In re the Estate of Collins
In re the Estate of Collins
Opinion of the Court
OPINION OF THE COURT
A will may be admitted to probate notwithstanding the failed or imperfect memory of both attesting witnesses.
Bertha A. Collins died on June 4, 1981 leaving as her sole distributees respondents, Richard and Robert Hoffman, her nephews. The Hoffmans offered a 1951 will for probate, under which Mrs. Collins left her entire estate to her husband, who had predeceased her. Appellant, William Mayne, objected and offered a will dated January 17,1977, in which Mrs. Collins left $1,000 to each of her nephews, $100 to her sister-in-law, and the remainder to appellant, her “friend and advisor.” The will contained a printed form attestation clause,
On September 11, 1981, at respondents’ request, a preliminary examination of witnesses was held before Surrogate Aldo L. Di Florio. Appellant produced five witnesses: the two attesting witnesses, a physician, and two persons supporting the authenticity of Mrs. Collins’ signature on the will. Mary Pedaci testified that, in January, 1977, she was the assistant manager of the Ransomville branch of Marine Midland Bank. Shown the 1977 will, she identified both her signature and that of Richard Skellen, but had no recollection of the circumstances surrounding the execution of the will. Richard Skellen, the branch manager, testified that he recalled signing his name to the docu
Dr. Clark Triftshauser, decedent’s physician, testified that on January 17, 1977 he examined Mrs. Collins to determine her mental and physical condition because she told him she intended to make a will that day, and he found her condition good. Edith Stanish, a legal secretary and notary who had witnessed Mrs. Collins’ signature in 1976, testified that her signature on the 1977 will was genuine, and Dorothy Eadie, a document examiner, rendered her expert opinion that the signature on the will was genuine.
Respondents moved to dismiss appellant’s petition to probate the 1977 will on the ground that he had not presented prima facie proof of due execution. The court denied the motion, holding that the formalities of due execution can be established despite the imperfect memory of both attesting witnesses. Relying on the attestation clause, the genuineness of the three signatures, and the testimony of the physician, the court found that the 1977 will had been duly executed. The Appellate Division reversed and dismissed appellant’s petition, holding that SCPA 1405 (subd 3) requires that at least one of the attesting witnesses confirm that the testatrix signed the instrument and intended it to be her will.
This appeal focuses on the import of SCPA 1405 (subd 3), which came into being September 1, 1967, with the adoption of the SCPA. The section provides: “Where an attesting witness has forgotten the occurrence or testifies against the execution of the will and at least 1 other attesting witness has been examined the will may be admitted to probate upon the testimony of the other witness or witnesses and such other facts as would be sufficient to prove the will.” The issue of first impression which is presented is whether, given SCPA 1405 (subd 3), a will may be admitted to probate where both attesting witnesses do not recollect the events surrounding execution of the will but the court is otherwise satisfied from all of the
Neither SCPA 1405 nor its predecessor, section 142 of the Surrogate’s Court Act, directly addresses a situation where both attesting witnesses forget the details of the will execution.
For more than a century, the courts have consistently interpreted section 142 of the Surrogate’s Court Act and its forbears to permit probate even where the attesting witnesses did not recall the event or testified against the will.
While the formalities of due execution did not have to be proved by the testimony of the attesting witnesses, witnesses were not excused from testifying because of failed memory or testimony against the will. Unless the testimony was otherwise dispensed with by statute, attesting witnesses still had to be “examined,” but a will could be admitted to probate even if, upon that examination, the witness had no recollection of the formalities of the execution, or testified against the will.
Respondents suggest that, in enacting SCPA 1405, the Legislature intended a major change. They argue that where both of the attesting witnesses are available to testify, at least one of them now must give testimony
Significantly, in all other respects the changes in section 142 of the Surrogate’s Court Act wrought by SCPA 1405 were minor and clarifying. The new SCPA 1405 divides the two paragraphs of section 142 into four subdivisions. The first two subdivisions of SCPA 1405 make no change in the substance of the first paragraph of section 142, and the fourth subdivision adopts provisions contained in the second paragraph of the former statute. We reject respondents’ contention that, without comment to this effect, the Legislature in the third subdivision of SCPA 1405 revolutionized prior practice. We believe that, consistent with the balance of the section, in subdivision 3 the Legislature also made only a clarifying amendment.
Under section 142 of the Surrogate’s Court Act, a will could be established upon proof of handwriting and other circumstances “if a subscribing witness has forgotten the occurrence, or testifies against the execution of the will”. Read literally, if one attesting witness forgot the occurrence, the statute dispensed with the necessity for examining any other attesting witness. By its revision in subdivision 3 the Legislature has made clear that the testimony of attesting witnesses may not be dispensed with merely because of the lapsed memory of one witness. Even where one attesting witness cannot recall the circumstances of execution, still at least one other attesting witness must be examined (see SCPA 1404, subd 1), and all relevant testimony elicited. The will may then be admitted to probate if the proof is sufficient to establish the will.
This interpretation is supported by the sparse legislative history. In its Memorandum to Members of the New York State Legislature, the Temporary Commission on Estates explained the amendment to section 142 with the following cursory comment: “The language of the provision permit
To be sure, the testimony of the attesting witnesses is entitled to great weight (Orser v Orser, 24 NY 51, 52, supra). Their failure to recollect the event may be significant in determining whether the formalities of execution were followed (Woolley v Woolley, 95 NY 231). A failure of their recollection intensifies the care and vigilance that must be exercised in examining the remaining evidence. (Matter of Kellum, 52 NY 517, 519, supra.)
Here, given the evidence, we cannot say that the Surrogate erred as a matter of law in admitting the will to probate. Accordingly, the order of the Appellate Division should be reversed and the case remitted to that court for a determination of whether the evidence is sufficient to prove the will.
Chief Judge Cooke and Judges Jasen, Jones, Wachtler and Meyer concur; Judge Simons taking no part.
Order reversed, with separate bills of costs payable out of the estate to all parties appearing separately and filing separate briefs, and matter remitted to the Appellate Division, Fourth Department, for further proceedings in accordance with the opinion herein.
. The attestation clause provided: “We, whose names are hereto subscribed, Do Certify that on the 17th day of January 1977 the testatrix above named, subscribed her name to this instrument in our presence and in the presence of each of us, and at the same time, in our presence and hearing, declared the same to be her last Will and Testament, and requested us, and each of us, to sign our names thereto as witnesses to the execution thereof, which we hereby do in the presence of the testatrix and of each other, on the day of the date of the said Will, and write opposite our names our respective places of residence.”
. Section 142 in relevant part, traces back to section 2620 of the Code of Civil Procedure, which similarly did not mention the situation where all the attesting witnesses suffer a lapsed memory. Like section 142, section 2620 permitted a will to be probated despite or against the testimony of one attesting witness upon proof of handwriting and circumstances sufficient to prove the will. The Revised Statutes that preceded the code contained no provision regarding the lapsed memory of attesting witnesses, but permitted other proof to establish the will where one or more subscribing witness was unavailable. (See 2 Rev Stat of NY [1st ed, 1836], part II, ch VI, tit I, §§ 13, 16.)
. While the statutes spoke of the need to “examine” attesting witnesses, there was no definition of what constitutes the requisite examination. Since a will might be admitted to probate even if the attesting witness had no recollection of the execution or testified against the will, it is apparent that the requirement was fulfilled when the witnesses took the stand and related what they knew of the circumstances. (Cf. Matter of Huber, 181 App Div 635.)
Reference
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- In the Matter of the Estate of Bertha A. Collins
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