State v. Lehman, Unpublished Decision (12-12-2001)
State v. Lehman, Unpublished Decision (12-12-2001)
Opinion of the Court
After Mace's nephew, Charles Johnson, discovered that the money was missing from her account, appellant was questioned by Detective Dan Shupp of the Lancaster Police Department. Appellant admitted to Shupp that she had accepted $21,300.00 from Mace and subsequently also told Shupp that "it was a good possibility she had gotten all of it, she just didn't know." Transcript of Sentencing hearing at 17. By comparing Mace's bank records with appellant's employee records from the temporary service, Shupp was able to determine that appellant had taken Mace to the bank on all but one of the dates in question.
Subsequently, on April 28, 2000, the Fairfield County Grand Jury indicted appellant on one count of theft from an elderly person or disabled adult in violation of R.C.
Thereafter, on October 13, 2000, appellant withdrew her former not guilty plea and pleaded no contest to grand theft, a felony of the fourth degree, in an amount over $5,000.00 but less than $100,000.00 in violation of R.C.
On December 13, 2000, prior to the journalization of the sentence, appellant filed a Motion for Post-Conviction Relief or in the Alternative to Reconsider Sentencing, seeking an order from the court granting her request for community control sanctions. Appellant, in her motion, stated that she was requesting relief "because she believes that the Court made an error of law when it refused to comply with R.C.
It is from the trial court's February 16, 2001, Judgment Entry of Sentence that appellant now prosecutes her appeal, raising the following assignments of error:
I. THE TRIAL COURT COMMITTED ERROR WHEN IT SENTENCED THE DEFENDANT TO A TERM OF ACTUAL INCARCERATION FOR A FOURTH DEGREE FELONY IN VIOLATION OF R.C.
2929.13 (B)(2) WHERE THERE WAS NO FINDING THAT THE DEFENDANT WAS NOT AMENABLE TO COMMUNITY CONTROL SANCTIONS.II. THE TRIAL COURT COMMITTED ERROR IN ITS REFUSAL TO GRANT THE DEFENDANT'S REQUEST TO BE PLACED ON COMMUNITY CONTROL AND DEFENDANT'S MOTION FOR POST CONVICTION RELIEF AFTER EXPLICITLY FINDING THAT THE DEFENDANT COULD BE AMENABLE TO AVAILABLE COMMUNITY [SIC] CONTROL SANCTIONS.
III. THE TRIAL COURT COMMITTED ERROR WHEN IT SENTENCED THE DEFENDANT TO A TERM OF ACTUAL INCARCERATION IN EXCESS OF THE MINIMUM SENTENCE IN VIOLATION OF R.C.
2929.14 .IV. THE TRIAL COURT COMMITTED ERROR IN FINDING THAT THE DEFENDANT WAS LIABLE TO RE-PAY $94,752.00 IN RESTITUTION WHERE NO MORE THAN $21,300 OF THE INTER VIVOS GIFTS GIVEN BY MS. MACE TO MRS. LEHMAN WERE DEMONSTRATED BY ANY COMPETENT EVIDENCE.
V. THE TRIAL COURT COMMITTED ERROR WHEN IT FOUND THAT MS. MACE SUFFERED [SIC] PHYSICAL OR MENTAL HARM IN THE ABSENCE OF ANY EVIDENCE WHATSOEVER THAT MS. MACE SUFFERED ANY HARM WHATSOEVER AS A RESULT OF HER INTERVIVOS GIFTS OF CASH TO THE DEFENDANT.
VI. THE TRIAL COURT COMMITTED ERROR WHEN [SIC] IT FOUND THAT THE INTER VIVOS GIFTS OF A COMPETENT MS. MACE CAUSED HER TO SUFFER SERIOUS ECONOMIC HARM WHERE THE COURT WAS PRESENTED WITH ABSOLUTELY NO EVIDENCE THAT MS. MACE'S ACTIONS HARMED HER IN ANY FORM OR FASHION.
VII. THE TRIAL COURT COMMITTED ERROR WHEN IT FOUND THAT THE DEFENDANT HELD A POSITION OF TRUST AS THAT TERM IS CONTEMPLATED [SIC] IN THE SENTENCE STATUTE.
VIII. THE TRIAL COURT COMMITTED ERROR WHEN IT FOUND THAT THE DEFENDANT'S ACTIONS WERE LIKELY TO INFLUENCE THE FUTURE CONDUCT OF OTHERS.
R.C.
(a) In committing the offense, the offender caused physical harm to a person.
(b) In committing the offense, the offender attempted to cause or made an actual threat of physical harm to a person with a deadly weapon.
(c) In committing the offense, the offender attempted to cause or made an actual threat of physical harm to a person, and the offender previously was convicted of an offense that caused physical harm to a person.
