State v. Hernandez, Unpublished Decision (2-24-2000)
State v. Hernandez, Unpublished Decision (2-24-2000)
Opinion of the Court
On February 8, 1998, Hernandez, Carlos Kincaid, and Angel Torres, Hernandez' brother-in-law, traveled by train to New York City. Torres said that Hernandez had promised him $1,000 to help him pick up some "dope," i.e., cocaine. Upon their arrival, they went to the Bronx apartment of a man named David Reyes. Torres and Hernandez watched Reyes and Reyes' cousin prepare six baggies of cocaine in the kitchen and place them in the duffel bags of Torres and Kincaid. Hernandez then left, telling Torres and Kincaid, "I'll see you when we get home." Torres and Carlos later returned to the station, boarded the train, and went to different coach class compartments. Torres did not see Hernandez either at the train station or on board the train.
The train arrived at the Amtrak station in Cleveland after 7:30 a.m. on February 10, 1998. Detectives George A. Seroka and Jody Remington of the Cleveland Police Department had watched about 15 people exit the train, including Torres and Kincaid. Torres exited the train behind Kincaid, and both carried duffle bags. They watched Hernandez exit from a first class train car located closer to the front of the train. After walking out of the station, Hernandez stood near Torres and Kincaid and watched as they threw their duffle bags into the trunk of a taxi. As the trunk closed, Remington saw Hernandez walk away from the taxi.
At that same time, Seroka noticed a Ford Explorer driven by Hernandez' girlfriend, Holly Morales, come down the Shoreway ramp and enter the Amtrak station parking lot. Morales was accompanied by three small children. Hernandez walked in the direction of the Explorer and, when it stopped, opened the hatch, placed his bag inside and got into the passenger's seat. After Torres and Kincaid got into the back seat of the taxi the Explorer and the taxi proceeded toward the exit.
The police officers stopped the Explorer and taxi using another vehicle. Seroka, Remington, and Detectives Douglas Dvorak and Terrence Shoulders surrounded both vehicles. Both Dvorak and Shoulders identified themselves as police officers, advised Torres and Kincaid of their rights, and executed search warrants. Dvorak opened the duffle bags and, among articles of clothing, found a large amount of cocaine inside. Sergeant Brian Heffernan arrested Hernandez, but a search of his bag revealed no drugs.
At noon, Detective Charles Escalante and Remington executed a search warrant at Hernandez' apartment at 9823 Memphis Avenue, Brooklyn. They found a spiral notebook containing initials followed by numbers, a pager, miscellaneous papers, and other items. Escalante attributed the notebook and pager to drug trafficking activity.
Hernandez was indicted with four others on Possession of Drugs with Major Drug Offender and Juvenile specifications, Conspiracy to Possess Drugs with the same specifications, and Possession of Criminal Tools. At trial the judge granted a Crim.R. 29 motion on the Criminal Tools charge, and the jury convicted Hernandez of both counts which were merged. He was sentenced to ten years on Counts 1 and 2, merged, and a consecutive sentence of nine years on the Major Drug Offender specification together with fines totaling $40,000.
Hernandez asserts twelve assignments of error.
VIII. THE COURT'S JURY INSTRUCTIONS INVADED THE PROVINCE OF THE JURY AND DENIED THE APPELLANT A FAIR TRIAL UNDER THE DUE PROCESS CLAUSE OF THE FEDERAL CONSTITUTION.
Hernandez contends the judge gave three improper and prejudicial instructions to the jury: (1) the jury could not consider the clothing of any witness when determining credibility; (2) instructing the jury to determine the Major Drug Specification; and (3) instructing the jury that exhibits 1-B through 5-B were, in fact, cocaine, a schedule two drug in various amounts.
The State counters that the clothing instruction was cautionary and Hernandez waived his right to assert error on any of the three instructions because no objection was made to any before the jury retired.
