People v. McCann
People v. McCann
Opinion of the Court
The remaining ground of exception (the prisoner’s 8th point) is one that is of great interest; not merely in this particular case, hut to the whole community, as it concerns the entire administration of justice in criminal cases.' The frequency, a frequency that is so great as to have passed into a proverb, (if a by-word be not the apter phrase,) the great frequency of the interposition of this plea of insanity, whenever and wherever punishment hangs imminent over crime, makes absolutely necessary the adoption of some rule, that shall be both based on sound principles of plain and easy application, while it shall, to the prisoner and to the public, secure neither more nor less than even-handed justice. And while all human tribunals are bound to treat with reverence the dispensations of providence, and to deal kindly with those who suffer under such dispensations, those tribunals have also in charge the general good of the whole community, and the personal safety of every member of it. Well then, and carefully does it behoove us to inquire what is the nature of this defence of insanity, and by what kind and degree of proof is it to be made out ? To keep the precise point in view, the charge so far as relates to this exception, was: “ The question of insanity is matter of positive defence, and it is a defence to be affirmatively proved. A failure to prove it, is (like the failure to prove any other fact) the misfortune of the party attempting to make the proof. And in this case, as in all cases of fact, you are not to presume what has not been proved, (under the distinctions and upon the principles already given you.) The act being plainly committed, and that the prisoner did it, being undoubted, and the defence being set up on his part that he was insane, the burden of proof is shifted. In the proof of the deed itself, if any reasonable doubt be left on your minds, the prisoner is to be acquitted. But as sanity is the natural state, there is no presumption of insanity. And the defence must be proved beyond a reasonable doubt. If canvassing the whole evidence on the legal
This is claimed by the prisoner’s counsel to contravene the rule established in trials for capital offences, that the prisoner is entitled to the benefit of a reasonable doubt of his guilt. And they thus paraphrase the rule, “ if the jury had a reasonable doubt of sanity they should acquit." This is not the rule, but a perversion of it; and the very language used begs the whole question. It assumes that (on the part of the prosecution) sanity is to be proved: for it is too plain to admit of argument, that the rule (as to a doubt) never did and never can apply to what the prosecution is not bound to prove. And sanity is not a condition or state which the law compels the prosecution to prove.
Being man, the accused is possessed (in legal presumption) of the powers and faculties of body and mind, which are included in the name. And the only proof to be made on that point, is that of the defence ; and the defence asserts the fact that the prisoner differs from other men; that the reason, which is a part of his human nature, is impaired or lost; that he has ceased (by the positive operation of disease) to be the accountable agent described by the word man. Of necessity, and to the least informed understanding, the burden of proving this fact rests on him who asserts it; and suspicion is not proof—a doubt is not proof; raising a doubt is not proving a fact. These positions are but amplifications of the charge which is objected to. And the true tenor of that charge, its length and breadth, with or without the words “beyond áreasonable doubt,” is fully covered by what, though not in the bill of exceptions, was actually part of the charge as given to the jury : “ The prisoner must satisfy you by proof, that he was so far really insane, as not to be responsible for this particular act.” This surely covers the whole ground. For, if . on any point the mind be satisfied, it is utterly impossible
Thus far, as a matter of reasoning. Let us now see what, if any, is the authority; and for this, we cannot probably do better than to resort to the opinions given to the house of lords, to which both parties before us, and all our own reported cases, are so ready to refer; and (at pages 134 and 135 of 47 Eng. Com. Law Rep.) I find all that is by them said on this point, in the opinion (of all but Justice Maple, who says nothing on this point,) given by the chief justice, which says: “ The jury ought to be told in all cases, that every man is presumed to be . sane, and to possess a sufficient degree of reason to be responsible for his crimes, until the contrary be proved to their satisfaction; and that to establish a defence on the ground of insanity, it must be clearly