State v. Lopez, Unpublished Decision (12-14-2001)
State v. Lopez, Unpublished Decision (12-14-2001)
Opinion of the Court
Some evidence in the record indicates that Lopez and Tami had a boyfriend/girlfriend relationship. However, other evidence indicates that Lopez and Tami had recently been married, against Lopez's wishes. Apparently, Lopez did not love Tami, but married her at the urging of the pastor of the "Christian Overcomers Church." This pastor apparently exercised a great deal of influence over Lopez. Tami was seven months pregnant, but the record is again not clear concerning whether Lopez was the father of that child. Lopez admittedly was not the natural father of the child who was injured.
According to Lopez, the child slipped out of his hands and fell when he tried to take her out of her playpen. She hit her head first on a toy and then on the floor. Lopez explained the injury to the child's vagina by stating that he may have gotten a little rough with her when he changed her diaper. The medical reports indicate that Lopez's account is completely inconsistent with the physical findings. Instead, the treating physician concluded that the child had been physically and sexually abused. The medical reports also indicate that the child had strangulation marks on the left side of her neck, a ruptured left ear drum, bruising under both eyes, redness, swelling, and heavy bruising of the left ear, vaginal penetration, and a transected (torn-apart) hymen. The treating physician indicated that the genital examination was consistent with forcible vaginal penetration, with some unknown object. The physician also said the injuries were significant and potentially life-threatening.
After the child was injured, Lopez called Tami at work to tell her what had happened. Tami then came home, and they took the child to the hospital, after first stopping at their pastor's house. Following a police investigation, Lopez was indicted for rape of a person under 13 and for child endangerment. The term "force" was later added to the rape indictment, making the possible sentence life in prison. Because of this risk, Lopez entered an Alford plea to the rape charge. See North Carolinav. Alford (1970),
At the hearing, the State presented evidence from a psychologist, and the defense put on evidence from Lopez's step-father, who had raised Lopez from infancy. The court also had before it the pre-sentence investigation and a written report from the psychologist who testified at the hearing. After hearing the evidence, the court decided that Lopez was a sexual predator. In addition, the court sentenced Lopez to 9 years imprisonment for the rape charge and seven years for child endangerment, with the terms to be served concurrently.
Lopez now appeals, raising the following assignments of error:
I. The Trial Court Erred in Declaring Defendant-Appellant a Sexual Predator.
II. The Prosecutor's Sole Witness Established by Clear and Convincing Evidence that Defendant-Appellant Was Not a Sexual Predator Based on That Witness's Expert Testimony.
The significance of these points to the present case is that only seven of ten factors indicated that Lopez was likely to be a repeat offender. Other factors either weighed against recidivism or were not relevant. Due to the lack of scientific knowledge about how each factor interacts with or compares to the others, Lopez contends that R.C.
Finally, Lopez claims that appellate rights are affected because defendants cannot know which factors have weight, and whether the weight the trial court gives a specific factor is of clinical significance. In much the same vein, Lopez contends in the second assignment of error that Dr. Stookey's testimony was insufficient to support a sexual predator finding because it gave the court no guidance. Since these arguments are intertwined, we will consider both assignments of error together.
In deciding if offenders are sexual predators, trial judges must consider all relevant factors, including but not limited to, all the following:
(a) The offender's age;
(b) The offender's prior criminal record regarding all offenses, including, but not limited to, all sexual offenses;
(c) The age of the victim of the sexually oriented offense for which sentence is to be imposed;
(d) Whether the sexually oriented offense for which sentence is to be imposed involved multiple victims;
(e) Whether the offender used drugs or alcohol to impair the victim of the sexually oriented offense or to prevent the victim from resisting;
(f) If the offender previously has been convicted of or pleaded guilty to any criminal offense, whether the offender completed any sentence imposed for the prior offense and, if the prior offense was a sex offense or a sexually oriented offense, whether the offender participated in available programs for sexual offenders;
(g) Any mental illness or mental disability of the offender;
(h) The nature of the offender's sexual conduct, sexual contact, or interaction in a sexual context with the victim of the sexually oriented offense and whether the sexual conduct, sexual contact, or interaction in a sexual context was part of a demonstrated pattern of abuse;
(i) Whether the offender, during the commission of the sexually oriented offense for which sentence is to be imposed, displayed cruelty or made one or more threats of cruelty;
(j) Any additional behavioral characteristics that contribute to the offender's conduct.
R.C.
that measure or degree of proof which is more than a mere `preponderance of the evidence,' but not to the extent of such certainty as is required `beyond a reasonable doubt' in criminal cases, and which will produce in the mind of the trier of facts a firm belief or conviction as to the facts sought to be established.
