State v. Lutman, Unpublished Decision (6-30-1999)
State v. Lutman, Unpublished Decision (6-30-1999)
Opinion of the Court
This is an appeal from the judgment of the Lucas County Court of Common Pleas which denied appellant's motion to withdraw his guilty plea. For the following reasons, we affirm the decision of the trial court.
On May 23, 1997, appellant, Brent Lutman, was indicted on two counts of involuntary manslaughter, each a felony of the third degree, in violation of R.C.
On November 10, 1997, appellant was present in court for sentencing. In considering the gravity of appellant's crime, the trial court stated as follows:
"* * * it is clear [defendant] was speeding. How fast he was going is, I guess, a question that is open to dispute. While the defendant did not intend for this accident to happen or for anyone to die, he did intend to operate his car in a manner that he knew was beyond the speed limit, and he should have known that a collision in that circumstance was not unforeseeable.
"He should have known that speeding is dangerous, and it can be fatal. I think it's important that we all remember driving an automobile is an awesome responsibility and that a car driven carefully — that is not driven carefully and is not driven with due care and is driven recklessly is a deadly weapon, and unfortunately, we have proof of it here today."
The trial court sentenced appellant to five years of community control with the following conditions: (1) first twelve months to be served at the Corrections Center of Northwest Ohio ("CCNO"); (2) twelve months of electronic monitoring, following the CCNO sentence; (3) seek and maintain employment upon release from CCNO; (4) license suspension for three years; (5) one hundred hours of community service in the area of driver education; and (6) no traffic violations during the term of his community control.
On December 8, 1997, with new counsel, appellant filed a "MOTION TO DISMISS INDICTMENT PURSUANT TO CRIMINAL RULE 48 OR TO ARREST JUDGMENTS" and an "ALTERNATIVE MOTION TO WITHDRAW NO CONTEST PLEAS." In appellant's motion to dismiss the indictment, appellant asserted that the indictment against him violated the
A hearing was held on appellant's motions, wherein appellant's counsel at the time of his plea, Jerome Phillips, was called to testify. Attorney Phillips testified that the predicate minor misdemeanor traffic violation supporting appellant's convictions of involuntary manslaughter was "speed." Phillips testified that prior to the no contest pleas, he was not familiar with eitherCampbell or Shy, supra. When asked what advice he gave appellant concerning the plea recommendation, Phillips testified that based on his understanding of State v. Brown (1996),
"Not at that time, with a caveat I would not have done that until I would have filed a motion to dismiss the indictment, had the matter thoroughly heard by this court or whatever court would hear the matter, and then upon a decision, if it was an unfavorable decision, I might have considered the no contest plea with the purpose of taking the matter to a higher court for a decision."
Appellant's counsel then asked Phillips, "As an officer of the Court, Mr. Phillips, as you sit here today, can you state to the Court that the pleas which Brent entered on September the 24th of 1997 were knowing, intelligent and voluntary pleas?" Phillips responded, "no," and stated, "Because, obviously, I did not have knowledge of the two cases from the other districts that we are discussing today until you brought them to my attention, and I did not give him advice regarding those cases, and I did not file what I considered the appropriate motion in this case to bring those cases to this Court's attention."
The trial court rendered its decision from the bench on appellant's motions. Relying on State v. Wozniak (1961),
The trial court also denied appellant's motion to withdraw his pleas of no contest. The trial court found that such a motion only could be granted in rare circumstances which create a manifest injustice. As such, the trial court found that it had to consider the constitutionality of the statute as applied in the indictment to determine whether a manifest injustice had occurred. The trial court found that this court, in Brown,
The trial court next considered whether R.C.
The trial court next considered Phillips' statement that he would have filed a motion to dismiss had he been aware of theCampbell and Shy cases. The trial court found that appellant was not prejudiced by his counsel's failure to file a motion to dismiss because, based upon the court's research, it would have denied the motion.
Based on the foregoing analysis, the trial court found all of appellant's motions not well-taken. Appellant timely appealed the decision of the trial court and raises the following assignments of error:
"ASSIGNMENT OF ERROR I
"I. THE TRIAL COURT ABUSED ITS DISCRETION TO THE PREJUDICE OF APPELLANT WHEN IT REFUSED TO ALLOW HIM TO WITHDRAW HIS PLEAS OF NO CONTEST TO AN UNCONSTITUTIONALLY-DRAWN INDICTMENT.