proved that at the time of the committing of the act, the party accused was laboring under such a defect of reason, from disease of the mind, as not to know the nature and quality of the act he was doing; or if he did know it, that he did not know he was doing what was wrong." I can see no point of the preceding reasoning, in support of the charge, which is not completely covered by this opinion. “ Proved to their entire satisfaction,” is even more absolute in signification, without the words, “ beyond a reasonable doubt,” than it would be with them; and so far as I am informed, (by the argument or otherwise,) there is no authority varying from this but the 2d Alabama, 43, and from that the quotation (on the points for the prisoner) is such, as by no means to entitle it to prevail against the opinion above quoted. Mark the phrase, “ every member of the jury may have had a reasonable doubt of the prisoner’s sanity.” . This
In the very ingenious and strongly urged argument in behalf of the prisoner, two matters of defence were claimed to be analogous to that of insanity; in each of which two, the prisoner is entitled to “ the benefit of the doubt.” But I think a strict examination of them will show that neither one really bears out the supposed analogy. The first of them is an alibi. This surely affords no parallel to the defence of insanity ; as presence at the act (unlike sanity) is not presumed, and the proof of an alibi (though in itself affirmative) goes to what the law assumes to prove affirmatively; that is, that the prisoner (the physical being on trial) did the act ;[1] and such defence is, substantially, but in the nature of conflicting evidence. It is not a separate or a seperable issue, but a fact, going to the main issue already made, and is a mere contradiction of the people’s affirmative of the issue; a negative of an averment, necessary in the indictment, and one requiring to be made certain by proof, to the satisfaction of the jury, or (which as above shown is the same thing) “ beyond a reasonable doubt,” (and proof beyond a reasonable doubt cannot be predicated as necessary to both sides of one and the same issue,) so a reasonable doubt in that issue, the people’s affirmative issue, of course, acquits.
So of the other asserted analogy, “ a homicide being proved, the defence proves circumstances to show that the killing was in self-defence.” The very statement shows it not analogous. The proof, though affirmative, (i. e. positive, not affirmative as meaning the affirmative side of an issue,) is but of circumstances connected with the very deed, with the doing of the act charged as a crime in the indictment, and to be proved by the people. Acting in self defence is part and parcel of
There is a further position on the prisoner’s points, which deserves, at least, a passing notice. This “ bill of exceptions ” shows that no exception was taken on behalf of the accused, to any part of the charge; and that no request (on his part) to charge was denied. To any man of common sense, and much more to a lawyer, it would seem that the prisoner had, in the
The constitution (art. 8, § 16,) says, no private or local bill shall embrace more than one subject, and that shall "be expressed in the title; the title of the act in question is, “ An act to enlarge the jurisdiction of courts of general and special sessions of the peace, in and for the city and county of New-York;” as plainly a local bill, as one for opening a park in that city. But the 3d section of the act, says : (at the page referred to) “ every conviction, &e., shall be brought before the supreme court and court of appeals from the courts of oyer and terminer of this state; or from the said court of general sessions, &c.; by a writ of error, with a stay of proceedings as a matter of right.” There is here put into a local bill a general provision totally different from the purposes of the act; (embracing another subject, an entirely foreign jurisdiction, so far as the “ city and county of New-York”
The discussion which its existence has permitted in this case, I deem of much more consequence than any limited mischief it may do; and I am more than willing that the points taken, should be followed out to a decision so authoritative, as to settle the law of this state, on questions so vitally important to the community; and I am gratified that, even by the means of such a section, full and free opportunity may be given to have any erroneous' decisions I may have given, corrected by higher tribunals and abler judgments, although until they have been so- corrected, and to the end that the correction may be as broad and clear as the error, I deem it not only proper for me, but my duty, to give my reasons for my acts, that both may be fully considered and may stand or fall together, if indeed they belong together.