(d) The offender held a public office or position of trust and the offense related to that office or position; the offender's position obliged the offender to prevent the offense or to bring those committing it to justice; or the offender's professional reputation or position facilitated the offense or was likely to influence the future conduct of others.
(e) The offender committed the offense for hire or as part of an organized criminal activity.
(f) The offense is a sex offense that is a fourth or fifth degree felony violation of section
2907.03 ,2907.04 ,2907.05 ,2907.22 ,2907.31 ,2907.321 ,2907.322 ,2907.323 , or2907.34 of the Revised Code.
(g) The offender previously served a prison term.
(h) The offender committed the offense while under a community control sanction, while on probation, or while released from custody on a bond or personal recognizance.
(i) The offender committed the offense while in possession of a firearm.
If the trial court finds one of the factors set forth above applicable, the court may mandate a prison sentence upon further findings pursuant to R.C.
If the court makes a finding described in division (B)(1)(a), (b), (c), (d), (e), (f), (g), (h) or (i) of this section and if the court, after considering the factors set forth in section
2929.12 of the Revised Code, finds that a prison term is consistent with the purposes and principles of sentencing set forth in section2929.11 of the Revised Code and finds that the offender is not amenable to an available community control sanction, the court shall impose a prison term upon the offender.
(Emphasis added.)
In the case sub judice, both on the record and in its February 16, 2001, Sentencing Entry the trial court found that appellant held a position of trust and that the offense related to such position. See R.C.
Appellant, in her first assignment, does not dispute that the trial court considered the factors set forth in R.C.
Appellant's first and second assignments of error are, therefore, overruled.
R.C.
. . .
(B) [i]f the court imposing a sentence upon an offender for a felony elects or is required to impose a prison term on the offender and if the offender previously has not served a prison term, the court shall impose the shortest prison term authorized for the offense pursuant to division (A) of this section, unless the court finds on the record that the shortest prison term will demean the seriousness of the offender's conduct or will not adequately protect the public from future crime by the offender or others.
In interpreting this requirement, the Supreme Court of Ohio has held that:
R.C.
2929.14 (B) does not require that the trial court give its reasons for its findings that the seriousness of the offender's conduct will be demeaned or that the public will not be adequately protected from future crimes before it can lawfully impose more than the minimum authorized sentence.
State v. Edmonson (1999),
In the case sub judice, the record reflects that, at the sentencing hearing, the trial court found as follows:
The Court would further find that the shortest prison term alone would demean the seriousness of the offense and not adequately protect the public, because if you go back to the general purposes, it's to punish offenders and protect the public from future crime. And part of that is deterrence. And this is a particularly important one in this case of a care-giver taking large sums of money from a patient who is incompetent. Also, we have to consider the issue of restitution in this case.
Transcript of December 11, 2000, hearing at 42.
The trial court made a specific finding on the record the shortest prison term would demean the seriousness of the offense and would not adequately protect the public. The court then supported this finding with reasons. Because we find that the trial court's decision was supported by the record, we find no error in the trial court's decision to impose a sentence greater than the minimum.
Appellant's third assignment of error is, therefore, overruled.
A trial court is authorized to order restitution by an offender to a victim or any survivor of the victim, in an amount based upon the victim's economic loss. R.C.
At the sentencing hearing, Detective Shupp of the Lancaster Police Department testified that, based upon his investigation, he determined that a total of $95,752.00 had been taken from Mace's account during 22 separate bank withdrawals. By comparing appellant's work records from the temporary service with Mace's bank records, Detective Shupp was able to determine that appellant was Mace's caretaker on all but one of the days when the withdrawals were made. A summary of the cash withdrawals prepared by Detective Shupp was admitted at the hearing as appellee's Exhibit 1. When asked at the sentencing hearing whether he had discussed with appellant the total amount of money taken from Mace's account, Detective Shupp testified as follows:
A. Yes.
Q. And did she have any accurate record?
A. She provided me with a small tablet which indicated on it the amount that she stated she had taken. I believe she had basically told me that when she would accept money from Bernice, that she would go home and then write down that amount, because she intended to pay it back. If I remember correctly, I believe that the amount on the tablet was $21,300.
Q. Did you also talk to her about whether the amount could have been more?
A. Yes.
Q. And what did she say?
A. When I talked to her during the last statement, which would have been, I believe, April of this year, she stated that it was a good possibility that she had taken it all, but she just didn't realize it.
Transcript of December 11, 2000, hearing at 12 (Emphasis added). Furthermore, both Detective Shupp and Charles Johnson, Mace's nephew, testified at the hearing that there were no other suspects.
Based on the foregoing, we find that the trial court did not err in ordering appellant to pay $94,752.00 in restitution.2 We find that there was competent, credible evidence in the record from which the trial court could discern the amount of the restitution to a reasonable degree of certainty.
