New York City Coalition for the Preservation of Gardens v. Giuliani
Opinion of the Court
OPINION OF THE COURT
The individual petitioners are New York City residents who have established and developed community gardens in their lower east side and Harlem neighborhoods on land owned by the City of New York and left vacant by the demolition of small buildings, tenements and brownstones abandoned by their original owners. The New York City Coalition for the Preservation of Gardens is a collective of many such gardeners raising gardens on such lots throughout the City. Many of these gardens are set on lots licensed by the City to the gardeners until such time as they are reclaimed by the City for development. In many instances, gardens have been operated with the financial help of City government programs, such as operation Green Thumb, and many have served as community centers
Since 1982, the New York City Department of Housing Preservation and Development (HPD) has worked jointly with the New York City Housing Partnership (NYCHP), a not-for-profit housing sponsor, in maintaining the New Homes Program (NHP), a sponsor utilizing combinations of public aid to assist privately financed construction, on City-owned land, of affordable one, two and three family homes, condominiums and cooperatives for moderate and middle income purchasers. Since its inception, with NHP sponsorship, some 9,000 such units have been built and occupied throughout the City and many more are contemplated. NHP, established to function in perpetuity, does not appear to have a comprehensive detailed plan for each building project it hopes to sponsor in the distant future, nor does it imagine the building of all units to be erected by it as part of a single and interdependent building scheme. Indeed, at various intervals and project by project, when it has formally been decided to encourage the construction of such units at a particular location, HPD and NHP, by public advertisement, seek builders to submit their qualifications to build the units. This request for qualifications (RFQ) lists specific sites, generally located in all five boroughs of the City, then designated for development. To facilitate the development of these housing units, the City sells the properties in question to a subsidiary of the NYCHP and application is made to HPD and the City Council for approval of the contemplated construction under the State Environmental Quality Review Act (SEQRA; ECL art 8) and the New York City Charter and General Municipal Law land use provisions. When that approval is given, the Mayor’s approval of the disposition of the properties is then sought, and customarily obtained.
The petitioners now seek to enjoin the construction of condominium units sponsored by NHP and made the subject of a request for qualifications from interested builders issued on March 15, 1996. In general, petitioners complain that construction of such projects at the 27 sites enumerated in that RFQ would result in the destruction of hundreds of community gardens located at the numerous lots that make up each of
Petitioners complain that in May 1997, respondent HPD acted capriciously and in violation of the law when it determined, under the provisions of SEQRA, that both the Harlem and 11th Street Projects were Type II actions which required
For their part, respondents seek dismissal of the petition and contend that the petitioners lack standing to make these complaints and that all the actions of the agencies involved were lawful and rational determinations based on appropriate considerations. In particular, respondents note that the statutory law involved specifically allows for exemptions from environmental and land use review provisions for projects of this very type and, they contend, such exemptions were appropriately granted for these projects.
I
Respondents urge that I first consider whether the petitioners have standing to complain of the City’s determinations enabling the construction of the projects at the lower east side and Harlem locations. Indeed, “[w]hether a person seeking relief is a proper party to request an adjudication is an aspect of justiciability which, when challenged, must be considered at the outset of any litigation (Matter of Dairylea Coop. v Walkley, 38 NY2d 6, 9).” (Society of Plastics Indus. v County of Suffolk, 77 NY2d 761, 769.)
Petitioners in this case have complained of infringement of their rights and interests as garden founders, owners and workers. The material submitted by petitioners in support of their position, whether by affidavits or additional evidence, concerns the extraordinary efforts made by community members and others to establish and maintain the gardens in question. This uncontradicted evidence also shows the continued need to maintain these gardens for the stability of the community and for its beneficial impact on the surrounding environment. The affidavits of the individual petitioners, all of whom are gardeners either at the 11th Street Project sites or at the Harlem Project sites, make clear that their immediate concern is the preservation of the gardens at those sites. Clearly, the injuries which they have demonstrated will be
In general, the law on standing permits an action seeking review of governmental determinations only when the rights of the party requesting relief are affected. Such party must establish the existence of an injury in fact—an actual legal stake in the matter being adjudicated—in order to ensure that the prosecuting party has some concrete interest capable of sound and enduring judicial resolution (Society of Plastics Indus. v County of Suffolk, supra, at .772-773). In addition, a claim of standing must survive other limitations such as the “general prohibition on one litigant raising the legal rights of another; a ban on adjudication of generalized grievances more appropriately addressed by the representative branches; and the requirement that the interest or injury asserted fall within the zone of interests protected by the statute invoked” (Society of Plastics Indus. v County of Suffolk, supra, at 773). Finally, another established principle in the law of standing holds that “[i]n land use matters especially” the petitioner, for standing purposes, “must show that it would suffer direct harm, injury that is in some way different” in kind or degree “from that of the public at large” (Society of Plastics Indus. v County of Suffolk, supra, at 774).
