee or legatee is a vested interest, before the conversion or division. After laying down the rule as to the intention of the testator, in regard to the avails of real estate, it is said : “A similar rule is applied as to gifts of shares or legacies, to be paid out of a fund or surplus, to be collected in, or ascertained and divided, and in those cases, the interests of the legatees are held to vest absolutely before the fund is collected or the surplus ascertained, or division actually made.” * * “And where the terms of the bequest import a gift, and also a direction to pay, at a subsequent time, the legacy vests, and will not lapse by the death of the legatee before the time of payment has expired, but will pass to his personal representatives.” See, also, Van Wyck v. Bloodgood, 1 Bradf. 171, 172, and authorities cited; 1 Jarman on Wills, 619.
In conformity with this principle, it is held that a devise of real estate to one for life, and after his death, to three others, or “ to the survivors or survivor of them, their or his heirs and assigns forever,” that the remainder-man takes a vested interest at the death of the testator, and that the words of survivorship refer to the death of the testator, and not to the death of the tenant for life, unless from the other parts , of the will it be manifest that the interest of the testator was otherwise. Moore v. Lyons, 25 Wend. 119. Although the case last cited relates to a provision in regard to survivors, and involves the construction of terms relating to survivors, yet the discussion covers the general question as to the interpretation of phraseology similar to that employed by the testator in the case now considered, and cases are cited and commented upon which are directly in point. See Boraston’s Case, 3 R. 19, where it was held that the term “then” and “when,” showed when the estate in remainder should come in possession, and not when it should vest in interest, and that this latter was at the time of the death of
In Prowitt v. Rodman, 37 N. Y. 42, the testator gave qertain property to his daughter during her life, and after her death “ to such children as should be living at the time of her death,” it was held that the expression was not limited to the immediate offspring And that the expression in the will, “ children then living,” may mean lawful issue or remoter descendants, if such was the intention of the testator, to be gathered from other parts of the will. See, also, Doe dem. Barnes v. Provoost, 4 Johns. 61. The effect of the cases
We have been referred by the appellant’s counsel to several cases, to sustain the doctrine, that when the persons who are intended are those who shall be living at the time when a particular event shall have happened, which, in this case, is the final accounting of the executors; but I think they are not applicable, as will be seen on examination of these authorities. In Can v. Robertson, 5 N. Y. 125, a legacy was given to a church, provided that a certain clergyman, who was named, continued to be their pastor for seven years to come, but if not, then it should be paid to said clergyman, with interest. And it was held, that the condition annexed was a valid one, and that the pastoral relations between the church and the pastor, having been dissolved, by mutual consent, within the seven years, that no interest whatever vested in the church, hub that the clergyman was entitled to the legacy. It will be observed, that here was a condition attached, which was not fulfilled, and upon which the right of the. church to the legacy depended, while, in the case considered, there was no condition, and the authorities, as we have seen, hold that the terms employed do not operate as a condition precedent.
In Burns v. Clark, 37 Barb. 497, an express condition was imposed which was not complied with, and, therefore, the legatee took no vested interest, which is not this case. In the case of Batsford v. Kebbell, 3 Vesey, 363, it was decided that the legacy did not vest,
In my opinion, none of the authorities relied upon affect the question now considered, and as the surrogate was right in his decree, the proceedings must be affirmed, with costs of the appeal to be paid out of the estate.
The only question presented in this case is the construction to be given to the words “ who shall then le living,” at the conclusion of the second clause of the codicil. It is claimed by the appellants that the legacies therein given were contingent, and became vested only when the time arrived at which the executor had ascertained what amount of a fund there would be to be divided ; and that the beneficiaries must also be ascertained by the number of them then living. In other words, it was claimed that there is a condition precedent to the estate vesting, viz.: that the beneficiary must be living at the time the executor ascertains the extent of the residue. This is the claim of the appellants, and it is claimed that the period of this ascertainment is the time when the decree of the surrogate fixed the amount of the residuary estate. At the date of this decree two of the fourteen nephews and nieces were dead, viz.: Jane Sanders and Jane P. McKinstry. Thus the appellants, claiming that the residuary estate should be divided into twelve equal shares, and only to the survivors, at the date of the decree (12) instead of fourteen who survived the testator, and to whom and to whose representatives the decree divided the estate. This presents the whole question on the part of the appellants.
