In the Matter of M.B., Unpublished Decision (6-29-2000)
In the Matter of M.B., Unpublished Decision (6-29-2000)
Opinion of the Court
OPINION
Appellant, Meredith Bowersock, appeals from the July 12, 1999 decision and entry of the Franklin County Court of Common Pleas denying her application to seal her felony criminal record. For the reasons that follow, we reverse and remand for a hearing as to whether appellant is a first offender within the meaning of R.C.On April 20, 1999, appellant filed an application in the court of common pleas requesting the sealing of all official records of conviction in criminal case number 92CR-05-2382(A). Appellant alleged that she was a first offender as defined in R.C.
On July 12, 1999, the trial court denied the application. The trial court found that appellant was indicted on June 23, 1992, on two counts of aggravated trafficking in drugs in violation of R.C.
The trial court based its denial of appellant's application on the ground that appellant does not qualify as a first offender under R.C.
"First offender" means anyone who has been convicted of an offense in this state or any other jurisdiction, and who previously or subsequently has not been convicted of the same or a different offense in this state or any other jurisdiction. When two or more convictions result from or are connected with the same act, or result from offenses committed at the same time, they shall be counted as one conviction.
The trial court reasoned that, "even under the most liberal interpretation of terms such as `transaction' and `act', this Court cannot hold that the events giving rise to the two Counts of which applicant was convicted, occurring on April 9, 1992 and April 16, 1992, respectively, constituted the same act or transaction." (Decision and Entry at 3.)
Appellant appealed, assigning as error the following:
The judgment of the court of common pleas denying Applicant-Appellant's application for the sealing of her felony criminal record on the sole ground that she was not a first offender as defined by R.C.
2953.31 (A) is contrary to law and is not supported by the record: (A) the court erred as a matter of law when it interpreted the statute defining a first offender in a manner such that the dates of the offenses underlying multiple convictions, rather than the date (or dates) of the entry of the convictions, determine whether the applicant is a first offender; and (B) the court did not receive evidence upon, and failed to consider, the facts and circumstances underlying the two felony offenses for which Applicant-Appellant was convicted.
Appellant argues that, in denying her application, the trial court focused solely on the second sentence of the statutory definition and failed to consider that she qualified as a first offender under the first sentence of the definition. Appellant contends that, because her two convictions for trafficking in drugs were entered at the same time and in the same proceeding, one conviction cannot be deemed previous or subsequent to the other. The state responds that merely because multiple offenses are disposed of at one proceeding does not mean that the charges merge for purposes of expungement. The state contends that, if multiple convictions result from offenses committed at separate times by separate acts, the trial court is without jurisdiction to order the convictions sealed.
Whether one is a first offender is a question of law to be determined de novo by a reviewing court. State v. Derugen
(1996),
We are cognizant that the remedial provisions of R.C.
Here, appellant would have us focus on the "who previously or subsequently has not been convicted" language of the statute and would have us ignore the phrase "anyone who has been convicted of an offense." (Emphasis added.) The fact that all charges against appellant were disposed of in a single proceeding does not automatically lead to the conclusion that those charges merged into a single offense for expungement purposes. Derugen,supra, at 411; State v. Saltzer (1985),
Thus, we must turn to the language of the second sentence in the definition that creates an exception for those instances where the offender has committed multiple offenses at the same time or as a result of the same act. The second sentence of R.C.
In Patterson, the offenses for which Patterson was convicted occurred seven months apart. The indictment alleged that, on July 5, 1995, Patterson made a material false statement under oath or affirmation to the grand jury investigating election falsification, and that, on December 1, 1994, Patterson, in a political action committee finance report did purposely state a falsehood as to a material matter relating to an election. Patterson pleaded guilty to falsification and election falsification. The state took the position that offenses occurring on separate dates could never constitute one conviction and argued that the facts of the underlying convictions were irrelevant. The trial court disagreed, finding that the facts merged the conviction into one for purposes of sealing the applicant's record, and the court of appeals affirmed. Similarly, in State v. Porter (Dec. 30, 1992), Medina App. No. 2114, unreported, the applicant was charged and convicted of one count of aggravated trafficking for selling a quantity of LSD to an undercover narcotics officer on May 30, 1982. He was also charged and convicted with drug abuse for possessing an amount of LSD on June 1, 1982, some of which he had earlier sold to the undercover officer. The court of appeals affirmed the decision of the trial court that the convictions resulted from or were connected to the same act.
Here, the trial court apparently believed that the fact that the offenses were committed seven days apart was conclusive evidence the offenses did not result from or were not connected with the same act. The trial court interpreted the statute as requiring the two counts of which appellant was convicted to constitute "the same act or transaction." (Decision and Entry Denying Application to Seal Record at 3.) This is not the appropriate standard. Events occurring at different times may still result from or be connected with the same act so as to constitute one conviction for purposes of the expungement statute. However, the facts underlying appellant's convictions were not before the trial court and were not considered. It is not evident from the record that appellant's convictions did not result from or were not connected with the same act. Appellant is entitled to a hearing to determine if her two convictions are linked together logically in such a manner that she would qualify for first offender status with respect to the sealing of her criminal record.
Based on the foregoing, we overrule in part and sustain in part appellant's sole assignment of error. The judgment of the court of common pleas is reversed and remanded to allow the court to conduct a hearing and take evidence on the facts underlying her criminal convictions and to make a new determination as to whether appellant qualifies as a first offender under R.C.
_________________ LAZARUS, J.
BRYANT and KENNEDY, JJ., concur.
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