People v. Petrea
Dissenting Opinion
Involving, as this case does, the constitutionality of the law (chap. 532 of the Laws of 1881), under which grand and petit jurors are selected in and for the county of Albany, and unable to agree with my associates either in their conclusion that the conviction for the crime of grand larceny should be affirmed, or in the arguments assigned by them for such conclusion, it would seem to be proper that my reasons for such dissent should be stated.
On the 19th day of September, 1881, there was filed with the clerk of the county of Albany, a paper purporting to be an indictment found by a grand jury of the court of sessions of Albany county, accusing the appellant, John Petrea, of the crime of grand larceny, committed at the city of Cohoes on the 2d day of August, 1881.
On the 21th day of March, 1882, Petrea was brought before the court of sessions of Albany county to answer to the .alleged indictment. Seeking to avail himself of the consti•tutional protection (art. 1, sec. 6), that “ no person shall be ¡held to answer for a capital or otherwise infamous crime ” (■(except as is stated in the section referred to) “ unless on presentment or indictment of a grand jury,” the accused filed a -written plea or objection, which denied the finding of an ¡Indictment against him by a grand jury, and claimed as the -¿necessary corollary that the court had no jurisdiction to place 'him upon trial for an alleged infamous crime, bio objection ■was taken by the people to the form or manner of presenting ;tlie question, and the court, in rendering its decision, did not ■put ¡it upon the ground that a formal motion to quash the ¡•so-called indictment upon affidavit served had not been made, bior-would any such objections, if made, been tenable (Clare agt. The State, 30 Md., 165; Stokes agt. The State, 24 Miss., 621; State agt. Newhouse, 29 La. Ann., 824).
"Very clearly, if the facts alleged in the writing presented río the court were in truth as therein set forth, and if the legal econdlusions to be deduced from such facts were those maintain etkby'the, accused, then it must follow that he could not
The substance of the paper submitted by the prisoner to the court was that the alleged indictment to which he was asked to plead was not an indictment in fact, because not found by a grand jury of the county of Albany. That not a single one of the individuals named and called therein grand jurors W'as a grand juror in fact, because not a solitary member of that body had been selected, summoned or called according to law, but one and all had been selected, summoned and called under and in pursuance of chapter 532 of the Laws oí 1881, which was “obnoxious to, and in contravention of, the constitution of the state of Hew York, which forbids the passage by the legislature of a private or local bill for selecting, drawing, summoning or impanneling grand jurors, and that the said chapter 532 was not reported to the legislature by any commissioner or commissioners who had been appointed pursuant to law to revise the statutes.”
By the replication to this plea, the district attorney admitted and declared that the “ said grand jury was selected and drawn pursuant tó chapter 532'of the Laws of 1881, as in said plea stated; and as to the other allegations, matters and things in
The prisoner filed a rejoinder to such replication in which he said, “ that all matters of fact in his said plea stated are true, and constitute good and sufficient reasons for sustaining the same; and the said John Petrea joins issue upon the allegations in said replication stated ; and of this he, the said John Petrea, puts himself upon the country.”
The court then held that the legal presumption was in favor of the constitutionality of the law, and that the burden was upon the prisoner to show that the act of 1881 was not one reported to the legislature by the commissioners of the Code. Whereupon the counsel of the prisoner “ offered to prove by the clerk of the senate, by the commissioners appointed to revise the statutes, by the journal of the legislature of 1881, and by the original law itself, that the law in question was not reported to the legislature by any commissioner or commissioners who are or had been appointed, pursuant to law, to revise the statutes.”
This evidence was objected to by the counsel for the people “ as immaterial, incompetent and inadmissible,” which objection was sustained and an exception taken.
The defendant then offered to prove by the same kind of evidence mentioned in his first offer, “ that the said act of 1881 was introduced in the legislature by a member of that body, who was not and never had been a commissioner appointed to revise the statute or any statute.”
