State v. Roberts, Unpublished Decision (3-11-1999)
State v. Roberts, Unpublished Decision (3-11-1999)
Opinion of the Court
The Marietta Municipal Court convicted appellant Charles Roberts of disorderly conduct for spitting in another man's face during a labor dispute. Appellant admits spitting at his victim, but nevertheless appeals the conviction and $100 fine. He assigns six errors for our review:
1. "The Municipal Court erred in failing to grant a mistrial."
2. "The Municipal Court erred in permitting the prosecution of a defendant who was the victim of selective prosecution."
3. "The Municipal Court erred in refusing to permit the defendant to inquire into whether the alleged victim spit on women on two occasions in the labor dispute."
4. "The Municipal Court erred in admitting hearsay upon hearsay under the guise that it was offered not for the truth of the matter asserted."
5. "The verdict of guilty was against the substantial evidence in the case."
6. "The Municipal Court committed cumulative error."
Finding none of the assignments meritorious, we affirm the appellant's conviction.
After finishing a shift on September 3, 1997, Cassady and other workers left MSI's building and encountered the union's picket line. Through a fence, workers and strikers participated in a heated verbal exchange which featured abusive language from both sides. Appellant shouted at Cassady that he was going to kill Cassady's girlfriend to "show [Cassady] what kind of man [appellant] was." Cassady did not consider these to be serious threats, but contributed his own offensive comments to the verbal war. Cassady shouted derogatory sexual remarks aimed at Diane Wells, appellant's fiancee. After Cassady's offensive remarks, appellant walked up to the fence, a few feet from Cassady, and spit in his face. A MSI security videotape of the confrontation between strikers and non-strikers shows appellant spitting at Cassady.
A security guard who witnessed the incident called the Marietta police. Officer J.C. Woods arrived at the scene and spoke with MSI security officer Michael Statkiewicz. Statkiewicz, who heard from a third party that appellant spit at Cassady, told Officer Woods what had happened. Officer Woods viewed the MSI security videotape and copied a segment showing appellant spitting at Cassady. Officer Woods did not obtain the entire videotape. Officer Woods also took a statement from MSI security officer Jason Reed, who witnessed appellant spitting at Cassady. Officer Woods issued a citation to appellant for disorderly conduct, in violation of Section
(a) No person shall recklessly cause inconvenience, annoyance or alarm to another by doing any of the following: * * *
(5) Creating a condition that is physically offensive to persons or that presents a risk of physical harm to persons or property, by any act that serves no lawful and reasonable purpose of the offender.1
The municipal court convicted appellant of disorderly conduct and fined him $100. Appellant commenced this appeal.
In a review for sufficiency of the evidence, an appellate court must construe the evidence in a light most favorable to the prosecution. State v. Hill (1996),
In this case, sufficient evidence exists to support appellant's conviction. In addition to having the incident captured on videotape, appellant himself admitted spitting on Cassady. The prosecution presented testimony from Cassady establishing that appellant's act was "kind of sick" and that appellant's spit was all over Cassady's face and glasses. This testimony establishes that appellant's action was offensive and caused Cassady annoyance and alarm within the meaning of the disorderly conduct ordinance. Finally, the record shows sufficient evidence to show that appellant's conduct had "no lawful purpose." Appellant admitted during cross-examination that he spit on Cassady in order to "release my anger so I would not cross the fence and do anything that I shouldn't had [sic] doing." This evidence, whether construed favorably for the state or not, sufficiently establishes that appellant had no lawful purpose. Notwithstanding the fact that the victim in this case acted like a "jerk," we cannot characterize spitting at another person as a privileged means of releasing one's anger.
We next analyze whether appellant's conviction is against the manifest weight of the evidence. In making this determination, we must "review the entire record, weigh the evidence and all reasonable inferences, consider the credibility of witnesses, and determine whether, in resolving conflicts in the evidence, the trier of fact clearly lost its way and created such a manifest miscarriage of justice that the conviction must be reversed and a new trial granted." State v. Stepp (1997),
Appellant does not deny that he spit in Cassady's face. Instead, he makes three principal arguments in disputing the trial court's verdict. First, the appellant argues that Cassady provoking him into spitting creates a legal defense. Second, the appellant disputes the trial court's finding that his spitting on Cassady served no lawful purpose. Third, the appellant attacks the credibility of the evidence used to establish that his action was physically offensive and caused inconvenience, annoyance, or alarm. We reject the appellant's arguments and find substantial evidence supporting the verdict.
