People Ex Rel. Poulos v. McDonnell
People Ex Rel. Poulos v. McDonnell
Opinion of the Court
Relators were indicted by a grand jury of Kings County on three counts:
1. Attempted rape in the first degree;
2. Assault in the second degree with intent to commit rape, and
3. Assault in the second degree with intent to inflict grievous bodily harm.
Eelators contend that the trial court’s ruling subjects them to double jeopardy in violation of law (N. Y. Const., art. I, § 6; Penal Law, § 32; Code Crim. Pro., § 9). We conclude, as did Special Term and the Appellate Division, that such indeed is the result.
It is the statutory as well as the common-law rule • that a prosecution ought not fail for lack of proof if the crime charged is shown to have been committed in a lesser degree than charged in the indictment; in such case the jury may find a defendant guilty of the lesser degree (Dedieu v. People, 22 N. Y. 178; Penal Law, § 610; Code Crim. Pro., § 444).
In the instant case, the court charged, in accordance with the statute (Code Crim. Pro., § 444), the lesser degree, following its charge on the third count of the indictment. The jury could then have found relators guilty of assault either in the second or third degree; since they did not, but on the contrary acquitted relators of the only counts with which they were charged in the indictment, nothing was left to be tried, and their general verdict constituted a bar to any new indictment or trial “ for the same crime [assault], in any other degree ” (Penal Law, § 32). It was not necessary for the jury to acquit relators of assault in the third degree, with which they were not specifically charged; the statute merely authorised them to find relators guilty of the lesser degree.
It is also true that the indictment might have been amended by the addition of a new count, namely, assault in the third degree, had the statutory procedure been carried out (Code Crim. Pro., §§ 295-j, 295-k), in view of the fact that such count would merely be an inferior degree of the same generic crime with which they were already charged — assault (in the second degree) — or, in the words of the statute, it relates “ to the transaction upon which the defendant stands indicted ” (cf. People v. Miles, 289 N. Y. 360). It does not appear that this was done or even attempted, and the court in effect merely recognized that the third count would sustain a conviction in the lesser degree and charged the jury accordingly. Under such circumstances there can be no question of amendment by implication or waiver (cf. People ex rel. Prince v. Brophy, 273 N. Y. 90), and it is unnecessary to consider what might have been the effect had the indictment been amended to allege an additional count.
Section 32 of the Penal Law is clearly applicable here, and we know of no authority holding contrary to the views herein expressed. As the order appealed from is final, the question certified need not be specifically answered (Civ. Prac. Act, §§ 1262, 1268). Accordingly, the order of the Appellate Division should be affirmed. The question certified is not answered.
Dissenting Opinion
(dissenting). A majority of this court is about to decide that the writ of habeas corpus sought herein was properly issued for the reason that, in light of section 32 of the Penal Law, the lesser included count added to the indictment by the trial court could not survive the verdict of acquittal on the main charge of assault, second degree, without placing relators twice in jeopardy for the same offense (N. Y. Const., art. I, § 6). With this approach, I am unable to agree.
When the trial court, as is its prerogative, proceeds in a proper case to add a lesser included degree of the same crime charged in the indictment, it is bound to so charge the jury and this is exactly what was done here. When so charged, the oral pronouncement by the court as to the inferior degree is as effective in law as a formal assertion in the body of the indictment (Code Crim. Pro., § 295; People v. Sciascia, 268 App. Div. 14, affd. 294 N. Y. 927) for it is no longer necessary, as it was at common law, to particularize each degree of each offense charged in an indictment (People v. Miller, 143 App. Div. 251, affd. 202 N. Y. 618). Therefore after the jury finds a defendant ‘ ‘ not guilty ’ ’ of the degree charged in the indictment, they are then authorized to find him guilty “ of any degree inferior thereto ” (Code Crim. Pro. § 444; People v. Willson, 109 N. Y. 345) thus preventing a failure of prosecution (People v. Murch, 263 N. Y. 285; cf. People v. Miller, supra).
The situation here is no different than is the expressed disagreement on one or more of the counts in a multi-count indict
The order appealed from should be reversed, the writ denied, and relators remanded to the custody of the warden of the city prison for trial, limited, of course, to the undetermined charge of assault, third degree.
Loughran, Ch. J., Conway and Desmond, JJ., concur with Froessel, J.; Dye, J., dissents and votes for reversal in an opinion in which Lewis and Feld, JJ., concur.
Order affirmed, etc.
Reference
- Full Case Name
- The People of the State of New York Ex Rel. John Poulos Et Al., Respondents, Against Thomas McDonnell, as Warden of the City Prison, Respondent. the People of the State of New York, Appellant
- Cited By
- 16 cases
- Status
- Published