State v. White, Unpublished Decision (11-5-1999)
State v. White, Unpublished Decision (11-5-1999)
Dissenting Opinion
I must respectfully dissent from the views of my colleagues that R.C.
The Colorado Supreme Court has held Colorado's rape shield statute does not violate the concept of separation of powers on the court's rule making powers in the case of People v. McKenna
(1978),
Although certain aspects of the instant statute necessarily touch upon judicial matters, we recognize that legislative policy and judicial rulemaking powers may overlap to some extent so long as there is no substantial conflict between statute and rule. Peterson, supra, at 162. While the three branches of our government are separate, equal and coordinate, they are nevertheless branches of one government, and they cannot operate in mutually exclusive, watertight compartments. If government is to serve the people, each branch must seek to cooperate fully with the other two. Confrontations of constitutional authority are seldom in the long-term public interest and therefore are to be avoided where possible. Rather, mutual understanding, respect and self-restraint, the lubricants of good government, are to be sought. While our duty may occasionally require us to declare unconstitutional a statute adopted by the general assembly, we hold that power in reserve to be exercised only when the statute at issue cannot be reconciled with the constitution.
McKenna, 589 P.2d at 279.
The decision to implement a "Megan's Law" similar to New Jersey's reflects a major public policy decision by the general assembly and the factors to be considered in determining the identity of sexual predators is properly a matter for it to decide.
A defendant also has a substantive right not to be unfairly labeled a sexual predator as such a classification carries with it significant consequences. The rules regarding that determination is thus properly within the authority of the legislature pursuant to the Modern Courts Amendment, Art.
Evid. R. 501 demonstrates, for example, the view of the Ohio Supreme Court that the matter of "privilege" is substantive in nature and properly a matter for the legislature because of "public policy" considerations. See Blackmore, The Ohio Evidence Rules: 105 years of Heritage and Dilemma, 6 Cap. U.L. Rev. 533, 544 (1977).
RC
James D. Bennett, David H. Bodiker, Thomas R. Wetterer, Jr., Hon. Robert Lindeman.
Opinion of the Court
We conclude that R.C. Chapter 2950 does not violate the prohibitions against cruel and unusual punishment or double jeopardy contained in the United States and Ohio Constitutions, nor the prohibition against ex post facto laws contained in the United States Constitution, because it is not a punishment, but rather a remedial measure designed to ensure public safety. We also conclude that the factors set forth in R.C.
However, we conclude that the statute impermissibly encroaches upon the judicial power, by prescribing factors that a trial court is required to consider in making a finding of fact. Accordingly, we declare that aspect of the statute to be unconstitutional, Reverse the judgment of the trial court, andRemand this matter to the trial court for a redetermination of whether White is a sexual predator. The trial court is not required to hold a new hearing, but shall determine whether White is likely to engage in the future in one or more sexually oriented offenses, without being required to consider the factors set forth in R.C.
In July, 1998, the State sought a hearing to determine White's sexual predator status. At the hearing, White argued that the sexual predator statute was invalid on constitutional grounds, including ex post facto and equal protection grounds. The trial court overruled White's constitutional objections, and found that the State had proved by clear and convincing evidence that White was a sexual predator.
White appeals from the trial court's judgment, raising five assignments of error. During the pendency of his appeal, White filed a Motion to File Supplemental Assignment of Error and Amended Assignment of Error, which this court granted. On April 21, 1999, White filed an Amended Fifth Assignment of Error, and a Sixth Assignment of Error. On March 29, 1999, this court requested, sua sponte, that the parties brief the following issue:
Whether the provisions in R.C.
2950.09 (B)(2) prescribing factors for the trial court to consider in adjudicating the question of fact whether an offender is likely to engage in the future in one or more sexually oriented offenses encroaches upon the judicial power, in violation of the separation of powers implicit in the Ohio Constitution.
On April 29, 1999, White filed a Seventh Assignment of Error on the separation of powers issue. The State has filed a brief in response to White's merit brief, but has not filed responses to White's supplemental briefs, despite being given an opportunity to do so.