In his first argument, appellant highlights the insults Cassady hurled toward Ms. Wells, arguing that their vile nature justified the spitting. Appellant argues that the insults yelled by Cassady were "fighting words" in the sense that they were likely to provoke the average person to an immediate breach of the peace. See Cincinnati v. Karlan (1974),
We recognize that Cassady provoked the incident and, arguably, he got what he deserved. However, appellant's satisfaction comes at a cost. Cassady's remarks were inflammatory and in some manner of speaking, we find appellant's response more measured than it might have been. Yet, "vigilante justice," however appealing to our emotions, cannot be doled out absent the expectation of legal repercussions. Put simply, while we respect appellant's sense of honor, we cannot officially condone his conduct. Cassady's actions provide no defense or legal justification for the appellant's conduct. See State v. Linder (Feb. 10, 1992), Stark App. No. CA-8689, unreported (fact that person may have "prompted, provoked, or at least participated in the disorderly conduct is neither an affirmative defense nor justification * * *").
When provocation is applicable in the criminal context, it serves as a mitigating factor only, not a complete defense. See, e.g., State v. Rhodes (1992),
Appellant next argues that his action served a lawful purpose. Because lack of lawful purpose is an element of Section 509-03(a)(5), appellant contends that the prosecution did not meet its burden of proof. Appellant's purported lawful purpose was defending his fiancee after Cassady's insults. This argument fails for two reasons. First, his "defense of others" justification is inapplicable to the facts of this case. Using force to defend another person is a viable defense only when a defendant reasonably believes that his conduct is necessary to defend against the imminent use of unlawful force. SeeColumbus v. Dawson (1986),
The appellant also contends that his spitting at Cassady was not physically offensive and did not cause "inconvenience, annoyance or alarm" to another person.2 Substantial evidence existed for the court to conclude that the appellant's act satisfied these elements of Section
Finally, the appellant argues ad nauseam that Cassady was not credible, essentially asking us to reject his testimony. We decline to do so. Weight and credibility of testimony are primarily functions of the trier of fact. State v. DeHass
(1967),
Crim.R. 16(B)(1) governs what the prosecution must disclose to the defense prior to trial and states in part:
(c) Documents and tangible objects. Upon motion of the defendant the court shall order the prosecuting attorney to permit the defendant to inspect and copy or photograph books, papers, documents, photographs, tangible objects, buildings or places, or copies or portions thereof, available to or within the possession, custody, or control of the state, and which are material to the preparation of his defense, or are intended for use by the prosecuting attorney as evidence at trial, or were obtained from or belong to the defendant.
* * *
(f) Disclosure of evidence favorable to defendant. Upon motion of the defendant before trial the court shall order the prosecuting attorney to disclose to counsel for the defendant all evidence, known or which may become known to the prosecuting attorney, favorable to the defendant and material either to guilt or punishment. * * *
(Emphasis added.)
Crim.R. 16(B)(1)(c) and 16(B)(1)(f) thus provide for discovery of documents which are either: (1) exculpatory or otherwise material to the defense; (2) intended to be used by the prosecution, or (3) obtained from the defendant. State v.Steen (June 28, 1994), Vinton App. No. 93CA490, unreported. In this case, both items sought by the appellant belong to MSI and neither one was introduced at trial. Thus, the prosecution violated Crim.R. 16(B)(1) only if the items were material to the appellant's defense.
Before we analyze whether the disputed items are material, we must decide the threshold question of whether the state has failed to disclose them. The state must have possession, custody, or control of documents and tangible items before they are subject to disclosure. See State v. Lawson (1992),
Appellant asserts the broad argument that acts of private security personnel may be "state action" for constitutional purposes, as well as for the purposes of criminal discovery violations and sanctions. The record shows that MSI security personnel videotaped the picket line, allowed Officer Woods of the Marietta Police Department to view the tape and copy the relevant portion, and gave statements to the police following the spitting incident. MSI security personnel also created written statements for its own internal records. The record is devoid of any evidence that MSI acted as an agent of the state while engaging in any of these activities. See State v. Zirkle
(Aug. 27, 1997), Meigs App. No. 95CA21, unreported (state not responsible for destruction of potentially relevant audiotapes possessed by victim, even though prosecution knew of the audiotapes' existence, absent evidence that victim was agent of the prosecution). Instead, the record shows that MSI security acted for the private benefit of MSI and not with the cloak of any state authority. Cf. State v. Bolan (1971),
Nevertheless, appellant throws together a hodgepodge of state action arguments, based on constitutional civil rights jurisprudence, in trying to transform MSI's conduct into suppression of evidence by the state. First, under the "public function doctrine," the appellant argues that private acts are attributable to the state when the state has delegated a traditional state function to a private entity. See Flagg Bros.v. Brooks (1978),
Even if the state possessed the evidence complained of by the appellant, we do not find the disputed items to be material. Items are material only if there is a reasonable probability that, had the evidence been disclosed, the result of the trial would have been different. State v. Jackson (1991),
Even if there had been some suppression of material evidence attributable to the state, appellant also fails to persuade us that mistrial would have been the appropriate sanction. In assessing the imposition of sanctions for Crim.R. 16 violations, the trial court must inquire into the circumstances of any violation and impose the least severe sanction possible that is consistent with the purposes of the discovery rules.City of Lakewood v. Paipadelis (1987),
Appellant's first assignment of error is overruled.