Such is the construction of the human mind, and of consequence such the variation of language by testators in preparing their wills, that it has been .pertinently said that “ the language of will .to be interpreted has no brother.” This case justifies that remark. In the construction of wills, more than in any other instrument, says Lord Coke, the intention of the testator is the polar star to guide judges in their determination. Our courts have uniformly adopted this principle, and, therefore, in giving interpretation to wills, endeavor to carry out the intention of the testator, as far as it can be done without violating established rules of law. This intention (says Chancellor Kent) is the first great object of inquiry, and to
In Inglis v. Sailors’ Snug Harbor, 3 Pet. 177, it was said: “ That a general intent in a will is to be carried into effect at the expense of any particular intent, provided such general intent be consistent with rules of law,” and “ that construction is to be preferred, which, consistent with rules of law, gives effect to the greatest part of it.” Gallini v. Doe, 3 Adol. & Ellis, 341. “ Where the words of a gift are themselves plain, distinct, and capable of having a legal effect, effect must be given to them, notwithstanding any improbability which may arise from looking at other parts of the will. Parsons on Wills, 32. “ Where the actual and primary intent of the testator, as collected from the whole will, is in harmony with the policy of the law, and of established principles of equity, the court will aid it by giving it such a construction.” Paterson v. Ellis, 11 Wend. 293.
Two important questions are first presented in this case:
1. Interpreted in the light of the above general rules, who did the testator intend should have title to and enjoy this residuary estate?
3. When, and in whom, did the interest therein vest?
First. Does the survivorship in this case, expressed in the terms “ who shall then be living,” refer to the death of the testator, or to the dying of some one or more of his nephews and nieces after his death, and before the day of the payment of the legacies ? Or
Second. Does this survivorship depend upon a period certain and determined by law, or upon an uncertain period in the future, dependent upon some future occurrence, controlled by the action or volition of a third person, or other persons ?
Third. Does this survivorship depend upon a period to be determined by law, independent of either the death of the testator or the action of the executors ?
In determining these questions, it becomes necessary to inquire whether the interest of these legatees of the residuary estate was vested or contingent. The devise, in the first instance, to the executor in trust, is authorized by the Revised Statutes (1 R. S. 738, § 55, sub. 3), and could continue only for such time as was necessary to accomplish the purpose for which it was created. Laws of 1843, ch. 318, § 4; Laws of 1841, ch. 361; 3 R. S. (5th ed.) 16, 17, §§ 59, 60. The interest of the legacies is not, therefore, vested in him.
In this latter case, the court said: “ The law inclines to such a construction as will tend to vest a remainder, unless a contrary intention appears, because contingent remainders are in the power of the particular tenant, and may be destroyed, and it is more likely the testator intended the limitation should be made secure, than that they should be defeated.” So here, it ought not to be presumed that the testator intended that the trustee, by any caprice on his part, or by delay in his action, which his individual interest might dictate, or by his death, and .the delay occasioned thereby, or by any delay on the part of the surrogate, intended or accidental, should defeat the interest of any one of the intended beneficiaries. This English role was recognized and adopted in this State in the court of .errors, in Moore v. Lyons, 25 Wend. 137. At page 144: of that case, the chancellor uses this strong language: “ A remainder is not to be considered as contingent in any case, where it may be construed to be vested, consistently with the intention of the testator.” In the case of Manice v. Manice, 43 N. Y. 368, Rapallo, J., in delivering the opinion of the court, says: “It may be laid down as a general rule, that where, by a will, shares or interests in real or personal estates, to be ascertained by a division, are given, or where real estate is directed to be sold and the proceeds divided, 'the estate or interest of the devisee or legatee in the property so to be divided or converted is a vested interest, before the conversion or division.” This proposition applies with all its force to- the case at bar.