THE TRIAL COURT COMMITTED PLAIN ERROR IN LABELING HARVEY LEE WHITE A SEXUAL PREDATOR BECAUSE THE REGISTRATION PROVISIONS OF R.C. CHAPTER 2950, AS AMENDED BY H.B. 180, CONSTITUTE CRUEL AND UNUSUAL PUNISHMENT, IN VIOLATION OF THE
EIGHTH AMENDMENT TO THE UNITED STATES CONSTITUTION AND SECTION9 , ARTICLEI OF THE OHIO CONSTITUTION.
The
White's First Assignment of Error is overruled.
THE TRIAL COURT ERRED IN LABELING HARVEY LEE WHITE A SEXUAL PREDATOR BECAUSE R.C. CHAPTER 2950, AS AMENDED BY H.B. 180, IS UNCONSTITUTIONAL AS APPLIED TO MR. WHITE, WHOSE OFFENSES WERE COMMITTED BEFORE THE EFFECTIVE DATE OF THE AMENDMENTS. THE LAW'S RETROACTIVE APPLICATION VIOLATES THE EX POST FACTO CLAUSE OF THE UNITED STATES CONSTITUTION.
In State v. Cook (1998),
White's Second Assignment of Error is overruled.
THE TRIAL COURT COMMITTED PLAIN ERROR IN LABELING HARVEY LEE WHITE A SEXUAL PREDATOR BECAUSE R.C. CHAPTER 2950, AS AMENDED BY H.B. 180 AND AS APPLIED TO MR. WHITE, CONSTITUTES DOUBLE JEOPARDY, IN VIOLATION OF THE
FIFTH ANDFOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION AND SECTION10 , ARTICLEI OF THE OHIO CONSTITUTION.
The Double Jeopardy Clause contained in Section
White's Third Assignment of Error is overruled.
THE TRIAL COURT COMMITTED PLAIN ERROR IN LABELING HARVEY LEE WHITE A SEXUAL PREDATOR BECAUSE R.C. CHAPTER 2950, AS AMENDED BY H.B. 180, PROVIDES NO GUIDANCE AS TO HOW THE FACTORS IN R.C.
2950.09 (B)(2) ARE TO BE CONSIDERED AND WEIGHED, RENDERING THE LAW VAGUE, IN VIOLATION OF THE DUE PROCESS CLAUSES OF THEFOURTEENTH AMENDMENT TO THE UNITED STATES CONSTITUTION AND SECTION16 , ARTICLEI OF THE OHIO CONSTITUTION.
A statute is unconstitutionally vague if "men of common intelligence must necessarily guess at its meaning and differ as to its application." Connelly v. General Construction Co. (1926),
In State v. Fortman (Mar. 27, 1998), Montgomery App. Nos. 16565, 16569, unreported, this court rejected a vagueness challenge to the factors set forth in R.C.
[T]he factors give the [trial] court the flexibility necessary to determine whether an offender is a sexual predator on a case-by-case basis. The factors may by weighed either in favor of or against the offender being classified as a sexual predator depending on the facts of the case. Nevertheless, the factors are specific enough when considered with the other provisions of R.C. Chapter 2950 to provide the court with minimal guidelines. They do not permit a "standardless sweep" that allows the court to pursue its own "personal predilections." (Footnotes omitted.)
Fortman, supra. Thus, the factors set forth in R.C.
White's Fourth Assignment of Error is overruled.
THE TRIAL COURT COMMITTED PLAIN ERROR IN LABELING HARVEY WHITE A SEXUAL PREDATOR BECAUSE R.C. CHAPTER 2950, AS AMENDED BY H.B. 180, IS UNCONSTITUTIONAL IN ITS ENTIRETY IN VIOLATION OF THE [sic] SECTION
1 AND2 , ARTICLEI OF THE OHIO CONSTITUTION.
White contends that R.C. Chapter 2950 violates Sections
Section
All men are, by nature, free and independent, and have certain inalienable rights, among which are those of enjoying and defending life and liberty, acquiring, possessing, and protecting property, and seeking and obtaining happiness and safety.