During trial Eugena Johnson Whitt, scientific examiner for the Cleveland Police Forensic Laboratory, testified she analyzed State's Exhibits 1-B through 5-B, the plastic-wrapped cocaine taken from the duffle bags, and that the packages held a substance which tested positive for the presence of cocaine which totaled more than 1,000 grams in weight. She identified these exhibits as holding the following weights of a substance containing cocaine: 1-B contained 777.26 grams; 2-B contained 803.50 grams; 3-B contained 796.80 grams; 4-B contained 786.20 grams; 5-A contained 808.20 grams; and 5-B contained 499.52 grams.
We note that the judge instructed the jury on Count 1: the State charged that Hernandez "did knowingly obtain, possess, or use a controlled substance, to-wit: cocaine, a Schedule II drug, in an amount exceeding 1,000 grams" in violation of R.C.
When charging the jury, the judge "must state to it all matters of law necessary for the information of the jury in giving its verdict. The court must also inform the jury that the jury is the exclusive judge of all questions of fact." R.C.
The failure to object to a jury instruction constitutes a waiver of all but plain error. State v. Underwood (1983),
A. Instruction on Element of Offense
Hernandez claims that the judge "invaded the province of the jury" by instructing the jury that the state's exhibits were, in fact, cocaine, and that each exhibit weighed a specified amount, thereby relieving the jury of its duty to find that the state proved beyond a reasonable doubt an important element of the crime charged. The state asserts the lack of objection by his lawyer and no plain error.
There is merit in Hernandez' argument. Section
The subdivision under which Hernandez was charged, tried, and convicted, R.C.
Exhibits 1-B, 2-B, 3-B, 4-B, 5-B and 6-B are packages of cocaine, a Schedule II drug. These will not follow you to the jury room. You are instructed that these exhibits have been admitted as evidence in the case.
You are further instructed that: Exhibit 1-B is a package of cocaine, a Schedule II drug, in the amount of 777.26 grams; Exhibit 2-B is a package of cocaine, a Schedule II drug, in the mount of 803.50 grams; Exhibit 3-B is a package of cocaine, a Schedule II drug, in an amount of 796.80 grams; Exhibit 4-B is a package of cocaine, a Schedule II drug, in the amount of 786.20 grams; Exhibit 5-B is a package of cocaine, a Schedule II drug, in the amount of 499.52 grams.
Additionally, you are instructed that you may consider these exhibits as evidence during your deliberations.
Absent a stipulation of fact, the jury is the sole arbiter of the facts, the credibility of the witnesses and the weight of the evidence. R.C.
Although Hernandez did not contest the testimony from Whitt, on the contents and weight of the identified exhibits, the instruction set forth above is contrary to the mandates of R.C.
We are mindful of the judge's concern, as expressed in the transcript, of sending these exhibits into the jury room during deliberations, given the type of evidence involved and the need for security.3 Therefore, the judge properly advised the members of the jury that the exhibits would not follow it into its deliberations but that they had been admitted into evidence and may be considered as such during the deliberative process.
B. Major Drug Offender Specification, P.C.
Hernandez also points out that the Major Drug Offender (MDO) specification contained in R.C.
In response, the state again contends his lawyer failed to object to the instruction but further submits that the instruction was required because it assisted the jury in determining a question of fact.
We, again, find merit in Hernandez' argument. The judge read the definition of "major drug offender" as contained in R.C.
"Major drug offender" means an offender who is convicted of or pleads guilty to the possession of, sale of, or offer to sell any drug, compound, mixture, preparation, or substance that consists of or contains at least one thousand grams of hashish; at least one hundred grams of crack cocaine; at least one thousand grams of cocaine that is not crack cocaine; at least two hundred fifty grams of heroin; at least five thousand unit doses of L.S.D.; or at least one hundred times the amount of any other schedule I or II controlled substance other than marihuana that is necessary to commit a felony of the third degree pursuant to section
2925.03 ,2925.04 ,2925.05 ,2925.06 , or2925.11 of the Revised Code that is based on the possession of, sale of, or offer to sell the controlled substance.
See R.C.
Because Hernandez's lawyer did not object to this, we must review this argument again applying the "plain error" standard. The MDO specification contained in R.C.