Appellant's fourth assignment of error is, therefore, overruled.
R.C.
(1) The physical or mental injury suffered by the victim of the offense due to the conduct of the offender was exacerbated because of the physical or mental condition or age of the victim.(2) The victim of the offense suffered serious physical, psychological, or economic harm as a result of the offense.
(3) The offender held a public office or position of trust in the community, and the offense related to that office or position.
(4) The offender's occupation, elected office, or profession obliged the offender to prevent the offense or bring others committing it to justice.
(5) The offender's professional reputation or occupation, elected office, or profession was used to facilitate the offense or is likely to influence the future conduct of others.
(6)The offender's relationship with the victim facilitated the offense.
(7) The offender committed the offense for hire or as a part of an organized criminal activity.
(8) In committing the offense, the offender was motivated by prejudice based on race, ethnic background, gender, sexual orientation, or religion.
(9) If the offense is a violation of section
2919.25 or a violation of section2903.11 ,2903.12 , or2903.13 of the Revised Code involving a person who was a family or household member at the time of the violation, the offender committed the offense in the vicinity of one or more children who are not victims of the offense, and the offender or the victim of the offense is a parent, guardian, custodian, or person in loco parent is of one or more of those children. R.C. R.C.2929.12 (B).
A trial court should consider all relevant factors including, but not limited to, those factors listed in R.C.
As is stated above, the trial court in the case sub judice found R.C.2929.12(B)(1) and (2) applicable. Upon our review of the record, we find that there was competent and credible evidence presented at the sentencing hearing that Mace suffered serious economic harm as a result of appellant's actions and that Mace's mental injury due to appellant's conduct was exacerbated because of Mace's mental condition and age. At the sentencing hearing, testimony was adduced that appellant took a total of $94,752.00 from appellant. Charles Johnson, Mace's nephew, testified that Mace and her husband had a "lifetime of very austere, hard savings" and that, in order to save money, had sacrificed throughout their lives. Transcript of December 11, 2000, hearing at 28. When he was asked how the theft had impacted his aunt, Johnson responded as follows:
A. It's going to have a terrible impact on her.
Q. Why?
A. I mean, mentally, she's incompetent. Physically, she is not in that bad of health. She could live — I'm not sure how many more years. Daily — you know, trying to keep her in her home as long as I can, having a health provider there every day is very expensive. Her medication, as Ms. Lehman knows, is very, very costly. This whole situation has jeopardized the remaining years of her life.Q. And was this money to be used for those types of purposes?
A. Most definitely. That was the only use. The last thing I had promised my uncle before he had passed away is, you know, if this would ever happen, we would try to keep her in her home for as long as possible instead of putting her in a nursing home. I'm not sure what's going to happen as of now.
Transcript of December 11, 2000, hearing at 30-31. As noted by the trial court at the sentencing hearing, "$95,000.00 is a large sum of money. This person [Mace] is retired, has no way of replacing this money. So the economic harm was very serious." Transcript of December 11, 2000, hearing at 42. Furthermore, Johnson also testified that Mace, who was 86 years old as of the date of the sentencing hearing and had been suffering from severe dementia for approximately seven years, would not receive the same quality of care due to the theft.
Appellant's fifth and sixth assignments of error are, therefore, overruled.
The record indicates that appellant was a home health care giver for a woman in her eighties who was suffering from dementia when the offenses in question were committed. We find that such a position places a person in a position of trust and facilitated the offense. See State v. Rodgers (Sept. 24, 2001), Stark Case No. 2000CA00335, unreported. As noted by the trial court: "[t]here was a position of trust here in the fact that she [appellant] was the care-giver for this person, went to her home. Obviously, that was a position of trust. Took her to the bank, filled out the withdrawal slips and took large sums of her money, by her own admission, over $21,000.00 over a period of a little over a year. The bank records indicate $95,000. And on all of these occasions, the moneys were withdrawn, . . . this particular Defendant took the victim to the bank for that purpose, except on one occasion. So the Court would find there was a position of trust here." Transcript of December 11, 2000, hearing at 41. Therefore, we find the record supports the trial court's finding.
We further find that the trial court properly found that appellant's actions were likely to influence the conduct of others as a result of her position. As appellee notes in its brief, "[d]ue to the Appellant's position as an in-home health provider employed by a large agency, if she is not punished with a prison term, her actions are likely to be copied by others in her profession who are exposed to gullible, mentally incompetent people." By sentencing appellant to prison, the trial court sent a clear message to home health care providers that theft from the elderly and/or mentally disabled will not be tolerated.
Appellant's seventh and eighth assignments of error are, therefore, overruled.
Costs to appellant.
Hon. Julie Edwards, P.J. Hon. Sheila Farmer, J. Hon. John Boggins, J. concurs.
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