The "police power" is the government's authority to adopt and enforce laws to protect the public's health, safety, morals, and welfare. C.A. King Co. v. Horton (1927),
Almost every exercise of the state's police power will interfere with someone's right to liberty, property, or happiness, guaranteed under Section
In arriving at its determination that R.C. Chapter 2950 violated Section
The Williams court began its analysis by noting that under the notification provisions in R.C.
Continuing, the Williams court stated that the notice requirement is "apparently intended to trigger a response by the community to (1) seek out more information about their rights as potential victims, (2) counsel and educate their children as to the dangers posed by strangers, and (3) initiate `constructive' plans, whatever those may be." The Williams court insisted, however, that these three purposes could be served equally well by giving notice to the community "that an unspecified person who has been convicted of a particular crime is due to move into anunspecified residence nearby." (Emphasis sic.) TheWilliams court concluded that "[t]he unspecific notice would adequately trigger the legislature's desired response of having the community prepare themselves." We find this reasoning unpersuasive.
First, the conclusion of the Williams court that the notice provisions of R.C.
Second, the alternative notice provision suggested by theWilliams court, which would send members of the community "notice that an unspecified person who has been convicted of a particular crime is due to move into an unspecified residence nearby[,]" is deeply troubling. The kind of notice envisioned by the Williams court would essentially inform members of a community "thatsomeone, who lives somewhere near them, is guilty of having committed some kind of crime, so WATCH OUT FOR HIM!" This type of notice would create an environment in our communities where every person would feel compelled to keep a wary and distrustful eye on each of his neighbors.
The Williams court found that "[s]ingling the offender out by name and address, and calling him a `predator' needlessly infringes on the rights of individuals in several important respects." For instance, the Williams court found that the notice provision might subject the offender to ostracization, embarrassment, or harassment, thereby interfering with his right to privacy, which the Williams court found to be an "inalienable right" protected by Section
However, in Cook, the Ohio Supreme Court stated:
This court is not blind to the effects of the notification provisions of R.C. Chapter 2950. Offenders may become ostracized from society and even experience harassment. However, "an allegation that government dissemination of information or government defamation has caused damage to reputation, even with all attendant emotional anguish and social stigma, does not itself state a cause of action for violation of a constitutional right; infringement of more `tangible interests' must be alleged as well." (Citation omitted.) Borucki v. Ryan (C.A.1, 1987),827 F.2d 836 ,842-843 . Further,"[t]he harsh consequences [of] classification and community notification come not as a direct result of the sexual offender law, but instead as a direct societal consequence of [the offender's] past actions." State v. Lyttle (Dec. 22, 1997), Butler App. No. CA97-03-060, unreported.As to the dissemination of information regarding the offender's status, a conviction has always been public record. The General Assembly struck a balance between the privacy expectations of the offender and the paramount governmental interest in protecting members of the public from sex offenders. Cook, supra, at 413.
Although the Ohio Supreme Court made the foregoing comments in relation to its holding that R.C. Chapter 2950 does not violate the Retroactivity Clause of the Ohio Constitution, the comments are highly relevant to the issue immediately before us, and they compel the conclusion that the notice provisions in R.C.
The Williams court also found that the notice provision in R.C. Chapter 2950 might encourage members of the community to take concerted action to prevent the sex offender from purchasing property in their neighborhood, or even to "take it upon themselves to damage or destroy the offender's house in an effort to convince him to move out." Additionally, the Williams court stated that "the practical effect of R.C. Chapter 2950 is that the offender may not be able to hold a certain job or to work freely in this society." Thus, the Williams court concluded, the notice provision needlessly interferes with a sex offender's rights to acquire property and protect it, as guaranteed him under Section
However, as the dissent in Williams indicates, these harms are speculative, and presently unsupported by any empirical evidence. "[D]eclaring a statute unconstitutional on the basis of possible future denial of constitutional rights obscures, to a significant degree, the basic tenet that duly enacted statutes are entitled to a presumption of constitutionality." Williams, supra, dissent by Ford, P.J. Furthermore, as the Ohio Supreme Court indicated in Cook, the harsh consequences of the community notification provision stem from the consequences of the offender's own past conduct, not the sexual predator law per se.Id. at 413.
