State v. Gillespie, Unpublished Decision (4-24-2000)
State v. Gillespie, Unpublished Decision (4-24-2000)
Opinion of the Court
On April 7, 1999, the Clermont County Grand Jury returned a fifty-five count indictment against appellant. Counts one through six charged appellant with rape of a person younger than thirteen years of age; counts eight through fourteen charged appellant with gross sexual imposition of a person younger than thirteen years of age; counts fifteen and sixteen charged appellant with sexual battery and contained a sexually violent predator classification; and counts seventeen through fifty-five charged appellant with pandering obscenity involving a minor. The charges in this indictment concerned appellant's sexual contact with a minor child and the pornographic photographic images appellant created depicting the same child.
On May 5, 1999, the grand jury returned a second indictment against appellant, charging him with twenty-five counts of pandering obscenity involving a minor. The charges in this second indictment related to images of child pornography which appellant downloaded onto his computer.
Appellant appeared with counsel before the trial court on June 17, 1999 and pled guilty to two counts of sexual battery in violation of R.C.
Prior to accepting appellant's plea, the trial court advised appellant of his constitutional rights, the nature of the charges, and the possible maximum penalties. Appellant represented to the court that he fully understood that a guilty plea resulted in a waiver of his rights. In addition, appellant stated that he understood that he was admitting that he was guilty of each of the four charges and that he was also admitting to the specification of being a sexually violent predator. In addition, appellant voluntarily signed two written guilty pleas corresponding to the charges in the original indictments.
At the sentencing hearing on August 25, 1999, appellant's counsel requested that the trial court reject appellant's guilty plea regarding the sexually violent predator classification. The trial court declined to consider appellant's innocence with respect to a portion of a plea agreement to which he already admitted guilt. However, the trial court noted that it would consider a motion by appellant to withdraw his guilty plea in its entirety. Appellant and his counsel briefly conferred about the matter and informed the trial court that appellant would not move the court to set aside his guilty plea.
The trial court sentenced appellant to two consecutive terms of five years to life in prison for the sexual battery counts. For the two counts of pandering obscenity involving a minor, the trial court imposed upon appellant two eight year terms in prison, each to be served concurrently with each other and with the sentences for sexual battery. The trial court also adjudicated appellant as a sexual predator and a sexually violent predator. From the judgment of the trial court, appellant timely filed an appeal and raises three assignments of error.
In his first assignment of error, appellant challenges the validity of his plea agreement. Specifically, appellant maintains that his plea was not knowing, intelligent, or voluntary because that trial court failed to "provide critical information" to him regarding the violent sexual predator specification in accordance with Crim.R. 11(C). Appellant argues that the trial court should have explained to him the factors that establish a violent sexual predator classification.
In a criminal case, a plea must be made "knowingly, intelligently, and voluntarily." State v. Engle (1996),
To protect a criminal defendant's rights, Crim.R.11(C) provides the procedure a trial judge must follow when accepting a guilty plea. Specifically, Crim.R.11(C)(2) requires:
(2) In felony cases the court may refuse to accept a plea of guilty or a plea of no contest, and shall not accept a plea of guilty or no contest without first addressing the defendant personally and doing all of the following:
(a) Determining that the defendant is making the plea voluntarily, with understanding of the nature of the charges and of the maximum penalty involved, and, if applicable, that the defendant is not eligible for probation or for the imposition of community control sanctions at the sentencing hearing.
(b) Informing the defendant of and determining that the defendant understands the effect of the plea of guilty or no contest, and that the court, upon acceptance of the plea, may proceed with judgment and sentence.
(c) Informing the defendant and determining that the defendant understands that by the plea the defendant is waiving the rights to jury trial, to confront witnesses against him or her, to have compulsory process for obtaining witnesses in the defendant's favor, and to require the state to prove the defendant's guilt beyond a reasonable doubt at a trial at which the defendant cannot be compelled to testify against himself or herself.
Although strict compliance with Crim.R. 11 is preferred, a reviewing court will consider a plea to be knowing, intelligent and voluntary so long as the trial judge substantially complies with Crim.R. 11. State v. Nero (1990),
A defendant who challenges his guilty plea on the basis that it was not knowing, intelligent or voluntary must show a prejudicial effect. Id.; State v. Stewart (1977),
After a thorough review of the record in this case, we find that the trial court strictly complied with the mandates of Crim.R. 11(C)(2). In his brief, appellant concedes that the trial court did inform him "of the elements of the offenses charge [sic] against him, of the maximum penalties, of community control and judicial release, of good time and bad time, [and] of consecutive and concurrent sentencing."
