In the Matter of Lane, Unpublished Decision (10-5-2000)
In the Matter of Lane, Unpublished Decision (10-5-2000)
Opinion of the Court
On January 2, 1997 CCDCFS filed a complaint alleging that Robert Lane was a neglected child and requested his temporary custody. On January 6, 1997, with the child's mother, Nanette Combs, present, a magistrate held a preliminary hearing on the complaint and issued an emergency custody order for Robert pursuant to Juv.R. 13. A hearing was set for January 28, 1997, but was continued until March 10, 1997 because service was not perfected upon Combs and Lane. Although the record shows that CCDCFS acknowledged that Lane was the alleged father of the child and knew that he was in prison, it does not appear that any notice of this proceeding was attempted before January 28, 1997. A summons was issued to Lane prior to the March 10, 1997 hearing, but it is unclear whether or when it was served.
On February 5, 1997, CCDCFS filed affidavits for service by publication for both Combs and Lane, pursuant to Juv.R. 16, indicating the last known address listed for Lane was the Grafton Correctional Institution (sic) in Grafton, Ohio. It appears, however, that the address listed was that of the Lorain Correctional Institution, also in Grafton. The record does not reveal that service by publication for Lane was perfected. Despite the shortcomings in service about the March 10, 1997 hearing, Lane apparently received actual notice of the hearing because Jeffrey Kelleher appeared at that time and, according to Judge Timothy Cotner's journal entry, represented Lane. Following the hearing the judge adjudicated Robert a neglected child and committed him to the temporary custody of CCDCFS.
Lane claims that in August 1997 he filed a motion for appointment of counsel and an application for genetic testing to establish paternity, both accompanied by affidavits of indigency. Although he submitted dated and notarized copies of these documents for our review, the record does not reveal that they were filed. The record does show, however, that on October 24, 1997, Lane filed, pro se, a motion for natural father to communicate with the court. In his motion, Lane stated his desire to have the child placed with Pamela Lane, a paternal aunt. He alleged that CCDCFS was, initially, receptive to that placement but later rejected his sister as a possible custodian without explanation and he requested that the judge inquire into the possibility of granting such custody. Significantly, Lane also stated in this document that Jeffrey Kelleher, who appeared at the March 10, 1997 hearing, was his sister's lawyer.
On January 22, 1998, CCDCFS filed a motion to modify temporary custody to permanent custody, alleging that Combs had not complied with a case plan, continued to abuse drugs, and did not appear willing or able to care for the child at any future date. The motion further cited Lane's incarceration, and concluded that he would not be an appropriate custodian even if he was not incarcerated.1 The motion was submitted to the court for service on the proper parties.
On February 11, 1998, Lane filed, pro se, a motion to proceed to judgment for placement of Robert Lane in the custody of Paternal Aunt, Pamela Lane. In addition to reiterating his desire to have the child placed in the custody of his sister, Lane stated that he was notified in August 1997 that CCDCFS intended to move for permanent custody, but that such motion had not yet been filed. Although file-stamped by the juvenile court on February 11, 1998, the journal entries reveal that this motion was not received or reviewed by the judge until April 10, 1998, two days after the hearing on CCDCFS's motion for permanent custody.
A hearing date, originally set for March 2, 1998, was changed to April 8, 1998 for undisclosed reasons.2 The juvenile court issued a summons for Lane dated March 17, 1998, which summons announced the April 8 hearing date and attached a copy of the January 22, 1998 motion. The summons listed Lane's correct inmate number but the incorrect address for the institution in which he was incarcerated in Grafton. He received a copy of the summons, apparently by ordinary mail, on April 10, 1998. The record does not indicate the method of service used, does not show an attempt at personal or registered mail service, nor is any return of service on file for Lane.
A summons issued to attorney Kelleher resulted in a handwritten return of service filled out by a process server which indicated it was served at Kelleher's office on March 31, 1998, by leaving it on a desk. Although the form used by the process server has space for the signature of the person served or for a description of the person if no signature is obtained, the form contains neither signature nor description, indicating that the summons was not served on a person, but simply left at an empty desk.
On April 8, 1998, Judge Chinnock held the permanent custody hearing with only CCDCFS' attorneys and the child's guardian ad litem. The transcript reveals at the start of the hearing:
THE COURT: We have service?
MR. MILKES [attorney for CCDCFS]: Yes Your Honor.
THE COURT: On everyone?
MR. MILKES: That's the way it appears. That's the way it appears, Your Honor.
MS. LEDERMAN [guardian ad litem]: Combs is the mother and Lane is the father.
