State v. Hammons, Unpublished Decision (12-15-1997)
State v. Hammons, Unpublished Decision (12-15-1997)
Opinion of the Court
OPINION
Defendant-appellant, Ronald L. Hammons, appeals the sentence imposed upon him under Ohio's recently enacted felony sentencing law, Am.Sub.S.B. No. 2 ("Senate Bill 2"). We affirm the trial court's rulings on the issues raised by appellant, but reverse and remand the case for resentencing on other grounds.Appellant was indicted on November 27, 1996 on charges of rape, kidnapping, and corrupting a minor resulting from an incident that allegedly occurred on September 29, 1996. Appellant pled guilty to one count of corrupting a minor, a fourth degree felony, and the prosecution entered a nolle prosequi on the other charges. On January 10, 1997, the trial court sentenced appellant to eighteen months in prison, the maximum term authorized for a fourth degree felony under Senate Bill 2.
Appellant filed this appeal challenging the trial court's application of Senate Bill 2 to his sentence. Appellant presents three assignments of error for review:
Assignment of Error No. 1:
THE TRIAL COURT ERRED IN MAKING THE SERIOUSNESS FINDINGS UNDER SECTION
2929.12 (B) OF THE OHIO REVISED CODE.
Assignment of Error No. 2:
THE TRIAL COURT ERRED IN FINDING THE EXISTENCE OF RECIDIVISM FACTORS UNDER SECTION
2929.12 (D) OF THE OHIO REVISED CODE.
Assignment of Error No. 3:
THE TRIAL COURT ERRED IN FAILING TO COMPLY WITH OHIO REVISED CODE
2929.13 (B)(1)(a-h).
In his first assignment of error, appellant challenges the trial court's determination that his conduct was "more serious" than conduct normally constituting the offense.
Under the Senate Bill 2 sentencing scheme, when a mandatory prison term is not required for a felony offense, the sentencing court has discretion to determine the most "effective way to comply with the purposes and principles of sentencing * * *" set forth in R.C.
In this instance, the trial court determined under R.C.
Appellant's first argument under his first assignment of error is that the trial court improperly relied on unsubstantiated, unsworn statements by third parties in making the seriousness findings. Specifically, the evidence of serious harm suffered by the victim consists of statements by the victim's grandmother, Katherine Frost, and the prosecutor during the sentencing hearing. For her part, Frost stated:
* * * I feel like this has effected [sic] M. in a lot of ways because he's tried to kill himself, he's been to the point that he's tried to jump out of windows. Right now, today, the reason why his mother is not here is they are taking him to Indianapolis to a facility where he would have more protection from harm from anyone and himself. So he's in a terrible fix. * * *
* * * [appellant] has ruined my grandson's life in a way. * * *
The prosecutor told the court:
Judge, there still is not, to my knowledge, been [sic] any confirmation as to whether M.D. is HIV positive. * * *
* * * [appellant] took advantage of a young boy, and while the young boy had some problems prior to this, he was doing relatively well at St. Al's. There was talk about him moving back home with his mother at some point because he was doing well. And Judge, he basically — has he been ruined? Only time will tell, but I'll tell you, Judge, things have gone progressively down hill since this episode. And I just don't think it's coincidence that this boy has experienced all these severe problems since this happened.
And basically, the boy is now going to be a ward of some institution, and I can tell you, Judge, when I spoke with him, and I wish he could be here so you could see him, he was upset, and I really think if there is a victim in this case, the only victim is M.D.
This court has held previously that the Ohio Rules of Evidence do not apply in sentencing proceedings. State v. Wackenthaler (Sept. 6, 1988), Butler App. No. CA88-01-007, unreported, at 5. See, also, Evid.R. 101(C)(3). Instead, such proceedings are governed by "simple notions of due process" and, as such, evidence is properly considered "when the defendant is afforded an opportunity to respond to it." Wackenthaler, unreported, at 5.
Under Senate Bill 2, information relevant to the imposition of sentence may be presented at a felony sentencing hearing by "the offender, the prosecuting attorney, the victim or the victim's representative * * * and, with the approval of the court, any other person * * *." R.C.
In this case, appellant was given ample opportunity to respond to all statements presented by the prosecution and its witnesses. See Wackenthaler. Moreover, the statements by Frost and the prosecutor fit squarely within the provisions of R.C.
Appellant's second claim under this assignment of error is that the trial court relied on improper findings in making its seriousness determination. Specifically, appellant complains that the finding "defendant held a position of trust with the victim and the offense involved a violation of that trust" is not one of the factors enumerated in R.C.
R.C.
In his second assignment of error, appellant challenges the trial court's recidivism determination under R.C.
1. The defendant had been out on bail before trial or sentencing, under court sanction or under post-release control or parole when the offense was committed;
2. The defendant has a record of prior criminal convictions;
3. The defendant has failed to respond favorably in the past to probation or parole;
4. The defendant has shown no remorse;
5. The defendant has refused to accept responsibility for his actions, and continues to blame the victim for the offense.
Appellant complains under this assignment of error that the trial court relied on erroneous findings of fact in reaching the conclusion that recidivism is likely.
Appellant states, as to the first factor, that although he had a pending misdemeanor theft case at the time he was sentenced in this case, he had not been arrested or arraigned on the theft charges and was not out on bail or under any type of post-release control or probation. As to the second factor, appellant argues that his prior convictions should be viewed leniently because they are remote in time, the last occurring in 1985, and because he is permanently disabled as a result of a severe beating he endured in 1988. Appellant claims, finally, that findings 3-5 are not supported by the record.