I cannot give my assent to the legal proposition embraced in the charge of the judge upon the trial of this action ; I think it at variance with sound reason, and the just and humane principles of the common law. The killing by violence was clearly made out by the proof, and the defence was insanity. The judge in the charge treated the condition of the prisoner’s mind as a thing separate from the act which constituted the crime, and the delusion or defect of reason, under which it was alleged the act was committed, to be affirmatively established by the prisoner like
It certainly is true, that sanity is the normal condition of the human mind, and in dealing with acts criminal or otherwise, there can be no presumption of insanity. But it is not true, I think, upon the traverse of an indictment for murder, when the defence of insanity is interposed, and the homicide admitted, that the issue is reversed and the burden shifted. The burden is still the same, and it still remains with the prosecution to show the existence of those requisites or elements which constitute the crime, and of these the intention or malo animo of the prisoner, is the principal. The doctrine of the charge proceeds upon the idea that the homicide is per se criminal; that the mere destruction of human life by the act of another, is without any other circumstance, murder, or some of the degrees of manslaughter. “ The fact of killing,” says the judge, “ is admitted; that the act was done by the prisoner, is not disputed; thus the issue is really reversed from the usual one.” It is doubtless true, that when the killing by the prisoner is established by proof, the law presumes malice, and a sufficient understanding and will, to do the act. The malicious purpose, the depravity of heart, the sufficient understanding and will, must actually exist, however. They are each of them as much the essence of the crime as the act of killing, and the rule which presumes their existence, is a rule of evidence and nothing else; and when the law presumes their existence, it recognizes and demands their presence as essential to constitute the crime. The jury must conscienciously believe they exist, or else they cannot convict. The killing of a human being by another is not, necessarily murder or manslaughter. It may be either excuseable or justifiable. It may have been effected under either of those conditions referred .to by the elementary writers, in which the will does not join with the act, and then it is not criminal.
It is worth while now to turn to the definition of the crime at common law, as given by the old writers, in order to see of what it consists. The statute has introduced some slight modifications, but for all the purposes of the present inquiry, the definition remains the same. It is thus defined by Sir Edward Coke (3 Just. 77:) “ When a person of sound memory and discrimination unlawfully killeth any reasonable creature in being, and under the king’s peace, with malice aforethought, express or implied.” It is to be remarked that every member of this sentence is of the mightiest import in determining the constituents of the crime. The killing must have been effected by a person of sound memory and discretion. It must have been unlawful killing; that which is deprived' of life must have been a reasonable creature in being, under the king’s peace, and the killing must have proceeded from malice, expressly proved, or such as the law will imply, which is not so properly spite or malevolence to the deceased, as any evil design in general—the dictate of a wicked, depraved and malignant heart. Every one of these things must have existed, in order to make out the crime, and they must be proved or presumed upon the trial to have existed, or the prisoner is to be acquitted. They are primarily a part of the case for the prosecution, to be established to the satisfaction of the jury beyond a reasonable doubt. The law presumes malice from the mere act of killing, because the natural and probable consequences of any deliberate act, are presumed to have been intended by the author.’ But if the proof leaves it
JUDGE GOULD’S CHARGE.
Gentlemen of the Jury:—It has .been stated to you that.in this case, you are called on to discharge a very unusual duty, that of passing upon the guilt.or innocence of a man, who.is now for the third time on trial for his life. This is certainly true, gentlemen. But. while it may well be that it is an uncommon, perhaps an unparalleled circumstance, itis equally true that the manner and the means by which it has been brought . about, are as uncommon, and I trust will continue to be without any parallel. It certainly does not lie with the prisoner to find fault with it; or with his counsel to ask at your hands any consideration on account of it; since the conviction, (obtained at the first trial,) was set aside at the prisoner’s request and in his favor, by a most peculiar application of the mercy of the law.
To attain this end, the court of appeals introduced a new principle into our criminal law. And as the opinion given by Mr. Justice Brown in that court states (with commendable complacency) that it is written,. “ that those .who preside at the
This new principle is, however, not the only unusual point that was needed to reach a new trial after the first conviction. The legislative wisdom of 1855, had seen fit to provide that,in capital cases, a person convicted in any court of oyer and terminer, should be entitled to his bill of exceptions as a matter of right; and on the appeal might take any exception warranted by the whole case, whether or not he took any exception on the trial. The wisdom of this law we may not question, since courts (other than the highest) are bound to administer laws, not malee them.
