In re Imre B.R.
Opinion of the Court
Imre B.R. has presented an order to show cause supported by a verified petition with four exhibits for the purpose of commencing a special proceeding under Mental Hygiene Law article 81. Imre requests a judgment of this court appointing him as the alleged incapacitated person’s (AIP) limited guardian pursuant to Mental Hygiene Law § 81.16 (b) and (c) (2). The petition alleges that the AIP is incapacitated as that term is discussed in Mental Hygiene Law § 81.02 (b). The basis for this application is grounded in the refusal of a financial institution, Merrill Lynch, to recognize the power of attorney executed by the AIP on December 18, 2010 under which Imre is currently acting as the AIP’s agent. Imre indicates that all other entities in which the AIP has a financial interest have accepted the power of attorney. The court declines to sign the order to show cause for the following reasons.
Mental Hygiene Law § 81.02 requires a finding based upon clear and convincing evidence that the AIP is likely to suffer harm because the person is unable to provide for personal needs and/or property management and cannot adequately understand and appreciate the nature and consequences of such inability.
Even assuming incapacity, there is no need for a guardian in this instance as Imre is the agent-in-fact under the power of attorney which all entities other than Merrill Lynch have accepted. The General Obligations Law provides a remedy for Imre to compel Merrill Lynch to accept the power of attorney (General Obligations Law §§ 5-1504 [2]; 5-1510 [2] [i]). Mental Hygiene Law article 81 requires treating a guardianship as a last resort. In light of the remedy available under the General Obligations Law, it would be an inappropriate use of judicial resources to appoint a guardian in this case.
Mental Hygiene Law § 81.06 (a) (6) authorizes a person concerned with the welfare of the AIP to commence a proceeding under article 81. Imre is the stepson of the AIR He is a domiciliary of Ottawa, Ontario, Canada. This court can only exercise jurisdiction over his person for enforcement purposes within the state. With the increasing use of computerized technology to undertake and conclude financial transactions, it is conceivable that Imre could do just that without ever setting foot in New York, thereby depriving the court from exercising its authority over him.
The United States and Canada are signatories of the Hague Convention protocols regarding out-of-country process and
Finally, the appointment of a co-guardian will not cure those problems and will add to the cost of the guardianship. The co-guardian could incur liability for any acts or omissions committed by the other guardian. The co-guardian would, in essence, become a de facto monitor or oversight manager with no authority to pursue legal remedies beyond New York’s border, except as provided in the various protocols established by the Hague Convention.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.