Moon v. Compass Group USA, Inc., Unpublished Decision (8-27-1999)
Moon v. Compass Group USA, Inc., Unpublished Decision (8-27-1999)
Opinion of the Court
This is an age-discrimination case brought by a former general manager for a food-service company. We must decide if he presented enough evidence of discrimination to withstand the company's motion for summary judgment, which was granted by the trial court. We conclude that he did not and affirm.
In August 1997, after Moon had allegedly failed to perform his responsibilities for a meal set-up for UC's football team, Compass terminated Moon, who was then fifty-six years old. Believing that he had really been terminated because of his age, Moon filed a lawsuit against Compass. He brought age-discrimination claims under federal and Ohio law,1 as well as a claim for intentional infliction of emotional distress.
Compass responded that it had terminated Moon because, among other things, he had not satisfactorily performed his job duties. It claimed that the termination had nothing to do with Moon's age. The trial court agreed and granted summary judgment for Compass.
Moon now appeals. He asserts two assignments of error. The first assignment challenges the court's granting of summary judgment. The second assignment challenges an evidentiary ruling made by the court in deciding the summary-judgment motion. For the sake of clarity, we address the second assignment first.
Evid.R. 801(D)(2)(d) provides that a statement is not hearsay if it is "offered against a party and is * * * a statement by his agent or servant concerning a matter within the scope of his agency or employment, made during the existence of the relationship." In Hill v. Spiegel, Inc., the United States Court of Appeals for the Sixth Circuit held that statements made by managers in an age-discrimination case were not admissible under Fed.R.Evid.
Here, Dooley was ambiguous about whether Allridge or Parker made the statements alleged in the affidavit. The ambiguity was significant because, although both Allridge and Parker were supervisors, only Allridge was a decisionmaker regarding Moon's termination. Allridge, the resident manager for Compass, was Moon's boss. She evaluated Moon and made the decision to terminate him. Parker was an operations manager, directly below Allridge in the chain of command. Moon was supposed to report on operational matters through Parker to Allridge. But there is no evidence that Parker played any part in the decision to terminate him. Considering that Dooley's affidavit was unclear as to whether Allridge or Parker made the alleged age-related statements, we hold that the trial court did not abuse its discretion in granting the motion to strike. If Parker made the statements, then they would have been inadmissible hearsay. Like the statements in Hill, the statements would not have been admissible under Evid.R. 801(D)(2)(d) because they would not have been made by a decisionmaker.
Furthermore, paragraph two lacked trustworthiness because Dooley did not quote the entire conversation between Allridge and Parker. He only quoted portions of it. He stated that he had heard either Allridge or Parker "mention" Moon. But he did not specify the context in which Moon was discussed. Moon may not have been "mentioned" in the context of the age-related comments allegedly made by Allridge or Parker — since Dooley did not relate the entire conversation, the affidavit is unclear in this respect. Because of this vagueness, paragraph two may not have been relevant, which is further support for the trial court's decision to grant the motion to strike. We reject Moon's second assignment.
He also points to statements allegedly made by Jeffrey Lataille, a regional vice president of Compass. Lataille was Allridge's boss and was one of the people required to approve Allridge's decision to terminate Moon. One former Compass general manager, Nick Ranieri, testified that Lataille told him around March 1996 that Moon was "being paid too much money" and was "too old" to be a manager at UC. A former resident manager, Michael Moeller, testified that Lataille said to him that Moon was overpaid. Moeller also stated that Lataille said that Compass had too many "old guys" at UC and needed to get some "fresh young blood and ideas." Also, Compass's marketing manager, Karen Biddle, testified that she had once had a conversation with Lataille and Ranieri where she and Ranieri had told Lataille their ages (both older than forty), and Lataille had expressed surprise and stated, "I didn't realize we had so many old people on this campus." Biddle explained that she believed that Lataille was more supportive of younger people. She based this belief on the fact that other older managers in the region, whom she considered to be good employees, had been terminated.
Moon also argues that Allridge treated him differently than the other general managers, all of whom were younger. (There were three other general managers at UC when Moon was terminated: one was twenty-six years old, one was twenty-seven, and one was forty-eight.) Moon claims that Allridge "nitpicked" him and criticized him in front of his subordinates more than she did with the others. Also, he points out that in 1997 he received warnings for problems — one for not completing a budget and one for attending a food show without informing Allridge — where he was threatened with termination if the problems continued. He claims that other general managers committed similar violations, but were not threatened with termination.