This offer was also overruled, and on the motion of the people “ the balance of defendant’s plea ” was “ overruled,” and he was called upon to plead, the court saying: “ In this case we have to say that it was the defendant’s duty to file objection to the legality of this statute at the earliest practical moment after the indictment was found. He omitted to do that, and we think he should not be permitted to avail him
So far as the case discloses, the defendant did make his objection at the first opportunity. When brought before a court to answer an accusation of crime alleged to be an indictment, it was then, and only then, his duty to interpose his objection. Prior to that time, the act of 1881, and proceedings thereunder, did not concern him any more than they did any other citizen. It was enough to do just what he did do, to wit, upon his arraignment make the point. This was not only then done in the manner already mentioned, but after his offers and written plea were overruled he renewed them by a motion and an ,offer of proof. This was also refused, and the several rulings of the court sharply present the following questions:
First. Conceding that the act of 1881 was not “ reported to the legislature by commissioners who have been appointed to revise the statutes,” is the enactment for that reason unconstitutional ?
Second. Had the accused the right to show that it had not been so reported?
Third. Conceding that the statute is unconstitutional, and that the so-called grand jury which undertook to find the alleged indictment was organized thereunder, is the defendant without remedy ?
These questions will be discussed in the order they have been stated.
In the consideration of the one first propounded, it is necessary to have clearly in mind the constitutional enactment. By section 18 of article 3 it is declared : “ The legislature shall not pass a private or local bill in any of the following cases: * * * Selecting, drawing, summoning or impanneling grand or petit jurors;” and by section 25 of the same article it is provided that “ sections seventeen and eighteen of this article shall not apply to any bill, or the amendments to any bill, which shall be reported to the legis
These constitutional provisions are clear. “ A private or local bill * * selecting, summoning or iinpanneling grand or petit jurors ” could not be passed unless the same was “ reported to the legislature by commissioners who ” had “been appointed pursuant to law to revise the statutes.” There may possibly, owing to the peculiar phraseology oí section 25, be some doubt whether or not the bill to be introduced, and all amendments thereto as well, should be reported by the commissioners. The act, however, certainly requires that the bill, which, when passed and approved, becomes a law, must be reported by such commissioners, and whether amendments to such bill, in the course of its passage, must also emanate from the same source, or could be adopted by the legislature, upon the suggestion of any of its members, is of no importance to the question before us. The literal reading of the section would seem to exempt only such bill and such amendments as were reported by the commissioners from the prohibition contained in section 18; while the intention, probably, was' to give the legislature power to amend the bill when reported from the commission, as it might see lit. Speculation as to this point is, however, useless. The act of 1881 is not an amendment to a bill, but is an amendment of a law in full force, at the time of the passage of the former, and as the right of amendment, unless reported by the commissioners, existed, if at all, only whilst the report of such commission was in the form of a bill, by no possibility can section 25 be held to confer the power to so amend the work of such commission after it had become a law, as to make a valid legal enactment giving to the county of Albany a law, applicable to it, and to it only, for “ selecting, drawing, summoning or impanneling grand or petit jurors.”
Having demonstrated the proposition that the act of 1881, if it gave to the county of Albany a local jury law, which had not been reported by the commissioners appointed to
The second article of chapter ten of the “ Code of Civil Procedure,” as adopted by the legislature, provided a “ mode of-selecting, drawing and' procuring the attendance of trial jurors in ordinary cases,” but had no application to grand jurors. By it the supervisor, town clerk and assessors of each town made out the list, from which such trial jurors were to be drawn. By section 1041, “each ward of the city of Albany or Utica, is considered a town for the purposes of ” that “article, and the supervisor and the assessor of that ward must execute the duties of the supervisor, town clerk and assessor of a town, as prescribed ” in the preceding sections of that article. Special provision is also made in regard to other cities, but this is of no importance to the present discussion, and will not be stated.
