Staton v. Henry, Unpublished Decision (4-27-1998)
Staton v. Henry, Unpublished Decision (4-27-1998)
Opinion of the Court
OPINION
Plaintiff-appellant, Roger D. Staton, appeals from a summary judgment rendered in favor of defendants-appellees, Miami University and its various officers and employees. Staton claims that the trial court erred in dismissing his Section 1983, Title 42, U.S. Code claims against Miami University's officers and employees based on his having previously filed an action in the Ohio Court of Claims. Staton suggests that his Section 1983 claims for prospective relief, namely reinstatement with tenure, survived his waiver of any causes of action against any state officers or employees under R.C.We conclude that Ohio law does not recognize an exception to the absolute waiver contained in R.C.
On September 21, 1994, Staton filed a nine-count complaint against Miami University in the Ohio Court of Claims, Case No. 94-11656, based on allegations stemming from the University Promotion and Tenure Committee's failure to recommend tenure. On October 21, 1994, the Ohio Court of Claims filed an entry staying the proceedings after finding that Staton had filed claims with the Equal Employment Opportunity Commission and the State Employment Relations Board and that the disposition of those claims might be wholly or partially dispositive of Staton's claims in the Ohio Court of Claims as collateral recovery.
On December 28, 1994, Staton filed a twelve-count complaint against Miami University and twenty-five individual defendants, members of the University Promotion and Tenure Committee and the Miami Board of Trustees, based on allegations stemming from the University Promotion and Tenure Committee's failure to recommend tenure. Among other allegations, the complaint alleged that Miami University and its officers and employees failed to follow established procedures in determining Staton's qualifications for tenure and thus denied Staton his procedural and substantive due process rights. Staton's complaint was later amended to add further factual allegations and an additional count.
Miami University filed a motion to dismiss the complaint, and, soon after, Staton filed a motion for summary judgment. In an interlocutory order, the trial court ruled that it lacked subject-matter jurisdiction over Miami University and dismissed it from the lawsuit. The trial court also ruled that it lacked subject-matter jurisdiction over all statelaw claims asserted against the individual defendants. The trial court denied Staton's motion for summary judgment, but permitted Staton to file a subsequent motion after further discovery.
On April 26 1995, Staton filed a complaint against Miami University and its officers and employees in the United States District Court, Southern District of Ohio, Case No. C-1-95-311, based on allegations stemming from the University Promotion and Tenure Committee's failure to recommend tenure. The District Court dismissed Staton's Section 1983, Title 42, U.S. Code claims and state law claims after finding that Miami University and the individual defendants were immune from liability based on the
On March 14, 1997, the individual defendants filed a motion for summary judgment in the trial court. Soon after, Staton also filed a motion for summary judgment. On September 22, 1997, the trial court entered its decision granting the defendants' motion for summary judgment, denying Staton's motion for summary judgment, and dismissing Staton's complaint. The trial court determined that all of Staton's claims against the individual defendants were waived pursuant to R.C.
From the judgment of the trial court, Staton appeals.
THE TRIAL COURT ERRED IN GRANTING DEFENDANTS' MOTION FOR SUMMARY JUDGMENT.
Staton argues that although he first filed an action in the Court of Claims before filing this action in the trial court, he was not required to do so for his Title 42, Section 1983, U.S. Code claims, and so those claims are not subject to the jurisdictional limitations set forth in R.C.
Finally, Staton contends that his Section 1983 claims praying for equitable relief are not subject to the waiver set forth in R.C.
R.C.
