State v. Jones, Unpublished Decision (5-24-2001)
State v. Jones, Unpublished Decision (5-24-2001)
Opinion of the Court
Appellant contends his plea was not knowingly, voluntarily and intelligently made on the basis the trial court failed to adequately explain post-release control sanctions. Upon a review of the record, this court agrees with appellant; therefore, his conviction is vacated, and this case is remanded for further proceedings.
Appellant originally was indicted with two others on four counts as follows: (1) trafficking in cocaine in an amount greater than twenty-five grams, with a schoolyard specification, R.C.
After some discovery, the parties notified the trial court a plea bargain had been arranged. In return for appellant's plea of guilty to count one, the state would dismiss the remaining charges and agree to a sentence of eight years for that first-degree felony.
The trial court conducted a plea hearing. Although the terms of the plea agreement between the parties were set forth, the trial court demonstrated a great deal of concern as to whether appellant realized the plea in this case would constitute a probation violation in an earlier case before a different judge. The trial court, however, continued to proceed with a Crim.R. 11 colloquy with appellant.
Appellant was informed of the constitutional rights he was waiving by entering his plea, the nature of the charges against him, and the maximum penalty involved, viz., an agreed eight-year term of incarceration and a mandatory fine. In this context, the trial court also simply asked appellant if he understood "if [he was] sentenced to prison, [he] could be subject to post-release control once [he got] out." Appellant acknowledged each of the trial court's queries with, "Yes." After assuring itself appellant realized it could not influence what would occur in appellant's other case, the trial court accepted appellant's plea and sentenced him to the agreed term of incarceration.
Appellant later filed a motion to withdraw his plea; the trial court overruled his motion. This court has granted appellant's subsequent motion for leave to file a delayed appeal.
Appellant presents the following assignment of error for review.
THE TRIAL COURT ERRED WHEN IT FAILED [TO] INFORM BRYAN JONES THAT HE WOULD BE SUBJECT TO POST-RELEASE CONTROLS OR EXPLAIN WHAT POST-RELEASE CONTROLS MEANT AND THEREFORE HIS GUILTY PLEA NOT WAS MADE (SIC) KNOWINGLY AND VOLUNTARILY AND [WAS] IN VIOLATION OF CRIM.R. 11 AND R.C.
2929.19 .
Appellant contends the trial court's acceptance of his guilty plea was improper on the basis the trial court failed to adequately inform him of the statutory provisions regarding post-release control. This contention has merit.
R.C.
This court previously has required a trial court in sentencing to notify a defendant of the applicable post-release control provisions. See, e.g., State v. Melton (May 4, 2000), Cuyahoga App. No. 75792, unreported; State v. Davis (June 18, 1999), Cuyahoga App. No. 72820, unreported; State v. Shine (Apr. 29, 1999), Cuyahoga App. No. 74053, unreported.
In this case, the trial court posed only a single question regarding the matter to appellant. The trial court's failure to offer any exposition of post-release control sanctions neither was adequate nor constituted substantial compliance with the trial court's responsibility.
This finding is made in view of the supreme court's lengthy exposition of the terms of R.C.
From the language employed in Woods, and from the mandatory nature of the language used in R.C.
In so stating, clearly this court does not agree with the reasoning set forth in State v. Patterson (July 29, 1999), Cuyahoga App. No. 744348, unreported [discretionary appeal not allowed (1999),
When a trial court has failed to comply with the requirements of R.C.
2929.19 and R.C.2943.032 at sentencing after a conviction upon a jury's verdict, it is appropriate for an appellate court to vacate only an offender's sentence rather than the conviction itself.2 However, that is distinguishable from the appropriate remedy when a trial court has accepted a guilty plea without an adequate explanation of the potential penalties involved in the offense. Crim.R. 11(C)(2)(a); State v. Keefer (1998),128 Ohio App.3d 262 ; State v. Calvillo, supra.
This court finds support for this position in Woods, supra at 510, where the supreme court noted that at the time of the offender's plea to a fifth degree felony, he had been informed that he was subject to discretionary post-release control for a period of three years. In the instant case, the trial court informed appellant only that he could be subject to an unspecified amount of post-release control. Pursuant to R.C.
Accordingly, appellant's assignment of error is sustained.
Appellant's conviction and sentence are vacated, and this case is remanded for further proceedings.
This cause is vacated and remanded to the lower court for further proceedings consistent with this opinion.
It is, therefore, considered that said appellant recover of said appellee his costs herein.
It is ordered that a special mandate be sent to said court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure.
____________________ KENNETH A. ROCCO, J.:
ANN DYKE, A.J. CONCURS ANNE L. KILBANE, J. DISSENTS
Dissenting Opinion
On this appeal from a conviction following a guilty plea before Judge Nancy R. McDonnell, I dissent and would dismiss Bryan Jones's appeal as moot because: 1) he was never sentenced to post-release control; 2) the State did not appeal the sentence; and 3) there is no longer any way the sentence can be lawfully corrected to include post-release control. At oral argument Jones stated he appealed in order to vacate his plea only because he believed his eight-year sentence now included an unexpected five years of post-release control, and conceded that he would accept his plea and conviction if his agreed-upon eight-year prison term was his complete sentence. By rejecting Jones's request to enforce his eight-year sentence and merely vacating his plea the majority has engineered an increased sentence on remand.