The act (chap. 532) of 1881 undertakes to amend section 1041 of the Code by declaring that, “ in the city of Albany, the recorder of said city shall perform the duties imposed by this title ” (that is to say, the provisions of the Code in regard to the obtainment of trial jurors) “ upon the supervisor, town clerk and assessors of towns; ” and that thereafter, “ in Albany county grand jurors shall be drawn from the box containing the names of petit jurors selected for said county in the same manner as petit jurors, and hereafter no separate list of grand jurors shall be prepared for said county.”
The changes made by this statute, if valid, are radical. To the recorder of the city of Albany, only, and in contradistinction, as it is believed, of the powers of that officer in any other city in the state, is confided the duty of preparing the jury list, and from such list, when prepared by him, both the grand and petit jurors are to be drawn. Prior to its enactment, the recorder had nothing to do with the preparation of the lists from which either was selected. The preparation of that from which the trial jurors were to be obtained was by the Code of Civil Procedure devolved upon other officers, and
These new provisions applicable to the city and county of Albany alone, and to no other county of the State, very clearly make for it a local law for the selection, drawing, summoning or impanneling, or both, grand and petit jurors, and unless reported as a bill by the commissioners to amend the statutes, was clearly unconstitutional, because the passage of any such bill by the legislature was strictly forbidden. Was the bill, which is claimed to be a law, a report from the commissioners appointed to revise the statutes ? This brings us to the second question which this case involves, and that is: Had the accused the right to show that it had not been so reported ?
We have already seen that the court of sessions was powerless to try or to punish the accused for the commission of the alleged crime unless he was properly accused by a legal grand jury through and by the form of an indictment. It is useless to argue that a body of men, no matter of whom composed, has either of its own volition, or upon the summoning and call of other than the authority of the law, to resolve itself into a grand jury, and when professing to be thus organized to accuse anyone, by what it may call an indictment of an infamous crime and subject him to a trial therefor. This proposition is elementary and needs neither argument nor authority to uphold it. If this be sound, as will readily be conceded, it is proper to ask, can a legislative enactment forbidden by the constitution become operative upon the citizen because the court to which objection thereto is made requires extraneous evidence to show the act is within the constitutional prohibition ? He who seeks to uphold the judgment rendered in this cause must show that the question
We are now brought to the third question which this case involves. Conceding the unconstitutionality of the act of 1881, under which the so-called grand jury presenting the paper called an indictment was organized, is the defendant without remedy ? It is gravely argued and claim.ed by the
To state such a proposition, it would seem, is to answer it. Why, if it be correct, have any law for selecting, drawing or summoning a grand jury ? Why should not the court simply direct the sheriff, or any other officer, to go out and summon such men as he pleases, or why, even, should not the court direct him who to summon, without the cumbersome machinery of a general list of names, the drawing of the persons to serve in the presence of witnesses, and the observance of any of the safeguards of statutes? ' No one would tolerate or uphold such a procedure, for such orders by the court would not only be without the color of law, but also against its commands ; and yet a case depending for support upon a like violation of legal principles is before us. Under and by what authority was the so-called grand jury, which professed to accuse the defendant of an “infamous crime” organized. It was a body of men drawn from a list of names made out and selected by an officer to whose office no such duty belonged, and which names, in defiance of law, if the act of 1881 is unconstitutional, were improperly and unlawfully mingled in one box, from which both grand and petit jurors were drawn. Not only was the recorder of the city of Albany unauthorized to prepare any such list for that purpose, but he was positively forbidden to make it, for no person can undertake to execute the machinery of a statute, which the legislature is forbidden to adopt, without having the constitutional forbidding made applicable to himself. If, then,.the alleged indictment of the defendant and his conviction are to be upheld, they must be upon some principle which, in spite of the constitution, shall uphold in the county of Albany for the disposal and trial of this case not only, but of all others, a system for obtaining
Preliminary to any detailed examination of the cases to which we have been referred, it is proper to enunciate the principles upon which they all depend, and to show their inapplicability to the one before us. Those principles are: 1st. That mere irregularity by an officer in doing that, which he is authorized to do, will not vitiate the thing done, and, second, when duties properly and legally belonging to the office of which an individual is in possession, have been performed by such incumbent, that which has been thus done will be upheld as to the parties affected thereby, and courts will not, in collateral proceedings, inquire into the right of the individual to hold the office, and to discharge the duties which lawfully appertain to such office.