As a threshold matter, we note that appellant did not object to any of these findings when the trial court presented them during the sentencing hearing. "Any errors not brought to the attention of the trial court by objection or otherwise are waived and may not be raised on appeal unless they rise to the level of plain error." Hamilton v. Clemans (June 2, 1997), Butler App. No. CA96-04-073, unreported, citing State v. Williford (1990),
Even if the trial court's first finding under R.C.
Appellant next argues under this assignment of error that the trial court's determination that appellant's recidivism is likely conflicts with its determination that appellant is not a sexual predator. We see no conflict.
Appellant pled guilty to a "sexually oriented offense,"4
therefore, the sentencing court was required to determine appellant's status under Ohio's recently enacted Registration Notification Sex Offender Act, codified at R.C.
The determination under R.C.
In his third assignment of error, appellant states that the trial court committed reversible error by failing to comply with the guidance for sentencing set forth in R.C.
Under R.C.
In this case, the trial court found that three of the eight R.C.
Despite our disposition of appellant's three assignments of error, we cannot conclude that appellant's sentence is free from reversible error. We now raise two issues sua sponte. First, we observe that the trial court sentenced appellant to the maximum prison term authorized for a fourth degree felony, see R.C.
Second, we find that the trial court failed to comply with the dictates of R.C.
Regardless of when the sexually oriented offense was committed, if a person is to be sentenced on or after the effective date of this section for a sexually oriented offense that is not a sexually violent offense * * *, the judge who is to impose sentence upon the offender shall conduct a hearing to determine whether the offender is a sexual predator.
R.C.
After reviewing all testimony and evidence presented at the hearing conducted under division (B)(1) of this section and the factors specified in division (B)(2) of this section, the judge shall determine by clear and convincing evidence whether the offender is a sexual predator. If the judge determines that the offender is not a sexual predator, the judge shall specify in the offender's sentence and the judgment of conviction that contains the sentence that the judge has determined that the offender is not a sexual predator.
In this case, the trial court apparently determined that appellant was not a sexual predator. However, the trial court did not specify this determination on appellant's sentence and judgment of conviction as required by R.C.
The trial court also concluded that appellant is not a habitual sex offender. R.C.
If a person is convicted of or pleads guilty to committing, on or after the effective date of this section, a sexually oriented offense, the judge who is to impose sentence on the offender shall determine, prior to sentencing, whether the offender previously has been convicted of or pleaded guilty to a sexually oriented offense. * * * If the judge determines that the offender previously has not been convicted of or pleaded guilty to a sexually oriented offense, the judge shall specify in the offender's sentence that the judge has determined that the offender is not a habitual sex offender.
In this case, appellant pled guilty on December 10, 1996 to committing a sexually oriented offense on September 29, 1996. Both events occurred prior to January 1, 1997, the time R.C.
Chapter 2950 of the Ohio Revised Code existed prior to the enactment of Ohio's Megan's Law, however. The earlier version of the statute set forth the definitions and registration requirements of "habitual sex offenders."7 Under that chapter, the registration obligations of a "habitual sex offender" commenced upon his discharge from the penal institution where he was incarcerated. If the habitual sex offender was released on probation, discharged upon payment of a fine, or given a suspended sentence, he was to be informed of his registration obligations by the court that convicted him. Under that version of the statute, the trial court was not specifically required to make a determination prior to sentencing as to whether the offender was a habitual sex offender, nor was the trial court required to specify any such classification on the offender's sentence. Here, appellant has not been convicted of any sex offenses besides the one at issue in this case. Therefore, appellant is not a "habitual sex offender" as that term is defined under the version of R.C. 2950 in effect prior to January 1, 1997, and appellant will, thus, have none of the registration obligations under the earlier version of R.C. 2950.
Accordingly, we affirm the trial court's decision on its merits, vacate appellant's sentence, and remand this case to the trial court for resentencing.
Judgment affirmed as to appellant's conviction under R.C.
YOUNG, P.J., and BROGAN, J., concur.
Brogan, J., of the Second Appellate District, sitting by assignment of the Chief Justice, pursuant to Section 5(A)(3), of the Ohio Constitution.
(1) The physical or mental injury suffered by the victim of the offense due to the conduct of the offender was exacerbated because of the physical or mental condition or age of the victim.(2) The victim of the offense suffered serious physical, psychological, or economic harm as a result of the offense.
(3) The offender held a public office or position of trust in the community, and the offense related to that office or position.
(4) The offender's occupation, elected office, or profession obliged the offender to prevent the offense or bring others committing it to justice.
(5) The offender's professional reputation or occupation, elected office, or profession was used to facilitate the offense and is likely to influence the future conduct of others.
(6) The offender's relationship with the victim facilitated the offense.
(7) The offender committed the offense for hire or as part of an organized criminal activity.
(8) In committing the offense, the offender was motivated by prejudice based on race, ethnic background, gender, sexual orientation, or religion.
(1) At the time of committing the offense, the offender was under release from confinement before trial or sentencing * * * or under postrelease control * * *.(2) The offender previously was adjudicated a delinquent child * * * or the offender has a history of criminal convictions.
(3) The offender has not been rehabilitated to a satisfactory degree after previously being adjudicated a delinquent child * * * or the offender has not responded favorably to sanctions previously imposed for criminal convictions.
the court imposing a sentence upon an offender for a felony may impose the longest prison term authorized for the offense pursuant to division (A) of this section only upon offenders who committed the worst forms of the offense, upon offenders who pose the greatest likelihood of committing future crimes, upon certain major drug offenders * * *, and upon certain repeat violent offenders * * *.
In this case, only the first two categories cited in the statute (worst form of offense, greatest likelihood of committing future crimes) could possibly apply to appellant.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.