Jones would have been better served had he dismissed his appeal because the majority agrees that his sentence did not include post-release control. Such mandatory sentences and fines are not automatic and must be properly imposed. Woods v. Telb (2000),
The refusal to accept Jones's statements at oral argument can be justified only if the majority has drawn one of two conclusions, neither of which I can accept:
1. This court has the authority, in this appeal or in some later proceeding, to agree with a defendant that post release control was not part of his sentence but, nevertheless, remand for the opportunity to have his sentence increased to include mandatory or discretionary post-release control and fines, or
2. a common pleas judge, sua sponte or on motion, has jurisdiction and discretion to correct the sentence at any time.
Because the majority has ruled on Jones's assignment of error and vacated his plea even though he was not sentenced to post-release control, I can surmise only that the majority sua sponte believes his sentence must be modified to include post-release control, either in this appeal or sometime in the future. I begin with an examination of this court's power to correct the sentence, but note that the majority has asserted no such authority nor purported to take any action to correct the sentence before vacating Jones's plea.
R.C.
Jones was convicted and sentenced on November 9, 1998, the State did not take an appeal as of right within the time allowed by App.R. 4, and has no right to take a delayed appeal, or even to request leave to take a delayed appeal. App.R. 5; State v. Hartikainen (2000),
I have repeatedly contended that this court has the authority to recognize plain error in sentencing, even when a defendant has failed to assign sentencing error in his appeal. State v. Beranek (Dec. 14, 2000), Cuyahoga App. No. 76260, unreported; State v. Payton (Dec. 14, 2000), Cuyahoga App. No. 76967, unreported. Those cases, however, involved defendants' appeals and found plain error prejudicial to defendants. Even if this court could properly recognize plain error prejudicial to the State in an appeal by the State, that issue is not before us. In order to correct Jones's sentence here, we must find it appropriate to recognize and correct plain error prejudicial to the State in a defendant's appeal, where the State at no time has even attempted to assert any error in the judgment. I would find that this court has no jurisdiction, directly or indirectly through vacation of a plea, to increase the severity of Jones's sentence in response to his appeal.
Other courts have rightly held that defendants' rights to appeal would be chilled if a reviewing court could manipulate an increase in their sentences even though the State failed to appeal. State v. Dawson (1990),
Some courts have espoused the belief that a common pleas judge retains perpetual jurisdiction and discretion to address sentencing errors, whether sua sponte or on motion. Such a belief stems from the decision in State v. Beasley (1984),
I submit that Beasley was neither intended to, and in fact does not, vest a judge with such broad authority to modify sentences that do not comply with statutory directives. The sentence correction in Beasley began with the State's petition for a writ of mandamus, which was initially granted by the Court of Appeals for Hamilton County. The trial judge complied with the writ, but, nonetheless, appealed the propriety of the mandamus action. Even though the Ohio Supreme Court reversed the grant of mandamus because the State had ability to request leave to appeal, it upheld the trial judge's resentencing order (made in compliance with the improperly granted writ) against the defendant's subsequent appeal claiming double jeopardy. Id. The salient point throughout Beasley's odd procedural posture is that the State initiated the proceedings — the trial judge did not act sua sponte. Furthermore, any jurisdictional component asserted in Beasley arose from R.C.
Cases since Beasley have reinforced the holding that mandamus will not lie to force a judge to correct a sentencing error and that, absent proper appellate proceedings, such rulings cannot be attacked. State v. Fisher, supra. Because an erroneous sentence can be enforceable, we cannot take literally Beasley's pronouncement that the attempted sentence is a nullity or void. We must conclude the erroneous sentence is voidable, but it is not void. See State v. Perry (1967),
Beasley did not address the import of its anomalous procedural posture, and held only that the constitutional bar against double jeopardy did not bar resentencing a defendant to impose a more severe, statutorily correct sentence, in response to the State's challenge of that sentence. This holding is not at issue, and is reflected in the State's right of appeal in R.C.
Carried to its logical end, countless civil and criminal judgments would be subject to reopening because a judge committed legal error, regardless of whether the issues had been raised on appeal. Indeed, in this case the judge waived a mandatory fine subject to Jones's submission of an affidavit of indigency, pursuant to R.C.
The Arizona and Louisiana supreme courts, among others, have determined that an appellate court has no jurisdiction or authority to impose a more severe sentence on a defendant when the State has not appealed. Dawson; Fraser. These decisions rely in part on the appearance of impropriety when judges, sua sponte, seek to correct prosecutors' errors. Dawson,
The State has the right to participate in sentencing hearings, and may appeal any sentencing decision as contrary to law. The State's right of appeal, like all other aspects of prosecution, is vested in a prosecutor, who has both the duty to enforce the laws and the discretion to determine how best to carry out that duty. When the State fails to take an appeal, we cannot immediately assume that it has failed in its duty, because the prosecutor might have made a discretionary choice to allocate resources elsewhere. Even if the prosecutor has breached a duty, a judge is not empowered to correct that breach. A judge is not a prosecutor, and should not perform the functions of a prosecutor.
I recognize that many cases contradict my argument, but submit that prior decisions were incompletely considered, failed to address the question of sua sponte action and, in some cases, allowed trial judges to act on the State's post-judgment motions without explaining the authority permitting those motions. Mistaken decisions are not justified by becoming tradition. The emperor's fashion statement may become the style, but his naked skin will never be clothing.
I would dismiss this case because Jones was not sentenced to post-release control and the State waived any opportunity to correct the error.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.