State v. Hay, Unpublished Decision (12-19-2000)
State v. Hay, Unpublished Decision (12-19-2000)
Opinion of the Court
The defendant-appellant, Daniel L. Hay ("the appellant"), appeals the judgment of conviction and sentence of the Union County Court of Common Pleas, Criminal Division. For the following reasons, we affirm in part and reverse in part the judgment of the trial court.
The pertinent facts and procedural history of the case are as follows. On March 3, 2000, the appellant allegedly physically and sexually abused a two year-old child.1 According to the record, the appellant and his girlfriend, Sarah Watkins, were house-sitting and babysitting for a friend. Present in the home at the time was Sarah's son, Thomas, and the homeowner's daughter. At approximately 10:30 a.m., Sarah left the home to pick up a few items from the store. Sometime shortly thereafter, the appellant physically and sexually abused Thomas. According to the record, the appellant masturbated the child, performed fellatio on the child, and repeatedly struck the child in the head with his hand. When Sarah returned from the store, she discovered bruising and swelling about her son's face, legs, and pubic region. Thomas was taken to a hospital where he was treated for his injuries.
In March 2000, the appellant was indicted by the Union County Grand Jury on one count of rape, in violation R.C.
Pursuant to a negotiated plea agreement, the appellant pleaded guilty to one count of felonious assault, one count of kidnapping, and one count of gross sexual imposition. The appellant entered an Alford Plea to the charge of rape. Pursuant to the plea agreement, the State dismissed the "force" specification from the rape charge.
On June 2, 2000, a sexual predator hearing was held. At the conclusion of the hearing, the appellant was adjudicated a sexual predator pursuant to the criteria set forth in R.C. Chapter 2950. A sentencing hearing was held in which the appellant was sentenced to a term of imprisonment of ten years for the charge of rape, seven years for the charge of felonious assault, seven years for the charge of kidnapping, and four years for the charge of gross sexual imposition. The trial court ordered all of the sentences to run consecutively. In total, the appellant was sentenced to a term of imprisonment of twenty-eight years.
The appellant now appeals, asserting four assignments of error for our review.
In his first assignment of error, the appellant maintains that the crimes of rape, gross sexual imposition, felonious assault, and kidnapping are allied offenses of similar import and should have been merged for purposes of sentencing pursuant to R.C.
R.C.
(A) Where the same conduct by defendant can be construed to constitute two or more allied offenses of similar import, the indictment or information may contain counts for all such offenses, but the defendant may be convicted of only one.
(B) Where the defendant's conduct constitutes two or more offenses of dissimilar import, or where his conduct results in two or more offenses of the same or similar kind committed separately or with separate animus as to each, the indictment or information may contain counts for all such offenses, and the defendant may be convicted of all of them.
The determination of whether two offenses are of similar import is limited to an objective analysis of the statutory provisions at issue to determine whether the elements of the charged offenses "correspond to such a degree that the commission of one crime will result in the commission of the other." State v. Blankenship (1988),
Before we address the merits of the appellant's assignment of error, we note that the issue of allied offenses was not raised by defense counsel in the proceedings below. Generally, unless plain error is shown, a party's failure to raise the issue pursuant to R.C.
In the case herein, the appellant pleaded guilty to one count of gross sexual imposition, one count of felonious assault, and one count of kidnapping. The appellant entered an Alford Plea to one count of rape, to which he was ultimately found guilty by the trial court. We must now determine whether these crimes are allied offenses of similar import and should have been merged for purposes of sentencing pursuant to R.C.
I. Gross Sexual Imposition Rape
R.C.
(A) No person shall have sexual contact with another, not the spouse of the offender; cause another, not the spouse of the offender, to have sexual contact with the offender; or cause two or more other persons to have sexual contact when any of the following applies:
* * *
(4) The other person, or one of the other persons, is less than thirteen years of age, whether or not the offender knows the age of that person.
R.C.
(A)(1) No person shall engage in sexual conduct with another who is not the spouse of the offender * * *, when any of the following applies:
* * *
(b) The other person is less than thirteen years of age, whether or not the offender knows the age of the other person.
Gross sexual imposition and rape may, depending on the circumstances, be allied offenses of similar import. For instance, it is well-established that gross sexual imposition is a lesser included offense of rape. Statev. Johnson (1988),
In the case herein, however, the charge of gross sexual imposition was premised upon separate contact from the conduct which constituted the charge of rape. The charge of gross sexual imposition was premised upon the alleged masturbation of Thomas's penis.2 This is separate and distinct from the action, specifically the act of fellatio, which constituted the sexual conduct which lead to the appellant's criminal charge for rape.3 Therefore, the appellant committed two separate offenses and he may be convicted of both. See R.C.
(A) No person, by force, threat, or deception, or, in the case of a victim under the age of thirteen or mentally incompetent, by any means, shall remove another from the place where the other person is found or restrain the liberty of the other person, for any of the following purposes:
* * *
(4) To engage in sexual activity, as defined in section
2907.01 of the Revised Code, with the victim against the victim's will.For purposes of the statute, "sexual activity" is defined by R.C.
2907.01 as "sexual conduct or sexual contact, or both." See R.C.2907.01 .