(A)(1) The state hereby waives its immunity from liability and consents to be sued, and have its liabilities determined, in the court of claims created in this chapter in accordance with the same rules of law applicable to suits between private parties, except that the determination of liability is subject to the limitations set forth in this chapter and, in the case of state universities or colleges, in section
3345.40 of the Revised Code, and except as provided in division (A)(2) of this section. To the extent that the state has previously consented to be sued, this chapter has no applicability.Except in the case of a civil action filed by the state, filing a civil action in the court of claims results in a complete waiver of any cause of action, based on the same act or omission, which the filing party has against any officer or employee, as defined in section
109.36 of the Revised Code. The waiver shall be void if the court determines that the act or omission was manifestly outside the scope of the officer's or employee's office or employment or that the officer or employee acted with malicious purpose, in bad faith, or in a wanton or reckless manner.
* * *
(F) A civil action against an officer or employee, as defined in section
109.36 of the Revised Code, that alleges that the officer's or employee's conduct was manifestly outside the scope of his employment or official responsibilities, or that the officer or employee acted with malicious purpose, in bad faith, or in a wanton or reckless manner shall first be filed against the state in the court of claims, which has exclusive, original jurisdiction to determine, initially, whether the officer or employee is entitled to personal immunity under section9.86 of the Revised Code and whether the courts of common pleas have jurisdiction over the civil action.The filing of a claim against an officer or employee under this division tolls the running of the applicable statute of limitations until the court of claims determines whether the officer or employee is entitled to personal immunity under section
9.86 of the Revised Code.
In its September 26, 1996 interlocutory order, the trial court dismissed, without prejudice, all claims against Miami University and all state claims against individual defendants based on a lack of subjectmatter jurisdiction. As a threshold matter, we find that the trial court's ruling was proper in light of R.C.
"A cause of action under Section 1983 must allege that a person, acting `under color of law,' deprived the plaintiff of a constitutionally guaranteed federal right." Conley v. Shearer (1992),
While we agree with Staton that the trial court had jurisdiction to hear his Section 1983 claims against Miami University's officers and employees, we also note that the trial court retained its jurisdiction over those claims and dismissed the Section 1983 claims based on Staton's complete waiver of any cause of action against any state officer or employee as set forth in R.C.
R.C.
In Thompson v. Harmony (C.A. 6, 1995),
Staton suggests that we apply the rationale of the Thompson court in this case and find that his Section 1983 claims for reinstatement with tenure were not waived by his filing an action in the Court of Claims. We disagree.
Contrary to Staton's suggestion, the immunity waived by the state in the Court of Claims Act stems from the common-law doctrine of sovereign immunity, not from the
With this distinction in mind, we conclude that the court's analysis in Thompson is not germane to Staton's claims in state court. The Ex parte Young doctrine, permitting the plaintiff to seek prospective relief to prevent state officials from violating federal law even after filing an action in the Court of Claims, is premised on an exception to the state's sovereign immunity under the
Based on the foregoing, we conclude that the trial court correctly decided that Staton waived all of his claims against Miami University's officers and employees when he filed his action in the Court of Claims; therefore, the trial court properly granted the defendants' motion for summary judgment.
Staton's First Assignment of Error is overruled.
THE TRIAL COURT ERRED IN DENYING APPELLANT'S UNOPPOSED MOTION FOR SUMMARY JUDGMENT.
Staton contends that his first motion for summary judgment, filed April 12, 1995, was unopposed by the defendants and that he had filed sufficient exhibits and affidavits to show that there were no genuine issues of material fact and that he was entitled to judgment as a matter of law. Staton maintains that the trial court had no basis for denying his motion for summary judgment.
In its September 26, 1996 interlocutory order, the trial court denied Staton's motion for summary judgment, but permitted Staton to refile his motion after further discovery. Staton later filed a second motion for summary judgment, which the trial court denied in its September 22, 1997 decision.
We disagree with Staton's assertion that the trial court must grant an unopposed motion for summary judgment. "There is no `default' summary judgment under Ohio law." Maust v. Palmer (1994),
Staton's Second Assignment of Error is overruled.
BROGAN, J., and WOLFF, J., concur.
Brogan, J., Wolff, J., and Fain, J., of the Second Appellate District, sitting by assignment of the Chief Justice, pursuant to Section
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