Koczan v. Graham, Unpublished Decision (9-27-2000)
Koczan v. Graham, Unpublished Decision (9-27-2000)
Dissenting Opinion
I must respectfully dissent as to the majority's disposition of assignments of error one and two. I would reverse the trial court's grant of judgment on the pleadings and not reach the issue of collateral estoppel.
Opinion of the Court
On December 10, 1996, Koczan filed a complaint against Longenecker's estate, Graham, Graham's employer Dworkin Inc., Paccar Corp. which allegedly leased the truck to Dworkin, Cleveland Stevedore Co. ("Stevedore") which loaded steel coils onto the truck prior to the accident, and several other defendants, not parties to this appeal. Other injured parties had filed suit, and the cases were consolidated.
On February 4, 1998, Koczan filed an amended complaint naming as a defendant Hissong-Kenworth Corp. ("Hissong"), a Paccar franchisee that leased the truck to Dworkin. In its answer, Hissong raised the affirmative defense that the statute of limitations had expired. Hissong moved for judgment and the trial court granted the motion, finding that the complaint was filed beyond the time of the statute of limitations. Paccar and Stevedore separately moved for summary judgment, which the court granted in their favor. Koczan voluntarily dismissed several defendants.
A jury trial was held on the claims of the remaining plaintiffs, Koczan and of the Estate of Bobby Davis, against the remaining defendants, Graham and Dworkin. On September 25, 1998, the jury rendered a verdict in favor of the defendants. The jury also answered "No" to a single interrogatory asking whether the defendants were negligent.
After the trial court entered judgment in favor of Graham and Dworkin, all of the claims and parties had been addressed, and Koczan filed the instant appeal. He assigns six errors, which we have rearranged for ease of discussion.
THE TRIAL COURT ERRED IN DENYING PLAINTIFF'S MOTIONS FOR DIRECTED VERDICTS AND J.N.O.V. AS TO NEGLIGENCE PER S.E. FOR DEFENDANTS' ADMITTED VIOLATION OF O.R.C. §4511.25 (A),4511.33 (A) AND (D), 4511.35, 4513.20(I) AND 5577.02 AND 5577.04.
Koczan argues that the evidence before the jury established (1) that Graham failed to maintain his lane of travel in violation of R.C.
Civ.R. 50(A) permits a party to make a motion for a directed verdict at the close of the moving party's evidence or at the close of all the evidence. The trial court may properly grant a motion for a directed verdict if, construing the evidence in the light most favorable to the non-moving party, reasonable minds could reach only one conclusion as to a determinative issue, that in favor of the moving party. Civ.R. 50(B) permits a party to make a motion for judgment notwithstanding the verdict at any time within fourteen days after the entry of judgment, and such a motion may be joined with a motion for a new trial.
An appellate court reviews a trial court's ruling on directed verdict or J.N.O.V. de novo. Campbell v. Colley (1996),
The evidence before the jury established that Graham saw Longenecker approach from the right, and he initially assumed that she would stop at the sign. However, when it became clear that Longenecker was not going to stop at the stop sign, Graham attempted to avoid the collision by pulling his truck to the left of his lane, crossing a double yellow lane line, which signals that no passing is allowed. Graham asserted the defense of sudden emergency. Eyewitness testimony established that when Longenecker and Graham were approximately one hundred to one hundred and fifty feet from the intersection, it became apparent that Longenecker was traveling too fast to actually stop at the sign. Based on that testimony, experts for both sides testified that Graham had approximately two seconds in which to determine that Longenecker was not going to stop, and then to take evasive action. Graham admitted that he swerved the truck to the left and crossed the left lane line, contrary to the general rule of R.C.
Experts differed about whether, if Graham had driven straight, the truck would have missed the car, as it sped across his lane. Assuming that the accident would have been averted if Graham had maintained his lane, Graham would have to know, prior to deciding whether to drive straight or to swerve left, that Longenecker would continue driving at fifty miles an hour, as she apparently did. It is equally likely that Longenecker could have realized the truck was approaching, and decided to brake or to turn to her right. Either of these options would have resulted in Longenecker remaining in Graham's lane of travel, in which case a better evasive move would have been for Graham to swerve left. Graham also testified that, although he was trained to veer right if possible to avoid a collision, if he had gone right his truck would have rolled over in the dip at the side of the road, perhaps killing someone.
