State v. Phillips, Unpublished Decision (2-3-1999)
State v. Phillips, Unpublished Decision (2-3-1999)
Opinion of the Court
Defendant Ronald Phillips has appealed from a judgment of the Summit County Common Pleas Court that denied his petition for post-conviction relief. He has argued that: (1) the trial court incorrectly issued insufficient findings of fact and conclusions of law regarding each of his claims for relief; (2) Ohio's post-conviction system does not comply with the requirements of due process as guaranteed by the
This court reverses in part and affirms in part the judgment of the trial court because: (1) the trial court incorrectly issued insufficient findings of fact and conclusions of law regarding defendant's claims in his petition for post-conviction relief; (2) the issue of the constitutionality of the statute is not ripe and, therefore, this court declines to reach that issue; (3) the trial court did not incorrectly deny defendant the right to discovery because defendant was not entitled to discovery; (4) the trial court did not incorrectly deny defendant leave to amend his petition for post-conviction relief; and (5) the trial court did not incorrectly deny defendant's motion for release of the grand jury records because defendant was not entitled to those records.
On September 20, 1996, defendant filed a petition for post-conviction relief. On September 26, 1996, he filed an amendment to his petition. The petition as amended contained ten claims for relief. He argued that his convictions and sentences were void or voidable because: (1) the planned execution of the death sentence under Ohio law and practice constitutes cruel and unusual punishment in violation of his rights under the constitutions of the United States and the State of Ohio; (2) the state should be collaterally estopped from charging him with purposely causing the victim's death on January 18, 1993, because the State proved beyond a reasonable doubt in State v. Evans (1994),
On December 17, 1997, defendant moved the trial court for leave to amend his petition for post-conviction relief. He argued that leave to amend his petition was necessary because he had just received voluminous documents from Summit County Children Services regarding his family history that allegedly supported his ninth claim for relief. He requested ninety days to prepare an amended petition. He argued that the ninety days was necessary to sort through the documents and perform investigations in order to formulate arguments in support of that claim. He explained that he did not receive the records until December 11, 1997, nearly one year after requesting the court to provide him access to those documents.1 The trial court denied leave to amend the petition and dismissed the petition without an evidentiary hearing. Defendant timely appealed to this Court.
The general purpose of Section
In State v. Wiles (April 14, 1998), Portage App. No. 97-P-0028, unreported, the defendant had filed a petition for post-conviction relief that contained twenty-two claims for relief. The trial court dismissed the petition without an evidentiary hearing. In its journal entry, the trial court expressly addressed two of the claims in the petition, vaguely addressed six of the claims, and, as to the remaining claims, merely stated that a "majority" of the claims were barred byres judicata. On appeal, the Eleventh District Court of Appeals noted that it was unable to tell which of the twenty-two claims the trial court believed were barred and which it believed were not barred. Also, the court noted that the trial court did not specify the parts of the record that established the bar as required by the Ohio Supreme Court. The court held that the findings and conclusions were insufficient to inform either the defendant or the appellate court of the basis of the trial court's decision. The court, therefore, reversed the trial court's decision and remanded the case for more explicit findings and conclusions.
In this case, the trial court's judgment entry did not address any of defendant's claims specifically. The court merely held:
Upon considering the proceedings in the trial court, court of appeals, and the Ohio Supreme Court along with the evidence associated with this case, the Court determines that there is no substantive grounds for relief. Additionally, Defendant's petition raises several issues that were raised or should have been raised on appeal. * * * Most, if not all, of Defendant's claims are barred by the doctrine of res judicata.
This Court is unable to determine from this entry which of defendant's claims the trial court viewed as barred by resjudicata and what parts of the record it believed established that bar. This Court, therefore, holds that the trial court incorrectly issued insufficient findings of fact and conclusions of law. This case is reversed and remanded for more explicit findings and conclusions consistent with this opinion. But, see, State v. Post (August 8, 1990), Lorain App. No. 90CA004750, unreported. Defendant's first assignment of error is sustained.
