State v. Olds, Unpublished Decision (6-8-2000)
State v. Olds, Unpublished Decision (6-8-2000)
Opinion of the Court
At his arraignment, appellant entered a plea of not guilty to both counts of the indictment. Finding appellant to be indigent, the trial court appointed counsel for him.
On the morning of trial, as part of a plea agreement, appellant pled guilty to count one of the indictment — felonious assault of a peace officer — and the second count was nolled.
Before the trial judge accepted appellant's plea, the prosecutor reviewed the count to which appellant would be pleading guilty:
[I]t is my understanding that the defendant, Tavis Olds, wishes to withdraw his previously entered plea of not guilty and enter a plea of guilty to Count 1 as indicted, and as charged, Count 1 states Tavis Olds on October 15 of 1998 in Cuyahoga County, unlawfully and did knowingly cause serious physical harm to Deputy Randy Iussery.
This also contains a peace officer specification which states that the grand jurors further find and specify that the offender assaulted a peace officer while in performance of his official duties. Your honor, this is a felonious assault of a peace officer in violation of Ohio Revised Code
2903.11 . This is a felony of the first degree on a Senate Bill 2 which carries a presumption of prison with the possible prison term being either 3, 4, 5, 6, 7, 8, 9 or 10 years, a maximum fine of $20,000 and a period of post-release control requirement of five years.
Defense counsel then advised the court that he had reviewed the plea with appellant:
* * * The defendant at this time wishes to withdraw his previously entered plea of not guilty to both counts of the indictment and to enter a plea to Count 1, the felonious assault count. I advised him of his constitutional rights. I advised him that we're prepared to go to trial this morning. I have been given discovery from the prosecution. I've advised him of what evidence would be presented if we went against him, if we went to trial, and he's making that plea, change of plea, freely of his own free will.
The trial court then engaged in the following colloquy with appellant:
COURT: * * * Do you understand that by entering this plea as set forth of guilty that you are giving up certain constitutional rights?
APPELLANT: Yes, ma'am.
COURT: I'll go through each right with you. I want you to answer yes if you do understand.
To a trial by jury or to a judge. Do you understand that you are giving up the right for a trial today?
APPELLANT: Yeah.
COURT: By either a jury or to be presided over by myself by pleading.
APPELLANT: Yes.
COURT: Do you understand that you are giving up, well you have an attorney. Do you understand you are giving up the right to subpoena witnesses to appear and testify in your behalf?
APPELLANT: Yes, I am.
COURT: Do you understand that you are giving up the right to cross-examine witnesses?
APPELLANT: Yes, I am.
COURT: Do you understand that you are giving up the right to have the state prove your guilt by evidence beyond a reasonable doubt?
APPELLANT: Yes, I am.
COURT: Do you understand you are giving up the right to remain silent and not testify and that no one could comment on the fact that you were not testifying at trial?
APPELLANT: Yes.
COURT: Do you understand the offenses to which you are pleading guilty?
APPELLANT: Yes, ma'am.
COURT: Okay, just for the record, would you like to tell me as you understand what you just plead to? Not legalese but just general.
APPELLANT: That I assaulted the peace officer.
COURT: Okay, you understand this is a felony —
APPELLANT: Yes, ma'am.
COURT: — of the first degree? You don't need to understand the legal ramifications but I just want to know if you understand the possible penalties as outlined by the prosecutor.
APPELLANT: Three to ten years, right?
APPELLANT: Yes.
The trial judge then asked appellant:
How do you plead to the charge of felonious assault with a peace officer specification?
Appellant responded, Guilty. I plead guilty.
At the sentencing hearing, the trial court sentenced appellant to nine years of imprisonment. The trial judge stated:
I * * * reviewed the law, pursuant to Ohio Revised Code Section2929.14 , and it is my holding, after hearing the seriousness of this offense, that it would demean the seriousness of the offense and not adequately protect the community to impose a minimum sentence.This is an individual who seriously caused physical harm to a police officer, Deputy Iussery, who was on the ground, and he continued to be kicked in the head, and continued to be pounded against the pavement, and there has been no remorse, to date, shown for these actions; and, I believe this is the worst form of offense because Deputy Ussery was merely there trying to protect our community from any harm that might arise.
Appellant timely appealed, assigning two assignments of error for our review:
I. THE TRIAL COURT ERRED BY ACCEPTING A PLEA OF GUILTY WHEN THE DEFENDANT HAD NOT BEEN FULLY INSTRUCTED AS TO HIS CONSTITUTIONAL RIGHTS.II. THE TRIAL COURT IMPOSED A SENTENCE NOT IN ACCORD WITH THE GUIDELINES OF §
2929.14 (C).
Crim.R. 11(C) provides, in pertinent part:
(2) In felony cases the court may refuse to accept a plea of guilty or a plea of no contest, and shall not accept a plea of guilty or no contest without first addressing the defendant personally and doing all of the following:(a) Determining that the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximum penalty involved, and, if applicable, that the defendant is not eligible for probation or for the imposition of community control sanctions at the sentencing hearing.