Cross v. Ledford (1954),
In State v. Williams (2000),
a certain level of broadness in the language of R.C. Chapter 2950 allows for individualized assessment rather than an across-the-board rule. "Because each sexual-predator determination is fact-specific, the framework provided to the courts in the statute must be broadly worded to accommodate both the most common and most exceptional cases." * * * By writing the statutory language to accommodate for individualized assessments, the General Assembly has not rendered R.C. Chapter 2950 unconstitutionally vague. Any abuses in the sex offender classification hearing or any misapplication of the factors in R.C.
2950.09 (B)(2) to a particular individual can be cured through the appellate process. * * * We will not rule out the possibility that R.C. Chapter 2950 may be misapplied on an individual basis, but the statute is facially constitutional.
Id. at 534 (citation omitted). Thus, the court upheld the constitutionality of the statute as written, but recognized that "as applied" challenges might be upheld. The present case involves such a challenge. However, Lopez also clearly implies that the statute is defective as written, based on the lack of actual content or meaning that can be ascribed to the statutory factors.
We do not think the Ohio Supreme Court would agree with this implication. As we said, the court has already found that the factors are not unconstitutionally vague. Additionally, the court recently said inState v. Thompson (2001),
From these comments, we conclude that the Ohio Supreme Court would not be troubled by the alleged lack of content in R.C.
Furthermore, while Cook did say that courts do not need to "list" all statutory criteria, this is not the end of the story. In State v.Eppinger (2001),
[w]e are cognizant of our statement in State v. Cook, supra, that R.C.
2950.09 does not require the court to list all criteria, but only to consider all relevant factors in making its findings. * * * However, we also noted in Cook that the sexual offender classification hearing in that case was not a model hearing.
Id. at 166-67. Just before making this observation, the court had outlined objectives and procedures for model sexual offender classification hearings. Id. at 166. We recently held that these model procedures are mandatory. State v. Marshall (Nov. 16, 2001), Montgomery App. No. 18587, unreported, 2001 WL 1468893 (interpreting Eppinger).
One part of the model procedure is the trial court's consideration of statutory factors. Equally important, the court must discuss the evidence and factors it has relied on to decide if recidivism is likely.
Turning to the record in the present case, we note that the trial court did discuss its findings on the record at the conclusion of the sexual predator classification hearing. First, the court remarked on the fact that expert opinion was not required for each factor. The court also noted that it could find a person to be a sexual predator without the benefit of expert opinion. The court then outlined the factors it found important: Lopez's young age; his instability in personal relationships; and the severe nature and extent of the injuries to the young child. Based on these circumstances, the court found clear and convincing evidence that Lopez was a sexual predator.
Because the court discussed the evidence and factors upon which it relied, the procedure in this case was consistent with Eppinger. Further, the evidence in the record supports the court's decision. Specifically, Dr. Stookey testified that she would classify Lopez as a rapist, given the nature of the crime. She also testified at some length about R.C.
In considering this issue, we have reviewed the transcript and all other materials in the file, including the pre-sentence investigation report, medical and police reports, and photos of the child. Based on our review, we find competent, credible evidence to support the decision that Lopez is a sexual predator. See, e.g., State v. Hardie (2001),
Lopez contends that the evidence indicates, at most, that he can be categorized as a violent person who hurt a child. We might agree with this statement if the child's physical injuries did not involve the genital area. However, that is not the case. In addition to injuries such as strangle marks on the child's neck, the medical records indicate that the child's vagina was forcibly penetrated one inch with some type of object. As we mentioned earlier, the examining doctor said Lopez's account was completely inconsistent with the physical findings.
Admittedly, "simply committing a single sexually oriented offense is not proof, without further evidence or other compelling facts, that the offender is `likely to engage in the future in one or more sexually oriented offenses.'" State v. Ward (1999),
Based on the preceding discussion, the first and second assignments of error are overruled, and the judgment of the trial court is affirmed.
WOLFF, P.J., and FAIN, J., concur.
Concurring Opinion
In my view, it is dangerous to predicate reversible error upon a trial court's failure to have met a prescription for a model, or ideal, hearing procedure. The purpose of appellate review is to ensure that litigants receive fair trials, not perfect ones. For that reason, I would have dissented in State v. Marshall (November 16, 2001). See State v. Weaver (July 13, 2001), Montgomery App. No. 18532, unreported.
The panel in State v. Marshall, supra, evidently found good reason not to follow this court's decision in State v. Weaver, supra. The resulting situation is similar to the situation prevailing in Wogoman v. Wogoman
(1989),
In keeping with my opinion in Wogoman, I will adhere to State v.Marshall, supra, as the latest opinion of this court on this subject, even though I profoundly disagree with the view expressed therein that "model" or "ideal" procedures are mandatory rather than aspirational, so that the failure to comply with a model or ideal procedure constitutes reversible error.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.