As to Graham's alleged delayed reaction, Graham testified that when he realized the car would probably not stop, he looked in the rear mirrors on each side of his truck. The driver of a car traveling behind Graham testified that she was driving approximately three to four car lengths behind Graham. In deciding which evasive action was most appropriate, Graham needed to determine whether there were cars behind him or about to pass him.
Viewing the facts in the light most favorable to Graham, as we must, reasonable minds could determine that Graham exercised appropriate evasive movement in response to a sudden emergency, that he reasonably perceived that the best chance to avoid the accident was to cross into the left lane, and that therefore Graham did not violate the statutory provisions for maintaining his lane of traffic. Thus, the trial court appropriately denied a directed verdict or J.N.O.V. on this issue.
Koczan also argues to this court that a directed verdict was appropriate because the two-inch brake rod violated federal regulations, and such a violation constituted negligence per se. After the accident, an inspector from the Public Utilities Commission of Ohio ("PUCO"), which is responsible for regulating trucking in Ohio, completed a citation form. In the area marked "violations," for the brakes, the form was marked, "Out of Service: No. One brake at readjustment limit." The PUCO inspector testified that the brake was at the federal readjustment limit. The inspector explained that if a trucker was stopped with twenty percent of his brakes at more than the two-inch level, the truck would not be allowed to continue the trip. Koczan's counsel asked the inspector whether a truck with a brake at the two-inch limit would be prohibited from being re-dispatched without a brake adjustment. The inspector testified that there was no regulation stating that the truck could not be re-dispatched. The inspector also testified that the current PUCO forms have a "comments" section, in which a non-violation situation, such as that here, would be noted. Although there was some dispute about whether the brake at a two-inch setting was more or less efficient than a brake at a lower setting, the evidence clearly established that there was no violation of the regulation. So, although the defendants admitted that the brake was at a readjustment level, this is not, as Koczan states, an admission that the brake was defective, in violation of either the statute or the federal regulation.
Reasonable minds could conclude that the brake in issue complied with federal regulations, was safe, and that the two opposing brakes operated as equally as practicable. Thus, reasonable minds could conclude that Graham and Dworkin were not negligent in operating the truck with the brake at this operational level. The trial court appropriately denied Koczan's motion for a directed verdict or J.N.O.V. on this issue.
Several experts testified that the weight limit was imposed for purposes of maintaining roads and bridges, and for safety purposes of preventing bridge collapse where an overweight truck would overtax the structural integrity of a bridge. Koczan sought to establish that the weight limit was designed as a general safety issue. In direct examination of his own expert witness, Koczan's counsel observed that the Ohio Department of Transportation Form issued with a special overweight vehicle permit prohibits the issue of overweight permits for certain stated holidays. Counsel then suggested that permits are not issued for travel on these holidays because overweight trucks pose a safety hazard which is heightened with increased holiday traffic.1 When Koczan's counsel proposed this explanation to his expert witness, the witness replied that the holiday exclusion was designed to prevent overload on a bridge that might result from a heavy volume of stopped traffic in addition to the overloaded truck. The testimony on both sides established that the overloading of Graham's truck, although violative of R.C.
The Ohio Supreme Court has written of the application of negligence per se to the violation of a statute:
[n]egligence per se is a legal doctrine that presumes negligence where a statute that provides a standard of care to protect a class of persons from a particular risk is violated. But the presumption arises only when the violation results in the type of injury that the statute was designed to protect against.
Crawford v. Ohio Div. of Parole Community Serv. (1991),
Reasonable minds could determine that, notwithstanding Graham's and Dworkin's failure to obtain an overload permit, Graham's operation of the truck in violation of the statute was not negligence per se. Therefore, the trial court appropriately denied his directed verdict and J.N.O.V. on the issue of negligence per se where the harm arguably caused by the violation is not that which the law was designed to avoid.
Koczan's fifth assignment of error is overruled.
THE TRIAL COURT ERRED IN DENYING PLAINTIFF'S MOTION FOR A NEW TRIAL.
Koczan claims the trial court committed prejudicial error, which warranted a new trial. Koczan also claims that the jury's verdict was contrary to law and against the manifest weight of the evidence. Because we have concluded that the verdict was not contrary to law, we address only the claimed errors and the manifest weight issue.