This instruction is especially disturbing in light of the fact that the judge had also instructed the jury that exhibits 1-B through 5-B contained cocaine in an amount exceeding one thousand grams of cocaine. Because there was no factual question for the jury to decide in determining guilt on the MDO specification, the instruction allowed the jury to surmise that Hernandez deserved the utmost contempt when compared to someone who may have possessed less than 1,000 grams of cocaine. The general assembly not only understood that the MDO specification applied as a matter of law to certain factual determinations and was not a matter for the jury to consider, it also understood the potential for prejudice in allowing the jury to determine the specification. Based upon the foregoing, we find this argument meritorious as the instruction constitutes plain error which affects a substantial right.
C. Witnesses' clothing
Finally, Hernandez claims that the judge erred when instructing the jury not to consider the clothing of a witness when determining credibility because such an instruction has no foundation in law. He claims that the instruction was designed to refer to one of the witnesses, Torres, who wore jail clothes while testifying. The state points out that, again, Hernandez's lawyer did not object and the issue is, therefore, waived.
The judge gave an instruction on a test for credibility which mirrored that reflected at 4 OJI 405.20 § 3. "To determine the credibility of a witness," the judge instructed,
consider the interest or bias the witness has in the outcome of the verdict; the witness's appearance, manner, and demeanor while testifying before you * * * and any or all other facts and circumstances surrounding the testimony which, in your judgment, would add or detract from the credibility and weight of the witnesses's testimony, except that you may not consider the clothing worn by any witness when determining the credibility of that witness.
By failing to object, the lawyer waived this claim of error,State v. Underwood (1983).
Before the state began its direct examination of Torres, Hernandez' lawyer objected to the fact that Torres, as a witness, appeared in jail clothing rather than civilian clothing. When considering this objection in the context of the entire instruction, it is apparent that the judge gave the instruction complained of as a curative instruction since she previously instructed the jury to determine credibility of a witness based, in part, upon "appearance." Absent the curative instruction, Hernandez would have argued prejudice based upon that portion of the instruction telling the jury to determine credibility based upon a witness's appearance.
XII. THE EVIDENCE OF THE JUVENILE SPECIFICATION WAS INSUFFICIENT AND AGAINST THE WEIGHT OF THE EVIDENCE.
Hernandez complains that the finding of "juvenile specification" was against the weight of the evidence because the state failed to show that he actually possessed any cocaine in the vicinity of a juvenile. Moreover, the state never proved that the taxi containing the cocaine was within 100 feet of a juvenile. The state counters that, at the time of his arrest on the possession charge, Hernandez was in constructive possession of cocaine and inside the same car as a juvenile thereby contending the conviction on that specification must be affirmed.
While we conclude that Hernandez' conviction on the juvenile specification must be vacated, we do so for reasons other than those asserted. As mentioned supra, a specification is not an offense standing alone. A "juvenile specification" ordinarily increases the degree of the crime committed and, accordingly, the attendant penalty.4 See R.C. 2925.75(A). One exception to that general rule occurs, for instance, where the amount of cocaine, which is not crack cocaine, associated with a trafficking offense exceeds 1000 grams. R.C.
In the present case, the indictment charges Hernandez under R.C.
Based upon our conclusions regarding the merits of the Assignments of Error VIII and XII, Hernandez' remaining assignments of error are rendered moot and will not be addressed by this court. App.R. 12(A)(1)(c)
We hereby reverse and remand the judgment of conviction on Count 1, possession of cocaine in an amount exceeding 1,000 grams in violation of R.C.
It is ordered that the appellant recover from appellee his costs herein taxed.
It is ordered that a special mandate issue out of this Court directing the Cuyahoga County Common Pleas Court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
KENNETH A. ROCCO, P.J., CONCURRING SEPARATELY; JAMES D. SWEENEY, J., CONCURS IN JUDGMENT ONLY: SEE SPEPARATE OPINION._____________________________________ ANNE L. KILBANE, JUDGE.
