McCarthy v. Western Reserve Care System, Unpublished Decision (6-11-1999)
McCarthy v. Western Reserve Care System, Unpublished Decision (6-11-1999)
Opinion of the Court
This case presents a timely appeal of a jury verdict and judgment rendered by the Mahoning County Common Pleas Court in favor of defendant-appellee, Western Reserve Care System.
On December 24, 1991, the decedent, Robert McCarthy, experienced chest pains and presented himself to his family physician with symptoms of a myocardial infarction. Two days later, a cardiologist performed a cardiac cath, diagnosed Mr. McCarthy with coronary artery disease, and required him to undergo a quadruple coronary artery by-pass grafting procedure. Dr. John Agnone, a cardiovascular surgeon, performed the operation that same day.
On January 3, 1992, while hospitalized, Mr. McCarthy suffered a cardiopulmonary arrest. In response, an express team, composed of various medical personnel who were employees, agents, and/or principals of appellee, administered various life saving procedures. Additionally, Dr. Agnone reopened Mr. McCarthy's chest and provided direct heart massage. As a result of his cardiopulmonary arrest, Mr. McCarthy suffered hypoxic encephalopathy and lapsed into a coma. He was cognizably unable to respond to commands and physically dependent on others for his care. On March 26, 1993, Mr. McCarthy died as a result of a pulmonary embolism, causing him to suffer another cardiopulmonary arrest.
Subsequently, plaintiffs-appellants, Roberta McCarthy, et al, executrix of the estate of Robert McCarthy, brought suit against appellee and Dr. John Agnone, an independent staff surgeon, alleging that their medical negligence was the proximate cause of Mr. McCarthy's death. However, a few months before trial, appellants voluntarily dismissed Dr. Agnone without prejudice. During discovery, appellants sought to obtain the Express Team Quality Assurance Audit Sheet ("Audit") prepared after the express team response to Mr. McCarthy's cardiopulmonary arrest on January 3, 1992.
The Audit was part of a two-page document included on the express team's crash cart. The second page of the document was the Express Team Flow Sheet which a nurse or physician prepared during an express team response and was included in the patient's hospital record. Subsequent to an express team response, the team's charge nurse or physician prepared the Audit. Unlike the Express Team Flow Sheet, the Audit was not included in the patient's hospital record. Instead, the Quality Assurance Committee for internal medicine, led by the Chairman of the Department of Internal Medicine, received the document, reviewed it, and evaluated the express team response. This system of review allowed independent third parties to assess an express team response and to recommend to the hospital's Board of Trustees ways to improve the quality of care which the hospital's patients receive from its staff.
On September 13, 1996, prior to trial, appellants served a subpoena duces tecum on William C. Quinlan, R.N., appellee's Risk Manager. Appellee filed a motion in limine, January 6, 1997, asking the trial court to exclude the testimony of Mr. Quinlan regarding the Audit. Appellee argued that the Audit and information concerning it was confidential pursuant to R.C.
The case proceeded to a trial before a jury. On January 15, 1997, the jury rendered a unanimous verdict in favor of appellee. Subsequently, on January 21, 1997, the Mahoning County Common Pleas Court entered a judgment on the verdict. The within appeal followed.
Appellants' sole assignment of error on appeal states as follows:
"The Trial Court was wrong to exclude any testimony regarding the express team evaluation or questioning regarding the policy and procedures related to such evaluation. The in-camera testimony of Defendant, Western Reserve Care System's Risk Manager, William Quinlan, shows that the evaluation form in the present case was neither confidential, pursuant to R.C.
2305.24 , nor privileged, under R.C.2305.251 (The in-camera testimony of Quinlan, was attached to the Motion for the New Trial, and is, again, attached as `Exhibit 3')."
Appellants argue that they are entitled to a new trial, as the jury's verdict was manifestly wrong based on the evidence presented at trial. Appellants contend that the Audit was otherwise available from its original source in that Mr. Quinlan's testimony did not establish that the Audit was completed by a member of the Peer Review Committee or even whether one was prepared for Mr. McCarthy. Moreover, appellants posit that appellee has failed to show that the Audit is a record exclusively used for quality assurance. Appellants stress that because no evidence conclusively establishes that an Audit was prepared by a member of the peer review committee, the privilege of confidentiality granted by R.C.
This court affirms the trial court's decision granting judgment on the jury verdict. Mr. Quinlan's in camera testimony indicated that according to hospital policy, the Audit was used in the quality assurance review and then destroyed but was not made a part of the patient's hospital record. The trial court did not abuse its discretion in excluding the testimony of Mr. Quinlan and reference to a pre-printed blank Audit, as this evidence was used exclusively for quality assurance purposes and was confidential and privileged pursuant to R.C.
At the outset, our standard of review on appeal must be noted. Evid.R. 104 (A) gives the trial judge discretion to determine the admissibility of evidence. Alexander v. Mt. CarmelMed. Ctr. (1978),
The confidentiality of information furnished to quality assurance and utilization review committees of health care facilities is governed by statute. Evid.R. 501. R.C.
"Proceedings and records within the scope of the peer review or utilization review functions of all review boards, committees, or corporations described in section
2305.25 of the Revised Code shall be held in confidence and shall not be subject to discovery or introduction in evidence in any civil action against a health care professional, a hospital, * * * arising out matters that are the subject of evaluation and review by the review board, committee, or corporation. No person in attendance at a meeting of a review board, committee, or corporation or serving as a member or employee of a review board, committee, or corporation shall be permitted or required to testify in any civil action as to any evidence or other matters produced or presented during the proceedings of the review board, committee, or corporation as to any finding, recommendation, evaluation, opinion or other action of the review board, * * *."
R.C.
The primary goal of statutory construction is to give effect to the legislature's intent. Brooks v. Ohio StateUniversity (1996),
"By placing a blanket of confidentiality over such disciplinary and review proceedings, the legislature has provided for a manner in which a hospital or medical association may take remedial measures for the improvement of the care and treatment of patients. If said proceedings were the subject of discovery, the candid and conscientious opinions or evaluations necessary to the success of such a review would remain hidden for fear of their use in a civil action brought against a hospital or colleague. In essence, hospital and medical review or discipline committees would not be encouraged to evaluate a practitioner or clinical method for disciplinary measures or improvement until the close or settlement of a civil action or the passing of a statute of limitations." Gates, supra at 349.
The trial court did not abuse its discretion in excluding evidence of the Audit pursuant to the peer review privilege of R.C.
Contrarily, the Audit was not made a part of Mr. McCarthy's medical record. This document was privileged information pursuant to R.C.
In their brief, appellants assert, without support, that "if the evaluation is not shown to have been made by a member of the Peer Review Committee, the privilege granted by R.C.
The purpose of peer review and quality assurance is to allow independent third parties to review both the individual and team performance of health care providers in an effort to improve the overall quality of health care. The confidentiality of information which reach this important system of review is necessary for its success. Accordingly, the trial court correctly excluded all evidence relating to the Audit.
Appellants' assignment of error is found to be without merit.
The judgment of the trial court is affirmed.
Vukovich, J., concurs.
Waite, J., concurs.
APPROVED:
____________________________________ EDWARD A. COX, PRESIDING JUDGE
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