Ho such principles are involved in the case before us. It is not urged that any officer has irregularly exercised powers with which he was clothed, but it is claimed that an officer has not only exercised a power unconferred, but also that as such exercise of power was under color of a pretended law, which the constitution of the state declared to be inoperative and void, that which he undertook to do was forbidden by the fundamental law' of the state, because, if the enactment of the so-called statute law is forbidden, every act in execution thereof must be equally forbidden. Heither does the accused question the title of the officer (the 3’ecorder of the city of Albany) to the office he filled. He admits that such
It will readily be seen, if the thread of this opinion has 'been fóllowed, that the points in this discussion have been correctly stated. In examining, then, the cases cited to sustain the conviction and judgment appealed from, no search will be made to see, if the accused can avail himself of a mere irregularity in the exercise of a power actually conferred upon an officer, nor to learn that he .must be remediless if he only questions the discharge of duties properly belonging to an office, upon the ground that its possessor had no legal title, for all this is at once conceded ; but we are gravely asked to seek for a solemn opinion, or some judicial dictum upholding as a sound legal proposition, that when an officer performs an act not appertaining to his office, and which, also, he is forbidden to do, such action when injurious to personal rights cannot be questioned, because the officer has assumed to do it, and in fact has done it. This is no strained statement. Even the non-professional mind will recognize its accuracy, and having made it, some of the cases cited will be examined.
In Friery agt. The People (2 Keyes, 424), the challenge was to the array of trial jurors. Such objections (pages 433, 434) related to the impartiality of the sheriff who summoned them, and the alleged non-observance of all required forms in the drawing. The court held that these objections were unavoidable; that the provisions of the statutes (pages 452, 453) were only “ directory to those whose duty it is to select, draw and summon. * * * * The omission to properly
The brief extracts from the opinion of Judge Weight, just given, show that in Friery’s case the officers authorized to draw and summon the jurors had performed that duty, and that the machinery of the law had been worked by the officers charged with that duty. In the case before us, if the act of 1881 be void, that which was done was entirely unauthorized. There was no “ machinery ” of any law worked, because there was no law making any; there was no list of names prepared from which the selection of so-called jurors was made, for that which is against the fundamental law, is such an absolute nullity that it has no existence as a fact capable of recognition as such by any court. That which is called by those names is improperly so designated. They may have borne the semblance and likeness of the things by which they are named, but an appeal to the fundamental law strips off the mask which gives the appearance of substance and reveals the hollowness of any such pretense.
In Carpenter agt. The People (64 N. Y., 483) the point presented was, that one Douglass Taylor, who was the de jure commissioner of jurors in and for the city and county of Hew York, had not selected the grand jury, which indicted the prisoner, but one Thomas Dunlap, who was de facto commissioner, had performed that duty. The decision of the court was, that as to the office of commissioner of jurors appertained the right of selecting, such selection was valid because made by an individual holding the office.
In Dolan agt. The People (64 N. Y., 485) the same question which arose in the Carpenter case was made, with the point added, that among the names upon the list from which the grand jury was obtained were a few which had been improperly placed thereon. The decision of the court upon the first point was similar to that made in the Carpenter case; and as to the second, it held among other things (page 493) that “ no authority can be found holding that in such a case the whole
In the case before us there was neither “ accident or oversight.” In the preparation of the list every name was placed upon it by forethought and design, and the whole list is ' irregular and void, because made without and against the authority of law.
