Hellman v. Castrucci, Unpublished Decision (8-2-2000)
Hellman v. Castrucci, Unpublished Decision (8-2-2000)
Opinion of the Court
The record indicates that appellant, Marc Hellman, filed a complaint against appellee, Al Castrucci, for compensation due under a written employment agreement. Subsequently, the case was referred for mandatory, non-binding arbitration, pursuant to Loc.R. 2.35 of the Court of Common Pleas of Montgomery County, General Division. On November 1, 1999, an arbitration report and award was filed, awarding Hellman $73,489.22. Additionally, the arbitrator rejected Castrucci's counterclaims. Castrucci then filed a timely appeal from the award from the trial court on November 17, 1999, and also filed an affidavit indicating that the appeal was not taken for purposes of delay.
On December 13, 1999, Hellman filed a motion to strike the notice of appeal and affidavit. Hellman's motion was based on the fact that defense counsel's affidavit failed to say that the arbitration award was unjustified. In this regard, Hellman relied on Loc.R. 2.35(XI)(B), which states that:
[a]n appellant shall file a notice of appeal de novo in the office of the Clerk of Courts, together with an affidavit indicating that the appeal is not being taken for delay but because the appellant believes the arbitration award is not justified.
Hellman's position was that the language required by Loc.R. 2.35(XI)(B) is jurisdictional, meaning that the failure to include all necessary statements deprived the trial court of jurisdiction over the appeal.
However, the trial court did not agree. Specifically, the court concluded that the phrase "but because the appellant believes the arbitration award is not justified" was redundant and was not an additional requirement for perfecting an appeal. In this regard, the court pointed out that if an appellant had said the arbitration award was unjust, it would be repetitive to also say that the appeal was not being taken for purposes of delay. Accordingly, on January 11, 2000, the court overruled the motion to strike the notice of appeal and affidavit.
As we mentioned, Hellman contends that the trial court's January 11, 2000 decision is final and appealable under R.C.
We disagree with both contentions. Looking first at the final order statute, R.C.
The reason for not including such items within the definition of special proceedings is apparent. Under the Ohio Constitution, courts may adopt rules governing local practice that are not inconsistent with rules of the Ohio Supreme Court. Vorisek v.Village of North Randall (1980),
It is true that arbitration proceedings have been held to be "special proceedings." See, e.g., Shopsmith WoodworkingPromotions, Inc. v. American Woodworking Academy, Inc. (Oct. 18, 1995), Montgomery App. No. 15268, unreported, p. 2. However, this designation refers to cases brought under the Ohio Arbitration Act, which allows parties to petition the common pleas court for enforcement of written arbitration agreements, or to ask the court to vacate, modify, confirm, or correct awards made in arbitration proceedings. Id. See also, R.C. Chap. 2711; R.C.
Notably, R.C. Chap. 2711 is based on pre-existing written agreements for arbitration and existing arbitration awards, which are subsequently enforced through court proceedings. Thus, a court can stay a civil action and allow issues to be arbitrated outside the context of the lawsuit, or it can enforce or review an existing arbitration award. This type of statutory arbitration was present in Ohio before 1853. See, e.g., Carey v. Commrs. ofMontgomery Cty. (1850),
As an additional matter, even if the arbitration in this case were considered a "special proceeding," the trial court decision did not deprive Hellman of a "substantial right." According to R.C.
As we mentioned, Hellman claims he had a right to have judgment entered on the arbitration award absent an effective appeal. Therefore, because the trial court refused to strike the defective notice of appeal, Hellman was deprived of this "substantial right." Once more, we must disagree.
In this regard, Loc.R. 2.35(X)(F) says that "[a]ll reports and awards shall be final and shall have the legal effect of a verdict unless they are appealed as provided herein." As we noted, the provisions for appeal include the filing of a notice and an affidavit indicating that the appeal is not being taken for purposes of delay. However, these arbitration appeal requirements have been held to be procedural, not jurisdictional. RichardsonBros., Inc. v. Dave's Towing Service (1983),
We agree with this treatment, as it is consistent with the Ohio Supreme Court's observation that:
DeHart v. Aetna Life Ins. Co. (1982),[L]ocal rules must encourage promptness and efficiency, on the one hand, and fairness and justice on the other. Fairness and justice are best served when a court disposes of a case on the merits. Only a flagrant, substantial disregard for the court rules can justify a dismissal on procedural grounds. Local rules, at any level of our state court system, should not be used as a judicial mine field, with disaster lurking at every step along the way.
Because arbitration appeal requirements are procedural, and because Hellman may fully litigate any abuse of discretion following the final judgment in this case, we cannot see how Hellman has been deprived of a substantial right. This is not a situation where the trial court decision has precluded Hellman from rebutting his opponent's case or from proceeding with his own claims. To the contrary, the trial court decision simply allowed both sides to continue to present their side of the controversy. Admittedly, Hellman did not receive a money judgment as soon as he wanted. However, if any error existed (a fact we do not assume), it may be raised on appeal after final judgment.
In view of the preceding analysis, the motion to determine jurisdiction is overruled, and this case is dismissed for lack of a final, appealable order.
IT IS SO ORDERED.
______________________________ PER CURIAM
WILLIAM H. WOLFF, JR., MIKE FAIN, FREDERICK N. YOUNG, Judges.
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