Appellant only claims that the trial court did not provide information to him regarding the sexually violent predator specification. Yet, appellant candidly acknowledges in his brief that the trial court inquired whether counsel had reviewed the specification with appellant. Appellant responded affirmatively. There is nothing in the record to adequately support the assertion that appellant somehow did not understand the nature of the charges or the effect of the guilty plea. The United States Supreme Court has indicated that guilty pleas are constitutionally valid even when defendant learns about the nature of the charges from counsel rather than the court:
Normally the record contains either an explanation of the charge by the trial judge, or at least a representation by defense counsel that the nature of the offense has been explained to the accused. Moreover, even without such an express representation, it may be appropriate to presume that in most cases defense counsel routinely explain the nature of the offense in sufficient detail to give the accused notice of what he is being asked to admit.
Henderson v. Morgan (1976),
Appellant also challenges the validity of his plea because his trial counsel challenged the sexually violent predator specification at the sentencing hearing. In response to appellant's arguments, the trial court stated that it would consider a motion by appellant to withdraw his guilty plea in its entirety. Appellant and his counsel briefly conferred about the matter and informed the trial court that appellant would not move the court to set aside his guilty plea. We decline appellant's invitation to infer that counsel's arguments somehow "demonstrate the deep and pervasive nature of the consequent lack of information presented to [appellant]." Nor will we speculate about the significance of the length of the discussion between counsel and appellant before they announced to the trial court that they wished to continue with the plea agreement.
Appellant was thoroughly advised of the effect of his guilty plea by the trial court on May 5, 1999. Prior to accepting appellant's guilty plea, the trial court engaged appellant in a meaningful plea colloquy. Appellant also voluntarily signed two written plea agreements that reiterated both the maximum penalties and the waiver of constitutional rights. Moreover, appellant pled guilty to four felony counts and the remaining seventy-six felony charges were dismissed as a result of the plea agreement. Faced with a trial on eighty felony charges, appellant also has failed to demonstrate any prejudice such that his plea would not have otherwise been made. Accordingly, appellant's first assignment of error is overruled.
In his second assignment of error, appellant argues that the trial court incorrectly sentenced him to two consecutive prison terms for sexual battery. Specifically, appellant maintains that the trial court failed to apply R.C.
Generally, a trial court must make certain findings specified in R.C.
If the offender is convicted of or pleads guilty to two or more offenses for which a prison term * * * is required to be imposed pursuant to division (A) of this section, divisions (A) to (D) of this section shall be applied for each offense. All minimum terms imposed upon the offender pursuant to division (A)(3) of this section for those offenses shall be aggregated and served consecutively, as if they were a single minimum term imposed under that division.
We read R.C.
In this case, appellant pled guilty to two counts of sexual battery in violation of R.C.
In his third assignment of error, appellant argues that the trial court incorrectly sentenced him to serve the maximum terms for pandering obscenity. Specifically, he maintains that the trial court failed to state on the record the findings required by R.C.
An appellate court may not disturb a sentence imposed unless it finds by clear and convincing evidence that the sentence is not supported by the record or is contrary to law. R.C.
The trial court sentenced appellant to the maximum allowable terms of imprisonment for pandering obscenity involving a minor in violation of R.C.
If the offender has not served a previous prison term, the trial court must impose the minimum sentence of two years imprisonment, unless the trial court finds that to do so would "demean the seriousness of the offender's conduct" or "not adequately protect the public from future crime by the offender or others." R.C.
Although the trial court is not required to use the "magic words" contained in the statute, substantial compliance is required. State v. Quinn (Aug. 30, 1999), Butler App. No. CA99-01-018, unreported, State v. Estrada (Sept. 18, 1998), Sandusky App. No. S-98-006, unreported; State v. Blondheim (May 27, 1998), Summit App. No. 18594, unreported, discretionary appeal not allowed (1998),
In its judgment entries sentencing appellant, the trial court found pursuant to R.C.
[T]he Court does find in this particular circumstance that this is a more serious offense than others like it in the sense that the mental injury to the victim is significant and also because of the age of the victim. The victim has in the Court's opinion * * * suffered severe psychological harm. The Court also notes that the offender's position — that his position in the home facilitated the offense. And that these offenses are part of a pattern of a sexual abuse of this particular victim spanning a period of nine years. As I indicated earlier, it began when she was a very young age.
Recidivism is likely, frankly, because the Court has knowledge of the literature with respect to pedophilia and I believe under the circumstances of this case that he is likely to recidivate, if released.
Upon a thorough review of the record, it is clear that the trial court found that appellant committed "the worst forms of the offense" and poses "the greatest likelihood of committing future crimes" in imposing the maximum sentences under R.C.
Judgment affirmed.
YOUNG and WALSH, JJ., concur.
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