At the hearing a social worker briefly testified followed by a recommendation from the guardian ad litem in favor of granting CCDCFS permanent custody and the judge granted the motion.
Lane's first assignment of error states:
I. THE APPELLANT WAS NOT SERVED WITH NOTICE OF A PERMANENT CUSTODY HEARING UNTIL AFTER THE PERMANENT CUSTODY WAS HELD.
The proceedings in this case reveal one dispositive fact; Lane did not receive proper notice of CCDCFS' motion for permanent custody or the hearing on that motion. Not only does the record prove that service was not perfected, it reveals that proper service was never attempted. We reject CCDCFS' attempt to defend the improper service here. The fact that a party to a juvenile court proceeding is a prison inmate does not mean that improper service of process can be ignored.
When CCDCFS files a motion to modify a temporary custody order to permanent custody, notice of that motion must be served in accordance with R.C.
Upon the filing of a motion * * * for permanent custody of a child, the court shall schedule a hearing and give notice of the filing of the motion and of the hearing, in accordance with section
2151.29 of the Revised Code, to all parties to the action and to the child's guardian ad litem.
Thus, CCDCFS knew that R.C.
Service of summons, notices and subpoenas * * * shall be made by delivering a copy to the person summoned, notified, or subpoenaed, or by leaving a copy at his usual place of residence. If the juvenile judge is satisfied that such service is impracticable, he may order service by registered or certified mail.
The service to Lane did not comply with these requirements; no personal service was attempted, and no record that the judge authorized service by registered or certified mail. Even if there had been such an order, registered or certified mail service was not attempted. The notice was sent by ordinary mail to the wrong address, and reached Lane two days after the hearing.
CCDCFS contends the record clearly shows that the court sent notice to Lane on March 17, 1998, and claims that he failed to prove that he did not receive service. However, even if we were to accept CCDCFS' tortured representation of the record,3 the agency still fails to cite any authority placing the burden of proving the failure of service upon the party being served. Receipt of notice is rebuttably presumed only when applicable service provisions have been followed. Rafalski v. Oates (1984),
Court rules and statutes are designed to obtain proof of constructive, if not actual, notice of proceedings. Where these provisions have been ignored, there is no record of service on which to base a presumption. In these circumstances it would be nonsensical and unfair to require Lane to prove lack of service. CCDCFS can overcome the failure of proper service only by showing he waived the requirement. In re Frinzl (1949),
The court's attempt to serve attorney Kelleher was not service to Lane, and does not show that Lane had actual notice. R.C.
CCDCFS next argues that proper service was proven through the transcript cited above, in which the judge asked the two attorneys present whether service had been perfected on all parties, and the attorneys responded affirmatively. CCDCFS claims, again without citing authority, that the judge had discretion to determine whether all parties were served properly, and that he did not abuse that discretion when he proceeded with the hearing. However, even assuming that such a decision was discretionary, the record here absolutely shows that Lane was not served properly. There is no proof of service in the record, and no showing of actual notice. The juvenile court bore the duty of service under R.C.
CCDCFS finally suggests that, because Lane is only the child's alleged father, he was not entitled to service, which is wholly inconsistent with the facts of these proceedings. Lane was considered a party to the action from the beginning, and was issued notice as the child's parent or as a person that the court determined was a proper or necessary party to the proceedings. R.C.
Until all parties were notified, the juvenile court lacked jurisdiction to proceed on CCDCFS' motion for permanent custody. In re Miller (1986),
Lane's second and third assignments of error state:
II. THE APPELLANT WAS NOT AFFORDED HIS RIGHT TO COUNSEL BY THE TRIAL COURT IN A PERMANENT CUSTODY HEARING.
III. THE AGENCY FAILED TO PROVE ITS CASE BY CLEAR AND CONVINCING EVIDENCE.
While we need not address these assignments of error in light of our decision above (App.R. 12), we reiterate that the record does not contain Lane's request for counsel, and note that the notice of hearing must contain a full explanation of [the party's] right to be represented by counsel and to have counsel appointed * * * if they are indigent[.] R.C.
We vacate the judgment granting CCDCFS permanent custody of Robert Lane, reinstate the order granting it temporary custody and remand.
It is ordered that the appellant recover from appellee his costs herein taxed.
This court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the Cuyahoga County Common Pleas Court, Juvenile Division, to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
____________________________ ANNE L. KILBANE, JUDGE
PATRICIA ANN BLACKMON, J., CONCUR; JOHN T. PATTON, P.J., CONCURRING IN JUDGMENT ONLY.
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