It follows that petitioners herein lack standing to challenge the land use determinations by which the gardens at the 11th Street Project and Harlem Project sites will be eliminated. Petitioners have absolutely no legally cognizable interest in the 11th Street Project sites since their use of those properties was never licensed by the City. The petitioners, of course, lack standing with respect to the Harlem Project sites since any licenses to use those properties, revocable at will by the City, have been revoked.
II
As all parties concede, my review of an agency’s SEQRA determination is limited to whether the determination was made in accordance with lawful procedure and whether, substantively, the determination was affected by an error of law or was arbitrary and capricious or an abuse of discretion (CPLR 7803 [3]; Akpan v Koch, 75 NY2d 561, 570; Chinese Staff & Workers Assn. v City of New York, 68 NY2d 359, 363).
It has often been noted that the primary purpose of SEQRA is “ ‘to inject environmental considerations directly into governmental decision making’ ” and that, to that end, the statute mandates the preparation of an environmental impact
Respondents contend that the projects at stake here, all separate and distinct in concept, geography, neighborhood, construction and operation, are exempt actions under SEQRA and that, to the extent that HPD has deemed any such project exempt from SEQRA review as a Type II project, such a determination reflects a complete and rational consideration of all available facts and a correct application by the City of the relevant law. In short, respondents urge me to accept that the 11th Street Project is simply a construction project to replace, in kind, buildings that had existed at the very same sites and that such an action is indeed exempt from SEQR review. Respondents also contend that the same is true of the Harlem Project and all other NHP projects that seek to replace homes on lots throughout the City that once were occupied by similar housing.
There seems little doubt that the 11th Street Project, for example, involves the construction of several row houses on each site, each no more than four stories in height, each house separated completely from the other adjacent houses and each containing no more than three to four living units or apartments. There is no dispute that these same lots, zoned for seven-story dwellings and commercial space, not very long ago contained low-rise tenements housing several apartments in each building. The conclusion is inescapable that the action
Petitioners argue, however, that the contemplated action at these sites does not constitute replacement of buildings “in kind” since these lots have, in some measure, been occupied for more than five years, and in some instances for 10 years, by community gardens. Petitioners’ claim rests on the notion that these lots are no longer vacant but are occupied by established gardens, and that the intervening change in the character and history of the sites, which once contained residential buildings, prevents the determination that the contemplated action constitutes replacement of structures in kind. Petitioners contend that, given the new character of the lots, the proposed actions present serious environmental consequences requiring review under SEQR.
But, as the regulation makes clear, the determination that a project is exempt from review as Type II has little to do with what petitioners, or even the court, may perceive is the environmental impact of such action. Rather, actions enumerated in subdivision (c) of 6 NYCRR 617.5 are “not subject to review” under SEQRA because these actions have been determined “not to have a significant impact on the environment” (6 NYCRR 617.5 [a]). As for petitioners’ argument that the recent, albeit temporary, use of the site as a garden somehow prevents this project from being viewed as a reconstruction of a structure, in kind, on the same site, that notion finds no support in case law and is plainly an attempt, not to interpret the regulation, but to amend it to accommodate petitioners’ particular dilemma. To begin with, petitioners’ claim that the lots are not now vacant is of no moment, notwithstanding the finding by HPD accompanying its Type II determination that the lots in question are currently vacant.
Petitioners also argue that the Type II determination was inappropriate and a violation of the law because it was made possible by the inappropriate segmentation of a much larger development into smaller parts in order to avoid the requirements of SEQRA. In this respect, petitioners contend that the
This is not to suggest that reconstruction of “in kind” structures is exempt from review without further limitation. In fact, SEQR also provides that the action is not exempt if it “meets or exceeds any of the thresholds in [6 NYCRR] 617.4” (6 NYCRR 617.5 [c] [2]). Petitioners, arguing that such thresholds are met and perhaps exceeded if one considers each NHP in combination with all other such projects and not as “standalone” actions, contend that HPD failed to make the “threshold” determination by considering the broader activities of the NYCHP and thereby acted arbitrarily, capriciously and in violation of the law.
