Borromeo v. State Medical Board of Ohio, Unpublished Decision (6-1-2000)
Borromeo v. State Medical Board of Ohio, Unpublished Decision (6-1-2000)
Opinion of the Court
OPINION
Abel P. Borromeo, M.D., appellant, appeals the October 5, 1999 judgment of the Franklin County Court of Common Pleas affirming the order of the State Medical Board of Ohio, appellee, refusing to reinstate appellant's medical license.Appellant was licensed to practice medicine and perform surgery in Ohio in 1974. Appellant was also licensed to practice medicine in West Virginia. In 1990, appellant was found guilty by a United States District Court in Charleston, West Virginia, of fifty-two felony counts of distribution and aiding and abetting distribution, in violation of Section 841(a)(1), Title 21, U.S. Code and Section 2, Title 18, U.S. Code and one felony count of violating the Racketeer Influence and Corrupt Organizations Act, Section 1962(C), Title 18, U.S.Code. The counts arose out of appellant writing prescriptions for controlled substances for five of his patients. Appellant was sentenced to prison for seventy-eight months and served sixty-six months before being released for good behavior. On November 14, 1990, the West Virginia Board of Medicine revoked appellant's West Virginia medical license based upon his convictions. On December 5, 1990, the State Medical Board of Ohio ("Board") revoked appellant's license to practice medicine and perform surgery in Ohio based upon R.C.
In April 1997, appellant requested that the Board reinstate his certificate to practice medicine and perform surgery in Ohio. On October 8, 1997, the Board issued a notice of opportunity for hearing. A hearing was held before an administrative hearing officer on January 6, 1998. On February 5, 1998, the hearing officer recommended that appellant's application be denied pursuant to R.C.
On March 27, 1998, appellant appealed the Board's decision to the Franklin County Court of Common Pleas. On October 5, 1999, the trial court found that the Board's order was supported by reliable, probative, and substantial evidence and affirmed the order of the Board. Both appellant and his counsel filed notices of appeal, and the appeals were consolidated. Appellant asserts the following three assignments of error:
I. THE COURT OF COMMON PLEAS FAILED ITS SACRED RESPONSIBILITY TO PROVIDE A MEANINGFUL JUDICIAL REVIEW BY UPHOLDING THE DECISION OF THE MEDICAL BOARD DESPITE THE VIOLATION OF APPLICANT'S RIGHT[S] UNDER THE
FIFTH ANDFOURTEENTH AMENDMENTS OF THE UNITED STATES CONSTITUTION AND ARTICLE 1. (sic) SECTION 16 OF THE OHIO CONSTITUTION[.]II. THE COURT OF COMMON PLEAS ERRED IN SUPPORTING THE DECISION OF THE MEDICAL BOARD WHICH EX POST FACTO RULED THE PERMANENT REVOCATION DESPITE MITIGATING FACTORS PRESENTED AT THE HEARING AND WITHOUT EVIDENCE THAT APPELLANT CONTINUE (sic) TO BE A DANGER TO PUBLIC HEALTH AND SAFETY.
III. THE COURT OF COMMON PLEAS ERRED IN GIVING THE STATE MEDICAL BOARD THE BLANKET AUTHORITY TO GRANT OR DENY MEDICAL LICENSE (sic) IN ANY CIRCUMSTANCES. THE COURT PURSUANT TO R.C.
119.12 IN RELATION TO R.C.4731.22 (B) SHOULD DETERMINE IF THERE IS EVIDENCE SUPPORTING THE BOARD'S DECISION TO REFUSE TO REINSTATE APPELLANT'S MEDICAL LICENSE AS OPPOSED TO LIMITING, REPRIMANDING OR PLACING ON PROBATION AND SUBJECT TO TERM OF PROBATION.
Appellant sets forth numerous arguments under his first assignment of error that relate to one or more of the stated assignments of error. In addition, the argument section of appellant's brief contains only two assignments of error, and the two assignments of error in his brief do not coincide with any of the three stated assignments of error above. Therefore, we will address the arguments presented without regard to the numerical designation given the assignments of error.
In an appeal from a State Medical Board's order, a reviewing trial court is bound to uphold the order if it is supported by reliable, probative, and substantial evidence, and is in accordance with law. Pons v. Ohio State Med. Bd. (1993),
(1) `Reliable' evidence is dependable; that is, it can be confidently trusted. In order to be reliable, there must be a reasonable probability that the evidence is true. (2) `Probative' evidence is evidence that tends to prove the issue in question; it must be relevant in determining the issue. (3) `Substantial' evidence is evidence with some weight; it must have importance and value. Our Place, Inc. v. Ohio Liquor Control Comm. (1992),
63 Ohio St.3d 570 ,571 .
However, an appellate court's review is even more limited than that of the trial court. Pons, at 621. While it is incumbent on the trial court to examine the evidence, the appellate court is to determine only if the trial court abused its discretion, i.e., being not merely an error of judgment, but perversity of will, passion, prejudice, partiality, or moral delinquency. Id. Absent an abuse of discretion on the part of the trial court, a court of appeals may not substitute its judgment for those of the medical board or a trial court. Id. Instead, the appellate court must affirm the trial court's judgment. Id.