(b) Informing the defendant of and determining that the defendant understands the effect of the plea of guilty or no contest, and that the court, upon acceptance of the plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the defendant understands that by the plea the defendant is waiving the rights to jury trial, to confront witnesses against him or her, to have compulsory process for obtaining witnesses in the defendant's favor, and to require the state to prove the defendant's guilt beyond a reasonable doubt at a trial at which the defendant cannot be compelled to testify against himself or herself.
The underlying purpose of Crim.R. 11(C) is to convey to a defendant certain information so that he or she can make a voluntary and intelligent decision regarding whether or not to plead guilty. State v. Ballard (1981),
In determining whether the trial court has satisfied its duties, reviewing courts have distinguished constitutional and non-constitutional rights. Ballard; supra; State v. Stewart (1977),
Under the broader standard for rights not protected by the constitution, reviewing courts consider whether the trial court substantially complied with the requirements of Crim.R. 11(C)(2) and whether the defendant subjectively understood the implications of his or her plea and the nature of the rights he or she was waiving. State v. Nero (1990),
R.C.
The record, however, belies appellant's argument. First, neither appellant nor his counsel ever suggested to the trial court that appellant did not understand the nature of the charges against him. Moreover, although the trial court did not explain each element of the offense of felonious assault to appellant, it is apparent that appellant understood the nature of the charge against him. When the trial judge specifically asked appellant, Do you understand the offenses to which you are pleading guilty? appellant responded, Yes, ma'am. Then, when the trial judge asked appellant to tell her in general terms what offense he was pleading to, appellant responded, that I assaulted the peace officer. Appellant clearly understood that he was pleading guilty to the offense of felonious assault upon Deputy Iussery.
The record also clearly reflects that appellant understood the maximum penalty for the offense of felonious assault, the effect of his guilty plea and the constitutional rights he was waiving by making a plea of guilty. We find, therefore, that the trial court satisfied the requirements of Crim.R. 11(C) before accepting appellant's guilty plea.
Moreover, even a finding that the trial court had failed to comply with the requirements of Crim.R. 11(C) would not end our inquiry. A defendant who challenges his plea on the basis that it was not knowingly, intelligently, and voluntarily made must demonstrate a prejudicial effect. State v. Johnson (1988),
Here, appellant has failed to demonstrate that he was prejudiced in any way by his plea. Nowhere in his brief does appellant allege that he would not have pled guilty if the trial court had defined each element of the offense of felonious assault to him. Rather, appellant's argument is that the court did not comply with Crim.R. 11(E) and, therefore, his plea was ipso facto involuntary. Without a showing of prejudice, however, appellant's claim fails.
Moreover, the record suggests that appellant was not at all prejudiced by his plea. As part of the plea agreement, the state nolled count two of the indictment against appellant. This arrangement was advantageous to appellant because it removed from sentencing consideration of an additional charge which, upon conviction, could have resulted in additional prison time. See R.C.
Appellant's first assignment of error is overruled.
Appellant pled guilty to felonious assault with a peace officer specification, in violation of R.C.
Pursuant to R.C.
[I]f the court imposing a sentence upon an offender for a felony elects or is required to impose a prison term on the offender and if the offender previously has not served a prison term, the court shall impose the shortest prison term authorized for the offense * * * unless the court finds on the record that the shortest prison term will demean the seriousness of the offender's conduct or will not adequately protect the public from future crime by the offender or others.
In State v. Edmonson (1999),
Here, appellant had not previously served a prison term. Accordingly, the trial court was required to impose the minimum prison term of three years, unless it found, pursuant to R.C.
In imposing a sentence of nine years, rather than three years, the trial court stated that it was not imposing the minimum sentence in this case because it would demean the seriousness of the offense and not adequately protect the community to impose a minimum sentence. Accordingly, the trial court complied with R.C.
R.C.
* * * [T]he court imposing a sentence upon an offender for a felony may impose the longest prison term authorized for the offense pursuant to division (A) of this section upon offenders who committed the worst forms of the offense, upon offenders who pose the greatest likelihood of committing future crimes, upon certain major drug offenders under division (D)(3) of this section, and upon certain repeat violent offenders in accordance with division (D)(2) of this section.
Here, pursuant to R.C.
R.C.
On this evidence, the trial court apparently concluded that although appellant's conduct did not justify the maximum sentence of ten years, the seriousness of the offense justified a long prison term. Because the trial court properly considered R.C.
Appellant's second assignment of error is overruled.
It is ordered that appellee recover of appellant its costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the Common Pleas Court to carry this judgment into execution. The defendant's conviction having been affirmed, any bail pending appeal is terminated. Case remanded to the trial court for execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
_____________________________________ TIMOTHY E. McMONAGLE, PRESIDING JUDGE
SPELLACY, J. and ROCCO, J., CONCUR.
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