Under this invaluable provision, this prisoner was enabled to take a bill of exceptions, upon an exception not taken at the trial. Hot only so, but to take an exception and obtain a new trial upon a charge given upon and in precise accordance with the written reguest-of his own eminent counsel, the present attorney-general of this state. That written request I now read from my minutes of the first trial:
“ That if the jury is satisfied from the evidence, that at the time the alleged offence was committed, the prisoner, in consequence of partial insanity, was laboring under such a defect of reason as (not to be conscious of the nature, character and consequences of the act, or) not to know that the act was wrong—he should be acquitted.”
My variation from this request was in another part of the charge, and was merely verbal, (to make the rule plain to the comprehension of twelve men who were not lawyers,) that he must have proved the existence of the insane delusion to the satisfaction of the jury beyond a reasonable doubt, or they would convict. To a lawyer, or any logical reasoner, it is superfluous to add that if the jury were satisfied—they were necessarily satisfied beyond a reasonable doubt.
The personal character and standing of the attorney-general are far too high to allow any one to suspect that his request
Fortified thus by the written opinion of the highest law officer of the state, I may proceed to say that wé may fairly assume that the principle laid down by the court of appeals is new, when after all the researches of the prisoner’s able counsel, and after repeated and elaborate discussions, and (of course) full and profound judicial investigation, no one decided case is even hinted at by Mr. Justice Brown, as bearing out the rule imposed on the prosecution in this case; while the opinion given as a guide finds it necessary to combat adjudications of high authority.
It is true that the rule is claimed to be founded on what is stated to be Sir Edward Coke’s definition of murder, which is thus given: “ Where a person of sound memory and discretion unlawfully killeth any reasonable creature, in being and under the king’s peace, with malice aforethought, express or implied,” (citing 3 Inst. 47.) On this it is to be remarked that the citation seems to be taken from Coke at second hand, as found in Blackstone, (4 Com. 195.) But Blackstone did not correctly cite Coke, for Coke’s language is: “ Where a man of sound memory, and of the age of discretion, unlawfully killeth,” &c.
Blackstone, be it observed, does not give that sentence of Coke’s as a definition of murder, for he says: “ Murder is therefore now defined, or rather described, by Sir Edward Coke.” And Blackstone himself, had (in the same chapter) before' given his own definition of all kinds of felonious homicide, as, “ the killing of a human creature without justification or excuse.” And after this, in separating the grades of homicide into mur
In the state of New-York, the statute of New-York—judicially known to every court—gives the definition of murder which binds us. And that definition is, in substance identical with Blackstone’s. It is thus, (2 Rev. Stat. 656, 657, combining sections 4 and 5 :) “ The killing of a human being without the authority of law, when perpetrated from a premeditated design to effect the death, &c., is murder.” And this “ premeditated design,” is, by our courts, decided to be the intent to do the act done, of which death was the natural consequence; the prosecution being never bound to prove the intent otherwise than by the act, leaving matter of excuse to the defence; the legal shape of an issue (with its incident, the burden of proof on the affirmative,) not being changed by the mere grade of the crime.
In any prosecution, the proofs are to follow the allegations, and only what is alleged is to be proved. And under our statute no indictment for murder need allege anything about the prisoner’s sanity. It is a mere begging of the question to say of sanity: “It is nevertheless a part of the case of the party who alleges its existence, and to be made out beyond a reasonable doubt,” when the prosecution has not made', and is not bound to make any such allegation. And if it proves all it alleges, it makes out its case, leaving the opposite side to establish its defence.
To dispose, however, of the written requests to. charge now made by the prisoner’s counsel, (before concluding what I cannot, if I would, avoid saying to you, as to the rule said to be laid down for me,) I now proceed to read those requests and charge as thereby desired, with merely one or two brief words of explanation, which I deem not to vary the tenor of the requests.