The Williams court also found that the provision in R.C.
However, as the Ohio Supreme Court has stated in Cook, an allegation that government defamation has caused damage to reputation does not, by itself, state a cause of action; more tangible interests must be involved. Id., (relying on Borucki,supra). Additionally, the term "sexual predator" has a commonly understood meaning, and the use of the term serves the legitimate purpose of alerting members of the community to the seriousness of the potential danger they face.
The Williams court also found unreasonable the provision in R.C.
However, it is not unreasonable for the General Assembly to take steps to ensure that children services agencies, preschools, schools, and other government agencies do not allow a sex offender to escape their internal screening processes for hiring applicants. Furthermore, the fact that the information regarding the sex offender's past crimes is already in the public domain militates against finding the requirement to be unreasonably intrusive with respect to a sex offender's rights to liberty, reputation, or privacy.
Additionally, the Williams court found that the verification provisions contained in R.C.
However, in Cook, the Ohio Supreme Court concluded that "the registration and address verification provisions of R.C. 2950 arede minimis procedural requirements that are necessary to achieve the goals" of the statute. In addition, the Cook court stated:
The defendant argues that the lifetime address verification requirement for sexual predators is onerous. R.C. Chapter 2950 distinguishes between three classifications of sex offenders — sexually oriented offenders, habitual sex offenders, and sexual predators. Sexual predators are by definition the most likely to reoffend. R.C.2950.01 (E). Thus, the more frequent verification requirement is not excessive, but is justified to enhance law enforcement's ability to monitor the whereabouts of the most dangerous classification of sexual offender. Further, sexual predators, classified as such by a court of law, have the opportunity to submit evidence to prove that their label is no longer justified and thereby have the label and its obligations removed. R.C.2950.09 (D)(1).
* * *
Thus, we find that the address verification requirements of R.C. Chapter 2950 are narrowly tailored to comport with the respective danger and recidivism levels of the different classifications of sex offenders. Id. at 421-422.
Furthermore, while sexual predators are already required to report any change of address to the sheriff's office pursuant to R.C.
Finally, the Williams court found it "unreasonable for the General Assembly to require that county governments maintain such elaborate record-keeping and ministerial procedures without a correspondingly worthwhile benefit to public safety." However, the General Assembly is in a better position than the judiciary in this state to weigh the benefits that will be attained by this law, against the burdens that will be placed on local governments by it.
In light of the foregoing, we conclude that Chapter 2950 does not violate Section
Section
All political power is inherent in the people. Government is instituted for their equal protection and benefit, and they have the right to alter, reform, or abolish the same, whenever they may deem it necessary; and no special privileges or immunities shall ever be granted, that may not be altered, revoked, or repealed by the General Assembly. (Emphasis added.)
The standard for determining whether a statute violates equal protection is essentially the same under the Ohio and United States Constitutions. State v. Thompkins (1996),
This court has previously held that the registration and notification requirements of R.C. Chapter 2950 involve neither a suspect class nor a fundamental right, see State v. Thomas (Mar. 27, 1998), Greene App. No. 97 CA 86, unreported; State v. Bradley
(June 19, 1998), Montgomery App. No. 16662, 16664, unreported; andState v. Lewis (Oct. 2, 1998), Greene App. No. 97 CA 134, unreported; thus, the proper standard of review is the rational basis test. Furthermore, this court has previously held that "protect[ing] the safety and general welfare of the people of this state," which is the General Assembly's stated purpose in imposing the registration and notification requirements, is a legitimate governmental objective, which is rationally furthered by the requirements of the statute. Lewis, supra. Therefore, we conclude that R.C. Chapter 2950 does not violate Section
White's Sixth Assignment of Error is overruled.