The trial court possesses broad discretion whether to grant or deny a new trial. Poske v. Mergl (1959),
The alleged prejudicial errors include: allowing improper opinion testimony by a non-expert; excluding reference to violations of the Code of Federal Regulations; excluding a proffered instructional videotape for truck driver training; excluding an expert's videotaped recreation of the accident; and permitting defense counsel to make derogatory remarks about plaintiff's counsel.
Koczan asserts that the court erred in allowing this non-expert render an opinion and then by denying Koczan the opportunity to impeach the witness. Evid.R. 701 limits opinion testimony by a lay person to "those opinions or inferences which are (1) rationally based on the perception of the witness and (2) helpful to a clear understanding of his testimony or the determination of a fact in issue." The trooper's opinion testimony falls squarely within this rule. Furthermore, the court instructed the jury that the trooper was not an expert. As to the court's denial of an opportunity to impeach the witness, Koczan did not offer, and does not offer, any good-faith basis on which he intended to impeach the witness. See Evid.R. 607(B) and 616.
The trial court also excluded a truck driver training video compiled by Koczan's expert. Once again, the issue of Graham's handling of the truck under the instant circumstances was covered by competent testimony. A general video designed to train truck drivers on a whole range of issues having little or nothing to do with this case is duplicative. Evid.R. 403(B). The trial court did not abuse its discretion in excluding it.
Finally, there was abundant evidence both from eyewitnesses and from expert witnesses that Graham could not have avoided the accident. The expert witnesses differed in their opinions about whether the one brake was operating at less than optimal braking performance. However, there was abundant evidence to allow reasonable minds to conclude that the brake was within the safety guidelines and the condition of the brake did not proximately cause this accident.
There was abundant evidence to establish that neither the overloading nor the securing of the steel constituted negligence or that, if negligent, proximately caused this accident.
This court cannot conclude that the trial court abused its discretion in denying Koczan a new trial on the weight of the evidence. Koczan's sixth assignment of error is overruled.
THE TRIAL COURT ERRED IN GRANTING PACCAR'S SUMMARY JUDGMENT MOTION BASED UPON ITS CLAIM OF NO DUTY TO THE MOTORING PUBLIC OF WHICH PLAINTIFF WAS A MEMBER AND STRIKING PLAINTIFF'S CROSS-MOTION FOR SUMMARY JUDGMENT.
Koczan's complaint alleged that Paccar leased the truck to Dworkin and had a non-delegable duty of care to maintain the truck, pursuant to the lease agreement. Koczan alleged that the brakes on the truck were defectively maintained and that Paccar therefore was negligent.
To prevail on a summary judgment motion, the moving party "bears the initial burden of demonstrating that there are no genuine issues of material fact concerning an essential element of the opponent's case." (Emphasis sic.) Dresher v. Burt (1996),
An appellate court reviews an award of summary judgment denovo and, like the trial court, must view the facts in the case in the light most favorable to the non-moving party. Grafton v. OhioEdison Co. (1996),
In its motion for summary judgment, Paccar presented evidence that its franchise agreement with Hissong permitted Hissong to use Paccar's corporate name, but left full control of daily operations to the franchisee. Paccar also raised the issue of improper process and improper service of process in its motion for summary judgment. In granting summary judgment, the trial court pointed to Civ.R. 56(F) evidence that Paccar owed no duty of care.
Koczan argued that Paccar waived the issue of service of process, because it filed responses prior to the filing of the amended complaint, through counsel designated as representing Paccar, Hissong, Dworkin and Graham. We note that Paccar raised the issue of insufficiency of process and service of process in its responsive pleading to Koczan's amended complaint. See Civ.R. 12(H). In its motion for summary judgment, Paccar pointed to its franchise agreement to establish that Hissong was not an agent for purposes of service of process. Paccar's franchise agreement provided that Hissong was not an agent of Paccar, and "is not granted, by the terms of this Agreement or otherwise, any express or implied right or authority to assume or create any obligation or responsibility on behalf of, or in the name of, PACCAR Leasing in any matter." However, Civ.R. 4.2(F) permits service upon a corporation "at any of its usual places of business." This court cannot conclude that the service of process on Paccar at Hissong's place of business, where Hissong clearly operated as a Paccar franchisee, was insufficient service of process.