In Pons, the Ohio Supreme Court held:
Moreover, when reviewing a medical board's order, courts must accord due deference to the board's interpretation of the technical and ethical requirements of its profession. The policy reason for this was noted in Arlen v. State (1980),
61 Ohio St.2d 168 ,173 * * *399 N.E.2d 1251 ,1254-1255 : "`* * * The purpose of the General Assembly in providing for administrative hearings in particular fields was to facilitate such matters by placing the decision on facts with boards or commissions composed of [people] equipped with the necessary knowledge and experience pertaining to a particular field. * * *'" [Quoting Farrand v. State Med. Bd. (1949),151 Ohio St. 222 ,224 , 39 O.O. 41, 42,85 N.E.2d 113 ,114 .] Id., at 621-622.
Therefore, absent an abuse of discretion of the trial court, this court must affirm the trial court's judgment.
Several of appellant's arguments assert that both the Board and trial court's actions denied him due process. To be consistent with the Due Process Clause, deprivation of a right, including revocation of a professional license, must be preceded by notice and a hearing. In the Matter of Mattie L. Vaughn, M.D.
(Nov. 30, 1995), Franklin App. No. 95APE05-645, unreported. Determining the type of hearing that minimally comports with due process requires a balancing of the governmental and individual interests at state. Korn v. Ohio State Medical Bd. (1988),
Appellant's first argument seems to stem from his assertion that the outcome of the Board hearing was a "preconceived determination of a guilty verdict based solely upon the ground of the license revocation in 1990, which was not contested by the Appellant." (Emphasis sic.) However, R.C.
Appellant next argues that the Board did not consider certain mitigating factors before denying his application. However, the minutes from the Board's March 11, 1998 meeting reveal that the Board acknowledged that it had received, read, and considered the report and recommendation of the hearing examiner, the hearing record, and appellant's objections to the examiner's report. These items contained the evidence and testimony regarding the mitigating factors put forth by appellant. Each member of the Board also stated that they understood that the disciplinary guidelines did not limit the sanction to be imposed and that the range of available sanctions in each matter ran from dismissal to permanent revocation. Thus, the Board clearly had the mitigation evidence before it for consideration when determining whether to deny appellant's application for reinstatement but found such evidence unpersuasive. Although appellant's efforts to rehabilitate and seek education and counseling are commendable, they do not guarantee reinstatement. We find this argument also without merit.
Appellant next argues that his criminal conviction, in addition to the Board's subsequent decision to deny his application to reinstate, violated his constitutional rights against excessive and multiple punishments. However, in In theMatter of Mattie L. Vaughn, M.D., supra, we found that the
Appellant next argues that the revocation of his license violates the Double Jeopardy Clause of the United States Constitution because his license was revoked in addition to serving his prison sentence. The Double Jeopardy Clause of the United States Constitution protects against three types of violations: (1) prosecuting a defendant again for the same conduct after an acquittal; (2) prosecuting a defendant for the same crime after conviction; and (3) subjecting a defendant to multiple criminal punishments for the same conduct. State v. Gustafson
(1996),
However, the Double Jeopardy Clause protects only against the imposition of multiple criminal punishments for the same conduct. Hudson v. United States (1997),
Appellant next asserts that the December 5, 1990 order and entry was not designated as a permanent revocation of his medical license and the Board's denial of his application to reinstate in effect permanently revokes his license in violation of the ex post facto prohibition contained in Section 10, Article
Appellant also asserts that the trial court abused its discretion by "reinforcing the excesses committed by the medical board." Under this argument, appellant reasserts several contentions that we have already addressed above. In addition, appellant seems to think the trial court improperly gave blanket deference to the Board regarding the sanction imposed in finding:
Under time honored Ohio case law, Henry's Café vs. Board of Liquor Control (1958), (sic)
170 Ohio St. 233 , a reviewing court has no authority to alter a penalty imposed by an administrative agency if the underlying decision passes the substantial evidence test. Regardless of whether other doctors convicted of felonies receive a different consideration from the Board, the Board here has exercised its professional judgment on the issue of the severity and duration of punishment in Appellant's case. Under Henry's, supra, this Court has no authority to change that judgment.
Under R.C.
In the present case, the trial court correctly determined that the Board's finding, that appellant violated provisions of R.C.
Accordingly, we find that the trial court did not abuse its discretion in concluding that there was reliable, probative, and substantial evidence that appellant violated the statute and rules cited by the Board. Appellant's three assignments of error are overruled, and the judgment of the Franklin County Court of Common Pleas is affirmed.
BRYANT and GREY, JJ., concur.
GREY, J., retired, of the Fourth Appellate District, assigned to active duty under authority of Section
Case-law data current through December 31, 2025. Source: CourtListener bulk data.