People v. Encarnacion
Opinion of the Court
Pursuant to CPL 330.30 (1), defendant Ernesto Encarnación moves for an order setting aside the verdict against him
Background
On July 1, 2009 defendant and another individual allegedly hit Anastacio Matías using metal chairs, injuring Matías’ head and arms. While the other party was arrested at the scene, the case against him was dismissed when the grand jury failed to return a true bill. Notwithstanding, on September 6, 2009, the instant defendant was arrested for inflicting the same injury. Before trial, the parties disputed release of evidence involving the other party with defendant arguing that the prosecution should not have access to sealed grand jury minutes without an unsealing order. Consequently, the court ordered the prosecution to turn over to defendant evidence from the prior case, including the grand jury testimony. That order covered the questionable statement from the victim, which became relevant after the defense attempted to place Matías’ credibility into issue for allegedly failing to tell arresting officers, at the scene or at the hospital, that anyone other than the original defendant was involved in the attack.
Movant’s Position
Concerning sufficiency of the evidence, defendant says the evidence at trial fails to show that Encarnación (rather than the other party) inflicted the injuries, thereby indicating that the prosecution failed to prove the “physical injury” element
Prosecutorial Response
According to the District Attorney, the evidence is legally sufficient to justify conviction when viewed in light most favorable to the prosecution (see generally People v Thompson, 75 AD3d 760 [3d Dept 2010]). The evidence in this case establishes each element of assault in the second degree. In this regard, the District Attorney stresses that the review standard is that the evidence leads a rational trier of fact to conclude that each element of the crime was proved beyond a reasonable doubt (see generally People v Cabey, 85 NY2d 417 [1995]). The District Attorney says that when taken together, (1) the complainant’s testimony, (2) medical records, (3) physical manifestation of the injuries, and (4) photographs taken at the hospital establish each element of the crime, including physical injury.
Likewise, the District Attorney rejects the notion that defendant has standing to assert a CPL 160.50 objection to the use of the prior case material. The prosecutor notes the standard to set aside a verdict, under CPL 330.30 (1), is limited to instances where a reversal by an appellate court would be required as a matter of law. Only a claim preserved for appellate review can result in vacating a verdict (see generally People v Josey, 204 AD2d 571 [2d Dept 1994]). Here, defendant failed to make timely and specific objections (see generally People v Everson, 100 NY2d 609 [2003]) and, as a result, defendant’s claims are not preserved (see generally People v Reed, 84 NY2d 945 [1994]). Finally, the District Attorney stresses that defendant lacks standing to object to the grand jury material because defendant is not a party protected by statute and cannot raise another’s statutory rights, whether conferred by CPL 160.50 or otherwise
Legal Discussion
At any time after rendition of a guilty verdict and before sentence is imposed, a court is empowered, upon defendant’s motion, to set aside the verdict (or any part thereof) upon any ground appearing in the record which, if raised on appeal from a prospective judgment of conviction, would require a reversal or modification of the judgment as a matter of law (see CPL 330.30 [1]). In this case, defendant failed to show any ground requiring reversal or modification of the guilty verdict.
A jury convicted defendant of assault in the second degree. The penal statute, as applicable here, provides that a person is guilty of assault in the second degree when “[w]ith intent to cause serious physical injury to another person, he causes such injury to such person” (see Penal Law § 120.05 [1]).
In deciding whether to vacate the verdict, the court finds that the prosecution presented the jury with sufficient evidence for a trier of fact to rationally find that each element of the crime was proved beyond a reasonable doubt. Unlike an appeals court which, on appeal from a judgment of conviction, is empowered to reverse upon the ground that the verdict is against the weight of the evidence, a trial court may set aside a verdict pursuant to CPL 330.30 only in instances where the evidence is legally insufficient to support the verdict (see People v Brown, 141 AD2d 657 [2d Dept 1988]). Here, the court finds the evidence legally sufficient (see generally People v Rodriguez, 187 AD2d 401 [1st Dept 1992] [use of a chair is assault in the second degree]).
Likewise, the court finds defendant lacks standing under CPL 160.50 to object to use of sealed records of a third party. The prosecutor used only evidence obtained during an ongoing investigation and provided it to defendant. Because defendant had full access to the grand jury material, no prejudice or disadvantage arose from the District Attorney’s use of the complainant’s statement (see generally Jencks v United States, 353 US 657 [1957]). Further, the prosecutor was under the court’s direction during a Wade/Dunaway hearing to provide the grand jury material to defendant and such material was provided (see Mar. 29, 2010 tr at 8-11; see also CPL 240.45).
Concerning whether the complainant’s statement was otherwise properly admitted into evidence, the court finds that the statement was correctly utilized. Even if such statement was not admissible, any error is inconsequential and provides no grounds for reversing the verdict.
Based upon the foregoing, it is ordered that, pursuant to CPL 330.30 (1), defendant Ernesto Encarnacion’s motion for an order directing that the verdict against him be set aside is denied.
. Defendant was convicted of assault in the second degree (Penal Law § 120.05 [2]) on April 8, 2010.
. (Index No. 42663-2009 [Bronx County].) The case involves the same facts as the instant case, but no true bill was returned against the accused party. The accused party’s name will not be used in this opinion.
. Penal Law § 10.00 (9) defines “[p]hysical injury” as “impairment of physical condition or substantial pain.” Penal Law § 10.00 (10) defines “[s]eri
. The District Attorney maintains defendant’s pretrial request for the other party’s case documents resulted in review of the documents by the court in camera before they were turned over to the defense.
. The prosecutor asked Mr. Matías about his grand jury testimony on redirect (Apr. 5, 2010 tr at 119-123). The prosecutor read the following questions and answers from the grand jury transcript which Mr. Matías acknowledged:
“Question: Okay. And could you please describe this commotion that you are talking about.
“Answer: Well, I told them that they needed to move and one of them had a chair and hit me with the chair.
“Question: Which one of them are you talking about? Who are you speaking of?
“Answer: I told him the big one, the biggest one was the one that hit me with the chair.
“[Question:] Okay. And was that person arrested?
“Answer: No.
“Question: Okay. So what happened after this big individual came and hit you with a chair?
“Answer: The other one kept hitting me with the chair. Camelo kept hitting me with the chair too.” (Tr at 121-122.)
. The general rule is that if grand jury minutes are unsealed, they may be used for the purpose of impeaching — and presumably rehabilitating — a witness in a subsequent trial pursuant to court order (see generally People v Lester, 135 Misc 2d 205 [Sup Ct, Bronx County 1987]). Here, defendant’s counsel, during the WadelDunaway hearing, in effect requested that the minutes be “unsealed.” Appropriately redacted copies were ordered to be turned over to the defense (Wade/Dunaway hearing, tr at 10).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.