I. THE TRIAL COURT VIOLATED CRIM.R. 12(E) AND THE DUE PROCESS CLAUSE OF THE U.S. CONSTITUTION WHEN IT FAILED TO CONDUCT A HEARING AND MAKE A RULING ON THE APPELLANT'S MOTION TO SUPPRESS ORAL STATEMENTS BEFORE TRIAL.II. CRIMINAL RULE 16 WAS VIOLATED WHEN THE STATE PROVIDED DEFENSE COUNSEL WITH STATEMENTS MADE BY THE APPELLANT AFTER VOIR DIRE WAS COMPLETED.
III. THE TRIAL COURT IMPROPERLY DENIED THE APPELLANT'S MOTION TO SUPPRESS EVIDENCE AND DENIED HIM DUE PROCESS AND COMPULSORY PROCESS WHEN IT DENIED HIM THE OPPORTUNITY TO PRESENT THE TESTIMONY OF TWO DETECTIVES AT THE MOTION HEARING IN VIOLATION OF THE
FOURTH ,FIFTH ANDFOURTEENTH AMENDMENTS OF THE U.S. CONSTITUTION.IV. THE APPELLANT WAS DENIED DUE PROCESS AND COMPULSORY PROCESS WHEN THE COURT DENIED HIM THE OPPORTUNITY TO SUBPOENA DOCUMENTS AND PRESENT WITNESSES ON HIS BEHALF IN VIOLATION OF THE
FIFTH ,SIXTH ANDFOURTEENTH AMENDMENTS OF THE CONSTITUTION.V. THE TRIAL COURT ALLOWED IMPROPER OPINION TESTIMONY CONCERNING THE CONTENTS OF NOTEBOOKS SEIZED FROM APPELLANT'S APARTMENT.
VI. THE TRIAL COURT IMPROPERLY LIMITED THE SCOPE OF CROSS EXAMINATION IN VIOLATION OF DUE PROCESS AND ESTABLISHED OHIO LAW.
VII. THE TRIAL COURT ALLOWED HEARSAY AND OTHER TESTIMONY THAT WAS NOT RELEVANT TO THE INDICTMENT AND DENIED THE APPELLANT A FAIR TRIAL.
IX. THE TRIAL COURT IMPROPERLY SENTENCED THE APPELLANT TO NINE YEARS IMPRISONMENT FOR THE MAJOR DRUG OFFENDER SPECIFICATION AND SUCH SENTENCE MUST BE VACATED.
X. THE TRIAL COURT'S PRISON SENTENCE IS NOT SUPPORTED BY THE RECORD AND THE TRIAL COURT'S FAILURE TO STATE ITS REASONS RATHER THAN CONCLUSION, MANDATES A REVERSAL PURSUANT TO 2929.11-.14.
XI. THE COURT'S IMPOSITION OF FINANCIAL SANCTIONS MUST BE VACATED BECAUSE THE COURT FAILED TO CONSIDER THE APPELLANT'S PRESENT AND FUTURE ABILITY TO PAY THE SANCTION UNDER R.C.
2929.19 (B)(6).
Concurring Opinion
I concur in judgment only and cite to concurring opinions inState v. Thomas, (May 13, 1999), Cuyahoga App. Nos. 72536 and 72537, unreported, and Garnett v. Garnett (Sept. 16, 1999), Cuyahoga App. No. 75225, unreported, at 3-4.
Concurring Opinion
I agree that the trial court erred by instructing the jury to find that the substance retrieved from the duffle bags was cocaine that totalled more than one thousand grams. This instruction deprived appellant of due process by removing the burden of proof from the state to prove each and every element of the crime beyond a reasonable doubt. In re Winship (1970),
This error was compounded by the trial court's mistaken instructions asking the jury to decide the major drug offender specification. The jury was required to give double significance to the unconstitutional instruction by using it twice, to determine guilt and to determine the major drug offender specification.
For these reasons, I agree that the trial court's judgment must be reversed and this case must be remanded for a new trial. I would decline to address the other issues discussed in the majority opinion and do not agree with the reasoning expressed therein.
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