State v. Smiley, Unpublished Decision (10-28-1999)
State v. Smiley, Unpublished Decision (10-28-1999)
Dissenting Opinion
To establish a claim of ineffective assistance of counsel, a defendant must first demonstrate that trial counsel's performance fell below the objective standard of reasonable competence under the circumstances. Second, a defendant must show that, as a result of this deficiency, he was prejudiced at trial. Stricklandv. Washington (1984),
The facts before us do little to suggest that trial counsel's closing argument was so flawed that he could not be deemed to be functioning as counsel guaranteed by the
There is no evidence that the defendant and counsel did not discuss the strategy of the case. In fact, counsel's decision to employ this strategy during opening argument necessarily shows that defendant was aware of the strategy while hearing counsel's opening statement to the jury. No where in the record does it appear that defendant objected to this strategy, so we must assume that both defendant and defense counsel were initially committed to the reasonable strategy that any physical conduct had been a by-product of the struggle during defendant's attempt to flee arrest, not done with the purpose to commit an assault. Certainly, as a matter of trial strategy from the outset, it cannot be questioned that counsel had wide latitude to determine the best defense strategy. State v. Carter (1995),
Defendant's statement that he did not "strike" the officer is not necessarily inconsistent with his initial strategy of admitting some contact occurred during the arrest, but denying the contact was made with the intent to commit an assault. Key here is the work "strike" and its connotations. Among its many meanings, the word "strike" means to deliver a blow to another. Defendant could, consistent with his own defense theory, deny "striking" the officer, yet admit some incidental contact occurred during the struggle.
When counsel gave his closing remarks, he followed the strategy outlined in the opening statement and told the jury:
I'm sure that Officer Almeida believes that George Smiley struck him on purpose, but, of course, our position is that it was not knowingly done on purpose. George Smiley was trying to get away, and during the ensuing melee, perhaps there was [sic] people struggling.
Viewed in this light, counsel's closing argument is entirely consistent with the opening defense strategy and defendant's testimony. Were counsel's closing argument viewed as contradicting defendant's testimony, it would mean that defendant himself chose to ignore his own defense strategy and created counsel's dilemma of choosing between the stated trial strategy and defendant's decision to abandon that strategy. Because the record fails to show that defendant had any objection whatsoever to this strategy, this court should view defendant's testimony as being consistent with counsel's opening and closing statement. I would conclude that the first prong of the Strickland analysis has not been met.
Even if counsel's performance could be deemed deficient for
There is no reasonable probability that the outcome of trial would have been different had trial counsel gave a closing argument that followed defendant's trial testimony. It is troublesome to hear characterizations that the evidence in this case was not "overwhelming" or that the verdict is only "weakly" supported by the record. The officer's testimony, viewed in a light most favorable to the state, sufficiently demonstrated the presence of all the elements of assault. The relative "weakness" of the testimony is simply a matter of credibility that defendant cannot win.
Defendant was not a credible witness. By his own admission, he admitted he had been fleeing from the police because he knew the police had an arrest warrant for him. After leading the police on a car chase, he tried to exit his car and flee on foot. Finally, defendant admitted to the jury that he had "quite a few" prior felony offenses. It seems highly unlikely that defense counsel's closing argument could further undermine defendant's credibility.
More to the point, it cannot be said that but for defense counsel's closing argument defendant would have been acquitted. It is not probable, much less reasonable, that any jury would have done so under the circumstances. I would overrule the assignment of error and affirm the jury's verdict.
Opinion of the Court
At trial, the state presented only the testimony of the victim police officer, Alan Eugene Almeida. Patrolman Almeida, a two-year police veteran at the time of the incident, testified that on October 20, 1996, at about 4:20 a.m., he and his partner, Officer Reggie Smith, responded to a call to assist another police car in looking for an older, two-door model Buick or Oldsmobile with the left tail-light out which was wanted in connection with a robbery. They spotted appellant, who was driving a 1980 two-door Oldsmobile Cutlass with the rear left light out. Appellant was stopped at a red light in the far right-hand lane, and the policemen pulled up behind him.
Patrolman Almeida stated that when the light turned green, appellant made a left-hand turn from the right-hand lane. They pursued appellant into a dead-end street and saw appellant exit his stopped (but engine running) vehicle through the passenger door. The policemen pulled up and stopped, and Officer Almeida left the car and ran towards appellant. Patrolman Almeida testified that as he got closer to appellant, "the [appellant] with a closed fist kept running, and as he did, he struck me in the left side of the face." Tr. 21. He managed to tackle appellant, and his partner then assisted him. Officer Almeida relayed that they cuffed appellant who began to struggle and got himself to his feet. Officer Almeida later testified that they did not handcuff appellant until after he pepper-sprayed him.