In Cox agt. The People (80 N. Y., 500), it was held:
“ Mere irregularities in the drawing of grand and petit jurors do not furnish a ground for reversing a conviction, unless it appears that they operated to the injury or prejudice of the prisoner; ” and that when a challenge to the array of trial jurors had been overruled, because not verified, an offer by the court, subsequently made, to receive evidence in supj>ort of such challenge, and its declination by the prisoner, precluded him “ from insisting upon the exception to the ruling,” and that he “ must be regarded as having abandoned his challenge.”
It is impossible, however, to examine in detail every case to which we have been referred. If the distinction herein before stated, between the right to inquire collaterally into the title of an incumbent of an office, and the right to question acts, which do not appertain to the office under color of which they are done, is remembered, none presents any difficulty. An individual may possess an office by an unconstitutional law, but if he only performs the acts, which the office may do, such acts, when done, are valid, because he is a defacto officer. When,, however, an individual holding an office, either defacto or de jure, or both, does an act which his office does not authorize to be done, that action cannot be sustained. A man, for example, in possession of an office of a justice of the peace, though not its rightful incumbent, may render, in a case within the jurisdiction of a justice of the peace, a judgment valid between the parties thereto, but he cannot, even
That the constitution of the state has positively forbidden the enactment of a local law operative in and applicable to the county of Albany only, for selecting, drawing, summoning or impanneling grand or petit jurors,” unless as a bill it was reported to the legislature by “ commissioners who have been appointed’ pursuant to law to revise the statutes,” will be conceded. That the section of the constitution thus forbidding such enactment was intended to be operative is known from its language, and the reason for its adoption are shown by the report of the committee (Messrs. Brooks, Hernán, Howland and Tracy) which reported it to the constitutional commission. It Was designed to secure uniformity in the administration of justice throughout the State, and to prevent the passage of a local bill, which might be aimed at its corruption. The origin of the act is also as a fact too well known to suggest any doubt as to its source, or an intimation even that it was reported from the commission to revise the statutes. If, then, the act of 1881, though within the con
The proceedings down to the time of the impanneling of the alleged trial jury have now been examined, and such examination leads me irresistibly to the conclusion that the court of sessions erred in overruling the objections taken to the alleged indictment, and in excluding the evidence in support thereof. The same questions were again made upon . the impanneling of the trial jury, and the rulings were also the same. These it will be unnecessary to examine, as the reasoning already given is applicable, and the last point made — that none of the questions which have been considered are (presented by the appeal — will now be considered.
It is insisted that section 511 of the Criminal Code only brings before the court for review such matters as by section 485 form a part of the judgment-roll. Grant this, and what follows ? By section 485 “ the bill of exceptions, if there be
It remains for me simply to enunciate in conclusion my opinion that the judgment appealed from should be reversed. It would be more pleasant to agree with associates whose
Opinion of the Court
The prisoner was indicted September 19, 1881. When arraigned he filed a plea setting forth certain talleged defects in the forming of the grand jury which .■indicted him. The district attorney filed a replication and the (prisoner a rejoinder. The prisoner offered to prove certain ¿facts set up in his plea. The court excluded the evidence,
Ho such plea as that offered by the defendant is now allowed (Code Crim. Pro., secs. 273, 332). And a plea must be oral (Sec. 333). It was proper, therefore, to require the prisoner to plead one of the three pleas authorized by section 332.
The prisoner, upon pleading not guilty, moved to set aside the indictment on the ground that the grand jury was unlawfully selected and drawn, and for the reasons stated in his plea, and offered to prove certain facts by legislative journals and by oral testimony. The offer was overruled.
He also moved to quash the indictment on the said grounds. This was overruled.
The Code of Criminal Procedure seems to have substituted a motion to set aside an indictment for the former motion to quash (Sec. 313). It must be set aside, when it is not found indorsed and presented as prescribed in sections 268 and 272. The only ground which the prisoner makes is that none of the persons who, as grand jurors, found the indictment were grand jurors. >
A motion to quash an indictment, and so a motion to set it aside, should be made upon affidavits. Ho affidavit appears in this case. We know of no practice by which the prisoner on such a motion offers to prove certain facts and endeavors to take exceptions to the exclusion of such offer. The proceeding is not a trial, but a mere motion, which must be based on affidavits. There are none here.