"ASSIGNMENT OF ERROR II
"II. THE APPELLANT WAS NOT AFFORDED THE EFFECTIVE ASSISTANCE OF COUNSEL IN CONJUNCTION WITH HIS ENTERING PLEAS OF NO CONTEST TO AN UNCONSTITUTIONALLY-DRAWN INDICTMENT.
"ASSIGNMENT OF ERROR III
"III. THE TRIAL COURT ERRED TO THE PREJUDICE OF APPELLANT WHEN IT REFUSED TO DISMISS THE INDICTMENT WHICH CHARGED HIM WITH INVOLUNTARY MANSLAUGHTER PREDICATED ON THE COMMISSION OF A STRICT LIABILITY MINOR MISDEMEANOR TRAFFIC VIOLATION, AS THE APPLICATION OF THE INVOLUNTARY MANSLAUGHTER STATUTE UNDER SUCH CIRCUMSTANCES SUBJECTED APPELLANT TO CRUEL AND UNUSUAL PUNISHMENT.
"ASSIGNMENT OF ERROR IV
"IV. THE TRIAL COURT ERRED TO THE PREJUDICE OF APPELLANT WHEN IT REFUSED TO DISMISS THE INDICTMENT WHICH CHARGED HIM WITH INVOLUNTARY MANSLAUGHTER PREDICATED ON THE COMMISSION OF A STRICT LIABILITY MINOR MISDEMEANOR TRAFFIC VIOLATION AND WHICH DID NOT ALLEGE A CULPABLE MENTAL STATE, AS THE INDICTMENT UNDER SUCH CIRCUMSTANCES FAILED TO STATE AN OFFENSE AND WAS THEREFORE VOID AB INITIO.
"ASSIGNMENT OF ERROR V
"V. THE TRIAL COURT ERRED TO THE PREJUDICE OF APPELLANT WHEN IT REFUSED TO DISMISS THE INDICTMENT WHICH CHARGED HIM WITH INVOLUNTARY MANSLAUGHTER PREDICATED ON THE COMMISSION OF A STRICT LIABILITY MINOR MISDEMEANOR TRAFFIC VIOLATION, AS THE APPLICATION OF THE INVOLUNTARY MANSLAUGHTER STATUTE UNDER SUCH CIRCUMSTANCES DEPRIVED THE APPELLANT OF HIS RIGHTS TO EQUAL PROTECTION."
Central to the issue on appeal is whether R.C.
The involuntary manslaughter statute, R.C.
"(B) No person shall cause the death of another or the unlawful termination of another's pregnancy as a proximate result of the offender's committing or attempting to commit a misdemeanor of the first, second, third, or fourth degree or a minor misdemeanor."
Whoever violates this section is guilty of involuntary manslaughter, a felony of the third degree. R.C.
Prior to September 29, 1994, the involuntary manslaughter statute did not include "minor misdemeanor" as a predicate for purposes of the crime of involuntary manslaughter. When considering the old statute, based on statutory construction principles, the Ohio Supreme Court found that minor misdemeanors are distinguished from other misdemeanors and, therefore, held that it could not be presumed that the General Assembly intended that "misdemeanors" be merged with "minor misdemeanors."State v. Collins (1993),
After Collins, R.C.
Legislative enactments are entitled to a strong presumption of constitutionality. State v. Collier (1991),
The Eleventh and Twelfth Appellate Districts have held that the punishment for involuntary manslaughter predicated on a minor misdemeanor was not so disproportionate to sentences for "more serious" crimes as to shock the community. State v. Garland
(1996),
_________ On the other hand, the Second, Fourth, and Fifth Appellate Districts have held that a charge of involuntary manslaughter predicated on a strict liability minor misdemeanor is unconstitutional. State v. Campbell (1997),
We disagree that involuntary manslaughter fails to specify any degree of culpability. The degree of culpability necessary for conviction of involuntary manslaughter is supplied by the criminal intent to do the underlying unlawful act of which the homicide is a consequence. See State v. Losey (1985),
Although the decision in Stanley concerned a due process argument and although the opinion and the cases cited therein were rendered prior to the amendment of R.C.
Having found that violation of R.C.