In the construction of a provision of a will there is no difference
It was added, in,the last cited case, “If the intention (otherwise) is unequivocally expressed, effect must be given to it; but suck mi intention will not be imputed to the testator if it can he- avoided.”
Under the provisions of this will and codicil, all the residuary estate of the testator, real and personal, was devised and bequeathed to Augustus McKinstry (his nephew), in trust, to be converted into money, and to be distributed in the following order to two classes of legatees: In the first class to the Universalist church and society of Hudson the amount of $20,000, if so much there should be; and, in the second class, to the nephews and nieces of the testator, the remainder thereof. Of this class, at the testator’s death, were fourteen persons, of which the trustee and executor was one. The interest of these several legatees, the church as well as the nephews and nieces, was, by the authorities I have cited, a vested interest, commencing at the death of the testator, with no difference except as to the order of payment. They all alike took an immediate vested interest in equity, the church to the amount of $20,000, con
Second. Does the survivorship of nephews and nieces, expressed in this codicil by the words, “who shall then be living,” refer to the death of the testator P If not, to what time does it refer ? To whatever time it shall be held to refer, I regard it as settled law, that the time of its vesting must be a time certain. Even literally considered, the word “ then ” refers to a time certain. It cannot, in law, be a time indefinite or uncertain. It cannot be made so uncertain as to depend upon the will, conduct or caprice of a third person. From the language of this codicil, and by due legal construction, no other time is legally certain than the time of the death of the testator, or, if legally it may be a day certain in the future, it can
The case of Trotter v. Williams, 2 Eq. Ca. Abr. 344, cited from 25 Wend. 132, was a bequest to A of £500, to B £500 and to five others, £500 each. “ And if any die, then- her legacy, and also the residue of the testator’s personal estate, go to such of them as shall he living.” It was held “ that the dying must refer to a time certain.” That certain time was held to be the death of the testator, so that the dying of any one of the legatees subsequent thereto would not carry it to the survivors, but to the representatives of the one dying. In the case of Lord Bindon v. The Éarl of Suffolk, reported in 1 Peere. Wms. 96, the Lord Chancellor said “ that the surviving must apply to some particular time.” The words of the devise in that case, after giving £20,000 to four sons and one daughter of his brother (his’nephews and niece), were as follows: “ Equally to he divided between them, share and share alike; and if either of them should die, then to the survivors or survivor of them.” One of the sons died after the testator, but before any part of the money was paid, and the question was upon his share. It was held, that the dying referred to the death of the testator. That case in all its features, and the language of the will, in legal effect, is like the case at bar. In that case, if either should die, the survivors take. In the case at bar, the survivors take who shall be then living. There is no difference in the effect of the language. In that case, as in the case at bar, the court held the devisees and legatees to be tenants in common, and not joint tenants. In both cases, the dying and surviving refer to a time certain; and that time, it seems, is the death of the testator. It is laid down by Jarman (2 Jarm. on Wills, 162), as a general rule, “ that all expressions in a will, importing a division hy equal shares to the devisees, will operate to create a tenancy in common.” In the bequest before us, to the nephews and nieces, are the words, “ to he equally divided hettoeen them.” In whomsoever, therefore, this interest vested, and whenever it vested, the beneficiaries were tenants in common. This I regard as an important point in the case. The case of Stringer v. Phillips, 1 Eq. Ca. Abr. 292, was a devise to five persons, to be equally divided between them, and the survivor and survivors of them, and if A (one of the five) “ shall die before his marriage, his share to go to another person.” It was held that the
