State v. Koch, Unpublished Decision (12-21-2001)
State v. Koch, Unpublished Decision (12-21-2001)
Dissenting Opinion
I respectfully dissent from the opinion and judgment of the majority for the following reasons.
As part of his first assignment of error, appellant argues that the trial court abused its discretion because it did not permit him to view the victim impact statement submitted during the sexual predator hearing. In rejecting his argument, the majority concludes that the victim impact statement does not contain new material facts; that is, the majority believes that those facts which were set forth in the victim's statement can also be found in the presentence investigation report, the psychiatric evaluation, and appellant's guilty plea.
The majority correctly notes that the Supreme Court of Ohio has held that the rules of evidence do not strictly apply to sexual predator hearings. State v. Cook (1998),
However, simply because the rules of evidences do not strictly apply does not mean that they are never applicable during a sexual predator hearing. A trial court must not abuse its discretion by admitting unreliable evidence.
R.C.
"A victim impact statement prepared under this section shall be kept confidential and is not a public record as defined in section
149.43 of the Revised Code. However, the court may furnish copies of the statement to both the defendant or the defendant's counsel and the prosecuting attorney. Immediately following the imposition of sentence upon the defendant, the defendant, the defendant's counsel, and the prosecuting attorney shall return to the court the copies of the victim impact statement that were made available to the defendant, the counsel, or the prosecuting attorney." (Emphasis added.)Accordingly, under R.C.
2947.051 , a victim impact statement is confidential, and a criminal defendant does not have an absolute right to view it. Rather, the decision to furnish a copy of the statement to a criminal defendant is discretionary in nature and will not be overturned absent an abuse of that discretion. State v. Bayless (1982),4 Ohio App.3d 301 ,302 . An abuse of discretion connotes more than a mere error of law or judgment; instead, it implies that the attitude was unreasonable, arbitrary, or unconscionable. State v. Adams (1980),62 Ohio St.2d 151 ,157 .
After reading the victim impact statement in the case at bar, I conclude that a copy should have been furnished to appellant during the sexual predator hearing. The record shows that appellant was initially indicted on two counts of rape, two counts of sexual battery, and eight counts of gross sexual imposition. However, after negotiating with the state, appellant agreed to plead guilty to both counts of sexual battery and to five of the eight counts of gross sexual imposition in exchange for the dismissal of the remaining charges.
Despite the dismissal of the other charges, the victim's written statement contains a detailed narrative of the sexual abuse that appellant committed against her. The narrative includes conduct that, if true, would assuredly establish the crime of rape.
The majority, however, states that the only fact contained solely in the victim impact statement, and not in other submitted evidential material, is that she attempted to fend off appellant's unwanted actions. Given this assumption, the majority believes that in light of the number of factors that the court relied on in finding that appellant was a sexual predator, this one fact was really immaterial.
Nevertheless, the statements made by the trial court during the hearing unquestionably demonstrate that the court relied heavily on the victim impact statement when making its finding. For example, the trial court made the following comments on the record with respect to its sexual predator determination:
"The Court has considered the requirements of the statute. And specifically under Section
2950.09 the Court finds that because of the age of the offender, the fact that the victim the fact that this was a sexually oriented offense, and the fact that it took place for an extended period of time; between six to ten years this child was abused and molested by the defendant; the Court finds that the defendant has a history of being part of a dysfunctional family; that the pattern of abuse in this case was a demonstrated pattern; that the defendant knowingly participated in the actions that took place; and it was a progressive thing. He started with minor touching that progressed into actual crimes of rape."And it was over an extended period of time, and it is greatly for that reason, because it was an extended period of time, that the Court is making this decision.
"That the victim is now under psychiatric care and counseling. And through the extended period of time, in this Court's view there was a display of cruelty in that the victim attempted to fight off the defendant, and attempted to prevent him from performing his activities, but he persisted even though he was told that it was not — his advances were not welcome. So he overrode that attitude and the child now has been damaged, and probably damaged for the rest of her life.
