State v. Lumpkin, Unpublished Decision (12-18-1998)
State v. Lumpkin, Unpublished Decision (12-18-1998)
Opinion of the Court
On April 22, 1996, Cynthia Kline ("Cynthia") was employed as a manager at George's Dinner Bell ("George's"), located at 1155 Bank Street in Painesville Township, Lake County, Ohio. At approximately 10:30 p.m., on April 22, 1996, Cynthia closed George's, exited the building, and walked to her automobile located in a parking lot across the street from the restaurant. While walking to her vehicle, Cynthia noticed a Caucasian male at a pay phone near George's. In crossing the street to the parking lot, which was out of view from the pay phone, Cynthia observed an African American male walking down the street toward her car. Once Cynthia had unlocked her car door and proceeded to enter her vehicle, the African American male approached her, reached into his pants pocket, pulled out a gun, held it to her head and demanded money. Cynthia handed the man her purse, which contained six dollars and some credit cards. The man then ran away from the parking lot. Cynthia immediately walked to a house nearby and called the sheriff's department.
After the police arrived, Cynthia was taken to the sheriff's department, where she provided Sergeant King with a description of the perpetrator and attempted to identify her assailant by viewing ten to twelve computer photographs. After approximately an hour at the Sheriff's Department, Cynthia was taken to the Painesville Police Department where she viewed additional photographs. Although Cynthia did not identify any of the individuals in the pictures as the actual perpetrator, she did identify to police one photograph which demonstrated the type of hairstyle that was similar to the perpetrator's hair.
Lieutenant Lonnie R. Sparkman ("Sparkman"), who was a sixteen-year veteran of the Lake County Sheriff's Department, was assigned as the lead investigator in the robbery incident. In the course of his investigation, Sparkman obtained evidence from a confidential informant concerning individuals who might have information about the robbery at issue. On October 10, 1996, the Painesville Municipal Court issued a warrant for the arrest of appellant, charging him with aggravated robbery, in violation of R.C.
In early November 1996, appellant was arrested. On November 4, 1996, at approximately 9:00 a.m., Sparkman interviewed appellant at the Lake County Sheriff's Department. The following facts, concerning that interview, are largely derived from the deposition of Sparkman, conducted on July 13, 1997.1 Importantly, Sparkman refreshed his recollection of appellant's statements by referring to his report of that interview.
In his deposition, Sparkman stated that only he and appellant were present at the interview, that he read appellant his Miranda rights, and that appellant indicated that he understood those rights. In the transcript of the motion to suppress hearing, Sparkman stated that after reading appellant his Miranda rights, appellant stated, "I understand my rights, and I know I can talk to a lawyer first." The transcript of the motion to suppress proceeding also demonstrates that the trial court found that appellant waived his Miranda rights.
In the deposition Sparkman further stated that during the interview, and after appellant communicated that he understood hisMiranda rights, he told appellant that his name had come up as a man with a gun involved in an armed robbery at George's. According to Sparkman, appellant responded by stating that "he didn't have no gun, a man with blond hair had a gun." When asked whether the man with blond hair was Tom Allen, appellant said, "Yeah." Additionally, appellant stated that he was with Todd Campbell ("Campbell"), Phil Jenkins ("Jenkins"), and Tom Allen ("Allen") on the night of April 22, 1996. According to Sparkman, appellant also admitted to being at the scene of the robbery and that he was the only black male present. Finally, Sparkman stated that appellant told him that everybody in the car knew that the robbery was going to take place. Immediately thereafter, appellant stated that he wanted time to think and didn't want to talk anymore. Sparkman then terminated the interview and directed corrections officers to take appellant back to jail. In the deposition, on cross-examination, Sparkman admitted that he did not ask appellant for a written statement of their conversation because the interview had been prematurely terminated.
On November 21, 1996, appellant posted bond and was discharged from jail. On February 14, 1997, the Lake County Grand Jury indicted appellant on one count of aggravated robbery, an aggravated felony of the first degree, in violation of R.C.