This view of authority upon the two preceding points brings the bequest in the "case at bar to be a vested interest in all of the fourteen nephews and nieces of the testator, and that they are all equally tenants in common in the residuum. Such a construction not only brings the case within well-established legal rules, but has a basis of equity and justice to support and uphold it. The opposite construction is without legal authority for its support; its basis is a technical literal reading of a single sentence, disjointed from the general scope and intent of the whole instrument; a construction that makes contingent the interests of some or all the beneficiaries under its provisions; puts the inheritance and estate in abeyance, which is never allowed, and places the whole residuum in the power of the trustee, to vest in interest at an uncertain day, subject, to some extent, to his will or caprice. No case can be found, I think, that will sustain such a construction. There is nothing in the language of the will or codicil, nothing in the surrounding circumstances of the case to warrant the conclusion that the testator did not regard with equal affection each of the fourteen nephews and nieces who came to be beneficiaries at his death. They were all equally near to him in blood, and it may be presumed, in fact, equally dependent upon his bounty, and if we take from the language of the will what is the legal presumption, it is expressed
Third. But it is claimed by the appellants, and upon this claim the whole argument depends, that though the interest in this residuum may have vested at the testator’s death, it was a contingent vesting, dependent upon their surviving the day of settling the estate; that in this view, the word “ then ” is absolutely controlling as to the number of beneficiaries who shall be entitled, and means only such as shall then be living. I cannot adopt that construction. It has already been shown that such a construction would make it an illegal devise. This would be so, even if such was actually the testator’s intent. In the case of Atkinson v. Hutchinson, 3 P. Wms. 259, the Lord Chancellor said: “I admit the devise of a trust must have the same construction as that of a legal estate, and that accidents subsequent to the making the will shall not in anywise affect such construction. And further, that though the intention of the testator is greatly to be regarded, yet this intention must ever he consistent with the rules of lato.” The words in question are capable of another and of a legal construction. And as was held in the last cited case, " where words of a will are capable of a two-fold construction, it is just and reasonable that they should receive such construction as tends to make it good.” This adverb,. “ then,” is, by well-settled rules of law, capable of being made to refer to another time than that of the day of settlement of the estate. We may look at extrinsic circumstances to point at the intent of a testator in the use of words capable of more than one meaning. The will, of course, was prepared in the testator’s lifetime. This word “ then,” at the time of writing, in his mind, referred
But it is claimed that this adverb then, if it cannot legally refer to the day of the payment, may refer to the day when it is ascertained that there is a residuum for the nephews and nieces of the testator, and that such is the literal and grammatical reading of the sentence, “ who shall then be living.”
But I do not think this adverb “ then,” in this last branch of the sentence, is to be construed, or that its meaning is according to this last proposition of the counsel of the appellants. Its meaning is controlled and qualified by the whole paragraph, or latter portion of the paragraph with which it is connected, the whole of which must be read in connection, in order to ascertain its bearing. So reading it, the manifest intent and legal effect will appear. ■. In its legal reading, some words (understood but not expressed) may be supplied. The context reads thus: “ But in case the amount of moneys so remaining shall exceed the sum of $20,000, then” (that is at that time — or, in that case — or, when that result happens) “my executors shall pay to the trustees of the said Universalist Society and church, of the said moneys so remaining, only $20,000 and that he ” (“ then ” legally understood) “pay over the residue thereof to my nephews and nieces who shall ‘ then’” (that is, at the time the moneys so remaining shall exceed $20,000) “ he living, to he equally divided between them.” Thus reading it, literally, and according to its legal interpretation, the adverb “ then,” last occurring, refers not to the time of payment — not to the decree which only fixes the amount to be paid, but to the time when the residuum shall be ascertained to exceed $20,000. This excess of $20,000, then, at least, if not at the death of the testator, vested in such of the nephews and nieces as were then living. This is not only the literal and legal, but it is, as I think, the correct grammatical reading of the sentence. It is the only reading that can give legal effect to the gift. By every rule of construction known to the law, or ini equity, the courts are bound, not only, if possible, to give legal effect to the will, but to give it an interpretation that will vest the estate — to make the time of its vesting a certain, and not uncertain time; to lean against a construction that would make the gift contingent;