The patrolman stated that the three of them fell into the passenger window of appellant's car. Officer Almeida testified that because appellant had struck him and was still struggling, he pepper-sprayed him for one second and appellant fell to his knees. They handcuffed him and put him in their police car. The entire incident took maybe one and one-half minutes.
The policemen learned that appellant was not involved in the robbery. They took appellant to the hospital to have the pepper-spray flushed from his eyes and to have his hand, which was injured when they fell against the car, examined. Patrolman Almeida did not seek any medical attention for himself.
Appellant testified on his own behalf. He told the jury he graduated from high school and was twenty-five years old. He recounted his prior felony convictions and testified that he pled guilty to those crimes because he indeed committed them. He admitted to the jury that in this case he was nervous when he saw the police and fled because he knew there was a warrant out for his arrest.
When he finally stopped fleeing in his car, he said the police pulled along side of him on the driver's side and that is why he tried to flee through the passenger door. But, he tripped, and instead of being able to flee on foot, he stumbled out of the car and onto the ground. He testified that as he arose, an officer grabbed his pants and shirt from behind, slung him against the car's passenger door window, punched him in the stomach and face, threw him on the ground, handcuffed him and then pepper-sprayed him. He was treated at the hospital for cuts on his hand and elbow.
Appellant testified on direct examination that he did not strike Officer Almeida. Tr. 37. Again, on cross-examination, appellant testified that he never struck Officer Almeida. Tr. 48.
Counsel for appellant gave the following closing argument to the jury on his client's behalf:
Ladies and gentlemen of the jury, thank you for hearing this case. And I would like to thank Judge Corrigan, and I thank the court reporter and Miss Loritts for her professionalism, and we're especially glad to have you here in this case this afternoon because this is a serious case to consider and to sort out.
For a minute and a half of action there was a lot of testimony regarding this incident, and I think it's very difficult to understand exactly what happened because each person there had a different perspective on what happened, and I'm asking you to find basically reasonable doubt in this case, which the. Judge will explain to you when he charges you on this case.
For a couple of reasons, consider while you're deliberating, would it make sense for George Smiley to take on two officers when basically all he really did was, according to his own testimony, he always runs from the police? He's scared of police, for whatever reason. In these matters, basically it is our position here that he is mischarged in this case. He is not guilty of assault on a police officer, he's guilty of, perhaps, fleeing and eluding.
He did apparently, perhaps, approach resisting arrest. He struggled with the officers, he fell down. I'm sure that Officer Almeida believes that George Smiley struck him on purpose, but, of course, our position is that it was not knowingly done on purpose. George Smiley was trying to get away, and during the ensuing melee, perhaps there was [sic] people struggling. George Smiley himself was accidentally pushed through a car window. He's not saying that was done on purpose.
We're saying that perhaps the whole thing, as Ms. Loritts stated, should never have happened. Mr. Smiley should have stopped his vehicle and have done what any person would do, and he did not, and the whole situation ensued the way it did.
For these reasons, we respectfully request that he be found not guilty on the assault charge based upon the finding of reasonable doubt in this case. Thank you very much for your attention, and we're very happy to have had you here today. Thank you.
Tr. 64-66.
The jury found appellant guilty, and appellant appealed.
GEORGE SMILEY WAS DENIED HIS LIBERTY WITHOUT DUE PROCESS OF LAW BY HIS CONVICTION FOR ASSAULT, WHICH WAS NOT SUPPORTED BY EVIDENCE SUFFICIENT TO PROVE HIS GUILT BEYOND A REASONABLE DOUBT.
This court found sufficient evidence to support the jury's verdict based upon the testimony of the police officer and affirmed appellant's conviction.
THE APPELLANT WAS DENIED THE EFFECTIVE ASSISTANCE OF COUNSEL DURING HIS TRIAL AND APPEAL IN VIOLATION OF THE
SIXTH ANDFOURTEENTH AMENDMENTS OF THE U.S. CONSTITUTION.