"Defendant also, the Court takes into consideration, has sporadic episodes of alcohol. And alcohol and sexual deviant behavior, in this Court's view, does not mix.
"So for the reasons stated just now, the Court finds that the defendant is a sexual predator." (Emphasis added.)
From the preceding passage, it can readily be seen that the trial court looked at the victim impact statement and picked up on the language used by the victim. This is troubling because, not only did the victim state that the abuse began when she was six years old, a fact nowhere else in the record, but that appellant had actually raped her, when that was not the crime at issue, whether or not the allegations were true.
As these allegations were not included in the other evidential material, appellant did not have the opportunity to rebut them. That is why I believe that that the trial court abused its discretion when it refused to allow appellant to look at the victim impact statement. The trial court's refusal placed appellant in the unenviable position of defending himself against allegations of which he may not have even been aware. Although this may sometimes not effect the ultimate outcome of a particular case, here, it is painfully obvious that the trial court found the victim impact statement to be compelling. Furthermore, while the concerns for appellant's rights in the instant matter may seem misplaced, the worthiness of a defendant should never be considered in the legal analysis of such issues.
Make no mistake, I fully understand and endorse the logic underlying the requirement that victim impact statements be kept confidential. Moreover, I also realize that there will be cases where the contents of a victim impact statement will be fairly innocuous, and that a person will not be prejudiced by not being allowed to review it. However, the General Assembly has expressly provided that in some situations, a criminal defendant should be able to view the statement.1 This case provides the perfect example for the aforementioned exception. Otherwise, a trial court could never abuse its discretion by withholding a victim impact statement from view by the defense.
As a general proposition, even the majority concedes that a person involved in a sexual predator determination has the right to be made aware of prejudicial evidence upon which the trial court intends to rely. That awareness, however, simply was not provided here.
For the above stated reasons, I would reverse the portion of the trial court's judgment finding appellant to be a sexual predator.
Opinion of the Court
Appellant was found to be a sexual predator and was sentenced to a definite term of two years on each count of sexual battery; one and one-half years on two of the counts of GSI; and, one year on each of the remaining counts of GSI; for a total of ten years to run consecutively. Appellant now assigns the following assignments of error:
"[1.] The trial court erred in determining the defendant to be a sexual predator pursuant to R.C. § 2950 (T.d. 42, 12)
"[2.] The trial court abused its discretion in sentencing the defendant to a 10 year prison term (T.d. 36)"
In appellant's first assignment of error, he argues that R.C. Chapter 2950 violates the Ex Post Facto Clause of the United States Constitution and the Ohio Constitution. The Supreme Court of Ohio rejected this argument in State v. Cook (1998),
83 Ohio St.3d 404 , after determining that the sexual predator statute serves a remedial purpose and is not punitive in nature.
Appellant also asserts that R.C.
A sexual predator is "a person who has been convicted of or pleaded guilty to committing a sexually oriented offense and is likely to engage in the future in one or more sexually oriented offenses." R.C.
"The statute does not require the court to list the criteria, but only to `consider all relevant factors, including' the criteria in R.C.
Additionally, appellant argues that the trial court erred in determining that he was a sexual predator, because it refused to allow him to view the victim impact statement, submitted under R.C. 3947.051, and cross-examine the victim about her remarks therein.
Pursuant to R.C.
A victim is not subjected to cross-examination regarding the content of the victim impact statement. Generally, victim impact statements are to be considered by the trial court, in imposing sentence. R.C.
We are aware that the Supreme Court of Ohio has stated that "a sexual predator classification hearing is similar to sentencing or probation hearings where it is well settled that rules of evidence do not strictly apply." Cook, supra, at 764. However, we believe that, in this context, sexual predator classification proceedings are sufficiently different from sentencing. See State v. Anderson (1999),
Upon review of the record, we conclude that the victim impact statement does not contain new material facts; therefore, the trial court did not abuse its discretion in refusing to allow appellant to view it. The material facts contained in the victim's impact statement are substantially set forth in the presentence investigation report, psychiatric report, and appellant's guilty plea. "[R]eliable hearsay, such as a presentence investigation report, may be relied upon by the trial judge." Cook, supra, at 425. The only fact contained solely in the victim impact statement is that the victim attempted to fend off appellant's unwanted conduct. We conclude that, in this case, in light of the number of factors that the court relied on in making its sexual predator determination, this one fact was not material. We encourage the trial courts to consider whether a victim impact statement contains new material facts upon which it intends to rely in making a sexual predator determination, when deciding whether to grant a request to review it.