It was certainly a reasonable provision of this will that the trustee should have time given to settle the estate before he should be required to pay it over to the legatees, and thus to postpone, if necessary, the day they should be permitted to en j oy it; but I can find nothing in this provision of any evidence of a legal intent to cut off any of these beneficiaries, by reason of 'their want of strength to live to the day of this distribution, or to cut off their legal representatives from taking, on account of a providential dying of the legatee, before the payment of the legacy. At the death of the testator, as we have attempted to show, his whole estate vested, if such construction is possible, vested in somebody; or, it must be a contingent limitation, if no other construction can be given. We have shown that it was not vested in the trustee, except for the purposes of the trust, and that it is only a power in trust. The will, in law, speaks from the testator’s death. Then he had fourteen nephews and nieces living. This residuum, if it then existed, it then vested in these fourteen as tenants in common. Or, if it did not then vest, it did so vest at the instant it was ascertained there was a residuum to be divided. The date of this instant of time is not furnished by the case. It is not shown that this period of time was subsequent to the
The death of the testator, or the day of ascertaining the existence of this residuum, settled the fact of its existence and of its vesting-The day directed in the codicil to pay it over is only the day when the amount is ascertained and settled. This latter day had nothing in it that settled the legal day of its vesting. It was the legal duty of the trustee to pay it when the estate had been converted into money. If either the trustee or surrogate had refused to act after the estate was converted into money, when duty demanded their action, equity would have interposed and have performed the act itself at the proper time; and, if needful to that end, will appoint a trustee to perform it, and will regard as done and completed at that instant of time, the act or thing that equity and good conscience requires should then have been done. Lewin on Trusts, §§ 526, 693 to 697; Kane v. Goit, 24 Wend. 660; 5 Barb. 196; De Peyster v. Clendinin, 8 Paige, 310; Story on Eq. Jur., § 1061. This point of the appellants, therefore, of a contingent vesting in each legatee of this class, subject to their surviving to the day of settling the estate, is not sound. Such a contingent vesting will not be imputed
But if we are in error as to all the views above expressed, I am unable to see how, upon the case presented to us, we can reverse^ the decree of the surrogate. The appellants show no error in the decree. Though the will allowed time to the trustee to settle this estate, and to exercise his own judgment and discretion”as to the time to sell the real estate and close up the whole estate, it did not restrain him from acting immediately, arid he was also authorized to act at once. The will expressly authorized him to sell as soon as he should deem expedient. The condition of the estate at the testator’s death is not shown. For aught that appears, there was little real estate to be sold, it may all have been converted into money before the testator’s death, except §16,331.03, mentioned in the executor’s schedule as the amount of sales of real estate under the will; and there is no evidence of the time’ of this sale. The residuum to the nephews and neices was payable at the same time as the legacy to the Universalist church. It nowhere appears when he paid that legacy, nor that he did not pay the legacy to this church within three months of the testator’s death. It nowhere appears that the trustee did not have the whole residue in hand to be paid to these fourteen beneficiaries, before the death of any one of them ; if so, it was their due, and he was in the wrong in withholding it. A court of equity would have enforced the payment in such case; they would regard as done what ought to have been done, and any delay or wrong in withholding it could not inure to his or the other survivors’ benefit. In fact, there is nothing in the case to show that the surrogate had not the full evidence before him, in this regard, to justify and uphold the decree. Indeed, the surrogate certifies, that on the hearing, all the parties having appeared, and objections having been made, “ and the said parties having submitted certain proofs in this matter, and after hearing the arguments of the respective counsel herein, upon the construction of the last will and testament, and codicil annexed, * * I thereupon entered the decree,” etc. There was, then, evidence not presented to us. Upon the appellant was the burden of showing error. In the absence of error being shown, it is the duty of this court to uphold the decree. Surely it cannot be denied that it was the duty
Upon the whole case, I think the decree of the surrogate should be affirmed.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.