It is well-settled that the state denies equal protection of the laws when it makes "unjust and illegal discriminations between persons in similar circumstances, material to their rights * * *." State v. Flynt (1980),
(1) that, while others similarly situated have not generally been proceeded against because of conduct of the type forming the basis of the charge against him, he has been singled out for prosecution, and (2) that the government's discriminatory selection of him for prosecution has been invidious or in bad faith, i.e., based upon such impermissible considerations as race, religion, or the desire to prevent his exercise of constitutional rights."
Id. The defendant's burden of establishing discriminatory prosecution is a heavy one. State v. Freeman (1985),
Appellant fails to meet his heavy burden in this case. Appellant's lone argument assails his conviction on the basis that non-striking MSI employees, on both September 3, 1997 and other purported occasions, were not charged with disorderly conduct. Appellant presents no other evidence of discriminatory motive other than this purported anomaly. A court will not presume intentional invidious discrimination from a simple showing of differing treatment. Id. See, also, State v. Spencer (Nov. 4, 1998), Scioto App. No. 97CA2536, unreported (presumption exists that state prosecutes criminal law violation in good faith). Appellant's showing in this case is insufficient to support a selective prosecution defense.
Moreover, appellant has not shown that the state has failed to prosecute other persons similarly situated. The record supports appellant's contention that both strikers and nonstriking MSI employees were yelling and cussing at each other across the picket line. However, appellant's conviction was based on his conduct of spitting in Cassady's face. The record bears no evidence that anyone else besides appellant spit in another person's face during this confrontation. While appellant argues that Cassady spit on striking workers on two other occasions, there is no evidence in the record to support this contention and no evidence to show, even if Cassady did so, that the incident was complained of to the authorities. Further, the record shows that Cassady pled no contest to disorderly conduct in connection with the MSI labor dispute for conduct prior to appellant's arrest. This undermines appellant's argument that the Marietta Police Department has discriminated between strikers and non-strikers in making arrests in conjunction with the labor dispute. Appellant's evidentiary showing falls short of establishing selective prosecution for disorderly conduct in connection with the MSI labor dispute.
Under the second assignment of error, appellant also argues that the Marietta ordinance proscribing disorderly conduct is unconstitutionally vague. Appellant singles out the phrases "inconvenience, annoyance, or alarm" and "no lawful or reasonable purpose to the offender" as leaving him to guess as to the ordinance's meaning.
Legislative enactments generally enjoy a strong presumption of constitutionality. State v. Collier (1991),
"* * * the challenging party must show that the statute is vague 'not in the sense that it requires a person to conform his conduct to an imprecise but comprehensible normative standard, but rather in the sense that no standard of conduct is specified at all. * * *' Coates v. Cincinnati (1971),
402 U.S. 611 ,614 [91 S.Ct. 1686 ,1688 ,29 L.Ed.2d 214 ,217 ]. In other words, the challenger must show that upon examining the statute, an individual of ordinary intelligence would not understand what he is required to do under the law. Thus, to escape responsibility * * *, appellee must prove, beyond a reasonable doubt, that the statute was so unclear that he could not reasonably understand that it prohibited the acts in which he engage."
State v. Anderson (1991),
The appellant's vagueness argument can only succeed if a reasonable person could not understand that spitting in Mr. Cassady's face would violate Section
The language in Section
Finding the selective prosecution and vagueness challenges without merit, we overrule the appellant's second assignment of error.
Q. [by appellant's counsel] * * * Now, you knew Mr. Roberts from previous incidents at MSI and that's essentially what you told the police, isn't it?
