In the Matter of Hankins, Unpublished Decision (5-18-2000)
In the Matter of Hankins, Unpublished Decision (5-18-2000)
Opinion of the Court
OPINION
Appellant, Jeffrey T. Hankins, appeals from a judgment of the Franklin County Municipal Court whereby the trial court denied appellant's application for expungement and sealing of records pertaining to his being charged with possessing an open container of beer in a public place in violation of R.C.On January 31, 1999, appellant was stopped for speeding by a Westerville police officer. While appellant was being detained, the police officer discovered that appellant was also in possession of an open container of beer. The police officer therefore charged appellant with speeding and with possessing an open container of beer in a public place. Subsequently, appellant entered into a plea bargain agreement with appellee, the state of Ohio. Pursuant to the agreement, appellant pled guilty to the speeding charge and the open container charge was dismissed.
Thereafter, appellant filed an application for expungement and sealing of records pertaining to his open container charge. During the hearing on the expungement application, the trial court told appellant that it would deny his expungement application because the open container charge was dismissed as a result of a plea bargain arrangement, rather than a "straight, outright dismissal"; thereby issuing a journal entry reiterating that it was denying appellant's expungement application. As well, the trial court indicated in the journal entry that it was denying the application because the government's interests in maintaining the records outweigh appellant's interests in sealing the records.
Appellant appeals, raising the following three assignments of error:
I. THE COURT COMMITTED REVERSIBLE ERROR BY REFUSING TO ALLOW APPELLANT TO PRESENT EVIDENCE IN SUPPORT OF THE APPLICATION FOR EXPUNGEMENT AND SEALING OF RECORDS.
II. THE COURT COMMITTED AN ABUSE OF DISCRETION BY FINDING, WITHOUT THE TAKING OF ANY EVIDENCE, THAT THE INTERESTS OF APPELLANT IN HAVING THE RECORDS SEALED DID NOT OUTWEIGH THE LEGITIMATE INTERESTS OF THE GOVERNMENT IN MAINTAINING THOSE RECORDS.
III. THE COURT COMMITTED AN ABUSE OF DISCRETION BY SUBSTITUTING ITS SUBJECT[IVE] BELIEF AS TO THE INTERESTS OF BOTH THE GOVERNMENT AND OF APPELLANT AND IN USING THAT SUBJECTIVE BELIEF WHEN WEIGHING THE EVIDENCE TO DETERMINE WHETHER TO GRANT THE APPLICATION.
We first address appellee's claim that any error by the trial court in denying appellant's expungement application is non-prejudicial, because the trial court is otherwise barred under R.C.
R.C.
Under circumstances governed by R.C.
In this case, appellee argues that, because a speeding conviction is not an expungeable offense under R.C.
Upon examining the expungement statute, we conclude that the Ohio Legislature did not intend for R.C.
First, we acknowledge that the preamble to Am.Sub.H.B. No. 175 specifies that the bill codified as R.C.
Second, we recognize that, to the extent the expungement statute contains sections that define offenses for exclusion from expungement procedures, we should construe the sections liberally in favor of appellant in order to assist the parties in obtaining justice. R.C.
Moreover, the Ohio Supreme Court has previously opined that the Ohio Legislature did not want relatively minor convictions such as speeding to operate as "a bar to expungement."State v. Yackley (1989),
Any decision prohibiting appellant from applying for expungement on the open container offense solely because the offense occurred in connection with a speeding conviction would not be in furtherance of justice and would lead to an unreasonable and unintended result. As an example, appellant would be eligible to apply for the sealing of records pertaining to the open container offense, whether or not he was convicted of the offense, had the speeding conviction occurred at a prior time, but, under appellee's proposal of law, he would be prohibited from doing so because the speeding citation was issued at the same time as the open container citation. See R.C.
In support of its argument, appellee relies on the Lawrence County Court of Appeals decision in State ex. rel. Lewisv. Lawrence Cty. (1994),
Next, we address the trial court's decision to deny appellant's expungement application, and conclude that the trial court did not make the proper determinations when it decided to deny the application.
An individual who is the defendant named in a dismissed complaint, indictment, or information may apply to the trial court for an order to seal official records in his or her case. R.C.
In this case, the trial court did not determine whether the complaint, indictment, or information in appellant's open container case was dismissed; rather, as noted above, the trial court denied appellant's application, in part, because the open container charge was dismissed as the result of a plea bargain arrangement, rather than being a "straight, outright dismissal." Neither the expungement statute nor relevant case law allow a trial court to deny an expungement application because the charge was dismissed as a result of a plea bargain arrangement rather than being a "straight, outright dismissal." See Lawrence Cty., at 568 [reiterating that R.C.
Furthermore, a trial court must weigh and balance the interests of the individual seeking to have records sealed against legitimate governmental needs to maintain such records. R.C.
As noted above, at the hearing in this case the trial court found that it could not expunge records pertaining to the open container charge because the charge was dismissed as a result of a plea bargain. The trial court did not provide appellant with an opportunity to present evidence as to why his interests in having the records expunged outweigh appellee's interests in maintaining the records; nor does the hearing transcript or journal entry indicate that the trial court considered the issue.
Therefore, based on the reasons noted above, we find that the trial court erred in denying appellant's expungement application, and that appellant is entitled to a new hearing on the application.
Accordingly, appellant's assignments of error are sustained, and the judgment of the Franklin County Municipal Court is reversed, and this cause is remanded to the trial court for further proceedings consistent with this opinion.
Judgment reversed and cause remanded.
PETREE, J., concurs.
LAZARUS, J., dissents.
Dissenting Opinion
Being unable to agree with the majority, I respectfully dissent. In the absence of an ambiguity in the language of a statute, there is no resorting to consideration of legislative intent. The language of the applicable statute, R.C.
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