With reference to the issue of its duty of care, Paccar presented evidence establishing that its franchise agreement with Hissong assigned to Hissong the duty to maintain the trucks which Hissong leased to its end customers. The franchise agreement provided that Paccar would provide certain training to Hissong's personnel regarding the proper maintenance of the vehicles. However, the franchise agreement assigned to Hissong the duty to "[e]mploy such number of competent, trained personnel, knowledgeable in the heavy-duty truck leasing business, * * * as may be necessary to service the needs of potential customers." Hissong was also obliged to maintain all vehicles and to indemnify Paccar for all liability "resulting from * * * the general operation of Franchisee's business." Hissong was responsible for "compliance with all laws, statutes, ordinances, or code of any public or governmental authority pertaining to Franchisee and its truck leasing business." The agreement further stated that "Franchisee is an independent contractor and is not the agent of PACCAR Leasing for any purpose whatsoever."
In turn, Hissong had a Vehicle Lease Service Agreement with Dworkin that assigned to Hissong d/b/a PacLease the duty to "maintain the leased Vehicle in good repair and furnish all labor and parts which may be required." From this evidence which was before the court, Paccar argued that it was entitled to summary judgment because, even if the brakes were defectively maintained, Hissong assumed that duty through its franchise agreement with Paccar.
The existence of a duty in a negligence action is generally a question of law for the court to determine. Mussivand v. David
(1989),
Koczan claims that Hissong was an agent of Paccar. "The relationship of principal and agent or master and servant exists only when one party exercises the right of control over the actions of another, and those actions are directed toward the attainment of an objective which the former seeks." Hanson v.Kynast (1986),
Paccar clearly met its burden under Dresher to point to evidence that established that Hissong was an independent contractor over whom Paccar exercised no day to day control, and that there was no genuine issue of material fact that Paccar owed no duty of care to maintain the Dworkin truck.
The burden shifted to the nonmovant Koczan to show that there was a genuine issue of material fact about the alleged agency relationship. Koczan pointed to no evidence to establish that Hissong was an agent of Paccar, and was acting on behalf of Paccar rather than on its own behalf. Koczan argued that the Paccar/Hissong franchise agreement contained "self-serving disclaimers" to protect Paccar from liability. However, Koczan offered no evidence to support his contention that the agreement was other than a valid franchise agreement in which Hissong agreed to accept responsibility for the day to day servicing of the trucks in its care.
Viewing most favorably to Koczan the facts in existence when summary judgment was granted, the brake in issue was defectively maintained and the duty to maintain the brakes, as established by both the contract between Hissong and Dworkin and the franchise contract, fell to Hissong. There was no genuine issue of material fact as to Paccar's alleged duty of care to service the truck. Paccar was entitled to judgment as a matter of law.
Koczan's third assignment of error is overruled, and we affirm trial court's grant of summary judgment to Paccar.
THE TRIAL COURT ERRED IN GRANTING STEVEDORE'S SUMMARY JUDGMENT MOTION BASED UPON ITS CLAIM OF NO DUTY OWED TO THE MOTORING PUBLIC OF WHICH PLAINTIFF WAS A MEMBER.
Koczan's complaint alleged that Cleveland Stevedore overloaded Graham's truck with the steel coils, in violation of state and federal regulations, and in a manner that was reckless, willful, and wanton. Koczan claimed that the overloading of the truck proximately caused the injuries to Koczan.
The trial court granted summary judgment to Stevedore. In its journal entry, the trial court referenced the affidavit of Dworkin's owner Robert Jacobs, offered in support of Stevedore's motion for summary judgment. Jacobs averred that Stevedore had no contract with Dworkin regarding the loading of the steel. Rather, it was Dworkin's understanding that Stevedore was obliged to load steel for Thyssen Steel onto trucks selected by Thyssen for transport to another destination. Jacobs admitted that Dworkin was responsible for: determining how many trucks it would use to transport the Thyssen steel; obtaining an overweight permit; and securing the load of steel on each truck. Stevedore also pointed to the deposition testimony of Graham and two of Stevedore's employees which supported Jacobs' statements.
Stevedore also pointed out that pursuant to R.C.
In response to the motion for summary judgment, Koczan attached affidavits of persons who had reviewed much of the documentation relating to the accident and deposition transcripts of various individuals. These affidavits do not "show affirmatively that the affiant is competent to testify to the matters stated in the affidavit." Civ.R. 56(E). The statements contained in these affidavits are conclusory, and in one case, admittedly represent a "preliminary conclusion."
