State v. Sugar, Unpublished Decision (11-2-1999)
State v. Sugar, Unpublished Decision (11-2-1999)
Concurring Opinion
I concur with the majority's decision to reverse and remand this case to the trial court for a hearing on appellant's motion to withdraw his plea. However, unlike the majority, I do not believe the appropriate standard is "to correct a manifest injustice." Crim.R. 32.1 does not require a motion to withdraw a plea of guilty or no contest to be in writing. Because appellant's motion to withdraw his plea was made orally prior to sentencing, the decision to grant or deny the motion is not subject to the heightened standard "to correct a manifest injustice."
Opinion of the Court
OPINION
On September 18, 1998, the Licking County Grand Jury indicted appellant, David Sugar, Jr., on one count of driving under the influence in violation of R.C.I THE TRIAL COURT COMMITTED REVERSIBLE ERROR IN DENYING APPELLANT'S MOTION TO WITHDRAW HIS GUILTY PLEA, WHEN THE UNDISPUTED FACTS INDICATE THAT: 1. APPELLANT'S DEFENSE COUNSEL, SERVED IN A JUDICIAL CAPACITY ON APPELLANT'S CASE PRIOR TO ACCEPTING EMPLOYMENT AS APPELLANT'S DEFENSE COUNSEL.
2. THAT AT A CRITICAL POINT IN THE PLEA NEGOTIATION PROCESS, APPELLANT LOST FAITH IN THE INDEPENDENT JUDGMENT OF HIS COUNSEL, BASED UPON COUNSEL'S PRIOR ROLE AS A JUDICIAL OFFICER IN HIS CASE.
3. THE TRIAL COURT, BY DENYING APPELLANT'S MOTION FOR A NEW TRIAL BASED UPON A "CONFLICT OF INTEREST," HAS IMPROVIDENTLY ENCROACHED UPON THE CODE OF PROFESSIONAL RESPONSIBILITY, IN THAT THE TRIAL COURT'S DECISION HAS NOW SANCTIONED A LAWYER'S KNOWING AND WILLFUL VIOLATION OF DISCIPLINARY RULE 9-101, INVOLVING AVOIDING THE APPEARANCE OF IMPROPRIETY AND PROHIBITING THE ACCEPTANCE OF PRIVATE EMPLOYMENT IN A MATTER UPON THE MERITS OF WHICH (THE ATTORNEY) HAS ACTED IN A JUDICIAL CAPACITY (SEE DR 9-101), ALL GAINST (SIC) OHIO LAW, PUBLIC POLICY CONCERNS AND THE CODE OF PROFESSIONAL RESPONSIBILITY.
4. DISCIPLINARY RULES CONTAINED IN THE CODE OF PROFESSIONAL RESPONSIBILITY ARE THE MINIMUM LEVEL OF CONDUCT BELOW WHICH NO LAWYER CAN FALL WITHOUT BEING SUBJECT TO DISCIPLINARY ACTIONS, AND SUCH RULES ARE MANDATORY IN CHARACTER, UNLIKE THE ASPIRATIONAL ETHICAL CONSIDERATIONS RECITED IN THE SAID CODE OF PROFESSIONAL RESPONSIBILITY.
T. at 4-5.
Attorney Colucci's reasoning for making this statement was explained as follows: With regards to the sentencing, to be honest, Your Honor, I have no position to take at this point. I've just come on the case. Our concern — and — we mean to cast no dispersions at all on former counsel — in my brief review of the file, was that he [Attorney Carter] was the arraigning magistrate for the — employee of the State of Ohio to set the bond on this case, and he subsequently became the defense counsel for that same defendant. I think there's at least an appearance of a conflict of interest that the court — we would — we would argue the Court to continue this matter for sentencing and allow us to file a motion to vacate and argue the merits of that, if the Court will rule on that.
T. at 5.
The trial court denied the request for a continuance and proceeded with sentencing. T. at 7. From the discussion cited, it is clear the motion denied prior to sentencing was a motion to continue the sentencing and not a motion to withdraw plea under Crim.R. 32.1. We note no written motion to continue the sentencing was ever filed. On May 21, 1999, appellant filed a written motion to vacate his plea pursuant to Crim.R. 32.1. This motion was filed some four days after sentence was imposed. Attached to the motion was an affidavit by appellant verifying the facts of the motion as true. The affidavit and the motion argue Attorney Carter should not have represented him because said representation violated DR 9-101. Appellant argued he became concerned about the quality of Attorney Carter's representation because he changed his opinion of an officer/witness. Appellant argued this indicated Attorney Carter's personal relationship with the officer/witness and was an indicia of bias towards the state's witnesses. By judgment entry filed May 24, 1999, the trial court denied the motion without hearing. Because the motion to withdraw plea under Crim.R. 32.1 was made after sentencing, the issue before the trial court was whether there was a need to correct a manifest injustice. Crim.R. 12(E) provides that a trial court may resolve motions "based upon briefs, affidavits, the proffer of testimony and exhibits, a hearing, or other appropriate means." In State v. Teofilo (March 3, 1995), Richland App. No. 94CA472, unreported, this court relied on State v. Peterseim (1980),
The judgment of the Court of Common Pleas of Licking County, Ohio is hereby reversed and remanded.
By Farmer, J. Gwin, P.J. and Hoffman, J. concur.
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