The Supreme Court of Ohio has stated that the two-prong test set forth in Strickland v. Washington (1984),
First, the defendant must show that counsel's performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the `counsel' guaranteed the defendant by the
Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel's errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
The burden of showing deficient performance is a heavy one since counsel in Ohio are presumed competent, Vaughn v. Maxwell
(1965),
Appellate counsel is not ineffective necessarily for failing to raise a claim of error. Appellate counsel has no constitutional duty to raise every conceivable assignment of error on appeal.Jones v. Barnes (1983),
Even when an appellant demonstrates the deficient performance of appellate counsel for failing to present an additional assignment of error, the appellant still must establish prejudice. See, e.g., Sharp v. Puckett (5th Cir. 1991),
Appellant contends that it is an essential duty of counsel to be an advocate on behalf of his/her client. The United States Supreme Court has stated that "[t]he very premise of our adversary system of criminal justice is that partisan advocacy on both sides of a case will best promote the ultimate objective that the guilty be convicted and the innocent go free." Herringv. New York (1975),
The constitutional guarantee is violated if the process loses its character as a confrontation between adversaries. Cronic,
At appellant's trial, the victim testified that appellant hit him with his fist and appellant testified both on direct and cross-examination that he did not. No other witnesses testified for the state or the defense. In closing, instead of developing and presenting the defense of his client based upon his client's testimony, trial counsel addressed the jury and proposed a middle ground position, unsupported by his client's testimony, i.e., that his client struck the officer but that he did not do it on purpose.
Not once did trial counsel develop and argue the evidence as presented to the jury by his client while on the witness stand. His client testified that he tripped and stumbled out of the passenger side of the car onto the ground and as he rose up, he was manhandled from behind by the police, shoved up against the car and into the passenger window, for which he received medical treatment. Counsel argued that a melee occurred, that appellant struggled with the officers and was accidentally pushed through the car window. Appellant told the jury in his testimony that he never struck the police officer; his attorney told the jury he did, but not purposely. Appellant's attorney ignored or totally abandoned the version of events testified to by his client and used, as if uncontested, only the facts as relayed by the police officer. In doing so, counsel failed to develop and present the defense of his client.
Appellee suggests that it was reasonable for trial counsel to adopt a strategy in closing argument that incorporated the theory that if any hitting occurred on the part of appellant it was purely unintentional. What appellee contends, however, may be true as a defense in the alternative had the appellant been confused or ambivalent about whether he may have struck the officer or had the appellant not testified at all. In this case, however, appellant testified in no uncertain terms that he did not strike the policeman.
In counsel's compromising and loose summation, counsel undermined his own client's credibility. Instead of presenting the jury with his client's version of the events that night and arguing to support the credibility of his client, trial counsel adopted the police officer's scenario and admitted to the jury that his client did, in fact, hit the policeman. By admitting that his client hit the officer, whether purposely or not, after his client testified that he did not, counsel cast an aspersion on his own client's credibility since the jury could infer that defense counsel knew off-the-record that his client actually struck the officer or, as argued by appellant, that counsel himself did not believe his own client's testimony. Constitutionally, defense counsel is not permitted to cast such aspersions in closing argument. State v. Burgins (1988),
Not only did trial counsel undermine his own client's credibility by abandoning his client's testimony, which was the only evidence in defense, but trial counsel buttressed the credibility of the state's only witness by presenting to the jury the officer's version of events as if true and the only version to be believed. There was no argument to the contrary. The omission of any argument in support of his client's testimony, adopting the facts as told by the state's witness, and advising the jury that his client did strike the officer, which was in direct contradiction to his client's testimony, virtually invited a guilty verdict for the defendant.
The prejudicial effect of trial counsel's closing argument is exacerbated by the fact that there is no overwhelming evidence of guilt in this case. A verdict that is only weakly supported by the record is more likely to have been affected by errors than one with overwhelming support in the record. Strickland,
The trial court record in appellant's case was small, the transcript consisting of only ninety-seven pages. Experienced appellate counsel raised one assignment of error for review, a challenge to the sufficiency of the evidence. The chances of success on appeal with this assignment of error were next to nil just based upon a cursory review of the police officer's testimony. But the closing argument of trial counsel, wherein counsel admitted that his client struck the police officer after his client testified both on direct and on cross-examination that he never struck the officer, should have jumped off the page at even inexperienced appellate counsel as at least suspect. With even minimal research into the law, counsel should have determined that this was the issue to present to this court for review in appellant's case, or at least one of the issues to argue on appeal. The failure of appellate counsel to challenge the effectiveness of trial counsel under the circumstances of appellant's case rendered appellate counsel's representation on direct appeal ineffective.
Judgment reversed and remanded.
This cause is reversed and remanded.
It is, therefore, considered that said appellant recover of said appellee his costs herein.
It is ordered that a special mandate be sent to said court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
KILBANE, J., CONCURS
PATTON, J., DISSENTS. (SEE ATTACHED DISSENTING OPINION)
__________________________________ PATRICIA ANN BLACKMON PRESIDING JUDGE
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