Again, so far as we can discover, the Code of Criminal Procedure has not provided for any review of the order granted on such a motion. Section 517 says that, on appeal, any intermediate order, forming a part of the judgment-roll as prescribed in section 485, may be reviewed. On turning to section 485 it will be found that the judgment-roll is not required to contain the proceedings on a motion to set aside the indictment. So that we find no authority for the review
Furthermore, we find no order whatever refusing to set aside the indictment.
The legislature may well have thought that, as an indictment is only an accusation, it was sufficient to give the trial court power to set it aside, and was unnecessary to permit appeals from the action of that court;
It is, however, urged by the prisoner that the constitution provides that a person shall not be held to answer for such a crime, except on indictment of a grand jury (Art. 1, sec. 6). That the body which indicted him was not a legal grand jury; and.that, therefore, he cannot be constitutionally deprived of his right to assert that he was not so indicted. That may be so ; the prisoner did assert that he was not legally indicted, by his motion to set aside the indictment; and that was decided against him. We do not understand that there is any constitutional provision which allows a party always to appeal to the highest court, even when his grievance is that a constitutional .right has been infringed. When, and on what grounds, appeals shall be allowed are questions for the legislature.:. So that unless a right of appeal has been given from an order, refusing to set aside an indictment, we cannot hear that question. This paper was not a challenge to the array of grand juries, for none is allowed (Code Crim. Pro., sec. 258). And after indictment found there could plainly be no challenge to the grand jury individually (Sec. 239). So far as the indictment is concerned, the prisoner’s remedies are those given in section 313. But if we could review the refusal to set aside the indictment, we should find no error. Proceedings are not affected 'by imperfection in matters of form (Code Crim. Pro. sec. 285). A grand jury is defined in section 223 ; the prisoner’s allegation is that the persons who found the indictment were drawn by the officers, under claim
The prisoner having pleaded not guilty, a jury was ordered to be impanneled. Thereupon it appears the prisoner’s counsel objected to the panel of jurors, and to each juror, upon the ground that chapter 532 of-the Laws of 1881 was unconstitutional, being a local act, &c., “ and offered to substantiate the ■ same by proof, which was objected to, sustained and an exception taken.”
An objection to a panel of jurors and to each juror must have been intended as a challenge, that being the only mode known to the law of making such objection (Code Crim. Pro., sec. 359).
N ow, the first difficulty in regard to this challenge to the pan el is, that such a challenge must be in writing (Sec. 363). Mo written challenge appears. The so-called plea referred only to the grand jurors. The next difficulty is that no facts are stated sufficient to constitute a challenge. It is not alleged that the petit jurors were drawn under chapter 532 of the Laws of 1881. Again, none of the proceedings required by sections 365 and 366 were taken. So that here was no exception to the challenge (Sec. 364); a denial of the challenge (Sec. 366); a trial of the challenge (Sec. 377). We do not know whether the court held the challenge to be sufficient, or the allegations to be untrue. Mor does it even appear what evidence was offered, so that we can judge whether it was properly excluded or not.