A. [by Cassady] Yes.
Q. Okay. Is it not true that two of those incidents involved occasions where you yourself spit on strikers?
A. No, it's not.
Q. Okay. Would you deny that you spit on a woman by the name of Doris Whitehair on April 22, 1997?
MR. MOORE: Objection, your Honor.
THE COURT: Sustained.
* * *
Q. (Mr. Cogan continuing) Now, let me ask you the same question about Rhonda Morgan on 5/27/97. Do you recall spitting on Rhonda Morgan, an MSI steelworker, on 5/27/97?
A. No, I don't.
Appellant argues that he should have been allowed to question Cassady about his alleged prior spitting escapades. Appellant contends that these specific incidents involving Cassady impact his credibility as a witness. Appellant also argues that the prior incidents are relevant to whether Cassady believed that spitting on another individual was physically offensive and served no lawful purpose, two of the elements of disorderly conduct.
We limit our review of this assignment of error to the trial court's refusal to allow questioning on the Doris Whitehair incident because this was the only inquiry the court did not permit. The record reveals that appellant asked a general question, without objection, about the two alleged incidents. The trial court sustained the state's objection to appellant's further inquiry related to the Doris Whitehair incident. However, the state failed to object moments later when appellant's counsel asked Cassady specifically about the Rhonda Morgan incident. Despite the court sustaining one objection, appellant was still allowed to ask about the alleged prior incidents, obtaining Cassady's denials in response. Thus, the only conceivable error that appellant may raise surrounds the trial court's refusal to allow specific inquiry into the Doris Whitehair incident.
Evid.R. 608(B) governs the cross-examination of a witness concerning specific instances of conduct for purposes of impeaching the witness's credibility:
Specific instances of the conduct of a witness, for the purpose of attacking or supporting the witness's character for truthfulness * * * may not be proved by extrinsic evidence. They may, however, in the discretion of the court, if clearly probative of truthfulness or untruthfulness, be inquired into on cross-examination of the witness * * * concerning the witness's character for truthfulness or untruthfulness * * *.
(Emphasis added.)
We fail to see how Cassady's alleged spitting at Doris Whitehair could be "clearly" probative of his truthfulness or untruthfulness. Assuming the incident took place, Cassady's conduct, at most, would be evidence of weak moral character. This type of evidence is not admissible to attack a witness's credibility. State v. Mann (1985),
Appellant also argues that the Whitehair incident is relevant to whether appellant's spitting on Cassady satisfies the elements of disorderly conduct. Appellant's counsel proffered that, if allowed to continue, he would have asked Cassady whether he believed he had caused inconvenience, annoyance, or alarm to Ms. Whitehair by spitting and whether he believed his spitting on Ms. Whitehair to be physically offensive. Ironically, appellant's counsel did not attempt to ask these same questions concerning the Rhonda Morgan incident, about which appellant's counsel was allowed to inquire.
The record does not reveal why the trial court excluded evidence regarding the Whitehair incident. It is reasonable to conclude, however, that the trial court found the evidence irrelevant to appellant's offense. See State v. Heinish (1990),
The trial court did not abuse its discretion here. For appellant to be convicted under the Marietta disorderly conduct ordinance, the prosecution was required to prove that the appellant recklessly caused inconvenience, annoyance, or alarm by creating a condition physically offensive to persons through an act serving no lawful purpose. The "act" in question was the appellant spitting in Cassady's face. Whether Cassady, in fact, spit on Ms. Whitehair on a prior occasion does not help to determine any element of appellant's disorderly conduct offense. The only relevant inquiry is the effect of appellant's action upon Cassady or any other person affected by the appellant's spitting at the time it occurred.
Appellant implies that Cassady's prior act is probative of Cassady's belief that spitting on someone is not physically offensive or should not cause inconvenience, annoyance, or alarm. This contention is tenuous at best. Assuming Cassady spit on Doris Whitehair, it is more reasonable to assume that he did so because it was offensive. Further, the Whitehair incident purportedly involved Cassady as the spitter rather than the person spit upon. Thus, while Whitehair's perception of that incident might have been relevant, Cassady's was not. The trial court did not abuse its discretion in this regard. Appellant's third assignment of error is overruled.
Q. [by Prosecutor] * * * What did you initially observe as you arrived at [MSI]?A. I came eastbound on Lancaster Street off of Fort Harmar Drive, and I got down to right in front of the plant, and I saw several strikers in the street, also on the south curb. I pulled up and stopped. Mr. Statkiewicz asked me if I knew Charles Roberts, and I said no, why, what happened? And he said, he just spit on Bruce Cassady. So I went ahead and parked my vehicle. I went up and started talking to Mr. Statkiewicz. Mr. Roberts was standing very close to us, he stated, you ought to be glad I didn't jump the fence and kick his ass.