Once again, petitioners’ argument, in an earnest desire to preserve the community gardens, goes beyond the express
Finally, it should also be noted that an analysis which requires the consideration of all projects whether planned, envisioned or merely hoped for, is simply an unrealistic requirement. As the respondents have pointed out, the mere fact that these projects have a common sponsor to enable the financing of such projects, or even the fact that they are based on a common general idea for the future of the City, does not so tie together the otherwise totally disparate projects which are separately financed, built individually by separate builders at separate times, located in totally different parts of the City and in no way dependent upon each other, as to require them to be considered one development for threshold determinations or environmental review (see, Matter of Long Is. Pine Barrens Socy. v Planning Bd., 80 NY2d 500; Matter of Schodack Concerned Citizens v Town Bd., 142 Misc 2d 590, affd 148 AD2d 130 [3d Dept], lv denied 75 NY2d 701).
Petitioners also contend that the City, in particular the City Council, violated the law by waiving land use review of the 11th Street Project otherwise required by the City Charter. Petitioners point to chapter 8, sections 197-c and 197-d of the New York City Charter which require that proposed housing projects classified as urban development action area projects and the contemplated disposition of property by the City be scrutinized pursuant to uniform land use review procedure before being undertaken. While petitioners complain that no such review was conducted here, respondents note that the City Council waived such review for the 11th Street Project in accordance with the Urban Development Action Area Act (General Municipal Law art 16) which provides that designation of an urban development action area and consequent land use review of a project within that designation (pursuant to City Charter §§ 197-c, 197-d) may be waived “if a proposed urban development action area project is to be developed on municipally-owned land and consists solely of the rehabilitation or conservation of existing private or multiple dwellings or the construction of one to four unit dwellings without any change in land use permitted by local zoning” (General Municipal Law § 693 [emphasis supplied]). Petitioners respond by complaining that the proposed houses at the 11th Street Project sites do not consist solely of one- to four-unit dwellings. First, petitioners contend, all of the 98 units proposed to be built at those combined sites must be considered as if they were one large project rather than smaller buildings segmented to get around the requirements of the General Municipal Law. Beyond that, petitioners argue, these projects do not consist solely of one- to four-unit dwellings because they include the construction of some commercial space attached to the dwellings.
Petitioners’ claims regarding improper segmentation of the project are not supported by the record. All the evidence before me with respect to the proposed project shows the 11th Street Project enterprise to consist of multiple and separate row houses, no one of which exceeds four stories and all of which contain no more than four separate apartments or dwelling units. The plans for these units show that there are nine sites in the project, each site separated from the others and, within each site, several separate row houses. While for economic reasons, units at various sites share some sewage and heating facilities, the buildings are otherwise independent,
Finally, petitioners contend that the City Council’s decision to waive land use review violates the provisions of General Municipal Law § 693 by permitting, without such review, the construction of ground floor commercial space in conjunction with one- to four-unit dwellings. Petitioners refer to the fact that the 11th Street Project contemplates the construction of a total of 12,800 square feet of commercial space to be located at the ground floor level of three row house sites. In fact, architectural plans of the 11th Street Project show that, amongst the total of 98 condominium units to be built in 22 row houses, three stores will be built—one of 4,900 square feet at 13th Street and Avenue A, one of 5,600 square feet at 11th Street and Avenue B and one of 2,300 square feet at 11th Street and Avenue C. The construction of this commercial space, they insist, means that this project does not consist solely of the construction of one- to four-unit dwellings. Respondents, on the other hand, argue that the word “dwellings” refers either to buildings that consist exclusively of homes or to buildings that consist primarily of homes along with some incidental commercial space.