On June 20, 1997, appellant filed a motion to suppress any oral or written statements made by him in violation of his rights guaranteed by the
The jury returned its verdict on July 30, 1997, finding appellant guilty of having committed aggravated robbery with a firearm specification, an aggravated felony of the first degree, in violation of R.C.
On August 29, 1997, appellant timely filed this notice of appeal. Appellant now asserts the following assignment of error:
"The trial court erred to the prejudice of the appellant by denying the defense motion to suppress uncounselled statements by the defendant to police officers after he had been arrested upon a complaint and warrant and by admitting the statements into evidence at trial."
Appellant contends that he was denied his
Contrary to appellant's contentions, none of the foregoing cases support appellant's claim. In Massiah, the Court held that the petitioner was denied his
The Court stated, "[a]ll that we hold is that the [petitioner's] own incriminating statements, obtained by federal agents under the circumstances here disclosed, could not constitutionally be used by the prosecution as evidence against him at his trial." (Emphasis sic.) Id. at 207.
In Spano, the petitioner had been questioned for eight straight hours by fifteen interrogators despite having made numerous requests to speak to his attorney. Additionally, the police admitted that the petitioner had requested to speak to his attorney during his interrogation, but was refused and further interviewed. Also, the Court determined that the petitioner only had finished part of his first year of high school, had a history of emotional instability, and was subject to leading questions at the interrogation. Spano,
Appellant correctly states that the Court, in Moulton, concluded that the
Finally, in Jackson,
The cases of Massiah, Spano, Moulton, and Jackson do not support appellant's assertion that his constitutional rights were violated simply because police officers interrogated him without the presence of counsel concerning a matter for which he had been previously charged and arrested. Unlike the petitioner in Massiah and Moulton, appellant's statement's were obtained by police prior to him having retained counsel and before indictment. Unlike the petitioner in Spano, appellant was questioned for no more than five to ten minutes by one police officer, and once he indicated that he did not want to talk anymore, the interrogation was immediately terminated. Furthermore, no evidence has been presented that appellant was emotionally unstable or that he was subjected to leading questions by police. Finally, unlike the petitioner in Jackson, appellant did not make any direct or indirect request for counsel at any time prior to being interviewed.
We will now address appellant's assignment of error pursuant to an appropriate constitutional analysis.
Once a person has been arrested and subjected to police custodial interrogation, the
"An express written or oral statement of waiver of the right to remain silent or of the right to counsel is usually strong proof of the validity of that waiver, but is not inevitably either necessary or sufficient to establish waiver. The question is not one of form, but rather whether the defendant in fact knowingly and voluntarily waived the rights delineated in the Miranda case. As was unequivocally said in Miranda, mere silence is not enough. That does not mean that the defendant's silence, coupled with an understanding of his rights and a course of conduct indicating waiver, may never support a conclusion that a defendant has waived his rights. The courts must presume that a defendant did not waive his rights; the prosecution's burden is great; but in at least some cases waiver can be clearly inferred from the actions and words of the person interrogated." North Carolina v. Butler (1979),
441 U.S. 369 ,373 .
The prosecution retains the burden to prove by a preponderance of the evidence that a defendant "voluntarily, knowingly, and intelligently" waived his Miranda rights based on the "totality of the circumstances" surrounding the interrogation. State v. Eley
(1996),
Even if a defendant is properly Mirandized and waives his
In the case sub judice, appellant's
In the transcript of the hearing on appellant's motion to suppress, the trial court determined that the prosecution's testimony was uncontroverted and that appellant waived his Miranda rights. The trial court arrived at its conclusion after making the following findings: it accepted the testimony of Sparkman that appellant stated he understood his rights; there was no indication that appellant was under the influence of any alcohol or drugs; the interrogation was short and not conducted late at night or early in the morning; appellant knew he could stop the interrogation at any time, as attested to by the fact that he did terminate it; the defendant was alert and able to carry-on a conversation; and appellant indicated, through his conduct and ability to dialogue, that he was able to appreciate the nature of the verbal exchange with Sparkman.