Furthermore, defendant failed to raise this issue at the trial court level. This Court has previously held that failure to raise the issue of the constitutionality of the post-conviction relief statute at the trial court level, when that issue is apparent at the time of the petition, constitutes a waiver of the issue. State v. Benner (August 27, 1997), Summit App. No. 18094, unreported, at 2-3. An appellate court, therefore, need not hear the issue for the first time on appeal. Id. at 3. Defendant's second assignment of error is overruled.
Defendant's reliance on Smith is misplaced. In Smith, the defendant filed a petition for post-conviction relief and, at the same time, filed a set of interrogatories directed to the State. The State failed to answer the interrogatories. The defendant moved the trial court to compel the State to answer the interrogatories. The trial court denied the motion and later denied the petition for post-conviction relief. This Court held that the trial court was not required to compel the State to answer the defendant's interrogatories; therefore, the trial court did not incorrectly deny the defendant's motion.Id. at 140.
In fact, this Court has repeatedly held that there is no right to discovery in post-conviction relief proceedings.State v. Benner (August 27, 1997), Summit App. No. 18094, unreported, at 4-5. The procedures applicable to post-conviction relief petitions are those found in Section
Under Section
Because the State had answered defendant's petition before he sought leave to amend, the decision whether to allow leave to amend was within the trial court's discretion. Defendant's motion, which was filed approximately one year and three months after the original filing of the petition, requested 90 days from the resolution of the motion in which to prepare an amended petition. This Court notes that defendant was not attempting to add new issues to his petition.
According to his motion for leave to amend his petition:
An order granting [defendant] time to conduct an investigation based on the documents before amending his petition is necessary to give him the opportunity to fully and fairly develop his ninth claim for relief which describes the ineffective investigation conducted by [his] trial counsel.
He was merely seeking to add additional evidence of his trial counsel's lack of investigation into his history of an abusive family life in support of his ninth claim for relief.
Defendant's petition for post-conviction relief, including all supplements properly before the court, contained, among other things, six affidavits from his family and a psychological report. His family members attested to incidents of abuse against themselves as well as other members of their family. The psychological report detailed the examiner's suspicions that defendant was raised in an abusive family, although defendant denied the existence of any abuse. It is possible that the trial court determined that any evidence obtained from the Summit County Children Services' records would be cumulative; therefore, the additional ninety day delay was not warranted. The trial court's denial of defendant's motion was not arbitrary, unreasonable, or unconscionable. Defendant's fourth assignment of error is overruled.
Defendant went to the Summit County Clerk of Court's office to obtain the records regarding the grand jury that indicted him. The Clerk, however, refused to give him the records without a court order. On September 26, 1996, defendant moved the trial court for an order requiring the Clerk to release the names of the grand jurors to him. Defendant argued that the release of the names of his grand jurors was necessary to determine whether a member of that grand jury made prejudicial out-of-court statements to his trial jurors. He further argued that the grand jury records he was seeking were public records to which he was entitled access under the Public Records Act. The trial court denied defendant's request.
Assuming, without deciding, that the records sought by defendant were public records, the trial court did not incorrectly deny defendant's motion for release of those records. The Ohio Supreme Court has held that one who has requested and been denied access to "public records" must use mandamus, in accordance with Section
Even if defendant had used mandamus to seek release of the records, he was not entitled to those records. The Ohio Supreme Court has further held:
A defendant in a criminal case who has exhausted the direct appeals of her or his conviction may not avail herself or himself of R.C.
149.43 to support a petition for postconviction relief. (State ex rel. Clark v. Toledo [1990],54 Ohio St.3d 55 ,560 N.E.2d 1313 , and its progeny, overruled.)
Id. at paragraph six of the syllabus. Defendant, therefore, could not have used Section
The Court finds that there were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the County of Summit, Court of Common Pleas, to carry this judgment into execution. A certified copy of this journal entry shall constitute the mandate, pursuant to App.R. 27.
Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run. App.R. 22(E).
Costs taxed equally to both parties.
Exceptions.
--------------------- WILLIAM R. BAIRD FOR THE COURT
DICKINSON, J., CARR, J., CONCUR
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