If we overlook all these difficulties and suppose that the court held the challenge insufficient, was there any error ? A
Por if we overlook all the difficulties which we have seen stand in the prisoner’s way on this appeal, and inquire what would have been his ground of complaint if he had properly presented it, we shall find it to be this: that the county clerk, in preparing ballots and putting them in the box under section 1038, Code of Civil Procedure, put in names which had not been selected by the proper officers. It is not claimed that a list had not been made out and filed with the clerk, or that he did not make his ballots from such list. But it is claimed that such list was not made out by the officers authorized to make the same; but was made by other officers claim ing the legal right. Hor is it pretended that there was any list from which the clerk could prepare ballots, except that list from which he did prepare them. How, then, can it be claimed that in drawing this jury the clerk departed from the forms of section 1047, Code of Civil Procedure. The legis
Assume then, for the present, that the list of names of all persons believed to be qualified to serve as trial jurors was made up by the wrong officers; what is that to the prisoner ? If any juror drawn on the trial is objectionable, he can be challenged. This list is made up, and the system of drawing jurors by the clerk is adopted “ to secure a due and uniform distribution of jury duty, and to guard the great body of jurymen from the fraud or favoritism of the drawing and summoning officers ” (Friery agt. People, 2 Abb. Ct. App., 230). Challenges to the array existed formerly for the reason that there might be prejudice on the part of the sheriff. ¡Now since such prejudice cannot affect the drawing, these challenges have been limited as above stated (Code Crim. Pro., sec. 362), and there must be a departure u to the prejudice of the defendant.” ¡No prejudice to the prisoner is' shown or suggested. These irregularities are of no consequence (Car agt. People, 80 N. Y., 500).
But further, if the question of the constitutionality of chapter 532, ¡Laws of 1881, were before us, we could not hold it to be unconstitutional. The restriction on the legislature contained in section 18, article 3 of the Constitution, is qualified by section 25 of the same act. The restriction does not apply to any bill or the amendments to any bill which shall be reported to the legislature by commissioners who have been appointed pursuant to law to revise the statutes. If this law is to be held unconstitutional, then it must be upon a finding of the fact that it was not so reported. Whether or not there were any such commissioners in 1881 is not decisive. They may have reported the bill several years before, although it was not passed by the legislature until 1881. We do not say that such is the fact; only that it is possible. Then the constitutionality of the law must
When the constitution permitted the legislature to pass such a law, if reported to them by certain commissioners, it necessarily made the legislature the judges of the fact whether the law had been so reported. Their decision must be conclusive. No other rule would be tolerable. The constitutionality of laws cannot be permitted to depend on the possibly varying decisions of courts or juries on mere question of fact, especially on a fact as to which the legislature had special knowledge (Matter of N. Y. Elev. R. R., 70 N. Y., 351; People agt. Doolin, 33 N. Y., 279).
The judgment and conviction should be affirmed.
The same in the other case against the same prisoner.
Bockes, J. The defendant was indicted in the Albany county sessions, September, 1881, for the crime of grand larceny, committed in August of that year. He was tried at the March term of that court, 1882, was found guilty, and was sentenced to imprisonment in the penitentiary for the period of five years.
When arraigned he interposed objections to the finding of the indictment in various formsall, however, centering in this: that the grand jury which found the indictment was drawn from the names of persons selected by the recorder of the city of Albany, instead of from a list of names of persons selected by the supervisors of the county, and from the petit jury list; which proceeding, in that regard, was taken
The objections so urged against the indictment was overruled by the court and the defendant was put to his plea of not guilty.
The objection interposed was in the nature of a challenge to the array. . It went to the entire panel, and was based on on alleged vice or irregularity in the selection of the grand jurors by whom the indictment was found. It can make no difference as regards the examination of the question before the court, that the objection was made by formal plea, like a plea in abatement to the jurisdiction of the court or for misnomer. This was but a mode of presenting the question for decision. The point to be determined by the court was whether, on the alleged facts, the indictment was regularly found — whether the defendant was bound by the law to make answer to it, on the merits, as to his guilt or innocence. The mode of presenting the question is quite immaterial. Whatever may be the form of its presentation, the question is whether the objection, based on the alleged facts, was properly overruled. It is proposed, however, to examine the case in all its aspects, at least in so far as is needful to dispose of it as here presented.
The defendant’s counsel insists that the question presented for decision must be considered under the provisions of the Revised Statutes; this, on the hypothesis that the act of 1881 {chap. 532) is unconstitutional and void, and that, as a consequence, the provisions of the Revised Statutes bearing on the subject remain in force. '
But there is another answer to the objections- urged which seems entirely conclusive against their allowance.