Viewing most favorably to Koczan the facts in existence at the time summary judgment was granted, the truck was overloaded and improperly secured, a condition that proximately caused the injuries Koczan suffered. Even so, Dworkin acknowledged that Stevedore's only involvement was to place the steel coils onto trucks as directed by Dworkin. There was no genuine issue of material fact concerning Stevedore's alleged duty of care and Stevedore was entitled to judgment as a matter of law.
The trial court's grant of summary judgment in favor of Stevedore was proper. Koczan's fourth assignment of error is overruled.
THE TRIAL COURT ERRED IN GRANTING HISSONG'S CIV.R. 12(C) MOTION FOR JUDGMENT ON THE PLEADINGS.
THE TRIAL COURT ERRED IN DENYING PLAINTIFF'S MOTION TO VACATE ITS GRANT OF JUDGMENT ON THE PLEADINGS AND TO AMEND PARAGRAPH 13 BY INTERLINEATION.
Koczan's first two assignments of error address the trial court's grant of Hissong's Civ.R. 12(B) motion for judgment on the pleadings. Hissong argued to the trial court that Koczan's claims were barred by the two-year statute of limitations imposed by R.C.
This court reviews a dismissal pursuant to Civ.R. 12(B) denovo. See Oliver v. Wagner (Dec. 8, 1999), Medina App. No. 2832-M, unreported, at 6-7, citing Hunt v. Marksman Prods., Div.of S/R Industries, Inc. (1995),
Construing the factual allegations of the complaint as true, Koczan was "confined in hospitals and a nursing home in excess of six months during which he was of unsound mind." During those six months, the statute of limitations was tolled. See R.C.
The Ohio Supreme Court has held that when a plaintiff claims that he was of unsound mind, such as to toll the statute of limitations, he must present "evidence substantiating he or she was of unsound mind and the disease or condition (1) was determined by a psychiatrist or licensed physician who treated the claimant during his confinement to have rendered him of unsound mind, or (2) is generally accepted by the medical community as one causing unsound mind." Fisher v. Ohio University (1992),
Because the court entered judgment on the pleadings, we must accept as true Koczan's statement in the amended complaint that he was under a disability for six months. First United MethodistChurch,
Hissong asserts that even if the trial court erred in granting the dismissal, Koczan's claim against Hissong is barred by collateral estoppel, based on the jury's conclusion that Graham and Dworkin were not negligent. This court agrees.
A party asserting collateral estoppel must show that "when the fact or issue (1) was actually and directly litigated in the prior action, (2) was passed upon and determined by a court of competent jurisdiction, and (3) when the party against whom collateral estoppel is asserted was a party [or] in privity with a party to the prior action." Thompson v. Wing (1994),
To prevail at trial Koczan was required to prove that the defendants owed him a duty of care, they breached that duty, and the breach of the duty was the proximate cause of his injury. SeeChambers v. St. Mary's School (1998),
Although the trial court erred in granting judgment in favor of Hissong, we find that reversal on this issue is not warranted, because Koczan is collaterally estopped from prosecuting his case against Hissong, given the jury's determination that the brakes were not negligently maintained.
This court agrees with the Sixth District Court of Appeals, which held that the trial court's erroneous dismissal of a claim against one defendant was harmless error, where the appellate court affirmed a directed verdict in favor of another defendant on an identical products liability claim. Rybaczewski v. MercuryMotor (May 12, 1995), Lucas App. No. L-94-132, unreported. TheRybazewski court reasoned,
This court has affirmed the trial court's grant of Ford's motion for a directed verdict. Because appellants asserted identical products liability claims against Ferro and Ford, if appellants lacked sufficient evidence against Ford, they would have lacked sufficient evidence against Ferro. Therefore, had the trial court not dismissed Ferro on statute of limitations grounds, Ferro too would have been entitled to a directed verdict. Thus, any error in the trial court's dismissal of Ferro on statute of limitations grounds was harmless error, Civ.R. 61. Leichtamer v. Am. Motors Corp. (1981),
67 Ohio St.2d 456 ,474-75 (harmless error is one which does not affect a substantial right of the parties).
Id. Thus, we overrule Koczan's first and second assignments of error.
The Court finds that there were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common Pleas, County of Lorain, to carry this judgment into execution. A certified copy of this journal entry shall constitute the mandate, pursuant to App.R. 27.
Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run. App.R. 22(E).
Costs taxed to Appellant.
Exceptions.
___________________________ WILLIAM R. BAIRD
FOR THE COURT, BATCHELDER, P. J., CONCURS.
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