THE TRIAL COURT COMMITTED PLAIN ERROR IN LABELING HARVEY LEE WHITE A SEXUAL PREDATOR BECAUSE R.C.2950.09 (B)(2) WHICH PRESCRIBES FACTORS FOR THE TRIAL COURT TO CONSIDER IN ADJUDICATING THE QUESTIONS OF FACT WHETHER AN OFFENDER IS LIKELY TO ENGAGE IN THE FUTURE IN ONE OR MORE SEXUALLY ORIENTED OFFENSES ENCROACHES UPON THE JUDICIAL POWER, IN VIOLATION OF THE SEPARATION OF POWERS IMPLICIT IN THE OHIO CONSTITUTION.
The doctrine of separation of powers "is implicitly embedded in the entire framework of those sections of the Ohio Constitution that define the substance and scope of powers granted to the three branches of state government." S. Euclid v. Jemison (1986),
White contends that R.C.
White's arguments do not demonstrate that the legislature impermissibly encroached upon the judiciary's role in making the factual determination as to whether a convicted sex offender is a sexual predator. In fact, White's arguments flow in the opposite direction — they fault the legislative branch for not imposing enough limits on the trial court's ability to make a factual determination on the issue. Furthermore, White's argument that R.C.
Within constitutional constraints, it is for the legislative branch, subject to executive veto, to establish the law of Ohio. The function of the judicial branch is to adjudicate disputes arising under those laws, and this involves, as a core function, the adjudication of disputed facts. Just as it is not the proper province of the courts to instruct the General Assembly how to make law, it is not the proper province of the legislature to instruct the courts how to find facts on which the law is applied.
But, it may be argued, the existence of factors that courts are required by law to consider is commonplace. For example, R.C.
Consistent with its policy-making function, the General Assembly may properly require the courts to consider certain matters when granting relief made available to litigants by laws the General Assembly enacts. That can only occur, however, after the claim on which the relief is predicated has been determined by a judicial tribunal. Performance of that function necessarily reserves to the judicial tribunal the predicate determinations of what facts are material to the claim concerned and to find whether, on the record before it, those facts exist.
The object of R.C.
First, by prescribing what evidence is material to the issue to be determined, R.C.
Second, by requiring the court to consider the prescribed evidence in every case in which the claim is made, R.C.
These constitutional defects do not, however, affect the otherwise valid and proper finding that R.C.
We conclude that it is beyond the constitutional power of the General Assembly to prescribe particular factors that a trial judge must consider when finding a fact. Nevertheless, the purpose underlying R.C.
White's Seventh Assignment of Error is sustained to the extent indicated.
HARVEY LEE WHITE WAS DENIED THE EFFECTIVE ASSISTANCE OF COUNSEL, A RIGHT SECURED BY THESIXTH ANDFOURTEENTH AMENDMENTS TO THE UNITED STATES CONSTITUTION AND SECTIONS10 AND16 , ARTICLEI OF THE OHIO CONSTITUTION, WHEN COUNSEL FAILED TO RAISE ISSUES AT MR. WHITE'S SEXUAL PREDATOR HEARING THAT WOULD HAVE CHANGED THE OUTCOME OF THE HEARING, HAD THE COURT APPLIED THE APPROPRIATE STANDARDS.
White argues that his court-appointed counsel provided him with constitutionally ineffective assistance by failing to raise at the sexual predator status hearing the constitutional issues raised in White's First, Third, Fourth, Sixth, and Seventh Assignments of Error. However, in order to prevail on his ineffective assistance of counsel claim, White was obligated to show that his counsel's performance was deficient, and that he was prejudiced thereby. Strickland v. Washington (1984),
White's Amended Fifth Assignment of Error is overruled.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.