In addition, he claims that he was unfairly blamed for the incident that directly led to his termination. The incident was a set-up for a meal for the football team in the Shoemaker Center in August 1997. Moon was not present at the set-up because he was out of town. But he was assigned certain responsibilities before he left. According to Compass, Moon was to make arrangements for equipment to be moved to Shoemaker and to prepare a diagram for another employee, Glenn Spencer, of how Shoemaker was to be set up. Compass claims that Moon failed to perform these duties, which created several last-minute problems for the staff. But Moon counters that his orders were unclear and that he adequately performed what he considered his duties to be. He claims that he showed Spencer where things needed to be set up and that Spencer had assured him that the equipment was already in place.
According to Moon, the blame he received for the problems with the set-up was really a pretext for Compass's true reason for terminating him: age discrimination. As further evidence of this pretext, he argues that Compass failed to follow standard procedures when it terminated him. For instance, contrary to policy, Moon claims, Compass did not conduct a proper fact-finding investigation before the termination.
According to Compass, Moon's arguments in support of his age-discrimination claims, such as that he was treated poorly compared to younger general managers, are baseless. Compass argues that Moon has not created a nexus between his termination and his age. The decision to terminate Moon, Compass claims, was merely a business decision based on Compass's judgment that Moon had repeatedly failed to satisfy Allridge's expectations for his performance.
The only comment that directly referred to Moon's age was the one quoted by Ranieri, where Lataille allegedly said that Moon was "being paid too much money" and was "too old" to be a manager at UC. But we hold that this comment does not support an inference of discrimination. In addition to being an isolated comment in subject matter in that it was the only one that directly referred to Moon, it was also isolated in time because it was allegedly made around March 1996, over one year before Moon was terminated. Also, although Lataille was a decisionmaker in that he approved Moon's termination, the evidence shows that the actual decision to terminate Moon came solely from Allridge. There is no evidence to reasonably infer that Lataille influenced Allridge.
In fact, regarding Allridge's decision, there is no evidence to connect Moon's termination with any age-related bias on Allridge's part. The evidence reveals that Allridge had legitimate criticisms with Moon's performance. Contrary to Moon's suggestion that he had always successfully performed his duties in the past, his evaluations revealed otherwise. Although Moon was generally rated satisfactory in many areas and in overall performance, evaluations going back to 1993 showed that he had problems in certain areas. Areas where he struggled included "Communication" and "Budgetary Planning and Control." These were the problems that manifested themselves in 1997 when he was disciplined for failing to complete his budget and for failing to make sure that his responsibilities were covered when he attended the convention in Chicago.
We reject Moon's argument that Allridge "nitpicked" him and criticized him in front of subordinates more than she did with other younger general managers. First, although the record reveals that Allridge was not shy about expressing her concerns about Moon's performance to him, her criticisms, which involved legitimate business concerns such as the budget and Moon's lack of communication with the staff, could not reasonably be considered "nitpicking." The fact that Allridge might have expressed more concerns to Moon than to other general managers could simply be because Moon had performance problems that the other general managers did not have. Second, Allridge did not unfairly criticize Moon in front of subordinates. The record reveals that she merely expressed concern with shortcomings in his performance and in his unit that she believed needed to be addressed to him and his workers. Although it might have been better practice to address Moon about these issues in private, Allridge's method of addressing her concerns can hardly support an inference of discrimination. We are here to determine whether there is evidence of discrimination, not to review the "fairness" of Moon's treatment.8
In addition, Moon's claim that he was threatened with termination for certain violations while the younger general managers were not given similar threats for similar violations is specious. Moon's deficiencies involved a failure to prepare a budget and a failure to ensure that his responsibilities were covered when he was at the convention in Chicago. Allridge wrote the warnings for these violations. She specifically noted Moon's lack of communication with her: failing to respond to her requests to complete a budget and failing to communicate with her regarding the convention. On the other hand, Parker, not Allridge, wrote the warnings that the other general managers received. None of the violations involved failures to complete budgets. Rather, they involved failures to oversee set-ups, failures to follow company policies, such as those regarding product usage and storage, and a failure to provide requested products for catering.