1st. That if at the time of the homicide, the prisoner, by reason either of delirium tremens, or other partial insanity, believed, (when he was committing the homicide,) that he was fighting with men who were supposed by him to be present *
.2d. That if by- reason of partial insanity, the prisoner, at the time the alleged offence was committed, was laboring under such a defect of reason as.not to he,conscious of ihe.real nature a,nd character of the act, he: should be acquitted.
3d. That it is sufficient to. constitute the. defence that the homicide was the offspring of insane delusion, without reference to any other test or criterion.
4th. That it is not necessary, in order to constitute the defence ofiinsanity, that the facts supposed hy the prisoner to he true—but which- were untrue, should have been sufficient, if true, to consti» tute a defence in law, to the act committed by the prisoner un-. der the influence of the delusion.
5th. That if, by reason of partial insanity, the prisoner killed his wife while he labored under the delusion that he was defendimg himself in a supposed fight with persons who were his enemies, he should be acquitted.
• 6th. That if upon the whole evidence in the case, the jury entertain a reasonable doubt whether the prisoner at the time of committing the homicide, was of sound mind and memory, “so far as to be conscious of the real nature and character.of the act,” he should be acquitted.
7th. That a reasonable doubt upon the whole evidence, in regard to. the sanity of the prisoner at the time the homicide was committed,- enures to the benefit of the prisoner, and will entitle him to .an acquittal. “ This limited to his being so sane as to be. conscious of the real nature and character of the act” (Such portions of .the foregoing points as are quoted, were added by Judge Gould.)
Having thus given you the prisoner’s views of the case, which commence with taking it for granted that he is to prove insanity and end with-¡ claiming the benefit of .the shadow of something not proved, I-return to apply to those requests, and. the 'whole case, the opinion given on- granting to the prisoner
Still, gentlemen, whether or not to my feeble judgment the parts of, this opinion be reconcilable with each other, I am bound by the ultimate decision, and am not responsible for an inconsistency which perhaps I am under a delusion in supposing that I see. That .decision imposes on me the duty of saying to you, that, even on. this issue the prisoner is entitled to the benefit of any. reasonable doubt you may entertain of. his guilt, in view of the proofs he has made to you that at the time of committing this , crime, (for that he .did the. deed is admitted
I do not understand that a mere assertion of insanity, a mere notice of matter of defence, even now constitutes a defence, and compels a jury to do violence to their consciences and acquit in defiance of their oaths. In coming before you as
“A creature, who not prone And. brute as other creatures, but endued With sanctity of reason, may erect His stature,”
in coming as a man, the prisoner is amenable to the law, unless he shows some exemption from it. And so to make that out, that you shall be in uncertainty as to his guilt, he must go farther than an insinuation, and excite in your minds something far stronger than a mere suspicion. You are not bound even in a capital case, nor are you allowed to refrain from finding a verdict of guilty, because you have not arrived at absolute certainty. Nor will you waste your time nor strain your oaths in the worse than useless inquiry whether a conclusion which you fully believe to be true, may not possibly be erroneous. Absolute certainty bn facts not apparent to the senses, belongs not to human minds. It can hardly be predicated of what you see and hear, so liable are even our senses to be deceived. An optical delusion, a feat of legerdemain, defies them. But you are not, therefore, the -less bound to render a verdict, and that verdict is to be the one which, on the whole case, after weighing all the evidence, you in your own minds and hearts are satisfied is true. If-in your own minds you make up a full belief—come to a definite conclusion—no consideration of time or of eternity should prevent your saying so by your verdict. You should permit in yourselves no hesitancy to act on your honest convictions. No too finely spun web of apprehension should prevent your doing your whole duty, and meting out to the public, as well as to the prisoner, justice. Both appear before you; and between the two you stand represent
Reference
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- The People agt. Francis McCann
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