Additionally, since R.C. 2950 is remedial, not punitive, appellant's argument that the trial court violated his
In appellant's second assignment of error, he argues that the trial court abused its discretion by sentencing appellant to ten years imprisonment. Specifically, he argues that the court was influenced by the victim's oral statement at sentencing wherein she characterized appellant's conduct as rape. Appellant contends that the court erred by allowing the victim to make oral statements at the sentencing hearing which referred to crimes to which he had not pleaded guilty.
R.C.
"However, R.C.
The record shows that during the sentencing hearing, both the victim and appellant made unsworn statements to the court, not subject to cross-examination, prior to the imposition of sentence, with appellant having the last word in response to the statements of the victim. Id. During the victim's statement, she characterized the appellant's actions as rape. The court did not refer to rape during sentencing, but, during the sexual predator determination hearing, stated that appellant "started with minor touching that progressed into actual crimes of rape," While rape was not the correct legal term for the crime committed by appellant, the victim's testimony was admitted at the sexual predator determination hearing without objection. Thus, appellant has waived all but plain error on appeal. Cook, supra, at 426. Further, the instant case is not analogous to State v. Patterson (1996),
We will not reverse a sentence unless the appellant demonstrates that the trial court was statutorily incorrect or abused its discretion by failing to consider sentencing factors. See, e.g., State v. Chapman
(Mar. 17, 2000), Portage App. No. 98-P-0075, unreported, 2000 WL 286684. Abuse of discretion connotes more than an error of law or of judgment; it implies that the court's attitude was unreasonable, arbitrary or unconscionable. State v. Adams (1980),
The sentencing transcript reveals that appellant was given the maximum sentence on both counts of sexual battery and on two of the five counts of GSI. R.C.
Turning first to R.C.
R.C.
Review of the sentencing transcript and judgment entry reveals that the trial court did not comply with R.C.
R.C.
"(c) If it imposes consecutive sentences under section
2929.14 of the Revised Code * * *"(e) If the sentence is for two or more offenses arising out of a single incident and it imposes a prison term for those offenses that is the maximum prison term allowed for the offense * * *."
R.C.
"If multiple prison terms are imposed on an offender for convictions of multiple offenses, the court may require the offender to serve the prison terms consecutively if the court finds that the consecutive service is necessary to protect the public from future crime or to punish the offender and that consecutive sentences are not disproportionate to the seriousness of the offender's conduct and to the danger the offender poses to the public, and if the court also finds any of the following:
"(a) The offender committed the multiple offenses while the offender was awaiting trial or sentencing, was under a sanction * * * or was under post-release control for a prior offense.
"(b) The harm caused by the multiple offenses was so great or unusual that no single prison term for any of the offenses committed as part of a single course of conduct adequately reflects the seriousness of the offender's conduct.
"(c) The offender's history of criminal conduct demonstrates that consecutive sentences are necessary to protect the public from future crime by the offender."
In this case, the trial court was required to state its reasons for imposing the maximum sentences and to support its decision to impose consecutive sentences. The trial court did not state that the harm caused in this case was so great that no single prison term could adequately reflect the seriousness of appellant's conduct or that appellant's criminal history demonstrated that consecutive sentences were necessary to protect the public from recidivism. The record is devoid of any indication that the trial court failed to consider the mitigating evidence presented pursuant to R.C.
2929.13 , as argued by appellant.
Based on the foregoing, the judgment of the trial court is affirmed in part, but the sentence is reversed and remanded for the trial court to comply with R.C.
FORD, P.J., concurs, CHRISTLEY, J., dissents with dissenting opinion.
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