We conclude that an inference of discrimination cannot be drawn from the fact that Moon was threatened with termination for his violations, while others were not. Unlike the other general managers, Moon's violations specifically involved his ongoing problem of lack of communication with Allridge, a problem that the other general managers did not have. Compass had a right to deal more strongly with higher degrees of violations, and the record reveals that Moon's violations were more serious — or at least what Compass considered in its business judgment to be more serious than those of the other general managers. Considering also that Moon's discipline came from Allridge, while the others' warnings came from Parker, we conclude that Moon was not similarly situated to the younger employees with respect to the warnings that he received. An inference of age discrimination cannot reasonably be made under these circumstances.9
Finally, we reject Moon's claim regarding being unfairly blamed for the set-up problems of the football meal. The record shows that, after the incident occurred, Allridge conducted an investigation to determine the roots of the problem, with various employees involved with the set-up being questioned. The investigation revealed that it was at the very least arguable that Moon had shirked responsibilities given to him regarding setting up equipment for the meal. The particulars of the problem do not concern us unless they are relevant to age discrimination. If they involve business decisions calling for business judgment, the court cannot second-guess the results, even if we believe they were unfair. Here, we find no evidence of discrimination.
We note that loyal twenty-seven-year employees are hard to find. Most companies do not dismiss a good employee without cause. But Ohio is not a "just cause" state. In this case, we are limited to the issue of age discrimination. We conclude that the evidence presented by Moon, even when all of it is considered together, does not create a genuine issue of fact under the direct-evidence standard. It is possible that certain aspects of the termination may have been handled better, but Moon has not established that such shortcomings were related to his age.
Here, regarding Moon's prima facie case, Compass does not challenge that Moon's age made him a member of a statutorily protected class. Compass also does not challenge that Moon was discharged. But Compass does challenge Moon's claim that he was qualified for his position. To prove that he was qualified, Moon must show that he was performing his job "at a level which met his employer's legitimate expectations."11 Moon argues that favorable evaluations, pay increases, and his long years of service as a general manager establish that he was qualified. Also, he relies on an affidavit of Frank H. Bowen, Jr., UC's assistant vice president for auxiliary services, who stated that he had the "highest satisfaction" with Moon's work.
As we already suggested under the direct-evidence standard, we conclude that Moon was not meeting Compass's legitimate expectations. He had consistently had problems in certain areas, such as communication, and in 1997, he was twice threatened with termination if the problems continued. Although Moon had worked for Compass for a long time and had received pay increases and generally satisfactory evaluations, we conclude that these facts should not be allowed to conceal the problems that he had with the company. Moon's general assertions do not create a genuine issue of material fact that he was qualified for his position. And Bowen's affidavit does not change our decision. Bowen worked for UC, not Compass. He was a customer, not a decisionmaker, in this case. While he may have been satisfied with Moon, this does not mean that Compass was also satisfied. His opinion does not create a genuine issue of material fact.12
But even if Moon was "qualified" for the job, we also hold that he was not replaced by a person not belonging to the protected class, the fourth prong of McDonnell Douglas's primafacie framework. To satisfy the fourth prong, there must be a sufficient disparity in ages between the plaintiff and his or her replacement. Here, Moon was replaced by a woman who was less than ten years younger — a woman who was forty-six when he was terminated. In view of the lack of evidence in the record that Compass believed Moon's age to be significant, we hold that there was not a sufficient disparity between Moon's age and that of his replacement.13 We hold that Moon has not established aprima facie case under McDonnell Douglas. A genuine issue of fact does not exist.
And, even if a prima facie case could be established, we hold that Moon could not show that Compass's reasons for terminating him were pretextual. Moon claims that he was given unclear instructions for the football set-up. We agree that there might have been some confusion about exactly what Moon's responsibilities were. But, as we have already explained under our direct-evidence analysis, Allridge conducted an investigation of why the problems with the football set-up occurred. Based on the investigation, Allridge concluded that Moon had committed various infractions. Considering Moon's past performance problems and previous warnings, Allridge determined that he should be fired. Based on our review of the record, we conclude that the court should not second-guess Allridge's business judgment. We hold that a genuine issue of material fact does not exist regarding pretext.
Therefore, we hold that Moon has not shown a genuine issue of material fact under the McDonnell Douglas standard. We overrule Moon's first assignment, and affirm the trial court's judgment.
Judgment affirmed.
Gorman, P.J., and Sundermann, J., concur.
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