State v. Brooks, Unpublished Decision (8-14-2001)
State v. Brooks, Unpublished Decision (8-14-2001)
Opinion of the Court
On December 13, 2000, Geraldine Brooks, pursuant to App.R. 26(B) and State v. Murnahan (1992),
Angelique was dropped off at Geraldine's house on February 27, 1998. After an adult shook the little girl with considerable force on or about March 6, 1998, Angelique suffered Shaken Infant Syndrome, which caused very serious, permanent injuries, including brain damage. The Grand Jury indicted Geraldine for child endangering and Quamaine for felonious assault and child endangering.
At trial both Geraldine and Quamaine were represented by the same retained counsel. Before trial, the judge notified both of them of the potential danger for a conflict of interest because of the dual representation. Both agreed to the continued representation. During trial, Michael testified that he saw Quamaine abuse Angelique earlier than March 6. The jury found them guilty.
On appeal new counsel represented both Geraldine and Quamaine. Counsel argued the manifest weight of the evidence and the irregularity in allowing a jury of eleven to decide the case.
As part of the defense case, counsel called Wadell Jefferson to describe an unusual experience with Elaine, Geraldine's sister, approximately a month before Angelique's injury. The State immediately objected. Defense counsel proffered that in early February Elaine suffered some sort of breakdown, that Wadell "came up to her apartment and that she [Elaine] hurt her children," that the police had to take Elaine away and that after she received treatment she returned to Geraldine's house in late February 1998. Defense counsel stated that his theory was to show that Elaine, not Quamaine, could have been the one to injure Angelique. The trial court did note that this would be a conflict of interest because, while such testimony might raise a reasonable doubt as to Quamaine's guilt, it would also incriminate Geraldine for child endangerment
However the State then posed other objections, based on hearsay and the accuracy of the proffer. The prosecutor noted that according to discovery Wadell would testify that Elaine told Wadell that Elaine was going to hurt the children, which statement is hearsay. Wadell never reported that Elaine actually hurt the children. The prosecutor then intimated that if Wadell changed her story she would be perjuring herself. The trial judge disallowed the evidence on conflict of interest and hearsay. (Tr. 439-443.)
Quamaine argues that allowing an actual conflict of interest to develop during trial is ineffective assistance of counsel, which requires reversal. Wood v. Georgia (1981),
In order to establish a claim of ineffective assistance of appellate counsel, the applicant must demonstrate that counsel's performance was deficient and that the deficient performance prejudiced the defense. Strickland v. Washington (1984),
In Strickland, the United States Supreme Court ruled that judicial scrutiny of an attorney's work must be highly deferential. The Court noted that it is all too tempting for a defendant to second-guess his lawyer after conviction and that it would be all too easy for a court, examining an unsuccessful defense in hindsight, to conclude that a particular act or omission was deficient. Therefore, "a court must indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances, the challenged action `might be considered sound trial strategy.'" Strickland,
Specifically, in regard to claims of ineffective assistance of appellate counsel, the United States Supreme Court has upheld the appellate advocate's prerogative to decide strategy and tactics by selecting what he thinks are the most promising arguments out of all possible contentions. The court noted: "Experienced advocates since time beyond memory have emphasized the importance of winnowing out weaker arguments on appeal and focusing on one central issue if possible, or at most on a few key issues." Jones v. Barnes (1983),
Moreover, even if a petitioner establishes that an error by his lawyer was professionally unreasonable under all the circumstances of the case, the petitioner must further establish prejudice: That is, but for the unreasonable error there is a reasonable, probability that the results of the proceeding would have been different. A court need not determine whether counsel's performance was deficient before examining prejudice suffered by the defendant as a result of alleged deficiencies.
In the present case Quamaine's argument on ineffective assistance, of appellate counsel is not well taken. In order to establish ineffective assistance of counsel in this case, appellate counsel has to establish an actual conflict existed. An actual conflict would not exist if it depended on inadmissible evidence, such as hearsay. Cf. Gillard, supra; State V. Kersy (Jan. 19, 2001), Miami App. No. 2000-CA-36, unreported. The mere possibility of a conflict of interest is insufficient to impugn a criminal conviction. Manross,
If Wadell's hearsay statements were unquestionably admissible, then there would have been an actual conflict of interest. There could be no doubt that trial counsel could have pursued a strategy which would incriminate one of his clients while it also was a benefit to the other client. Thus the issue is the admissibility of the hearsay statements. In concluding the sidebar, the trial judge categorically ruled; "You are not getting into hearsay. Everything you have gotten is hearsay ***J' (Tr. 443.) The standard for the admissibility of hearsay is an abuse of discretion. Columbus v. Taylor (1988),
If the hearsay evidence is inadmissible, then appellate counsel is left to argue the conflict of interest issue on the speculator and inferences arising from an uncertain proffer. Appellate counsel in the exercise of reasonable professional judgment could conclude that an appellate court would be very unlikely to find an actual conflict of interest based on such uncertainty and speculation.2 Cf. Gillard, supra; State v. Getsy (1998),
Her arguments, moreover, are meritless. Her first argument is that her right to a speedy trial pursuant to R.C.
Next, Geraldine argues that her appellate counsel improperly argued the eleven-person jury issue; she claims that he should have framed this argument as "void for vagueness" and thus violative of due process. She maintains that the trial judge rendered Crim.R. 23(B) void for vagueness by allowing the trial to proceed with eleven jurors. Appellate counsel, however, properly argued the issue directly.
Finally, she argues that her appellate counsel should have argued that her sentence was too harsh for a first-time offender. The trial judge imposed the maximum sentence because of the severe and permanent injuries to Angelique and because of the evidence presented that Geraldine had to have known about the injuries but did not seek medical care; instead she tried to shuffle Angelique back to her parents as if nothing had happened. Given the evidence, appellate counsel could reasonably conclude in the exercise of professional judgment that arguing the harshness of the sentence was inappropriate.
Accordingly, these applications for reopening are denied.
TIMOTHY E. McMONAGLE. J., and MICHAEL J. CORRIGAN CONCUR.
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