Initially, we find that the elements of the two offenses of kidnapping and gross sexual imposition, as charged herein, do not correspond to such a degree that the commission of one crime will result in the commission of the other. Pursuant to R.C.
We also find that the elements of the two offenses of rape and kidnapping, as charged herein, do not correspond to such a degree that the commission of one crime will result in the commission of the other. Ohio's rape statute, R.C.
First, we find that a comparison of the charges of felonious assault and kidnapping demonstrate that the elements of the two offenses do not correspond to such a degree that the commission of one crime necessarily results in the commission of the other. See, e.g., State v. Blankenship
(1988),
Next, with regard to the crimes of felonious assault and rape and felonious assault and gross sexual imposition, we are of the opinion that the crimes are not allied offenses of similar import. First, felonious assault is not a lesser included offense of rape. A rape may occur without a felonious assault. Likewise, a felonious assault may occur absent the existence of a rape. See, e.g., State v. Jones (1992),
Similarly, felonious assault also may occur absent the existence of an act of gross sexual imposition and an act of gross sexual imposition may occur without the existence of a felonious assault. Therefore, the crimes of felonious assault and gross sexual imposition are not allied offenses of similar import.
In conclusion, having focused solely on the elements of the offenses charged, we find that the crimes of rape, gross sexual imposition, felonious assault, and kidnapping, as charged here, are not allied offenses of similar import and the trial court did not err in failing to merge them for purposes of sentencing pursuant to R.C.
Accordingly, the appellant's first assignment of error is not well-taken and is overruled.
In his second assignment of error, the appellant maintains that the trial court erred in sentencing him to four consecutive sentences. Specifically, the appellant maintains that, by sentencing him to four consecutive sentences, the trial court violated the Double Jeopardy provisions of the Ohio and United States Constitutions by imposing multiple sentences for the same offense. Having previously found, however, that the offenses to which the appellant was convicted are not allied offenses of similar import, we need not address the merits of his claim.
Accordingly, the appellant's second assignment of error is not well-taken and is overruled.
In his third assignment of error, the appellant maintains that ineffective assistance of counsel denied him his right to a fair trial. For the following reasons, we do not agree.
Ohio has adopted the standard set forth in Strickland v. Washington
(1984), 466 U.S. 688 [
Since a criminal defendant must satisfy both prongs of the Strickland
analysis, an appellate court need not address both prongs in every case, or conduct the analysis in any particular order. Bradley,
In the case herein, the appellant maintains that he was denied effective assistance of counsel on the basis that he pleaded guilty to and entered an Alford Plea to a total of four offenses which, he contends, should have been merged for purposes of sentencing pursuant to R.C.
Accordingly, the appellant's third assignment of error is not well-taken and is overruled.
In his fourth and final assignment of error, the appellant maintains that the trial court erred during the sentencing phase of his trial. Specifically, the appellant contends that the trial court erred in sentencing him to the maximum term of imprisonment for the offense of rape. The appellant also alleges that the trial court erred in sentencing him to four consecutive sentences. For the following reasons, we agree.
According to R.C.
Initially, we note that Senate Bill 2 requires a court that sentences a felony offender to be guided by the overriding purposes of felony sentencing, which are protecting the public from future crime and punishing the offender. R.C.
Under Ohio felony sentencing law, a trial court must make certain findings prior to sentencing a defendant to consecutive sentences. R.C.
(4) If multiple prison terms are imposed on an offender for convictions of multiple offenses, the court may require the offender to serve the prison terms consecutively if the court finds that the consecutive service is necessary to protect the public from future crime or to punish the offender and that consecutive sentences are not disproportionate to the seriousness of the offender's conduct and to the danger the offender poses to the public, and if the court also finds any of the following:
(a) The offender committed the multiple offenses while the offender was * * * under post- release control for a prior offense.
(b) The harm caused by the multiple offenses was so great or unusual that no single prison term for any of the offenses committed as part of a single course of conduct adequately reflects the seriousness of the offender's conduct.
(c) The offender's history of criminal conduct demonstrates that consecutive sentences are necessary to protect the public from future crime by the offender.
This Court has held that when consecutive sentences are imposed under R.C.
Under Ohio felony sentencing law, a trial court also must make certain findings prior to sentencing a defendant to a maximum sentence. See R.C.
Except as provided in division (G) of this section or in Chapter 2925. of the Revised Code, the court imposing a sentence upon an offender for a felony may impose the longest prison term authorized for the offense pursuant to division (A) of this section only upon offenders who committed the worst forms of the offense, upon offenders who pose the greatest likelihood of committing future crimes, upon certain major drug offenders under division (D)(3) of this section, and upon certain repeat violent offenders in accordance with division (D)(2) of this section.
When a maximum sentence is imposed under R.C.
This Court has repeatedly held that "it is the trial court's findings under R.C.
In the case before us, a thorough review of the record reveals that the trial court failed to make the necessary findings as required under R.C.
Accordingly, the appellant's fourth and final assignment of error is sustained. Having found error prejudicial to the appellant herein, in the particulars assigned and argued, we remand this case to the trial court for further proceedings consistent with this opinion.
Judgment affirmed in part and reversed in part and cause remanded.
___________________ Hadley, P.J.
Shaw and Bryant, JJ., concur.
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