The court in which the indictment was found had undoubted jurisdiction of the case. The list of names of persons to serve as grand jurors was made up from the right source — that is, from the body of the court — and the names of the persons drawn to serve as grand jurors were, as must be presumed? certified to the court in due form by the record. It is not pretended but that they were drawn by the proper officers; nor but that they were, one and all, duly qualified to serve and act as grand jurors in and for the county of Albany; nor but that they were honest, intelligent and impartial, were duly summoned and impanneled in due form, and in all respects performed the duties of grand jurors according to the forms of law. Considered as officers of the law to aid in the administration of justice in criminal cases, they constituted a defacto body in the exercise of legal functions, under color of lawful authority. So it was held in The People agt. Dolan (6 Hun, 232), that it was sufficient to maintain the authority of the grand jury to investigate criminal charges and find indictments valid in their nature, that the body acted under color of lawful authority, and according to the case of Thompson agt. The People (6 Hun, 135), it would not alter this conclusion even if the selection of the grand jurors involved, in the proceeding, the acts of an officer holding his office under an unconstitutional law. It was then decided that such officer must be deemed an officer de facto, whose acts could not be brought in question in a collateral proceeding between other parties. True, this latter decision was made with reference to the panel of petit jurors, but the principle thus declared is equally applicable to a case where like objection is urged to the panel of a grand jury. But the decision in Thompson’s case meets and answers the precise point urged here, to wit: that the
So far the case has been considered without regard to the provisions of the Code of Criminal Procedure.
But if the case is to be determined under the provisions of this Code, which went into effect on the 1st of September, 1881, before the indictment was found (see section 962), and admitting the invalidity of the law of 1881, because of its
This section (238) declares that no challenge can be allowed to the panel or to the array of the grand jury; but provides that the court may, in its discretion, discharge the panel and order another to be summoned in certain specified cases. This section, however, has application to proceedings to be taken before indictment found. The proceedings permissible to the accused after indictment are provided for in subsequent sections. Section 312 provides that the defendant may, when arraigned, move the court to set aside the indictment, or may demur or plead thereto. Sections 312 and 313 declare in what cases only he may have the- indictment set aside. The specified grounds of such motion do not touch the case in hand. We are then brought to section 321, which declares that the only pleading allowed to the accused is either a demurrer or a plea. Section 322 declares the cases in which a demurrer may be interposed, and confines the demurrer to matters appearing on the face of the indictment. This section has here no application. Then section 332 provides for three kinds of pleas, to wit: Guilty, not guilty, and former conviction or aquittal. No other pleas are allowed by the Code. The objection in this case, therefore, considered even as a formal, technical plea of matter in abatement was inadmissible under the Code of Criminal Procedure. Thus, if it be admitted that the case is to be determined under the provisions of the Code of Criminal Procedure,’ the objection urged was properly overruled.
In view of the conclusions above reached, it becomes unnecessary to examine the question raised by the defendant’s counsel as to the validity of the act of June 16, 1881 (chapter 532). We are of the opinion that the defendant was properly put to his plea to the merits.
He pleaded not guilty. On the trial, upon such plea and in the outset, the same objections were “ interposed to the panel of the petit jury as had been previously urged against
It should be added, perhaps, that section 562 of the Code of Criminal Procedure fully answers the objection interposed to the panel of trial jurors, if it be admitted that the case comes within its provisions.
It follows, therefore, that without considering the question as to the constitutionality of the act of 1881, the conviction and judgment appealed from must be affirmed.
Mem.— The decision in the case against the defendant for grand larceny disposes of this case also.
It should be noted, however, that this case is undeniably subject to the provisions of the Code of Criminal Procedure, which went into effect before the offense charged in the indictment was committed.
Conviction and judgment affirmed.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.