Appellant asserts in his first and second assignments of error that the trial court abused its discretion in refusing to allow him to withdraw his pleas of no contest to an "unconstitutionally-drawn" indictment. Appellant asserts that he should have been permitted to withdraw his plea because he was prejudiced and suffered a manifest injustice by his counsel's failure to preserve the constitutional issues for appeal and that his pleas were not knowingly, intelligently, and voluntarily made because they were induced by the ineffective assistance of counsel.
Crim.R. 32.1 governs withdrawal of guilty pleas and provides:
"A motion to withdraw a plea of guilty or no contest may be made only before sentence is imposed; but to correct manifest injustice the court after sentence may set aside the judgment of conviction and permit the defendant to withdraw his or her plea."
Accordingly, a court may set aside a judgment of conviction and permit a defendant to withdraw a guilty plea after imposition of sentence only to correct a manifest injustice. Crim.R. 32.1 andState v. Smith (1977),
Additionally, "a defendant who pleads guilty upon the advice of counsel `may only attack the voluntary and intelligent character of the guilty plea by showing that the advice he received from counsel was not within the standards set forth in [McMann v. Richardson (1970),
"We hold, therefore, that the two-part Strickland v. Washington test applies to challenges to guilty pleas based on ineffective assistance of counsel. In the context of guilty pleas, the first half of the Strickland v. Washington test is nothing more than a restatement of the standard of attorney competence already set forth in Tollett v. Henderson, supra, and McMann v. Richardson, supra. The second, or `prejudice,' requirement, on the other hand, focuses on whether counsel's constitutionally ineffective performance affected the outcome of the plea process. In other words, in order to satisfy the `prejudice' requirement, the defendant must show that there is a reasonable probability that, but for counsel's errors, he would not have pleaded guilty and would have insisted on going to trial." (Emphasis added.) Hill at 58-59.
We appreciate the candidness of Attorney Phillips regarding his lack of knowledge concerning the Campbell and Shy cases; however, as discussed supra, we find that a minor misdemeanor traffic offense is a permissible predicate for establishing involuntary manslaughter. Accordingly, we find that appellant suffered no prejudice from his counsel's failure to file a motion to dismiss prior to the taking of appellant's plea. Having suffered no prejudice, appellant was not denied the effective assistance of counsel. See Strickland, supra.
Moreover, with respect to the voluntary and intelligent character of his plea, we note that appellant never asserted that he would have tried the matter had he known ofCampbell and Shy. See Hill, supra. Rather, it was suggested by Phillips that he would not have recommended the plea agreement to appellant until after filing an appropriate motion to dismiss. Accordingly, we find that appellant failed to establish that the outcome of the proceedings would have been different. SeeStrickland, supra, and Hill, supra. Because appellant was not denied the effective assistance of counsel, we find that appellant failed to establish that his plea was not knowingly, voluntarily, and intelligently entered.
Accordingly, we find that appellant suffered no manifest injustice and, therefore, the trial court did not abuse its discretion in refusing to allow appellant to withdraw his plea. Appellant's first and second assignments of error are therefore found not well-taken.
Appellant alleged in his third assignment of error that the trial court erred in refusing to dismiss the indictment which charged appellant with involuntary manslaughter predicated on the commission of a strict liability minor misdemeanor traffic violation. Based on our foregoing discussion, we find appellant's third assignment of error not well-taken. SeeGarland; Carper; and Stanford, supra.
Appellant asserts in his fourth assignment of error that the trial court erred in refusing to dismiss the indictment which failed to charge appellant with an offense, insofar as no degree of culpability was stated. Based on our prior discussion, we find that no culpable mental state was required, or at the very least, appellant's alleged traffic violation was negligenceper se. See Stanley, supra. Accordingly, we find appellant's fourth assignment of error not well-taken.
Appellant asserts in his fifth assignment of error that the trial court erred when it refused to dismiss appellant's indictment which deprived appellant of his right to equal protection. Based on our opinion in Brown,
On consideration whereof, this court finds that substantial justice has been done the party complaining and the judgment of the Lucas County Court of Common Pleas is affirmed. Court costs of this appeal are assessed to appellant.
JUDGMENT AFFIRMED.
A certified copy of this entry shall constitute the mandate pursuant to App.R. 27. See, also, 6th Dist.Loc.App.R. 4, amended 1/1/98.
Peter M. Handwork, P.J._____ _______________________________ JUDGE
Richard W. Knepper, J.______ _______________________________ JUDGE
Mark L. Pietrykowski, J.____ _______________________________ JUDGE CONCUR.
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