Because the General Municipal Law does not define the word “dwellings”, respondents urge me to accept the definition of that term as it is used in other statutes. For example, section 4 (4) of the Multiple Dwelling Law defines a dwelling as “any building or structure or portion thereof which is occupied in whole or in part as the home, residence or sleeping place of one or more human beings.” The Public Health Law defines a “dwelling” as a “building or structure or portion thereof, including the property occupied by and appurtenant to such dwelling, which is occupied in whole or in part as the home, residence or sleeping place of one or more human beings” (Public Health Law § 1370 [1]). The Penal Law defines “dwelling” as “a building which is usually occupied by a person lodging therein at night” (Penal Law § 140.00 [3]). However, these definitions cannot simply be imported into other statutes to supply the needed definition. At best, such statutory definitions serve only to suggest that the overriding purpose of much legislation is carried out by a broader, rather than narrower, definition of the word, and they provide convincing evidence that the Legislature might well, from time to time, define “dwelling” as including commercial space. Whether such a definition of the word is justified here, given the distinct purposes of this stat
Section 693 is one of the provisions of the General Municipal Law and is part of the Urban Development Action Area Act. This Act was intended to remedy the deplorable, unhealthy and substandard conditions of urban areas in the State which had come about through abandonment, neglect and general deterioration of residential and commercial properties. Specifically, the Legislature recognized that, by reason of the extent of urban blight and the extraordinary complexity of the task of correcting such conditions, “prospective owners in such areas lack the incentive or means to properly maintain, improve or redevelop parcels” (Legislative Findings and Declaration of Purpose, reprinted in McKinney’s Cons Laws of NY, Book 23, General Municipal Law § 690, Historical Note, at 150), and such conditions discourage builders and investors from developing such areas. Thus, the Legislature’s declared purpose was to provide incentives for the proper redevelopment of such areas, to enlist participation by established entrepreneurs experienced in the development of low-rise residential structures meant to replace those generally found in such urban areas, and to stimulate private investment and redevelopment to prevent the spread of slums and blight. (Legislative Findings and Declaration of Purpose, id., at 149; General Municipal Law § 691.) In pursuing this goal, the Legislature provided that local governing bodies might designate certain locations as urban action development areas. These areas, it was planned, would be redeveloped after review of the projects under local land use laws. In some instances, however, designation of an area as an urban development action area was deemed unnecessary and redevelopment of such areas was permitted without scrutiny under local laws, and, therefore, without the delay usually attending such review. Thus, section 693 was passed permitting waiver of the area designation requirement where “only the ‘as-is’ use of a municipally-owned property is proposed.” (Mem of Legislative Representative of City of NY in support of L 1982, ch 486, 1982 McKinney’s Session Laws of NY, at 2499.) What was intended by section 693, then, was that waiver of cumbersome review would be permitted in order to facilitate
Finally, assuming that this legislation allows for the prompt construction of residential buildings with some incidental commercial space, one must still be concerned with the meaning of the qualifying word “solely” when applied to the phrase “the construction of one to four unit dwellings”. Again, legislative history strongly suggests that the phrase was meant to assure that waivers of review and speedy development without land use scrutiny would be confined to “as-is” construction and would not exempt high-rise buildings, immense housing complexes, shopping centers and major developments of a dimension far beyond that which previously characterized deteriorating urban neighborhoods. The word “solely” is to be read to qualify the size and dimension of the project in question, not to prohibit the attachment of incidental commercial space customarily found in ground floor storefronts that support the residents of countless neighborhoods throughout the State.
In view of the fact that the construction contemplated here will contain only incidental ground floor store space, taking up no more than a fraction of the entire project, and in view of the fact that local zoning laws permit the construction of residential buildings and commercial space of such a character, the
Finally, I should note petitioners’ request that I enjoin all further action that might be taken by the City’s agencies to develop other sites for which an RFQ was published. Obviously, beyond the RFQ, no action has been taken at all by the City as to these sites and, therefore, no determination exists for review under CPLR article 78. There is no reason for the court to enjoin behavior which may well be performed lawfully and with sound reason.
The motions of the respondents are granted and the petition is dismissed.
. Well after the petition was brought and responded to, the court offered the parties an opportunity to submit memoranda of law further examining the standing issue raised by respondents in each of its responses. Petitioners’ reply was to seek to amend their petition and supply additional affidavits in an apparent attempt to provide standing as “a nearby owner” presumably able to challenge a determination without proof of actual injury (see, Matter of Sun-Brite Car Wash v Board of Zoning & Appeals, 69 NY2d 406). As to these submissions seeking to alter the course obviously taken by petitioners from the beginning, I note that petitioners’ papers still complain, primarily, about the individual petitioners’ loss of the gardens, and are unconvincing and disingenuous in their attempt to establish any harm to petitioners different from that suffered by the public generally (see, Matter of Sun-Brite Car Wash v Board of Zoning & Appeals, supra, at 414).
. Respondents argue that the term “vacant”, as used by HPD, simply means “without buildings”.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.