The record supports the trial court's conclusion that Sparkman read appellant his Miranda rights and that appellant acknowledged his Miranda rights before any questioning began. As the trier of fact at the suppression hearing, the trial court chose to accept the testimony of Sparkman over that of appellant's counsel, and determined that appellant had made a voluntary waiver. As stated in Broom and Scott, the trial court is charged with the responsibility of deciding which testimony will be accepted in a suppression hearing.
In looking at the totality of the circumstances, we conclude that the trial court did not abuse its discretion in holding that appellant voluntarily, knowingly, and intelligently waived hisMiranda rights. Appellant has not contested Sparkman's assertion that the interview lasted no longer than fifteen minutes or that only Sparkman and appellant were present at the interrogation. There was no evidence presented that the interview was intense. Also, only one encounter between Sparkman and appellant occurred, and it was from this sole encounter that the statements in question were produced. In addition, appellant has not made any assertions that he was physically mistreated, threatened or promised anything in exchange for his statements. Finally, there is no evidence in the record which undermines the trial court's decision to accept the testimony of Sparkman over that of appellant.
Therefore, this court concludes that appellant was properly informed of his
Assuming arguendo that appellant's confessions were inadmissible, it is this court's position that appellant's conviction must be affirmed on the basis that there was overwhelming evidence, aside from appellant's incriminating statements, which would lead a jury to decide the case as it did.
"We have repeatedly reaffirmed the principle that an otherwise valid conviction should not be set aside if the reviewing court may confidently say, on the whole record, that the constitutional error was harmless beyond a reasonable doubt." State v. Williams
(1988),
Aside from appellant's incriminating statements, there was overwhelming evidence produced at trial establishing his guilt. At trial, Campbell testified to the following: (1) he took appellant, Jenkins, and Allen to George's on April 22, 1996, sometime between 8:30 p.m. and 11:00 p.m.; (2) he drove to George's because Allen said that appellant wanted to see his girlfriend; (3) once at George's he and Jenkins waited in his truck while Allen and appellant exited the vehicle; (4) after "a minute or two," appellant and Allen returned to his vehicle and Allen was shouting "go, go, go"; (5) upon returning to a friend's apartment, he heard appellant state that he [appellant] "couldn't believe he robbed somebody * * * and only got six dollars"; and (6) he also heard appellant refer to using a gun in the robbery.
At trial, Stephanie Fiske ("Fiske") also testified. In her testimony, Fiske conveyed the following information: (1) she was dating Allen at the time of the robbery; (2) she knew appellant as "Dee"; and (3) while at a friend's apartment after the date of the robbery, where appellant and some other people were present, she heard someone say, "I can't believe I robbed somebody for a M.F.ing six dollars."
Furthermore, the victim, Cynthia, testified to the following: (1) she left George's by herself on the night of April 22, 1996, sometime between 10:00 p.m. and 10:30 p.m.; (2) while walking to her vehicle, she notice a Caucasian male at a pay phone near George's; (3) after walking out of view of the telephone booth, she saw an African American male walking down the street toward her; (4) while attempting to enter her vehicle, the African American male approached her, demanded money, and pulled out a gun; (5) she handed the man her purse which contained six dollars and some credit cards; (6) the place where the robbery occurred was lit by a "big, bright street light right overhead"; and (7) she observed the appellant face to face within arms length of each other. Finally, Cynthia identified appellant, in court, as the perpetrator.
In light of the testimonial evidence presented in this case, we conclude that even if appellant's incriminating statements were inadmissible, the record presents overwhelming evidence of appellant's guilt.
For the foregoing reasons, appellant's assignment of error is without merit. Accordingly, the judgment of the Lake County Court of Common Pleas is affirmed. _______________________________ PRESIDING JUDGE DONALD R. FORD
NADER, J.,
O'NEILL, J., concur.
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