Appellant's counsel objected to this testimony, arguing that it was "hearsay upon hearsay." Prior to Office Woods's testimony, Mr. Statkiewicz testified that he did not personally observe appellant spit at Cassady. He learned of the incident from a third party. The trial court agreed that the testimony could be hearsay but added, "* * * it's also offered to show what the officer did next. I don't think it's offered for the truth of the matter asserted. I'm not considering it in that fashion anyway."
Moments later, appellant's counsel raised the identical objection to further testimony from Officer Woods:
Q. * * * Now, again, when you first arrived at the incident, you say — how far away from you was Mr. Roberts?
A. Oh, within ten feet.
Q. Okay. And what did he say if anything at that time?A. Mr. Statkiewicz had told me that Mr. Roberts had spit at Bruce Cassady * * *
MR. COGAN: Same objection, your Honor.
THE COURT: Sustained.
Following the sustained objection, Woods testified to what appellant said following Woods's arrival and did not offer further testimony about what Statkiewicz had told him.
Any out-of-court statement offered to prove the truth of the matter asserted therein is hearsay and may be excluded at trial. Evid.R. 801(C). Further, hearsay included within another hearsay statement is also excluded "unless each part of the combined statements conforms with an exception to the hearsay rule * * *." Evid.R. 805. Among the hearsay exceptions is the maxim that statements offered for some purpose other than proof of the matters asserted are not hearsay. State v. Maurer
(1984),
In this case, the initial statement objected to by appellant was not "double hearsay." The record shows that, at the time appellant's counsel objected, Officer Woods was explaining generally the events upon his arrival. His recollection of what Statkiewicz told him came in the context of describing the incident and his actions when he arrived. Each layer of purported hearsay, i.e., the statement by Statkiewicz to Woods and the statement to Statkiewicz by a third person, helps explain officer Woods's actions in the particular situation that confronted him. The trial court did not abuse its discretion in allowing the testimony for this limited purpose. Moreover, the trial court, which was the trier of fact, expressly declared that it would not use the statement for the truth of the matters asserted.
Even if Officer Woods' testimony was inadmissible hearsay, we find its admission by the trial court to be harmless beyond a reasonable doubt. The truth of the matter asserted in the challenged testimony was that appellant spit on Cassady. Several witnesses testified to this fact, including appellant, who admitted spitting on Cassady. Thus, the matter asserted in Officer Woods' testimony is not even in dispute. With a multitude of testimony establishing that appellant spit on Cassady, coupled with the trial court expressly declaring that it did not consider the purported hearsay for the truth of the matter asserted, there is no reasonable probability that any inadmissible testimony from Officer Woods contributed to appellant's conviction. Thus, the challenged testimony cannot form a basis for reversing appellant's conviction. SeeState v. Brown (1992),
We also discard appellant's arguments concerning the second disputed statement, but for simpler reasons. The record clearly indicates that the trial court sustained appellant's objection to Officer Woods's reprise of testimony concerning what Statkiewicz told him. Following the sustained objection, Officer Woods proceeded with his testimony, which included none of the statements objected to by appellant. There was no hearsay testimony, rendering appellant's arguments concerning the second statement frivolous. We overrule appellant's fourth assignment of error.
Having overruled each of the appellant's assignments of error, we affirm the trial court's judgment.
JUDGMENT AFFIRMED.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the Marietta Municipal Court to carry this judgment into execution.
If a stay of execution of sentence and release upon bail has been previously granted by the trial court or this court, it is continued for a period of sixty days upon the bail previously posted. The purpose of said stay is to allow appellant to file with the Ohio Supreme Court an application for a stay during the pendency of the proceedings in that court. The stay as herein continued will terminate in any event at the expiration of the sixty day period.
The stay shall terminate earlier if the appellant fails to file a notice of appeal with the Ohio Supreme Court in the forty-five day appeal period pursuant to Rule II, Sec. 2 of the Rules of Practice of the Ohio Supreme Court. Additionally, if the Ohio Supreme Court dismisses the appeal prior to expiration of said sixty days, the stay will terminate as of the date of such dismissal.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
Exceptions.
Kline, P.J. and Abele, J.: Concur in Judgment and opinion.
For the Court
BY: _________________________ William H. Harsha, Judge
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